-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JwkWAY13a3CSgAUGn7LbS+Z7JawgqX3RasSofyjO6ar56tY5ZwyzL9Poqy4xJ1i/ eHmh5VHHq7iSZqfQ0OxFng== 0000950134-95-003335.txt : 19951218 0000950134-95-003335.hdr.sgml : 19951218 ACCESSION NUMBER: 0000950134-95-003335 CONFORMED SUBMISSION TYPE: SC 14D1 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19951215 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL CONVENIENCE STORES INC /DE/ CENTRAL INDEX KEY: 0000314662 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CONVENIENCE STORES [5412] IRS NUMBER: 741361734 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 14D1 SEC ACT: 1934 Act SEC FILE NUMBER: 005-33335 FILM NUMBER: 95602092 BUSINESS ADDRESS: STREET 1: 100 WAUGH DR CITY: HOUSTON STATE: TX ZIP: 77007 BUSINESS PHONE: 7138632200 MAIL ADDRESS: STREET 1: 100 WAUGH DRI VE CITY: HOUSTON STATE: TX ZIP: 77007 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DIAMOND SHAMROCK INC CENTRAL INDEX KEY: 0000810316 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 742456753 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1 BUSINESS ADDRESS: STREET 1: P O BOX 696000 CITY: SAN ANTONIO STATE: TX ZIP: 78230 BUSINESS PHONE: 2106416800 MAIL ADDRESS: STREET 1: P O BOX 696000 CITY: SAN ANTONIO STATE: TX ZIP: 78230 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND SHAMROCK R&M INC DATE OF NAME CHANGE: 19900207 SC 14D1 1 SCHEDULE 14D-1 1 ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------- SCHEDULE 14D-1 TENDER OFFER STATEMENT (Pursuant to Section 14(d)(1) of the Securities Exchange Act of 1934) (FINAL AMENDMENT) NATIONAL CONVENIENCE STORES INCORPORATED (Name of Subject Company) SHAMROCK ACQUISITION CORP. A WHOLLY OWNED SUBSIDIARY OF DIAMOND SHAMROCK, INC. (Bidder) COMMON STOCK, PAR VALUE $.01 PER SHARE CUSIP NO. 635570500 (WITH RESPECT TO THE COMMON STOCK) WARRANTS TO PURCHASE COMMON STOCK CUSIP NO. 635570112 (TITLE OF CLASS OF SECURITIES) (WITH RESPECT TO THE WARRANTS) (CUSIP NUMBER OF CLASS OF SECURITIES) ----------------------- TIMOTHY J. FRETTHOLD, ESQ. DIAMOND SHAMROCK, INC. 9830 COLONNADE BLVD. SAN ANTONIO, TEXAS 78230 (210) 641-6800 COPY TO: ROBERT A. PROFUSEK, ESQ. JONES, DAY, REAVIS & POGUE 599 LEXINGTON AVENUE NEW YORK, NEW YORK 10022 (212) 326-3800 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications on Behalf of the Bidder) ================================================================================ 2 SCHEDULE 14D-1 ================================================================================ CUSIP NO. 635570500 (with respect to Common Stock) CUSIP NO. 635570112 (with respect to Warrants) PAGE 2 OF 7 PAGES ================================================================================ ================================================================================ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Shamrock Acquisition Corp. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a [ ] b [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* BK - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(e) or (f) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,981,422 shares of Common Stock (including 1,097,855 shares of Common Stock issuable upon exercise of 1,097,855 Warrants) - -------------------------------------------------------------------------------- 8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 94.5% - -------------------------------------------------------------------------------- 10 TYPE OF REPORTING PERSON* CO ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 SCHEDULE 14D-1 ================================================================================ CUSIP NO. 635570500 (with respect to Common Stock) CUSIP NO. 635570112 (with respect to Warrants) PAGE 3 OF 7 PAGES ================================================================================ ================================================================================ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Diamond Shamrock, Inc. 74-2456753 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a [ ] b [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* BK - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(e) or (f) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,981,422 shares of Common Stock (including 1,097,855 shares of Common Stock issuable on exercise of 1,097,855 Warrants) - -------------------------------------------------------------------------------- 8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 94.5 % - -------------------------------------------------------------------------------- 10 TYPE OF REPORTING PERSON* HC ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 This Final Amendment supplements and amends the Schedule 14D-1 Tender Offer Statement (the "Statement") relating to a tender offer by Shamrock Acquisition Corp. (the "Purchaser"), a wholly owned subsidiary of Diamond Shamrock, Inc. ("Diamond Shamrock"), to purchase (i) all of the outstanding shares of Common Stock, par value $.01 per share (the "Shares"), of National Convenience Stores Incorporated (the "Company"), at the purchase price of $27.00 per Share and (ii) all outstanding Warrants to purchase Shares (the "Warrants") issued pursuant to the Warrant Agreement, dated as of March 9, 1993, between NCS and Boatmen's Trust Company, as Warrant Agent, at the purchase price of $9.25 per Warrant, in each case, net to the seller (pre-tax) in cash, on the terms and subject to the conditions set forth in the Offer to Purchase, dated November 14, 1995, and in the related Letters of Transmittal (which together constituted the "Offer"), copies of which are filed as Exhibits (a)(1), (a)(2) and (a)(3) to the Statement. ITEM 10. ADDITIONAL INFORMATION. Item 10(f) of the Schedule 14D-1 is hereby supplemented and amended by adding the following: On December 14, 1995, Diamond Shamrock issued a press release announcing that, based on a preliminary estimate provided by the Depositary, 5,868,751 Shares and 1,097,848 Warrants had been validly tendered and not withdrawn pursuant to the Offer and that the Purchaser had accepted for purchase all such Shares and Warrants. A copy of the press release is filed as Exhibit (a)(11) hereto, and the information set forth therein is incorporated herein by reference. Subsequent to the issuance of the press release by Diamond Shamrock, the Depositary for the Offer informed the Purchaser that an additional 14,816 Shares and an additional 7 Warrants had been validly tendered pursuant to the Offer. Including these additional Shares and Warrants, an aggregate of 5,883,567 Shares and 1,097,855 Warrants have been accepted for purchase by the Purchaser pursuant to the Offer. ITEM 11. MATERIAL TO BE FILED AS EXHIBITS. Item 11 of the Schedule 14D-1 is hereby supplemented and amended by adding the following exhibit: (a)(11) Press release issued by Diamond Shamrock on December 14, 1995, announcing the completion and results of the Offer. -4- 5 SIGNATURE After due inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. SHAMROCK ACQUISITION CORP. By: /s/ TIMOTHY J. FRETTHOLD ------------------------------------- Name: Timothy J. Fretthold Title: Vice President DIAMOND SHAMROCK, INC. By: /s/ TIMOTHY J. FRETTHOLD ------------------------------------- Name: Timothy J. Fretthold Title: Senior Vice President Dated: December 15, 1995. -5- 6 EXHIBIT INDEX
Exhibit No. DESCRIPTION ----------- ----------- 99.(a)(11) Press release issued by Diamond Shamrock on December 14, 1995, announcing the completion and results of the Offer
-6- EX-99.(A)(11) 2 PRESS RELEASE DATED DECEMBER 14, 1995 1 FOR MORE INFORMATION CONTACT DIAMOND SHAMROCK: Katherine Hughes, Public Relations 210/641-8846 or Mary Hartman, Investor Relations 210/641-8840 DIAMOND SHAMROCK COMPLETES TENDER OFFER FOR NATIONAL CONVENIENCE STORES SAN ANTONIO, TEXAS - Dec. 14, 1995 - Diamond Shamrock, Inc. (NYSE:DRM) today announced that as of Dec. 13, 1995, it had accepted for purchase all validly tendered shares of common stock and warrants to purchase common stock of National Convenience Stores Incorporated (NYSE:NCS). Based on a preliminary estimate, at the expiration of the offer, NCS security holders had tendered 5,868,751 shares of NCS common stock and 1,097,848 warrants (including 122,328 shares and 101,851 warrants subject to guaranteed delivery), which together represent approximately 94 percent of NCS common stock on a fully diluted basis. Payment for shares and warrants tendered will be made promptly. Diamond Shamrock also announced that it expects, next week, to complete its acquisition of the entire equity interest in NCS in a merger providing for non-tendering holders of NCS common stock to receive the same $27.00 cash price per share as provided in the tender offer. Following the merger, holders of warrants will have the right to obtain $27.00 per warrant upon payment of the $17.75 warrant exercise price, in lieu of the one share of NCS common stock previously issuable upon exercise of a warrant. Diamond Shamrock, Inc., headquartered in San Antonio, is a leading refiner and marketer of petroleum products in the Southwest with a growing mix of related businesses. With annual sales of over $2.6 billion, Diamond Shamrock refines and markets gasoline through over 2,000 Diamond Shamrock branded locations, including 835 company operated Corner Stores that sell a full range of convenience items. National Convenience Stores Incorporated, headquartered in Houston, operates 661 Stop N Go stores throughout Texas and employs approximately 5,000 people throughout the state. NCS sells gasoline at about 595 of its stores. # # # -7- -----END PRIVACY-ENHANCED MESSAGE-----