-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Am7nBEoQrcIOjZxl9gSejO8q8lEzqYRAoK0Q6bc8m4/g9TuwD/GA/szFCQ+CnrO/ i/cbre36HdTa4s1Cp6em5A== 0000018540-98-000079.txt : 19980605 0000018540-98-000079.hdr.sgml : 19980605 ACCESSION NUMBER: 0000018540-98-000079 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980604 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUBLIC SERVICE CO OF OKLAHOMA CENTRAL INDEX KEY: 0000081027 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 730410895 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: SEC FILE NUMBER: 040-00397 FILM NUMBER: 98642472 BUSINESS ADDRESS: STREET 1: 212 E 6TH ST CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 9185992000 MAIL ADDRESS: STREET 1: P O BOX 201 CITY: TULSA STATE: OK ZIP: 74119 U-6B-2 1 CERTIFICATE OF NOTIFICATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM U-6B-2 Certificate of Notification Certificate is filed by: Public Service Company of Oklahoma. This certificate is notice that the above named company has issued, renewed or guaranteed the security or securities described herein which issue, renewal or guaranty was exempted from the provisions of Section 6(a) of the Act and was neither the subject of a declaration or application on Form U-1 nor included within the exemption provided by Rule U-48. 1. Type of the security or securities ("draft," "promissory note"). Promissory note. 2. Issue, renewal or guaranty. Guaranty of promissory notes issued by third party borrower. 3. Principal amount of each security. $12,000,000 Guaranty covering $12,000,000 Line Note. 4. Rate of interest per annum of each security. For each promissory note, variable interest rate of 0.5% below the prime rate shall apply, as announced by Chase Manhattan Bank from time to time at its New York, New York office, subject to an interest rate election by borrower to pay interest at LIBOR plus 250 basis points. 5. Date of issue, renewal or guaranty of each security. June 2, 1998. 6. If renewal of security, give date of original issue. Not applicable. 7. Date of maturity of each security. (In the case of demand notes, indicate "on demand.") February 28, 1999. 8. Name of the person to whom each security was issued, renewed or guaranteed. Bank of Oklahoma, N.A. 9. Collateral given with each security, if any. All accounts, letters of credit, instruments, negotiable instruments, general intangibles, contract rights, chattel paper and intellectual property rights of Numanco, L.L.C. and NSS Numanco, Inc., and all proceeds of the foregoing. 10. Consideration received for each security. $12,000,000. 11. Application of proceeds of each security. Working capital of Numanco, L.L.C. 12. Indicate by a check after the applicable statement below whether the issue, renewal or guaranty of each security was exempt from the provisions of Section 6(a) because of a. the provisions contained in the first sentence of Section 6(b)*, X b. the provisions contained in the fourth sentence of Section 6(b), c. the provisions contained in any rule of the Commission other than Rule U-48. (If reporting for more than one security insert the identifying symbol after applicable statement.) If the security or securities were exempt from the provisions of Section 6(a) by virtue of the first sentence of Section 6(b), give the figures which indicate that the security or securities aggregate (together with all other then outstanding notes and drafts of a maturity of nine months or less, exclusive of days of grace, as to which such company is primarily or secondarily liable) not more than 5 per centum of the principal amount and par value** of the other securities of such company then outstanding. (Demand notes, regardless of how long they may have been outstanding, shall be considered as maturing in not more than nine months for purposes of the exemption from Section 6(a) of the Act granted by the first sentence of Section 6(b)). As of March 31, 1998, Public Service Company of Oklahoma had approximately $634,719,000 of securities outstanding (other than the $12,000,000 guaranties set forth herein). The $12,000,000 guarantees are the only securities currently issued by Public Service Company of Oklahoma pursuant to Section 6(b) of the Act. Thus, such securities constitute less than 2.0% of the other outstanding securities of Public Service Company of Oklahoma. 14. If the security or securities are exempt from the provisions of Section 6(a) because of the fourth sentence of Section 6(b), name the security outstanding on January 1, 1935, pursuant to the terms of which the security or securities herein described have been issued. Not applicable. 15. If the security or securities are exempt from the provisions of Section 6(a) because of any rule of the Commission other than Rule U-48 designate the rule under which exemption is claimed. Not applicable. PUBLIC SERVICE COMPANY OF OKLAHOMA (Name of company) By: /s/ T. D. CHURCHWELL T.D. Churchwell President - ----------------------------------------------------------------- * If reporting for more than one security each security may be identified by symbol, which symbol should be used for each subsequent item. If more convenient, information may be supplied by tabular statement using the serial arrangement of this form. ** If a security had no principal amount or par value use the fair market value as of date of issues of such security, and indicate how determined. -----END PRIVACY-ENHANCED MESSAGE-----