-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IMupmX8h9auQOz9yHBeWjF5ySEXxA9ZBdaEtCaefxg92x1DfFLy6IbHMDmVTEIQp gSL+KZRNsxuAw5RIlyrrVQ== 0000018540-97-000069.txt : 19970508 0000018540-97-000069.hdr.sgml : 19970508 ACCESSION NUMBER: 0000018540-97-000069 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970507 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUBLIC SERVICE CO OF OKLAHOMA CENTRAL INDEX KEY: 0000081027 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 730410895 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: 1935 Act SEC FILE NUMBER: 040-00397 FILM NUMBER: 97597188 BUSINESS ADDRESS: STREET 1: 212 E 6TH ST CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 9185992000 MAIL ADDRESS: STREET 1: P O BOX 201 CITY: TULSA STATE: OK ZIP: 74119 U-6B-2 1 PSO FORM U-6B-2 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - -------------------------------------------------- : In the Matter of : : ASH CREEK MINING COMPANY, : CERTIFICATE : PUBLIC SERVICE COMPANY OF OKLAHOMA : OF : AND : NOTIFICATION : CENTRAL AND SOUTH WEST CORPORATION : ON : : FORM U-6B-2 (Public Utility Holding Company Act of 1935) : - --------------------------------------------------: Ash Creek Mining Company (the "Company") hereby certifies that it has issued and renewed the securities described herein, which issue was exempted from the provisions of Section 6(a) of the Public Utility Holding Company Act of 1935, as amended, and was neither the subject of a declaration or application on Form U-1 nor included within the exemption provided by Rule 48. 1. TYPE OF THE SECURITY: The securities are promissory notes (the "Notes"). 2. ISSUE, RENEWAL, OR GUARANTY: Issue and renewal. 3. PRINCIPAL AMOUNT OF EACH SECURITY: During the quarter ended March 31, 1997, the Company issued a Note representing new debt of $50,000 and a Note renewing existing debt of $6,700,000. 4. RATE OF INTEREST PER ANNUM OF EACH SECURITY: The rate of interest per annum of the Notes is variable based on the CSW money pool interest rate. 5. DATE OF ISSUE, RENEWAL OR GUARANTY OF EACH SECURITY: Issue: February 27, 1997; Renewal: January 1, 1997. 6. IF RENEWAL OF SECURITY, GIVE DATE OF ORIGINAL ISSUE: January 1, 1996. 7. DATE OF MATURITIES OF EACH SECURITY: The Notes will mature December 31, 1997. 8. NAME OF THE PERSON TO WHOM EACH SECURITY WAS ISSUED: The Notes were issued to Public Service Company of Oklahoma. 9. COLLATERAL GIVEN WITH EACH SECURITY: None. 10. CONSIDERATION RECEIVED FOR EACH SECURITY: During the quarter ended March 31, 1997, the Company received $50,000 in proceeds from the issuance of the Note representing new debt and the Company was relieved of the obligation to repay $6,700,000 by the issuance of the new Note renewing the existing debt. 11. APPLICATION OF PROCEEDS OF EACH SECURITY: The Company has applied the proceeds to pay for the operations and reclamation of a coal mine which is owned by the Company. 12. INDICATE BY A CHECK AFTER THE APPLICABLE STATEMENT BELOW WHETHER THE ISSUE OF EACH SECURITY WAS EXEMPT FROM THE PROVISIONS OF SECTION 6(A)BECAUSE OF: a. the provisions contained in the first sentence of Section 6(b) -------- b. the provisions contained in the fourth sentence of Section 6(b) -------- c. the provisions contained in any rule of the Commission other than Rule 48. X -------- 13. EXEMPTION FROM THE PROVISIONS OF SECTION 6(A) BECAUSE OF THE FIRST SENTENCE OF SECTION 6(B): Not Applicable. 14. EXEMPTION FROM THE PROVISIONS OF SECTION 6(A) BECAUSE OF THE FOURTH SENTENCE OF SECTION 6(B): Not Applicable. 15. EXEMPTION FROM THE PROVISIONS OF SECTION 6(A) BECAUSE OF ANY RULE OF THE COMMISSION OTHER THAN RULE 48: The issuance of the Notes was exempt from the provisions of Section 6(a) because the issuance met the criteria set forth in Rule 52(b). SIGNATURE As requested by order of this Commission pursuant to the Public Utility Holding Company Act of 1935, Public Service Company of Oklahoma and Ash Creek Mining Company have duly caused this report to be signed on their behalf on this 7th day of May 1997. ASH CREEK MINING COMPANY /S/ LORI WRIGHT Lori Wright, Comptroller Ash Creek Mining Company -----END PRIVACY-ENHANCED MESSAGE-----