-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VjlELk3ic0qG4SNBkgLxPmPQkWuTUSsRuBEe3PVF3Haae9h0T85axxh8IFl/Sfv8 dLeLB1cKUnk+qY3qu0oV4A== 0001042948-01-500011.txt : 20010905 0001042948-01-500011.hdr.sgml : 20010905 ACCESSION NUMBER: 0001042948-01-500011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010830 FILED AS OF DATE: 20010904 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUBLIC SERVICE CO OF NEW MEXICO CENTRAL INDEX KEY: 0000081023 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 850019030 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06986 FILM NUMBER: 1730238 BUSINESS ADDRESS: STREET 1: ALVARADO SQUARE, MS2706 CITY: ALBUQUERQUE STATE: NM ZIP: 87158 BUSINESS PHONE: 5058482700 COMPANY DATA: COMPANY CONFORMED NAME: MAERKI MAX H CENTRAL INDEX KEY: 0001042953 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] OFFICER STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ALVARADO SQUARE, MS 2818 CITY: ALBUQUERQUE STATE: NM ZIP: 87158 BUSINESS PHONE: 5052412750 MAIL ADDRESS: STREET 1: ALVARADO SQUARE M S 2818 CITY: ALBUQUERQUE STATE: NM ZIP: 87158 4 1 edgar.txt FORM 4 - 08/30/01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person MAERKI, MAX H ALVARADO SQUARE M. S. 2818 ALBUQUERQUE, NM 87158 BERNALILLO 2. Issuer Name and Ticker or Trading Symbol PUBLIC SERVICE COMPANY OF NEW MEXICO PNM 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 08/30/01 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| COMMON STOCK |08/30/|M | |13,490 |A |$17.6250 | | | | |01 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |08/30/|S | |13,490 |D |$28.9600 | | | | |01 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |08/30/|M | |7,432 |A |$23.6875 | | | | |01 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |08/30/|S | |7,432 |D |$28.9600 | | | | |01 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |08/30/|M | |12,301 |A |$19.6250 | | | | |01 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |08/30/|S | |12,301 |D |$28.9600 |1,323.7636* |D | | |01 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| OPTIONS |$17.6250|08/30|M | |13,490 |D |06/30|12/31|COMMON STOCK|13,490 |$28.96 | | | | | |/01 | | | | |/96 |/05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| OPTIONS |$23.6875|08/30|M | |7,432 |D |12/31|12/31|COMMON STOCK|7,432 |$28.96 | | | | | |/01 | | | | |/00 |/07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| OPTIONS |$19.6250|08/30|M | |12,301 |D |12/31|12/31|COMMON STOCK|12,301 |$28.96 |65,000 |D | | | |/01 | | | | |/99 |/06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: *iNCLUDES 43.7254 SHARES ACQUIRED UNDER THE PUBLIC SERVICE COMPANY OF NEW MEXICO DIVIDEND REINVESTMENT PROGRAM. -----END PRIVACY-ENHANCED MESSAGE-----