UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Securities Exchange Act of 1934
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Item 8.01. Other Events.
On September 27, 2019, Duke Energy Indiana, LLC (the “Company”) consummated the issuance and sale of the securities described below pursuant to an underwriting agreement, dated September 25, 2019 (the “Underwriting Agreement”), with BofA Securities, Inc., Mizuho Securities USA LLC, Morgan Stanley & Co. LLC, MUFG Securities Americas Inc. and SunTrust Robinson Humphrey, Inc., as representatives of the several underwriters named therein (the “Underwriters”), pursuant to which the Company agreed to issue and sell to the Underwriters $500,000,000 aggregate principal amount of the Company’s First Mortgage Bonds, Series YYY, 3.25%, Due October 1, 2049 (the “Bonds”). The Bonds were sold to the Underwriters at a discount to their principal amount. The Bonds were issued under our Indenture of Mortgage or Deed of Trust, dated September 1, 1939, between the Company and Deutsche Bank National Trust Company, as Trustee, as amended and supplemented from time to time (the “Indenture”), including by the Sixty-Ninth Supplemental Indenture, dated as of September 27, 2019 (the “Supplemental Indenture”). The disclosure in this Item 8.01 is qualified in its entirety by the provisions of the Indenture, the Supplemental Indenture, which together with the form of global bonds evidencing the Bonds, is filed as Exhibit 4.1 hereto, and the Underwriting Agreement, which is filed as Exhibit 99.1 hereto. Such exhibits are incorporated herein by reference. Also, in connection with the issuance and sale of the Bonds, the Company is filing a legal opinion regarding the validity of the Bonds as Exhibit 5.1 to this Form 8-K for the purpose of incorporating the opinion into the Company’s Registration Statement No. 333-233896-04.
Item 9.01. Financial Statements and Exhibits.
| (d) | Exhibits |
| Exhibit | Description | |
| Exhibit 4.1 | Sixty-Ninth Supplemental Indenture, dated as of September 27, 2019, between the Company and Deutsche Bank National Trust Company, as Trustee and form of global bonds. | |
| Exhibit 5.1 | Opinion regarding validity of the Bonds. | |
| Exhibit 23.1 | Consent (included as part of Exhibit 5.1). | |
| Exhibit 99.1 | Underwriting Agreement, dated September 25, 2019, among the Company and BofA Securities, Inc., Mizuho Securities USA LLC, Morgan Stanley & Co. LLC, MUFG Securities Americas Inc. and SunTrust Robinson Humphrey, Inc., as representatives of the several underwriters named therein. | |
| Exhibit 104 | Cover Page Interactive Data file (the Cover Page Interactive Data file is embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| DUKE ENERGY INDIANA, LLC | ||
| Date: September 27, 2019 | ||
| By: | /s/ Robert T. Lucas III, Esq. | |
| Name: Robert T. Lucas III, Esq. | ||
| Title: Assistant Secretary | ||
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