-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TfviJZV+7NsN8HdzHW9b4RJUeRf2Z9AMXuTR8VQBFeKNyCMgEuWBsvrWcMQqVbF9 LzB51yAgkLGw2gc6G1w6RA== 0000081018-98-000005.txt : 19980522 0000081018-98-000005.hdr.sgml : 19980522 ACCESSION NUMBER: 0000081018-98-000005 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980521 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUBLIC SERVICE CO OF COLORADO CENTRAL INDEX KEY: 0000081018 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 840296600 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: SEC FILE NUMBER: 040-00435 FILM NUMBER: 98629692 BUSINESS ADDRESS: STREET 1: 1225 17TH ST STE 900 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3035717511 MAIL ADDRESS: STREET 1: P O BOX 840 STE 300 CITY: DENVER STATE: CO ZIP: 80201 U-6B-2 1 CERT. OF NOTIFICATION-PSCO TOPRS 5/98 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. FORM U-6B-2 Certificate of Notification Filed by a registered holding company or subsidiary thereof pursuant to Rule U-20-(d) [Reg. Section 250.20, paragraph 36,652] or U-47 [Reg. Section 250.47, paragraph 36,620] adopted under the Public Utility Holding Company Act of 1935 Certificate is filed by: Public Service Company of Colorado (the "Company") on its own behalf and on the behalf of PSCO Capital Trust I (the "Trust") This certificate is notice that the above named company has issued, renewed or guaranteed the security or securities described herein which issue, renewal or guaranty was exempted from the provisions of Section 6(a) of the Act and was neither the subject of a declaration or application on Form U-1 nor included within the exemption provided by Rule U-48 [Reg. Section 250.48, paragraph 36,621]. 1. Type of the security or securities: a) 7.60% Trust Originated Preferred Securities ("Preferred") and Common Securities ("Common") b) 7.60% Deferrable Interest Subordinated Debentures c) Guarantee for benefit of holders of preferred securities and common securities 2. Issue, renewal or guaranty: a) issue b) issue c) guaranty 3. Principal amount of each security: a) $194,000,000 (Preferred); $6,000,000 (Common) b) $200,000,000 c) guarantee of payment 4. Rate of interest per annum of each security: a) 7.60% b) 7.60% c) Not applicable 5. Date of issue, renewal or guaranty of each security: a) May 11, 1998 b) May 11, 1998 c) May 11, 1998 6. If renewal of security, give date of original issue: Not applicable. 7. Date of maturity of each security: a) June 30, 2038 b) June 30, 2038 c) June 30, 2038 8. Name of the person to whom each security was issued, renewed or guaranteed: a) Public - investors (Preferred); the Company (Common) b) The Trust c) Bank of New York as trustee 9. Collateral given with each security, if any: a) none b) none c) none 10. Consideration received for each security: a) $194,000,000 (Preferred); $6,000,000 (Common) b) $200,000,000 c) none 11. Application of proceeds of each security: a) Net proceeds used by the Trust to purchase 7.60% Deferrable Interest Subordinated Debentures from the Company. b) Net proceeds used by the Company to redeem all its outstanding shares of preferred stock of the Company. c) not applicable 12. Indicate by a check after the applicable statement below whether the issue, renewal or guaranty of each security was exempt from the provisions of Section 6(a) because of: a) the provisions contained in the first sentence of Section 6(b): Not applicable b) the provisions contained in the fourth sentence of Section 6(b): Not applicable c) the provisions contained in any rule of the commission other than Rule U-48: All three securities. - -------------------------------------------------------------------------------- 13. If the security or securities were exempt from the provisions of Section 6(a) by virtue of the first sentence of Section 6(b), give the figures which indicate that the security or securities aggregate (together with all other than outstanding notes and drafts of a maturity of nine months or less, exclusive of days of grace, as to which such company is primarily or secondarily liable) not more than 5 per centum of the principal amount and par value of the other securities of such company then outstanding. (Demand notes, regardless of how long they may have been outstanding, shall be considered as maturing in not more than nine months for purposes of the exemption from Section 6(a) of the Act granted by the first sentence of Section 6(b)). Not applicable. 14. If the security or securities are exempt from the provisions of Section 6(a) because of the fourth sentence of Section 6(b), name the security outstanding on January 1, 1935, pursuant to the terms of which the security or securities herein described have been issued. Not applicable. 15. If the security or securities are exempt from the provisions of Section 6(a) because of any rule of the Commission other than Rule U-48 [Reg. Section 250.48, paragraph 36,621] designate the rule under which exemption is claimed. Rule 52 Public Service Company of Colorado By: /s/ James D. Steinhilper -------------------------- James D. Steinhilper Treasurer Date: May 21, 1998 -----END PRIVACY-ENHANCED MESSAGE-----