0001206774-14-003626.txt : 20141222 0001206774-14-003626.hdr.sgml : 20141222 20141222171149 ACCESSION NUMBER: 0001206774-14-003626 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141218 FILED AS OF DATE: 20141222 DATE AS OF CHANGE: 20141222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHOTRONICS INC CENTRAL INDEX KEY: 0000810136 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 060854886 STATE OF INCORPORATION: CT FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 15 SECOR ROAD STREET 2: PO BOX 5226 CITY: BROOKFIELD STATE: CT ZIP: 06804 BUSINESS PHONE: 2037759000 MAIL ADDRESS: STREET 1: 15 SECOR ROAD STREET 2: P O BOX 5226 CITY: BROOKFIELD STATE: CT ZIP: 06804 FORMER COMPANY: FORMER CONFORMED NAME: PHOTRONIC LABS INC DATE OF NAME CHANGE: 19900514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH SEAN T CENTRAL INDEX KEY: 0001182396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15451 FILM NUMBER: 141303776 MAIL ADDRESS: STREET 1: 15 SECOR ROAD STREET 2: PO BOX 5226 CITY: BROOKFIELD STATE: CT ZIP: 06804 4 1 smith_form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2014-12-18 0 0000810136 PHOTRONICS INC PLAB 0001182396 SMITH SEAN T 15 SECOR ROAD BROOKFIELD CT 06804 0 1 0 0 Senior Vice President & CFO Common Stock 2014-12-18 4 A 0 16050 0.76 A 112931 D Common Stock 2014-12-18 4 S 0 16050 8.25 D 96881 D Common Stock 2014-12-19 4 A 0 6250 0 A 103131 D Stock Options (Right to Buy) 0.76 2014-12-18 4 X 0 16050 0.76 D 2018-11-10 Common Stock 16050 0 D Stock Options (Right to Buy) 8.23 2014-12-19 4 A 0 37500 8.23 A 2024-12-19 Common Stock 37500 37500 D The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith. Net proceeds of sale to offset a tax liability from restricted stock vesting and to fund children's education. The stock options vest 25% over 4 years on the anniversary date of the grant. /s/ Richelle E. Burr, attorney-in-fact for Sean T. Smith 2014-12-22