☒ |
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
☐ |
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
|
|
|
(State or other jurisdiction of incorporation or organization)
|
(I.R.S. Employer Identification No.)
|
Title of Each Class
|
Trading
Symbols(s)
|
Name of Each Exchange on Which Registered
|
|
|
(NASDAQ Global Market)
|
PREFERRED STOCK PURCHASE RIGHTS
|
N/A
|
N/A
|
|
☒
|
Accelerated Filer
|
☐ |
Non-Accelerated Filer
|
☐ |
Smaller Reporting Company
|
|
Emerging growth company
|
☐ |
DOCUMENTS INCORPORATED BY
REFERENCE
|
||
Proxy Statement for the 2021
|
||
Annual Meeting of Shareholders
|
Incorporated into Part III
|
|
to be held on March 11, 2021
|
of this Form 10-K
|
1. |
Change page number 72 to page number 73 in the last paragraph of Management’s Report on Internal Control over Financial Reporting.
|
2. |
Delete the last sentence of the fourth paragraph of Management’s Report on Internal Control over Financial Reporting.
|
3. |
Add the section Remediation of Material Weakness to Management’s Report on Internal Control over Financial Reporting
|
ITEM 15. |
EXHIBITS, FINANCIAL STATEMENT SCHEDULES
|
Exhibit
Number
|
Description
|
|
31.3*
|
Certification of the Chief Executive Officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002.
|
|
31.4*
|
Certification of the Chief Financial Officer as required by Section 302 of the Sarbanes-Oxley Act of 2002.
|
*
|
Filed herewith.
|
PHOTRONICS, INC.
|
|||
(Registrant)
|
|||
By
|
/s/ John P. Jordan |
By
|
/s/ Eric Rivera |
John P. Jordan
Executive Vice President, Chief Financial Officer
(Principal Financial Officer)
|
Eric Rivera
Vice President, Corporate Controller
(Principal Accounting Officer)
|
||
January 22, 2021
|
January 22, 2021
|
||
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
|
By
|
/s/ Peter S. Kirlin |
January 22, 2021
|
|
Peter S. Kirlin
Chief Executive Officer
Director
(Principal Executive Officer)
|
By
|
/s/ John P. Jordan |
January 22, 2021
|
|
John P. Jordan
Executive Vice President, Chief Financial Officer
(Principal Financial Officer)
|
By
|
/s/ Eric Rivera |
January 22, 2021
|
|
Eric Rivera
Vice President, Corporate Controller
(Principal Accounting Officer)
|
By
|
/s/ Constantine S. Macricostas |
January 22, 2021
|
|
Constantine S. Macricostas
Chairman of the Board
|
/s/ Walter M. Fiederowicz |
January 22, 2021
|
||
Walter M. Fiederowicz
Director
|
By
|
/s/ Daniel Liao |
January 22, 2021
|
|
Daniel Liao
Director
|
By
|
/s/ George Macricostas |
January 22, 2021
|
|
George Macricostas
Director
|
By
|
/s/ Mary Paladino |
January 22, 2021
|
|
Mary Paladino
Director
|
|||
By
|
/s/ Mitchell G. Tyson |
January 22, 2021
|
|
Mitchell G. Tyson
Director
|