0001140361-17-040792.txt : 20171102 0001140361-17-040792.hdr.sgml : 20171102 20171102170248 ACCESSION NUMBER: 0001140361-17-040792 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171031 FILED AS OF DATE: 20171102 DATE AS OF CHANGE: 20171102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH SEAN T CENTRAL INDEX KEY: 0001182396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15451 FILM NUMBER: 171173334 MAIL ADDRESS: STREET 1: 15 SECOR ROAD STREET 2: PO BOX 5226 CITY: BROOKFIELD STATE: CT ZIP: 06804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHOTRONICS INC CENTRAL INDEX KEY: 0000810136 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 060854886 STATE OF INCORPORATION: CT FISCAL YEAR END: 1030 BUSINESS ADDRESS: STREET 1: 15 SECOR ROAD STREET 2: PO BOX 5226 CITY: BROOKFIELD STATE: CT ZIP: 06804 BUSINESS PHONE: 2037759000 MAIL ADDRESS: STREET 1: 15 SECOR ROAD STREET 2: P O BOX 5226 CITY: BROOKFIELD STATE: CT ZIP: 06804 FORMER COMPANY: FORMER CONFORMED NAME: PHOTRONIC LABS INC DATE OF NAME CHANGE: 19900514 4 1 form4.xml FORM 4 X0306 4 2017-10-31 0000810136 PHOTRONICS INC PLAB 0001182396 SMITH SEAN T 15 SECOR ROAD BROOKFIELD CT 06804 true Consultant/ Former SVP & CFO COMMON STOCK 2017-10-31 4 M 0 18750 5.46 A 159108 D COMMON STOCK 2017-10-31 4 S 0 18750 9.48 D 140358 D STOCK OPTIONS (RIGHT TO BUY) 5.46 2017-10-31 4 M 0 18750 0 D 2022-12-07 COMMON STOCK 18750 0 D The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith. This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. The stock options vested 25% over 4 years on the anniversary date of the grant. /s/Richelle E. Burr, attorney-in-fact for Sean T. Smith 2017-11-02