0001140361-16-089797.txt : 20161215 0001140361-16-089797.hdr.sgml : 20161215 20161215151427 ACCESSION NUMBER: 0001140361-16-089797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161213 FILED AS OF DATE: 20161215 DATE AS OF CHANGE: 20161215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHOTRONICS INC CENTRAL INDEX KEY: 0000810136 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 060854886 STATE OF INCORPORATION: CT FISCAL YEAR END: 1030 BUSINESS ADDRESS: STREET 1: 15 SECOR ROAD STREET 2: PO BOX 5226 CITY: BROOKFIELD STATE: CT ZIP: 06804 BUSINESS PHONE: 2037759000 MAIL ADDRESS: STREET 1: 15 SECOR ROAD STREET 2: P O BOX 5226 CITY: BROOKFIELD STATE: CT ZIP: 06804 FORMER COMPANY: FORMER CONFORMED NAME: PHOTRONIC LABS INC DATE OF NAME CHANGE: 19900514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH SEAN T CENTRAL INDEX KEY: 0001182396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15451 FILM NUMBER: 162053523 MAIL ADDRESS: STREET 1: 15 SECOR ROAD STREET 2: PO BOX 5226 CITY: BROOKFIELD STATE: CT ZIP: 06804 4 1 form4.xml FORM 4 X0306 4 2016-12-13 0000810136 PHOTRONICS INC PLAB 0001182396 SMITH SEAN T 15 SECOR ROAD BROOKFIELD CT 06804 true Senior Vice President & CFO Common Stock 2016-12-13 4 M 0 15000 4.42 A 137006 D Common Stock 2016-12-13 4 S 0 15000 11.4942 D 122006 D Stock Options (Right to Buy) 4.42 2016-12-13 4 M 0 15000 0 D 2019-12-21 Common Stock 15000 0 D Net proceeds of sale to offset a tax liability from restricted stock vesting. The sales reported on this form 4 were affected pursuant to a 10b5-1 trading plan adopted by Sean T. Smith This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. The stock options vest 25% over 4 years on the anniversary date of the grant. /s/ Richelle E. Burr, attorney-in-fact for Sean T. Smith 2016-12-15