-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cn5jG5R6BTuVYQYGgUmu2/Sd5QjkK22oyO0A+AUJ0+9wupwl9Zwx1B4ymYcTNv5Z z0YP14VhXR0z+ulDWdctHg== 0001136860-02-000001.txt : 20021211 0001136860-02-000001.hdr.sgml : 20021211 20021211113048 ACCESSION NUMBER: 0001136860-02-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021209 FILED AS OF DATE: 20021211 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: YOMAZZO MICHAEL J CENTRAL INDEX KEY: 0001136860 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 300 OCEAN TRAIL WAY #905 CITY: JUPITER STATE: FL ZIP: 33477 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PHOTRONICS INC CENTRAL INDEX KEY: 0000810136 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 060854886 STATE OF INCORPORATION: CT FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15451 FILM NUMBER: 02854305 BUSINESS ADDRESS: STREET 1: 1061 INDIANTOWN RD STREET 2: SUITE 318 CITY: JUPITER STATE: FL ZIP: 33477 BUSINESS PHONE: 5617451222 MAIL ADDRESS: STREET 1: 15 SECOR ROAD STREET 2: P O BOX 5226 CITY: BROOKFIELD STATE: CT ZIP: 06804 FORMER COMPANY: FORMER CONFORMED NAME: PHOTRONIC LABS INC DATE OF NAME CHANGE: 19900514 4 1 myomazzo4120902.htm PLAB FORM 4MY Form 4

FORM 4

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

  


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Check this box if no longer
subject to Section 16. Form 4 or
Form 5 obligations may continue.
See Instruction 1(b).

  

 

(Print or Type Responses)

1. Name and Address of Reporting Person*          





Yomazzo, Michael J.

2. Issuer Name and Tickler or Trading Symbol






 Photronics, Inc.    (PLAB)

6. Relationship of Reporting Person(s) to Issuer
                  (Check all applicable)

   X

Director

 

10% Owner

   

Officer (give
title below)

 

Other (specify
below)

 

(Last)                    (First)                (Middle)


 300 Ocean Trail Way

3. I.R.S. Identification Number of
   Reporting Person, if an entity
   (voluntary)

 

4. Statement for
    Month/Day/Year

 December 9, 2002



7. Individual or Joint/Group Filing (Check Applicable Line)

5. If Amendment,
    Date of Original
    (Month/Day/Year)

 

X   

Form filed by One Reporting Person

(Street)

 Jupiter, FL 33477

   

Form filed by More than One Reporting Person

(City)                      (State)                  (Zip)

Table I  ¾ Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
   (Instr. 3)

2. Trans-
    action
    Date

  (Month/
   Day/
   Year)

2A.
Deemed
Execution
Date, if
any
  (Month/
   Day/
   Year)

3. Trans-
    action
    Code
    (Instr.8)

4. Securities Acquired (A)
    or Disposed of (D)
    (Instr. 3, 4 and 5)

5. Amount of
    Securities
    Beneficially
    Owned
    Following
    Reported
    Transaction(s)

    (Instr. 3 and 4)

6. Owner-
    ship
    Form:
    Direct
    (D) or
    Indirect
    (I)

  (Instr. 4)

7. Nature of
    Indirect
    Beneficial
    Owner-
    ship



   (Instr. 4)

Code

V

Amount

(A)
or
(D)

Price

Common Stock

5/25/00

 

M

 

489 (1)

(A)

$16.90

 

(D)

 

 Common Stock

1/2/02

 

A

V

3,000 (2)

(A)

 

 

(D)

 

 Common Stock

12/9/02

 

A

 

3,000 (2)

(A)

 

17,123

(D)

 

 Common Stock

 

 

 

 

 

 

 

46,000 (3)

(I) (3)

Owned by Wife

Common Stock

 

 

 

 

 

 

 

86,000 (4)

(I) (4)

Owned by Limited Partnership

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

 
*

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

 

                                                                                                                 

Persons who respond to the collection of information contained
in this form are not required to respond unless the form displays
a currently valid OMB control number.

     

(Over)
SEC 1474 (9-02)


FORM 4 (continued)

Table II  ¾ Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
    Security
    (Instr. 3)

2. Conver-
    sion or
    Exercise
    Price of
    Deri-
    vative
   Security

3. Trans-
    action
    Date

(Month/
Day/
Year)

3A.
Deemed
Execution
Date, if
any

  (Month/
   Day/
   Year)

4. Trans-
    action
    Code
    (Instr.8)

5. Number of Deriv-
    ative Securities Ac-
    quired (A) or Dis-
    posed of (D)
    (Instr. 3, 4 and 5)

6. Date Exer-
    cisable and
    Expiration
    Date
    (Month/Day/
    Year)

7. Title and Amount of
    Underlying Securities
    (Instr. 3 and 4)

8. Price
    of
    Deriv-
    ative
    Secur-
    ity
    (Instr.
    5)

9. Number
   of deriv-
   ative
   Secur-
   ities
   Bene-
   ficially
   Owned
   Follow-
   ing
   Reported
   Trans-
   action(s)
   (Instr. 4)

10. Owner-
     ship
     Form of
     Deri-
     vative
     Security:
     Direct
     (D) or
     Indirect
     (I)
     (Instr. 4)

11. Nature
     of
     Indirect
     Benefi-
     cial
     Owner-
     ship
     (Instr. 4)

Code

V

(A)

(D)

Date
Exer-
cisable

Expira-
tion
Date

Title

Amount or
Number of
Shares

Stock Option (right to buy)

 $32.470

 1/2/02

 

 A

V

 5,000

 

(5)

1/2/12

Common Stock

5,000

 

5,000

(D)

 

Stock Option (right to buy)

$12.930

12/9/02

 

A

 

5,000

 

(5)

12/9/12

Common Stock

5,000

 

5,000

(D)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Explanation of Responses:

(1) The 489 shares were acquired under the Photronics, Inc. Employee Stock Purchase Plan.

(2) Represents shares of restricted stock granted under a Photronics stock plan pursuant to Rule 16b-3(d).

(3) Mr. Yomazzo disclaims beneficial ownership of these shares.

(4) Represents all of the shares held by a limited partnership of which Mr. Yomazzo is a general partner and owns limited partnership interests. Mr. Yomazzo disclaims ownership of those shares not represented by his general or limited partnership interests.

(5) The option becomes exercisable in four equal annual installments beginning on the first anniversary of the grant date specified in Column 3.

 

 By:

 /s/ Anthony N. Cicchetti

          

December 10, 2002

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations.

**Signature of Reporting Person

          

Date

See18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

                 Attorney-in-fact                

          

                                

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
          see Instruction 6 for procedure.

 

     

 

 

 

 

     

 

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Page 2

EX-24 3 poamyomazzo.htm PLAB POAMY POWER OF ATTORNEY

               POWER  OF  ATTORNEY                 

          For Executing Forms 3, 4 and 5                

            Know all by these presents, that the undersigned hereby constitutes and appoints each of Anthony N. Cicchetti and Sean T. Smith, signing singly, his/her true and lawful attorney-in-fact to:

Execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;

Do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and

Take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his/her discretion.

            The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as such attorney-in-fact, or his/her substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

            IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed this 26th day of August, 2002.

 

       

       

       

       

       

       

       

       

       

      /s/ Michael J. Yomazzo       

                                                                                                  

Signature

       

       

       

       

       

       

       

       

       

           Michael J. Yomazzo      

                                                                                                  

Print Name

FORMS\Power of Atty/.j

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