0001099409-11-000010.txt : 20110309
0001099409-11-000010.hdr.sgml : 20110309
20110309103008
ACCESSION NUMBER: 0001099409-11-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110222
FILED AS OF DATE: 20110309
DATE AS OF CHANGE: 20110309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHOTRONICS INC
CENTRAL INDEX KEY: 0000810136
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 060854886
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 15 SECOR ROAD
STREET 2: PO BOX 5226
CITY: BROOKFIELD
STATE: CT
ZIP: 06804
BUSINESS PHONE: 2037759000
MAIL ADDRESS:
STREET 1: 15 SECOR ROAD
STREET 2: P O BOX 5226
CITY: BROOKFIELD
STATE: CT
ZIP: 06804
FORMER COMPANY:
FORMER CONFORMED NAME: PHOTRONIC LABS INC
DATE OF NAME CHANGE: 19900514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GMT CAPITAL CORP
CENTRAL INDEX KEY: 0001106191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15451
FILM NUMBER: 11673914
BUSINESS ADDRESS:
STREET 1: GMT CAPITAL CORP
STREET 2: 2100 RIVEREDGE PARKWAY SUITE 840
CITY: ATLANTA
STATE: GA
ZIP: 30328
BUSINESS PHONE: 7709898261
MAIL ADDRESS:
STREET 1: GMT CAPITAL CORP
STREET 2: 2100 RIVEREDGE PARKWAY SUITE 840
CITY: ATLANTA
STATE: GA
ZIP: 30328
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0303
4
2011-02-22
0
0000810136
PHOTRONICS INC
PLAB
0001106191
GMT CAPITAL CORP
GMT CAPITAL CORP
2100 RIVEREDGE PARKWAY SUITE 840
ATLANTA
GA
30328
0
0
1
0
Common Stock
2011-02-22
4
S
0
93509
8.89
D
5859691
D
Common Stock
2011-02-23
4
S
0
42591
8.44
D
5817100
D
Common Stock
2011-02-28
4
S
0
105656
9.05
D
5711444
D
Common Stock
2011-03-01
4
S
0
30444
8.97
D
5681000
D
Common Stock
2011-03-07
4
S
0
113400
9.46
D
5567600
D
This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership ("Bay"), Bay II Resource Partners, L.P., a Delaware limited partnership ("Bay II"), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands ("Offshore Fund"), GMT Capital Corp., a Georgia corporation ("GMT Capital"), and Thomas E. Claugus, a United States citizen ("Claugus"). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
GMT Capital, the general partner of Bay and Bay II, has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.
The aggregate number of shares of common stock sold was 93,509 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 22,100 shares; Bay II = 23,600 shares; Offshore Fund = 41,209 shares; GMT Capital = 3,400 shares; Claugus = 3,200 shares.
5,859,691 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,380,300 shares directly owned by it; Bay II = 1,481,800 shares directly owned by it; Offshore Fund = 2,583,591 shares directly owned by it; GMT Capital = 213,900 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 200,100 shares directly owned by him.
The aggregate number of shares of common stock sold was 42,591 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,000 shares; Bay II = 10,800 shares; Offshore Fund = 18,791 shares; GMT Capital = 1,600 shares; Claugus = 1,400 shares.
5,817,100 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,370,300 shares directly owned by it; Bay II = 1,471,000 shares directly owned by it; Offshore Fund = 2,564,800 shares directly owned by it; GMT Capital = 212,300 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 198,700 shares directly owned by him.
The aggregate number of shares of common stock sold was 105,656 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 24,900 shares; Bay II = 26,700 shares; Offshore Fund = 46,556 shares; GMT Capital = 3,900 shares; Claugus = 3,600 shares.
5,711,444 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,345,400 shares directly owned by it; Bay II = 1,444,300 shares directly owned by it; Offshore Fund = 2,518,244 shares directly owned by it; GMT Capital = 208,400 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 195,100 shares directly owned by him.
The aggregate number of shares of common stock sold was 30,444 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 7,200 shares; Bay II = 7,700 shares; Offshore Fund = 13,444 shares; GMT Capital = 1,100 shares; Claugus = 1,000 shares.
5,681,000 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,338,200 shares directly owned by it; Bay II = 1,436,600 shares directly owned by it; Offshore Fund = 2,504,800 shares directly owned by it; GMT Capital = 207,300 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 194,100 shares directly owned by him.
The aggregate number of shares of common stock sold was 113,400 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 26,700 shares; Bay II = 28,700 shares; Offshore Fund = 50,000 shares; GMT Capital = 4,100 shares; Claugus = 3,900 shares.
5,567,600 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,311,500 shares directly owned by it; Bay II = 1,407,900 shares directly owned by it; Offshore Fund = 2,454,800 shares directly owned by it; GMT Capital = 203,200 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 190,200 shares directly owned by him.
Thomas E. Claugus
2011-03-09