0001181431-13-010400.txt : 20130219
0001181431-13-010400.hdr.sgml : 20130219
20130219122546
ACCESSION NUMBER: 0001181431-13-010400
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130219
DATE AS OF CHANGE: 20130219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOF PARTNERS LLC
CENTRAL INDEX KEY: 0001280952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15360
FILM NUMBER: 13622439
MAIL ADDRESS:
STREET 1: 126 E 56TH ST 28TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP
CENTRAL INDEX KEY: 0001269417
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15360
FILM NUMBER: 13622437
BUSINESS ADDRESS:
STREET 1: 126 EAST 56TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-419-3900
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALE JAMES C
CENTRAL INDEX KEY: 0001184312
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15360
FILM NUMBER: 13622438
MAIL ADDRESS:
STREET 1: C/O SANDERS MORRIS HARRIS INC
STREET 2: 126 E. 56TH ST 24TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BIOJECT MEDICAL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000810084
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 931099680
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7180 SW SANDBURG STREET, SUITE 100
CITY: TIGARD
STATE: OR
ZIP: 97223
BUSINESS PHONE: 503-692-8001
MAIL ADDRESS:
STREET 1: 7180 SW SANDBURG STREET, SUITE 100
CITY: TIGARD
STATE: OR
ZIP: 97223
FORMER COMPANY:
FORMER CONFORMED NAME: BIOJECT MEDICAL SYSTEMS LTD
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIFE SCIENCES OPPORTUNITIES FUND II LP
CENTRAL INDEX KEY: 0001269415
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15360
FILM NUMBER: 13622440
BUSINESS ADDRESS:
STREET 1: 126 EAST 56TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-419-3900
MAIL ADDRESS:
STREET 1: 126 E 56TH STREET
STREET 2: 28TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
5
1
rrd370826.xml
X0306
5
2012-12-31
0
0
0
0000810084
BIOJECT MEDICAL TECHNOLOGIES INC
BJCT
0001269415
LIFE SCIENCES OPPORTUNITIES FUND II LP
CARNEGIE HALL TOWER
152 WEST 57TH STREET, 19TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001280952
LOF PARTNERS LLC
126 EAST 56TH STREET, 24TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See general remarks
0001184312
GALE JAMES C
152 WEST 57TH STREET, 19TH FLOOR
NEW YORK
NY
10022
1
0
0
0
0001269417
LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP
CARNEGIE HALL TOWERS
152 WEST 57TH STREET, 19TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Series G Preferred Stock
13.00
2011-03-10
5
J
0
1076
A
2011-03-10
Common Stock
107600
10741
D
Series G Preferred Stock
13.00
2011-03-10
5
J
0
6012
A
2011-03-10
Common Stock
601200
50335
D
These securities are owned directly by Life Sciences Opportunities Fund II, L.P. and indirectly by Signet Healthcare Partners, LLC, the general partner of Life Sciences Opportunities Fund II, L.P., James C. Gale, the chief investment officer and manager of Signet Healthcare Partners, LLC, and SMW Investments I, LLC, the controlling member of Signet Healthcare Partners, LLC. Signet Healthcare Partners, LLC, SMW Investments I, LLC, and James C. Gale disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
These securities are owned directly by Life Sciences Opportunities Fund II (Institutional), L.P. and indirectly by Signet Healthcare Partners, LLC, the general partner of Life Sciences Opportunities Fund II (Institutional), L.P., James C. Gale, the chief investment officer and manager of Signet Healthcare Partners, LLC, and SMW Investments I, LLC, the controlling member of Signet Healthcare Partners, LLC. Signet Healthcare Partners, LLC, SMW Investments I, LLC, and James C. Gale disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
Series G Convertible Preferred Stock issued as stock dividend pursuant to the terms of a Purchase Agreement dated as of December 18, 2009. The Shares are convertible at any time by the purchasers into Commn Stock at the rate 100 shares of Common Stock per each shares of Series G Preferred Stock or $0.13 per share. LOF and LOFI paid for the Series G Preferred by the cancellation of the $600,000 outstanding principal amount of and $101,834.06 accrued interest through December 18, 2009 on the 2007 Convertible Subordinated Promissory Notes dated as of December 5, 2007
None
This is a joint filing by Life Sciences Opportunities Fund (Institutional)II, L.P., Life Sciences Opportunitites Fund II, L.P., Signet Healthcare Partners, LLC (formerly known as LOF Partners, LLC), SMW Investments I, LLC (as assignee of Sanders Morris Harris Inc.), and James C. Gale. Life Sciences Opportunities Fund II, L.P. is the designated filer for Life Sciences Opportunitites Fund II (Institutional), L.P., Signet Healthcare Partners, LLC, SMW Investments I, LLC, and James C. Gale. The address of each filer is the same as the designated filer except SMW Investments I, LLC, which is 600 Travis, Suite 5900, Houston, Texas 77002. See notes 1 and 2 above. Signet Healthcare Partners, LLC, SMW Investments I, LLC, and James C. Gale disclaim beneficial ownership of such shares except to the extent of the pecuniary interest therein, if any.
James C. Gale, Manager of Signet Healthcare Partners, LLC (formerly LOF Partners, LLC), general partner of Life Sciences Opportunities Fund (Institutional) II, L.P. and Life Sciences Oppotunities Fund II, L.P.
2013-02-19
James C. Gale, Manager of Signet Healthcare Partners, LLC (formerly LOF Partners, LLC)
2013-02-19
Ben T. Morris, Manager of SMW Investments I, LLC
2013-02-19
James C. Gale
2013-02-19