N-PX 1 d473499dnpx.htm IVY VARIABLE INSURANCE PORTFOLIOS Ivy Variable Insurance Portfolios

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-5017

IVY VARIABLE INSURANCE PORTFOLIOS

(Exact Name as Specified in Charter)

 

6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: December 31

Date of reporting period: July 1, 2017 to June 30, 2018


IVY VIP ASSET STRATEGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

Larsen & Toubro Ltd

 

Meeting Date:    07/04/2017    Country:    India    Primary Security ID:    Y5217N159
Record Date:    05/26/2017    Meeting Type:    Special    Ticker:    500510

 

Shares Voted:   327,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Postal Ballot    Mgmt         
1   Approve Issuance of Bonus Shares    Mgmt    For    For    For

Axis Bank Ltd.

 

Meeting Date:    07/26/2017    Country:    India    Primary Security ID:    Y0487S137
Record Date:    07/19/2017    Meeting Type:    Annual    Ticker:    532215

 

Shares Voted:   996,929          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend    Mgmt    For    For    For
3   Reelect Usha Sangwan as Director    Mgmt    For    Refer    Against
4   Reelect B. Babu Rao as Director    Mgmt    For    For    For
5   Approve S.R. Batliboi & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
6   Approve Remuneration of Sanjiv Misra as Part-Time Non-Executive Chairman    Mgmt    For    Refer    For
7   Approve Revision in the Remuneration of Shikha Sharma as Managing Director and CEO    Mgmt    For    Refer    For
8   Approve Revision in the Remuneration of V. Srinivasan as Deputy Managing Director    Mgmt    For    Refer    For
9   Approve Revision in the Remuneration of Rajiv Anand as Executive Director (Retail Banking)    Mgmt    For    Refer    For
10   Approve Revision in the Remuneration of Rajesh Dahiya as Executive Director (Corporate Centre)    Mgmt    For    Refer    For
11   Approve Issuance of Debt Securities on Private Placement Basis    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

ITC Ltd.

 

Meeting Date:    07/28/2017    Country:    India    Primary Security ID:    Y4211T171
Record Date:    07/21/2017    Meeting Type:    Annual    Ticker:    ITC

 

Shares Voted:   842,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend    Mgmt    For    For    For
3   Reelect Suryakant Balkrishna Mainak as Director    Mgmt    For    For    For
4   Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Elect Zafir Alam as Director    Mgmt    For    For    For
6   Elect David Robert Simpson as Director    Mgmt    For    For    For
7   Elect Ashok Malik as Director    Mgmt    For    For    For
8   Approve Revision in the Remuneration of Yogesh Chander Deveshwar as Non-Executive Chairman    Mgmt    For    Refer    Against
9   Approve Revision in the Remuneration of Sanjiv Puri as CEO and Wholetime Director    Mgmt    For    Refer    For
10   Approve Remuneration of P. Raju Iyer, Cost Accountant as Cost Auditors    Mgmt    For    For    For
11   Approve Remuneration of Shome & Banerjee, Cost Accountants as Cost Auditors    Mgmt    For    For    For

Larsen & Toubro Ltd

 

Meeting Date:    08/22/2017    Country:    India    Primary Security ID:    Y5217N159
Record Date:    08/14/2017    Meeting Type:    Annual    Ticker:    500510

 

Shares Voted:   524,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend    Mgmt    For    For    For
3   Reelect Sushobhan Sarker as Director    Mgmt    For    For    For
4   Reelect Shailendra Roy as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Larsen & Toubro Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Reelect R. Shankar Raman as Director    Mgmt    For    For    For
6   Reelect Subodh Bhargava as Director    Mgmt    For    For    For
7   Approve Appointment and Remuneration of S.N. Subrahmanyan as Chief Executive Officer and Managing Director    Mgmt    For    For    For
8   Elect Jayant Damodar Patil as Director    Mgmt    For    For    For
9   Elect Arvind Gupta as Director    Mgmt    For    For    For
10   Approve Appointment and Remuneration of Jayant Damodar Patil as Executive Director    Mgmt    For    Refer    For
11   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
12   Approve Issuance of Secure/Unsecured Redeemable Non-Convertible Debentures on Private Placement Basis    Mgmt    For    Refer    For
13   Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
14   Approve Remuneration of Cost Auditors    Mgmt    For    For    For

Larsen & Toubro Ltd

 

Meeting Date:    08/22/2017    Country:    India    Primary Security ID:    Y5217N159
Record Date:    07/20/2017    Meeting Type:    Court    Ticker:    500510

 

Shares Voted:   491,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court-Ordered Meeting for Shareholders    Mgmt         
1   Approve Scheme of Amalgamation    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

China Construction Bank Corporation

 

Meeting Date:    10/09/2017    Country:    China    Primary Security ID:    Y1397N101
Record Date:    09/08/2017    Meeting Type:    Special    Ticker:    939

 

Shares Voted:   3,449,855          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  EGM BALLOT FOR THE HOLDERS OF H SHARES    Mgmt         
1   Elect Tian Guoli and Authorize the Remuneration Committee to Fix His Remuneration    Mgmt    For    For    For

Alibaba Group Holding Limited

 

Meeting Date:    10/18/2017    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/18/2017    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   104,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Elect Jack Yun Ma as Director    Mgmt    For    Refer    Against
1.2   Elect Masayoshi Son as Director    Mgmt    For    Refer    Against
1.3   Elect Walter Teh Ming Kwauk as Director    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

BHP Billiton plc

 

Meeting Date:    10/19/2017    Country:    United Kingdom    Primary Security ID:    G10877101
Record Date:    10/17/2017    Meeting Type:    Annual    Ticker:    BLT

 

Shares Voted:   306,943          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

BHP Billiton plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7   Approve Remuneration Policy    Mgmt    For    For    For
8   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
9   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
10   Approve Leaving Entitlements    Mgmt    For    Refer    For
11   Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie    Mgmt    For    Refer    For
12   Elect Terry Bowen as Director    Mgmt    For    For    For
13   Elect John Mogford as Director    Mgmt    For    For    For
14   Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
15   Re-elect Anita Frew as Director    Mgmt    For    For    For
16   Re-elect Carolyn Hewson as Director    Mgmt    For    For    For
17   Re-elect Andrew Mackenzie as Director    Mgmt    For    For    For
18   Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For
19   Re-elect Wayne Murdy as Director    Mgmt    For    For    For
20   Re-elect Shriti Vadera as Director    Mgmt    For    For    For
21   Re-elect Ken MacKenzie as Director    Mgmt    For    For    For
  Shareholder Proposals    Mgmt         
22   Amend the Constitution    SH    Against    Refer    Against
23   Review the Public Policy Advocacy on Climate Change and Energy    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

MetLife, Inc.

 

Meeting Date:    10/19/2017    Country:    USA    Primary Security ID:    59156R108
Record Date:    09/05/2017    Meeting Type:    Special    Ticker:    MET

 

Shares Voted:   190,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Parker-Hannifin Corporation

 

Meeting Date:    10/25/2017    Country:    USA    Primary Security ID:    701094104
Record Date:    08/31/2017    Meeting Type:    Annual    Ticker:    PH

 

Shares Voted:   62,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lee C. Banks    Mgmt    For    For    For
1.2   Elect Director Robert G. Bohn    Mgmt    For    For    For
1.3   Elect Director Linda S. Harty    Mgmt    For    For    For
1.4   Elect Director Robert J. Kohlhepp    Mgmt    For    For    For
1.5   Elect Director Kevin A. Lobo    Mgmt    For    For    For
1.6   Elect Director Klaus-Peter Muller    Mgmt    For    For    For
1.7   Elect Director Candy M. Obourn    Mgmt    For    For    For
1.8   Elect Director Joseph Scaminace    Mgmt    For    For    For
1.9   Elect Director Wolfgang R. Schmitt    Mgmt    For    For    For
1.10   Elect Director Ake Svensson    Mgmt    For    For    For
1.11   Elect Director James R. Verrier    Mgmt    For    For    For
1.12   Elect Director James L. Wainscott    Mgmt    For    For    For
1.13   Elect Director Thomas L. Williams    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Delphi Automotive PLC

 

Meeting Date:    11/07/2017    Country:    Jersey    Primary Security ID:    G27823106
Record Date:    10/05/2017    Meeting Type:    Special    Ticker:    DLPH

 

Shares Voted:   149,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Change Company Name to Aptiv PLC    Mgmt    For    For    For

Ferguson PLC

 

Meeting Date:    11/28/2017    Country:    United Kingdom    Primary Security ID:    G3408R105
Record Date:    11/26/2017    Meeting Type:    Annual    Ticker:    FERG

 

Shares Voted:   86,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect Kevin Murphy as Director    Mgmt    For    For    For
5   Elect Michael Powell as Director    Mgmt    For    For    For
6   Elect Nadia Shouraboura as Director    Mgmt    For    For    For
7   Re-elect Tessa Bamford as Director    Mgmt    For    For    For
8   Re-elect John Daly as Director    Mgmt    For    For    For
9   Re-elect Gareth Davis as Director    Mgmt    For    For    For
10   Re-elect Pilar Lopez as Director    Mgmt    For    For    For
11   Re-elect John Martin as Director    Mgmt    For    For    For
12   Re-elect Alan Murray as Director    Mgmt    For    For    For
13   Re-elect Darren Shapland as Director    Mgmt    For    For    For
14   Re-elect Jacqueline Simmonds as Director    Mgmt    For    For    For
15   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Ferguson PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Industrial and Commercial Bank of China Limited

 

Meeting Date:    11/29/2017    Country:    China    Primary Security ID:    Y3990B112
Record Date:    10/27/2017    Meeting Type:    Special    Ticker:    1398

 

Shares Voted:   4,150,343          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Approve Remuneration of Directors and Supervisors for 2016    Mgmt    For    Refer    For
2   Elect Anthony Francis Neoh as Director    Mgmt    For    For    For
3   Amend Rules and Procedures Regarding General Meetings of Shareholders    Mgmt    For    Refer    For
4   Amend Rules and Procedures Regarding Meetings of Board of Directors    Mgmt    For    Refer    Against
5   Amend Rules and Procedures Regarding Meetings of Board of Supervisors    Mgmt    For    Refer    For

Microsoft Corporation

 

Meeting Date:    11/29/2017    Country:    USA    Primary Security ID:    594918104
Record Date:    09/29/2017    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   320,407          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Axis Bank Ltd.

 

Meeting Date:    12/08/2017    Country:    India    Primary Security ID:    Y0487S137
Record Date:    12/01/2017    Meeting Type:    Special    Ticker:    532215

 

Shares Voted:   1,064,729          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Issuance of Equity Shares to Investors 1 and 2 and Issuance of Convertible Warrants to Investor 3 on Preferential Basis    Mgmt    For    Refer    For
2   Approve Issuance of Equity Shares to Investors 7 and 8 and Issuance of Equity Shares and Convertible Warrants to Investors 4, 5 and 6 on Preferential Basis    Mgmt    For    Refer    For
3   Approve Issuance of Equity Shares to Life Insurance Corporation of India on Preferential Basis    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Intuit Inc.

 

Meeting Date:    01/18/2018    Country:    USA    Primary Security ID:    461202103
Record Date:    11/20/2017    Meeting Type:    Annual    Ticker:    INTU

 

Shares Voted:   93,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Eve Burton    Mgmt    For    For    For
1b   Elect Director Scott D. Cook    Mgmt    For    For    For
1c   Elect Director Richard L. Dalzell    Mgmt    For    For    For
1d   Elect Director Deborah Liu    Mgmt    For    For    For
1e   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1f   Elect Director Dennis D. Powell    Mgmt    For    For    For
1g   Elect Director Brad D. Smith    Mgmt    For    For    For
1h   Elect Director Thomas Szkutak    Mgmt    For    For    For
1i   Elect Director Raul Vazquez    Mgmt    For    For    For
1j   Elect Director Jeff Weiner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Visa Inc.

 

Meeting Date:    01/30/2018    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/01/2017    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   143,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Gary A. Hoffman    Mgmt    For    For    For
1e   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1f   Elect Director John F. Lundgren    Mgmt    For    For    For
1g   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1h   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1i   Elect Director John A.C. Swainson    Mgmt    For    For    For
1j   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

FleetCor Technologies, Inc.

 

Meeting Date:    02/07/2018    Country:    USA    Primary Security ID:    339041105
Record Date:    12/28/2017    Meeting Type:    Special    Ticker:    FLT

 

Shares Voted:   41,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Swedbank AB

 

Meeting Date:    03/22/2018    Country:    Sweden    Primary Security ID:    W94232100
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    SWED A

 

Shares Voted:   361,629          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting    Mgmt         
2   Elect Chairman of Meeting    Mgmt    For    For    For
3   Prepare and Approve List of Shareholders    Mgmt    For    For    For
4   Approve Agenda of Meeting    Mgmt    For    For    For
5   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
6   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
7a   Receive Financial Statements and Statutory Reports    Mgmt         
7b   Receive Auditor’s Report    Mgmt         
7c   Receive President’s Report    Mgmt         
8   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
9   Approve Allocation of Income and Dividends of SEK 13.00 Per Share    Mgmt    For    For    For
10a   Approve Discharge of Goran Hedman    Mgmt    For    For    For
10b   Approve Discharge of Pia Rudengren    Mgmt    For    For    For
10c   Approve Discharge of Karl-Henrik Sundstrom    Mgmt    For    For    For
10d   Approve Discharge of Lars Idermark    Mgmt    For    For    For
10e   Approve Discharge of Bodil Eriksson    Mgmt    For    For    For
10f   Approve Discharge of Ulrika Francke    Mgmt    For    For    For
10g   Approve Discharge of Peter Norman    Mgmt    For    For    For
10h   Approve Discharge of Siv Svensson    Mgmt    For    For    For
10i   Approve Discharge of Mats Granryd    Mgmt    For    For    For
10j   Approve Discharge of Bo Johansson    Mgmt    For    For    For
10k   Approve Discharge of Annika Poutiainen    Mgmt    For    For    For
10l   Approve Discharge of Magnus Uggla    Mgmt    For    For    For
10m   Approve Discharge of Birgitte Bonnesen    Mgmt    For    For    For
10n   Approve Discharge of Camilla Linder    Mgmt    For    For    For
10o   Approve Discharge of Roger Ljung    Mgmt    For    For    For
10p   Approve Discharge of Ingrid Friberg    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Swedbank AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10q   Approve Discharge of Henrik Joelsson    Mgmt    For    For    For
11   Amend Articles of Association Re: Time Auditor is Elected for    Mgmt    For    Refer    For
12   Determine Number of Directors (10)    Mgmt    For    Refer    For
13   Approve Remuneration of Directors in the Amount of SEK 2.54 Million for Chairman, SEK 850,000 for Vice Chairman and SEK 570,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors    Mgmt    For    For    For
14a   Elect Anna Mossberg as New Director    Mgmt    For    For    For
14b   Reelect Bodil Eriksson as Director    Mgmt    For    For    For
14c   Reelect Ulrika Francke as Director    Mgmt    For    For    For
14d   Reelect Mats Granryd as Director    Mgmt    For    For    For
14e   Reelect Lars Idermark as Director    Mgmt    For    For    For
14f   Reelect Bo Johansson as Director    Mgmt    For    For    For
14g   Reelect Peter Norman as Director    Mgmt    For    For    For
14h   Reelect Annika Poutiainen as Director    Mgmt    For    For    For
14i   Reelect Siv Svensson as Director    Mgmt    For    For    For
14j   Reelect Magnus Uggla as Director    Mgmt    For    For    For
15   Elect Lars Idermark as Board Chairman    Mgmt    For    For    For
16   Ratify Deloitte as Auditors    Mgmt    For    For    For
17   Authorize Chairman of Board and Representatives of Five of Company’s Largest Shareholders to Serve on Nominating Committee    Mgmt    For    Refer    For
18   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    For    For
19   Authorize Repurchase Authorization for Trading in Own Shares    Mgmt    For    For    For
20   Authorize General Share Repurchase Program    Mgmt    For    For    For
21   Approve Issuance of Convertibles without Preemptive Rights    Mgmt    For    For    For
22a   Approve Common Deferred Share Bonus Plan (Eken 2018)    Mgmt    For    Refer    For
22b   Approve Deferred Share Bonus Plan for Key Employees (IP 2018)    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Swedbank AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

22c   Approve Equity Plan Financing to Participants of 2018 and Previous Programs    Mgmt    For    Refer    For
  Shareholder Proposals Submitted by Goran Westman, Carl Axel Bruno and Joacim Sjoberg    Mgmt         
23   Implement Lean Concept    SH    None    Refer    Against
24   Instruct Board of Directors/CEO to Re-Introduce Bank Books    SH    None    Refer    Against
25   Instruct the Board of Directors to Revise the Dividend Policy    SH    None    Refer    Against
26   Close Meeting    Mgmt         

Bridgestone Corp.

 

Meeting Date:    03/23/2018    Country:    Japan    Primary Security ID:    J04578126
Record Date:    12/31/2017    Meeting Type:    Annual    Ticker:    5108

 

Shares Voted:   167,315          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 80    Mgmt    For    For    For
2.1   Elect Director Tsuya, Masaaki    Mgmt    For    For    For
2.2   Elect Director Nishigai, Kazuhisa    Mgmt    For    For    For
2.3   Elect Director Zaitsu, Narumi    Mgmt    For    For    For
2.4   Elect Director Togami, Kenichi    Mgmt    For    For    For
2.5   Elect Director Scott Trevor Davis    Mgmt    For    For    For
2.6   Elect Director Okina, Yuri    Mgmt    For    For    For
2.7   Elect Director Masuda, Kenichi    Mgmt    For    For    For
2.8   Elect Director Yamamoto, Kenzo    Mgmt    For    For    For
2.9   Elect Director Terui, Keiko    Mgmt    For    For    For
2.10   Elect Director Sasa, Seiichi    Mgmt    For    For    For
2.11   Elect Director Shiba, Yojiro    Mgmt    For    For    For
2.12   Elect Director Suzuki, Yoko    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Broadcom Limited

 

Meeting Date:    03/23/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    03/05/2018    Meeting Type:    Court    Ticker:    AVGO

 

Shares Voted:   18,995          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court-Ordered Meeting for Shareholders    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For

QUALCOMM Incorporated

 

Meeting Date:    03/23/2018    Country:    USA    Primary Security ID:    747525103
Record Date:    01/08/2018    Meeting Type:    Proxy Contest    Ticker:    QCOM

 

Shares Voted:   36,597          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proxy (White Proxy Card)    Mgmt         
1.1   Elect Director Barbara T. Alexander    Mgmt    For    Refer    Do Not Vote
1.2   Elect Director Jeffrey W. Henderson    Mgmt    For    Refer    Do Not Vote
1.3   Elect Director Thomas W. Horton    Mgmt    For    Refer    Do Not Vote
1.4   Elect Director Paul E. Jacobs    Mgmt    For    Refer    Do Not Vote
1.5   Elect Director Ann M. Livermore    Mgmt    For    Refer    Do Not Vote
1.6   Elect Director Harish Manwani    Mgmt    For    Refer    Do Not Vote
1.7   Elect Director Mark D. McLaughlin    Mgmt    For    Refer    Do Not Vote
1.8   Elect Director Steve Mollenkopf    Mgmt    For    Refer    Do Not Vote
1.9   Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    Refer    Do Not Vote
1.10   Elect Director Francisco Ros    Mgmt    For    Refer    Do Not Vote
1.11   Elect Director Anthony J. Vinciquerra    Mgmt    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

QUALCOMM Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    Do Not Vote
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Do Not Vote
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    Refer    Do Not Vote
5   Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    Refer    Do Not Vote
6   Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions    Mgmt    For    Refer    Do Not Vote
7   Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders    Mgmt    For    Refer    Do Not Vote
8   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After July 15, 2016 Dissident Proxy (Blue Proxy Card)    SH Mgmt    Against    Refer    Do Not Vote
1.1   Elect Director Samih Elhage    SH    For    Refer    For
1.2   Elect Director David G. Golden    SH    For    Refer    For
1.3   Elect Director Veronica M. Hagen    SH    For    Refer    For
1.4   Elect Director Julie A. Hill    SH    For    Refer    For
1.5   Elect Director John H. Kispert    SH    For    Refer    For
1.6   Elect Director Harry L. You    SH    For    Refer    For
2   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After July 15, 2016    SH    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    None    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    None    Refer    For
6   Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    Refer    For
7   Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions    Mgmt    For    Refer    For
8   Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Renesas Electronics Corporation

 

Meeting Date:    03/29/2018    Country:    Japan    Primary Security ID:    J4881V107
Record Date:    12/31/2017    Meeting Type:    Annual    Ticker:    6723

 

Shares Voted:   74,019          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Tsurumaru, Tetsuya    Mgmt    For    Refer    Against
1.2   Elect Director Kure, Bunsei    Mgmt    For    Refer    Against
1.3   Elect Director Shibata, Hidetoshi    Mgmt    For    For    For
1.4   Elect Director Toyoda, Tetsuro    Mgmt    For    For    For
1.5   Elect Director Iwasaki, Jiro    Mgmt    For    For    For
2.1   Appoint Statutory Auditor Yamazaki, Kazuyoshi    Mgmt    For    Refer    For
2.2   Appoint Statutory Auditor Yamamoto, Noboru    Mgmt    For    Refer    For
3   Approve Compensation Ceiling for Directors    Mgmt    For    Refer    Against

Broadcom Limited

 

Meeting Date:    04/04/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    02/12/2018    Meeting Type:    Annual    Ticker:    AVGO

 

Shares Voted:   18,995          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Hock E. Tan    Mgmt    For    For    For
1b   Elect Director James V. Diller    Mgmt    For    For    For
1c   Elect Director Gayla J. Delly    Mgmt    For    For    For
1d   Elect Director Lewis C. Eggebrecht    Mgmt    For    For    For
1e   Elect Director Kenneth Y. Hao    Mgmt    For    For    For
1f   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1g   Elect Director Check Kian Low    Mgmt    For    For    For
1h   Elect Director Donald Macleod    Mgmt    For    For    For
1i   Elect Director Peter J. Marks    Mgmt    For    For    For
1j   Elect Director Henry Samueli    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Broadcom Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Approve Issuance of Shares With or Without Preemptive Rights    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Schlumberger Limited

 

Meeting Date:    04/04/2018    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/07/2018    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   127,157          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1d   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1e   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1f   Elect Director Helge Lund    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1i   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1j   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1k   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Airbus SE

 

Meeting Date:    04/11/2018    Country:    Netherlands    Primary Security ID:    N0280G100
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   160,831          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2   Receive Report on Business and Financial Statements    Mgmt         
2.3   Discuss Implementation of the Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For
4.2   Approve Allocation of Income and Dividends of EUR of 1.50 per Share    Mgmt    For    For    For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
4.6   Reelect Maria Amparo Moraleda Martinez as a Non-Executive Director    Mgmt    For    For    For
4.7   Elect Victor Chu as a Non-Executive Director    Mgmt    For    For    For
4.8   Elect Jean-Pierre Clamadieu as a Non-Executive Director    Mgmt    For    For    For
4.9   Elect Rene Obermann as a Non-Executive Director    Mgmt    For    For    For
4.10   Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.11   Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.12   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.13   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Airbus SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Close Meeting    Mgmt         

Adobe Systems Incorporated

 

Meeting Date:    04/12/2018    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/14/2018    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   90,879          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Edward W. Barnholt    Mgmt    For    For    For
1c   Elect Director Robert K. Burgess    Mgmt    For    For    For
1d   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1e   Elect Director James E. Daley    Mgmt    For    For    For
1f   Elect Director Laura B. Desmond    Mgmt    For    For    For
1g   Elect Director Charles M. Geschke    Mgmt    For    For    For
1h   Elect Director Shantanu Narayen    Mgmt    For    For    For
1i   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1j   Elect Director John E. Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Nestle SA

 

Meeting Date:    04/12/2018    Country:    Switzerland    Primary Security ID:    H57312649
Record Date:       Meeting Type:    Annual    Ticker:    NESN

 

Shares Voted:   133,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Approve Remuneration Report    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of CHF 2.35 per Share    Mgmt    For    For    For
4.1.a   Reelect Paul Bulcke as Director and Board Chairman    Mgmt    For    For    For
4.1.b   Reelect Ulf Schneider as Director    Mgmt    For    For    For
4.1.c   Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1.d   Reelect Beat Hess as Director    Mgmt    For    For    For
4.1.e   Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1.f   Reelect Jean-Pierre Roth as Director    Mgmt    For    For    For
4.1.g   Reelect Ann Veneman as Director    Mgmt    For    For    For
4.1.h   Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1.i   Reelect Ruth Oniang’o as Director    Mgmt    For    For    For
4.1.j   Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.1.k   Reelect Ursula Burns as Director    Mgmt    For    For    For
4.2.1   Elect Kasper Rorsted as Director    Mgmt    For    For    For
4.2.2   Elect Pablo Isa as Director    Mgmt    For    For    For
4.2.3   Elect Kimberly Ross as Director    Mgmt    For    For    For
4.3.1   Appoint Beat Hess as Member of the Compensation Committee    Mgmt    For    For    For
4.3.2   Appoint Jean-Pierre Roth as Member of the Compensation Committee    Mgmt    For    For    For
4.3.3   Appoint Patrick Aebischer as Member of the Compensation Committee    Mgmt    For    For    For
4.3.4   Appoint Ursula Burns as Member of the Compensation Committee    Mgmt    For    For    For
4.4   Ratify KPMG AG as Auditors    Mgmt    For    For    For
4.5   Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    For    For
5.1   Approve Remuneration of Directors in the Amount of CHF 10 Million    Mgmt    For    Refer    For
5.2   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 60 Million    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Approve CHF 4.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    Against    Against    Against

UniCredit SpA

 

Meeting Date:    04/12/2018    Country:    Italy    Primary Security ID:    T9T23L642
Record Date:    04/03/2018    Meeting Type:    Annual/Special    Ticker:    UCG

 

Shares Voted:   415,087          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income    Mgmt    For    For    For
3.a   Fix Number of Directors    Mgmt    For    Refer    For
  Appoint Directors (Slate Election) — Choose One of the Following Slates    Mgmt         
3.b.1   Slate Submitted by Management    Mgmt    For    For    For
3.b.2   Slate Submitted by Institutional Investors (Assogestioni)    SH    None    Refer    Do Not Vote
4   Approve Remuneration of Directors    Mgmt    For    Refer    For
5   Approve 2018 Group Incentive System    Mgmt    For    Refer    For
6   Approve Remuneration Policy    Mgmt    For    For    For
7   Amend Regulations on General Meetings    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
1   Authorize Board to Increase Capital to Service 2017 Group Incentive System and 2017-2019 LTI Plan    Mgmt    For    For    For
2   Authorize Board to Increase Capital to Service 2018 Group Incentive System    Mgmt    For    For    For
3   Amend Articles of Association    Mgmt    For    For    For
A   Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    Mgmt    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Vinci

 

Meeting Date:    04/17/2018    Country:    France    Primary Security ID:    F5879X108
Record Date:    04/12/2018    Meeting Type:    Annual/Special    Ticker:    DG

 

Shares Voted:   89,419          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.45 per Share    Mgmt    For    For    For
4   Reelect Xavier Huillard as Director    Mgmt    For    Refer    Against
5   Reelect Yves-Thibault de Silguy as Director    Mgmt    For    For    For
6   Reelect Marie-Christine Lombard as Director    Mgmt    For    For    For
7   Reelect Qatar Holding LLC as Director    Mgmt    For    For    For
8   Elect Rene Medori as Director    Mgmt    For    For    For
9   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
10   Approve Additional Pension Scheme Agreement with Xavier Huillard    Mgmt    For    Refer    For
11   Approve Termination Package of Xavier Huillard    Mgmt    For    Refer    For
12   Approve Transaction with YTSeuropaconsultants Re: Services Agreement    Mgmt    For    Refer    Against
13   Approve Remuneration Policy for Chairman and CEO    Mgmt    For    For    For
14   Approve Compensation of Xavier Huillard, Chairman and CEO    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
15   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
16   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
18   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Vinci

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/27/2018    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   125,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Robert P. Daniels    Mgmt    For    For    For
1d   Elect Director James C. Day    Mgmt    For    For    For
1e   Elect Director C. Christopher Gaut    Mgmt    For    For    For
1f   Elect Director Donald F. Textor    Mgmt    For    For    For
1g   Elect Director William R. Thomas    Mgmt    For    For    For
1h   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Noble Energy, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    655044105
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   231,661          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b   Elect Director Michael A. Cawley    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Noble Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Edward F. Cox    Mgmt    For    For    For
1d   Elect Director James E. Craddock    Mgmt    For    Refer    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Holli C. Ladhani    Mgmt    For    For    For
1g   Elect Director David L. Stover    Mgmt    For    For    For
1h   Elect Director Scott D. Urban    Mgmt    For    For    For
1i   Elect Director William T. Van Kleef    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    For

Schneider Electric SE

 

Meeting Date:    04/24/2018    Country:    France    Primary Security ID:    F86921107
Record Date:    04/19/2018    Meeting Type:    Annual/Special    Ticker:    SU

 

Shares Voted:   95,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Losses and Dividends of EUR 2.20 per Share    Mgmt    For    For    For
4   Approve Agreement with Jean-Pascal Tricoire    Mgmt    For    Refer    Against
5   Approve Agreement with Emmanuel Babeau    Mgmt    For    Refer    Against
6   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
7   Approve Compensation of Jean Pascal Tricoire, Chairman and CEO    Mgmt    For    For    For
8   Approve Compensation of Emmanuel Babeau, Vice-CEO    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    For    For
10   Approve Remuneration Policy of Vice-CEO    Mgmt    For    For    For
11   Reelect Willy Kissling as Director    Mgmt    For    For    For
12   Reelect Linda Knoll as Director    Mgmt    For    For    For
13   Elect Fleur Pellerin as Director    Mgmt    For    For    For
14   Elect Anders Runevad as Director    Mgmt    For    For    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
16   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    For    For
  Ordinary Business    Mgmt         
18   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    693475105
Record Date:    02/02/2018    Meeting Type:    Annual    Ticker:    PNC

 

Shares Voted:   96,352          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2   Elect Director Debra A. Cafaro    Mgmt    For    For    For
1.3   Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1.4   Elect Director William S. Demchak    Mgmt    For    For    For
1.5   Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.6   Elect Director Daniel R. Hesse    Mgmt    For    For    For
1.7   Elect Director Richard B. Kelson    Mgmt    For    For    For
1.8   Elect Director Linda R. Medler    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

The PNC Financial Services Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Martin Pfinsgraff    Mgmt    For    For    For
1.10   Elect Director Donald J. Shepard    Mgmt    For    For    For
1.11   Elect Director Michael J. Ward    Mgmt    For    For    For
1.12   Elect Director Gregory D. Wasson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

ASML Holding NV

 

Meeting Date:    04/25/2018    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    03/28/2018    Meeting Type:    Annual    Ticker:    ASML

 

Shares Voted:   68,417          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3   Discussion on Company’s Corporate Governance Structure    Mgmt         
4.a   Discuss Remuneration Policy for Management Board    Mgmt         
4.b   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4.c   Receive Clarification on Company’s Reserves and Dividend Policy    Mgmt         
4.d   Approve Dividends of EUR 1.40 Per Share    Mgmt    For    For    For
5.a   Approve Discharge of Management Board    Mgmt    For    For    For
5.b   Approve Discharge of Supervisory Board    Mgmt    For    For    For
6   Approve 200,000 Performance Shares for Board of Management    Mgmt    For    For    For
7.a   Announce Intention to Reappoint Peter T.F.M. Wennink to Management Board    Mgmt         
7.b   Announce Intention to Reappoint Martin A. van den Brink to Management Board    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7.c   Announce Intention to Reappoint Frederic J.M. Schneider-Maunoury to Management Board    Mgmt         
7.d   Announce Intention to Appoint Christophe D. Fouquet to Management Board    Mgmt         
7.e   Announce Intention to Reappoint Roger J.M. Dassen to Management Board    Mgmt         
8.a   Reelect J.M.C. (Hans) Stork to Supervisory Board    Mgmt    For    For    For
8.b   Elect T.L. (Terri) Kelly to Supervisory Board    Mgmt    For    For    For
8.c   Receive Retirement Schedule of the Supervisory Board    Mgmt         
9   Ratify KPMG as Auditors    Mgmt    For    For    For
10.a   Grant Board Authority to Issue Shares up to 5 Percent of Issued Capital for General Purposes    Mgmt    For    For    For
10.b   Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a    Mgmt    For    For    For
10.c   Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition    Mgmt    For    For    For
10.d   Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c    Mgmt    For    For    For
11.a   Authorize Repurchase of up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
11.b   Authorize Additional Repurchase of up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
13   Other Business (Non-Voting)    Mgmt         
14   Close Meeting    Mgmt         

Axa

 

Meeting Date:    04/25/2018    Country:    France    Primary Security ID:    F06106102
Record Date:    04/20/2018    Meeting Type:    Annual/Special    Ticker:    CS

 

Shares Voted:   460,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.26 per Share    Mgmt    For    For    For
4   Approve Compensation of Denis Duverne, Chairman of the Board    Mgmt    For    For    For
5   Approve Compensation of Thomas Buberl, CEO    Mgmt    For    For    For
6   Approve Remuneration Policy of Denis Duverne, Chairman of the Board    Mgmt    For    For    For
7   Approve Remuneration Policy of Thomas Buberl, CEO    Mgmt    For    For    For
8   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
9   Approve Severance Agreement with Thomas Buberl    Mgmt    For    Refer    For
10   Reelect Denis Duverne as Director    Mgmt    For    For    For
11   Reelect Thomas Buberl as Director    Mgmt    For    For    For
12   Reelect Andre Francois-Poncet as Director    Mgmt    For    For    For
13   Elect Patricia Barbizet as Director    Mgmt    For    For    For
14   Elect Rachel Duan as Director    Mgmt    For    For    For
15   Renew Appointment of PricewaterhouseCoopers Audit as Auditor    Mgmt    For    For    For
16   Appoint Patrice Morot as Alternate Auditor    Mgmt    For    For    For
17   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.9 Million    Mgmt    For    Refer    For
18   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
19   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
21   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
22   Amend Article 10 of Bylaws Re: Employee Representatives    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

23   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

The Coca-Cola Company

 

Meeting Date:    04/25/2018    Country:    USA    Primary Security ID:    191216100
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    KO

 

Shares Voted:   346,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Herbert A. Allen    Mgmt    For    For    For
1.2   Elect Director Ronald W. Allen    Mgmt    For    For    For
1.3   Elect Director Marc Bolland    Mgmt    For    For    For
1.4   Elect Director Ana Botin    Mgmt    For    For    For
1.5   Elect Director Richard M. Daley    Mgmt    For    For    For
1.6   Elect Director Christopher C. Davis    Mgmt    For    For    For
1.7   Elect Director Barry Diller    Mgmt    For    For    For
1.8   Elect Director Helene D. Gayle    Mgmt    For    For    For
1.9   Elect Director Alexis M. Herman    Mgmt    For    For    For
1.10   Elect Director Muhtar Kent    Mgmt    For    For    For
1.11   Elect Director Robert A. Kotick    Mgmt    For    For    For
1.12   Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1.13   Elect Director Sam Nunn    Mgmt    For    For    For
1.14   Elect Director James Quincey    Mgmt    For    For    For
1.15   Elect Director Caroline J. Tsay    Mgmt    For    For    For
1.16   Elect Director David B. Weinberg    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Aptiv PLC

 

Meeting Date:    04/26/2018    Country:    Jersey    Primary Security ID:    G6095L109
Record Date:    02/28/2018    Meeting Type:    Annual    Ticker:    APTV

 

Shares Voted:   117,244          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Kevin P. Clark    Mgmt    For    For    For
2   Elect Director Nancy E. Cooper    Mgmt    For    For    For
3   Elect Director Frank J. Dellaquila    Mgmt    For    For    For
4   Elect Director Nicholas M. Donofrio    Mgmt    For    For    For
5   Elect Director Mark P. Frissora    Mgmt    For    For    For
6   Elect Director Rajiv L. Gupta    Mgmt    For    For    For
7   Elect Director Sean O. Mahoney    Mgmt    For    For    For
8   Elect Director Colin J. Parris    Mgmt    For    For    For
9   Elect Director Ana G. Pinczuk    Mgmt    For    For    For
10   Elect Director Thomas W. Sidlik    Mgmt    For    For    For
11   Elect Director Lawrence A. Zimmerman    Mgmt    For    For    For
12   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
13   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
14   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

HCA Healthcare, Inc.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   107,621          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director R. Milton Johnson    Mgmt    For    For    For
1b   Elect Director Robert J. Dennis    Mgmt    For    For    For
1c   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1d   Elect Director Thomas F. Frist, III    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

HCA Healthcare, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director William R. Frist    Mgmt    For    For    For
1f   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1g   Elect Director Ann H. Lamont    Mgmt    For    For    For
1h   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1i   Elect Director Michael W. Michelson    Mgmt    For    For    For
1j   Elect Director Wayne J. Riley    Mgmt    For    For    For
1k   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Lockheed Martin Corporation

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    539830109
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   50,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1.2   Elect Director Nolan D. Archibald    Mgmt    For    For    For
1.3   Elect Director David B. Burritt    Mgmt    For    For    For
1.4   Elect Director Bruce A. Carlson    Mgmt    For    For    For
1.5   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1.6   Elect Director Thomas J. Falk    Mgmt    For    For    For
1.7   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1.8   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1.9   Elect Director Jeh C. Johnson    Mgmt    For    For    For
1.10   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1.11   Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Lockheed Martin Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For

Pfizer Inc.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    717081103
Record Date:    02/27/2018    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   503,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dennis A. Ausiello    Mgmt    For    For    For
1.2   Elect Director Ronald E. Blaylock    Mgmt    For    For    For
1.3   Elect Director Albert Bourla    Mgmt    For    For    For
1.4   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.5   Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.6   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.7   Elect Director James M. Kilts    Mgmt    For    For    For
1.8   Elect Director Dan R. Littman    Mgmt    For    For    For
1.9   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.10   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.11   Elect Director Ian C. Read    Mgmt    For    For    For
1.12   Elect Director James C. Smith    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

United Technologies Corporation

 

Meeting Date:    04/30/2018    Country:    USA    Primary Security ID:    913017109
Record Date:    03/02/2018    Meeting Type:    Annual    Ticker:    UTX

 

Shares Voted:   79,068          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd J. Austin, III    Mgmt    For    For    For
1b   Elect Director Diane M. Bryant    Mgmt    For    For    For
1c   Elect Director John V. Faraci    Mgmt    For    For    For
1d   Elect Director Jean-Pierre Garnier    Mgmt    For    For    For
1e   Elect Director Gregory J. Hayes    Mgmt    For    For    For
1f   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1g   Elect Director Marshall O. Larsen    Mgmt    For    For    For
1h   Elect Director Harold W. McGraw, III    Mgmt    For    For    For
1i   Elect Director Margaret L. O’Sullivan    Mgmt    For    For    For
1j   Elect Director Fredric G. Reynolds    Mgmt    For    For    For
1k   Elect Director Brian C. Rogers    Mgmt    For    For    For
1l   Elect Director Christine Todd Whitman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations    Mgmt    For    For    For
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    127097103
Record Date:    03/08/2018    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   294,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dorothy M. Ables    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Cabot Oil & Gas Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Rhys J. Best    Mgmt    For    For    For
1.3   Elect Director Robert S. Boswell    Mgmt    For    For    For
1.4   Elect Director Amanda M. Brock    Mgmt    For    For    For
1.5   Elect Director Dan O. Dinges    Mgmt    For    For    For
1.6   Elect Director Robert Kelley    Mgmt    For    For    For
1.7   Elect Director W. Matt Ralls    Mgmt    For    For    For
1.8   Elect Director Marcus A. Watts    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Glencore Plc

 

Meeting Date:    05/02/2018    Country:    Jersey    Primary Security ID:    G39420107
Record Date:    04/30/2018    Meeting Type:    Annual    Ticker:    GLEN

 

Shares Voted:   1,800,790          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Reduction of the Company’s Capital Contribution Reserves    Mgmt    For    For    For
3   Re-elect Anthony Hayward as Director    Mgmt    For    For    For
4   Re-elect Ivan Glasenberg as Director    Mgmt    For    For    For
5   Re-elect Peter Coates as Director    Mgmt    For    For    For
6   Re-elect Leonhard Fischer as Director    Mgmt    For    For    For
7   Elect Martin Gilbert as a Director    Mgmt    For    For    For
8   Re-elect John Mack as Director    Mgmt    For    For    For
9   Elect Gill Marcus as a Director    Mgmt    For    For    For
10   Re-elect Patrice Merrin as Director    Mgmt    For    For    For
11   Approve Remuneration Report    Mgmt    For    For    For
12   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Glencore Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
15   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

The Goldman Sachs Group, Inc.

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    38141G104
Record Date:    03/05/2018    Meeting Type:    Annual    Ticker:    GS

 

Shares Voted:   45,806          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd C. Blankfein    Mgmt    For    For    For
1b   Elect Director M. Michele Burns    Mgmt    For    For    For
1c   Elect Director Mark A. Flaherty    Mgmt    For    For    For
1d   Elect Director William W. George    Mgmt    For    For    For
1e   Elect Director James A. Johnson    Mgmt    For    For    For
1f   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1g   Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1h   Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1i   Elect Director Peter Oppenheimer    Mgmt    For    For    For
1j   Elect Director David A. Viniar    Mgmt    For    For    For
1k   Elect Director Mark O. Winkelman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Amend Proxy Access Right    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Berkshire Hathaway Inc.

 

Meeting Date:    05/05/2018    Country:    USA    Primary Security ID:    084670702
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    BRK.B

 

Shares Voted:   44,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Warren E. Buffett    Mgmt    For    For    For
1.2   Elect Director Charles T. Munger    Mgmt    For    For    For
1.3   Elect Director Gregory E. Abel    Mgmt    For    For    For
1.4   Elect Director Howard G. Buffett    Mgmt    For    For    For
1.5   Elect Director Stephen B. Burke    Mgmt    For    For    For
1.6   Elect Director Susan L. Decker    Mgmt    For    For    For
1.7   Elect Director William H. Gates, III    Mgmt    For    For    For
1.8   Elect Director David S. Gottesman    Mgmt    For    For    For
1.9   Elect Director Charlotte Guyman    Mgmt    For    For    For
1.10   Elect Director Ajit Jain    Mgmt    For    For    For
1.11   Elect Director Thomas S. Murphy    Mgmt    For    For    For
1.12   Elect Director Ronald L. Olson    Mgmt    For    For    For
1.13   Elect Director Walter Scott, Jr.    Mgmt    For    For    For
1.14   Elect Director Meryl B. Witmer    Mgmt    For    For    For
2   Report on Methane Emissions Management, Including Reduction Targets    SH    Against    Refer    Against
3   Report on Sustainability    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/08/2018    Country:    USA    Primary Security ID:    015351109
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    ALXN

 

Shares Voted:   103,899          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Felix J. Baker    Mgmt    For    For    For
1.2   Elect Director David R. Brennan    Mgmt    For    For    For
1.3   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.4   Elect Director Deborah Dunsire    Mgmt    For    For    For
1.5   Elect Director Paul Friedman    Mgmt    For    For    For
1.6   Elect Director Ludwig N. Hantson    Mgmt    For    For    For
1.7   Elect Director John T. Mollen    Mgmt    For    For    For
1.8   Elect Director Francois Nader    Mgmt    For    For    For
1.9   Elect Director Judith Reinsdorf    Mgmt    For    For    For
1.10   Elect Director Andreas Rummelt    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For

Philip Morris International Inc.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    718172109
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   135,402          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.5   Elect Director Werner Geissler    Mgmt    For    For    For
1.6   Elect Director Lisa A. Hook    Mgmt    For    For    For
1.7   Elect Director Jennifer Li    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director Jun Makihara    Mgmt    For    For    For
1.9   Elect Director Sergio Marchionne    Mgmt    For    For    For
1.10   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.11   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.12   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.13   Elect Director Robert B. Polet    Mgmt    For    For    For
1.14   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For

Union Pacific Corporation

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    907818108
Record Date:    03/09/2018    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   79,605          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1c   Elect Director David B. Dillon    Mgmt    For    For    For
1d   Elect Director Lance M. Fritz    Mgmt    For    For    For
1e   Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f   Elect Director Jane H. Lute    Mgmt    For    For    For
1g   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i   Elect Director Bhavesh V. Patel    Mgmt    For    For    For
1j   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

JPMorgan Chase & Co.

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    46625H100
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   190,801          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Stephen B. Burke    Mgmt    For    For    For
1d   Elect Director Todd A. Combs    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Mellody Hobson    Mgmt    For    For    For
1i   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1j   Elect Director Michael A. Neal    Mgmt    For    For    For
1k   Elect Director Lee R. Raymond    Mgmt    For    For    For
1l   Elect Director William C. Weldon    Mgmt    For    For    For
2   Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    Against    Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For
8   Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity    SH    Against    Against    Against
9   Restore or Provide for Cumulative Voting    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Halliburton Company

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    406216101
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   185,768          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b   Elect Director William E. Albrecht    Mgmt    For    For    For
1c   Elect Director Alan M. Bennett    Mgmt    For    For    For
1d   Elect Director James R. Boyd    Mgmt    For    For    For
1e   Elect Director Milton Carroll    Mgmt    For    For    For
1f   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1g   Elect Director Murry S. Gerber    Mgmt    For    For    For
1h   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1i   Elect Director David J. Lesar    Mgmt    For    For    For
1j   Elect Director Robert A. Malone    Mgmt    For    For    For
1k   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1l   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Mondelez International, Inc.

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    609207105
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    MDLZ

 

Shares Voted:   230,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lewis W.K. Booth    Mgmt    For    For    For
1b   Elect Director Charles E. Bunch    Mgmt    For    For    For
1c   Elect Director Debra A. Crew    Mgmt    For    For    For
1d   Elect Director Lois D. Juliber    Mgmt    For    For    For
1e   Elect Director Mark D. Ketchum    Mgmt    For    For    For
1f   Elect Director Peter W. May    Mgmt    For    For    For
1g   Elect Director Jorge S. Mesquita    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Mondelez International, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Joseph Neubauer    Mgmt    For    For    For
1i   Elect Director Fredric G. Reynolds    Mgmt    For    For    For
1j   Elect Director Christiana S. Shi    Mgmt    For    For    For
1k   Elect Director Patrick T. Siewert    Mgmt    For    For    For
1l   Elect Director Jean-Francois M. L. van Boxmeer    Mgmt    For    For    For
1m   Elect Director Dirk Van de Put    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Assess Environmental Impact of Non-Recyclable Packaging    SH    Against    Refer    Against
5   Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities    SH    Against    Refer    Against

Intel Corporation

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    458140100
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    INTC

 

Shares Voted:   135,952          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aneel Bhusri    Mgmt    For    For    For
1b   Elect Director Andy D. Bryant    Mgmt    For    For    For
1c   Elect Director Reed E. Hundt    Mgmt    For    For    For
1d   Elect Director Omar Ishrak    Mgmt    For    For    For
1e   Elect Director Brian M. Krzanich    Mgmt    For    For    For
1f   Elect Director Risa Lavizzo-Mourey    Mgmt    For    For    For
1g   Elect Director Tsu-Jae King Liu    Mgmt    For    For    For
1h   Elect Director Gregory D. Smith    Mgmt    For    For    For
1i   Elect Director Andrew Wilson    Mgmt    For    For    For
1j   Elect Director Frank D. Yeary    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Intel Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Report on Costs and Benefits of Poltical Contributions    SH    Against    Against    Against

The Home Depot, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    437076102
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   89,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Armando Codina    Mgmt    For    For    For
1h   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1i   Elect Director Linda R. Gooden    Mgmt    For    For    For
1j   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1k   Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l   Elect Director Craig A. Menear    Mgmt    For    For    For
1m   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
7   Clawback of Incentive Payments    SH    Against    For    For

AIA Group Ltd.

 

Meeting Date:    05/18/2018    Country:    Hong Kong    Primary Security ID:    Y002A1105
Record Date:    05/14/2018    Meeting Type:    Annual    Ticker:    1299

 

Shares Voted:   2,622,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Elect Ng Keng Hooi as Director    Mgmt    For    For    For
4   Elect Cesar Velasquez Purisima as Director    Mgmt    For    For    For
5   Elect Lawrence Juen-Yee Lau as Director    Mgmt    For    For    For
6   Elect Chung-Kong Chow as Director    Mgmt    For    For    For
7   Elect John Barrie Harrison as Director    Mgmt    For    For    For
8   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
9A   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
9B   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
9C   Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Royal Dutch Shell plc

 

Meeting Date:    05/22/2018    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    05/18/2018    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   286,719          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    Against
3   Elect Ann Godbehere as Director    Mgmt    For    For    For
4   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
5   Re-elect Euleen Goh as Director    Mgmt    For    For    For
6   Re-elect Charles Holliday as Director    Mgmt    For    For    For
7   Re-elect Catherine Hughes as Director    Mgmt    For    For    For
8   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
9   Re-elect Roberto Setubal as Director    Mgmt    For    For    For
10   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
11   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
12   Re-elect Jessica Uhl as Director    Mgmt    For    For    For
13   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
14   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
19   Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Ferguson PLC

 

Meeting Date:    05/23/2018    Country:    United Kingdom    Primary Security ID:    G3408R105
Record Date:    05/21/2018    Meeting Type:    Special    Ticker:    FERG

 

Shares Voted:   86,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Special Dividend and Share Consolidation    Mgmt    For    Refer    For
2   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Core Laboratories N.V.

 

Meeting Date:    05/24/2018    Country:    Netherlands    Primary Security ID:    N22717107
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    CLB

 

Shares Voted:   46,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Margaret Ann van Kempen    Mgmt    For    For    For
1b   Elect Director Lawrence Bruno    Mgmt    For    For    For
2   Ratify KPMG as Auditors    Mgmt    For    For    For
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
7   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    Refer    For
8a   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
8b   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Bayer AG

 

Meeting Date:    05/25/2018    Country:    Germany    Primary Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

Shares Voted:   72,885          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2017    Mgmt    For    For    For
2   Approve Discharge of Management Board for Fiscal 2017    Mgmt    For    For    For
3   Approve Discharge of Supervisory Board for Fiscal 2017    Mgmt    For    For    For
4   Elect Norbert Winkeljohann to the Supervisory Board    Mgmt    For    For    For
5   Ratify Deloitte GmbH as Auditors for Fiscal 2018    Mgmt    For    For    For

Amazon.com, Inc.

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    023135106
Record Date:    04/05/2018    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   13,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d   Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e   Elect Director Judith A. McGrath    Mgmt    For    For    For
1f   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1g   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1h   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1i   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Policy on Board Diversity *Withdrawn Resolution*    SH         


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Require Independent Board Chairman    SH    Against    Refer    For
6   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Walmart, Inc.

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    931142103
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    WMT

 

Shares Voted:   136,022          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Stephen J. Easterbrook    Mgmt    For    For    For
1b   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1c   Elect Director Sarah J. Friar    Mgmt    For    For    For
1d   Elect Director Carla A. Harris    Mgmt    For    For    For
1e   Elect Director Thomas W. Horton    Mgmt    For    For    For
1f   Elect Director Marissa A. Mayer    Mgmt    For    For    For
1g   Elect Director C. Douglas McMillon    Mgmt    For    For    For
1h   Elect Director Gregory B. Penner    Mgmt    For    For    For
1i   Elect Director Steven S Reinemund    Mgmt    For    For    For
1j   Elect Director S. Robson Walton    Mgmt    For    For    For
1k   Elect Director Steuart L. Walton    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Report on Race or Ethnicity Pay Gap    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

BioMarin Pharmaceutical Inc.

 

Meeting Date:    06/05/2018    Country:    USA    Primary Security ID:    09061G101
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    BMRN

 

Shares Voted:   55,117          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.2   Elect Director Willard Dere    Mgmt    For    For    For
1.3   Elect Director Michael Grey    Mgmt    For    For    For
1.4   Elect Director Elaine J. Heron    Mgmt    For    For    For
1.5   Elect Director Robert J. Hombach    Mgmt    For    For    For
1.6   Elect Director V. Bryan Lawlis    Mgmt    For    For    For
1.7   Elect Director Alan J. Lewis    Mgmt    For    For    For
1.8   Elect Director Richard A. Meier    Mgmt    For    For    For
1.9   Elect Director David E.I. Pyott    Mgmt    For    For    For
1.10   Elect Director Dennis J. Slamon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Alphabet Inc.

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/18/2018    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   16,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    For
1.5   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1.6   Elect Director Diane B. Greene    Mgmt    For    For    For
1.7   Elect Director John L. Hennessy    Mgmt    For    For    For
1.8   Elect Director Ann Mather    Mgmt    For    For    For
1.9   Elect Director Alan R. Mulally    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10   Elect Director Sundar Pichai    Mgmt    For    For    For
1.11   Elect Director K. Ram Shriram    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Report on Gender Pay Gap    SH    Against    Against    Against
7   Adopt Simple Majority Vote    SH    Against    For    Against
8   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
9   Adopt a Policy on Board Diversity    SH    Against    Against    Against
10   Report on Major Global Content Management Controversies    SH    Against    Refer    Against

FleetCor Technologies, Inc.

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    339041105
Record Date:    04/18/2018    Meeting Type:    Annual    Ticker:    FLT

 

Shares Voted:   41,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark A. Johnson    Mgmt    For    Refer    Withhold
1.2   Elect Director Hala G. Moddelmog    Mgmt    For    For    For
1.3   Elect Director Jeffrey S. Sloan    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
5   Declassify the Board of Directors    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Sberbank of Russia PJSC

 

Meeting Date:    06/08/2018    Country:    Russia    Primary Security ID:    X76317100
Record Date:    05/09/2018    Meeting Type:    Annual    Ticker:    SBER

 

Shares Voted:   272,943          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Annual Report    Mgmt    For    For    For
2   Approve Financial Statements    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of RUB 12 per Share    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers as Auditor    Mgmt    For    For    For
  Elect 14 Directors by Cumulative Voting    Mgmt         
5.1   Elect Esko Tapani Aho as Director    Mgmt    None    Refer    For
5.2   Elect Leonid Boguslavsky as Director    Mgmt    None    Refer    For
5.3   Elect Valery Goreglyad as Director    Mgmt    None    Refer    Against
5.4   Elect German Gref as Director    Mgmt    None    Refer    For
5.5   Elect Bella Zlatkis as Director    Mgmt    None    Refer    Against
5.6   Elect Nadezhda Ivanova as Director    Mgmt    None    Refer    Against
5.7   Elect Sergey Ignatyev as Director    Mgmt    None    Refer    Against
5.8   Elect Alexander Kuleshov as Director    Mgmt    None    Refer    For
5.9   Elect Vladimir Mau as Director    Mgmt    None    Refer    Against
5.10   Elect Gennady Melikyan as Director    Mgmt    None    Refer    For
5.11   Elect Maksim Oreshkin as Director    Mgmt    None    Refer    Against
5.12   Elect Olga Skorobogatova as Director    Mgmt    None    Refer    Against
5.13   Elect Nadia Wells as Director    Mgmt    None    Refer    For
5.14   Elect Sergey Shvetsov as Director    Mgmt    None    Refer    Against
  Elect Seven Members of Audit Commission    Mgmt         
6.1   Elect Alexey Bogatov as Member of Audit Commission    Mgmt    For    Refer    For
6.2   Elect Natalya Borodina as Member of Audit Commission    Mgmt    For    Refer    For
6.3   Elect Maria Voloshina as Member of Audit Commission    Mgmt    For    Refer    For
6.4   Elect Tatyana Domanskaya as Member of Audit Commission    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Sberbank of Russia PJSC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.5   Elect Yulia Isakhanova as Member of Audit Commission    Mgmt    For    Refer    For
6.6   Elect Irina Litvinova as Member of Audit Commission    Mgmt    For    Refer    For
6.7   Elect Aleksey Minenko as Member of Audit Commission    Mgmt    For    Refer    For
7   Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company    Mgmt    For    Refer    For
8   Approve New Edition of Charter    Mgmt    For    For    For

Keyence Corp.

 

Meeting Date:    06/13/2018    Country:    Japan    Primary Security ID:    J32491102
Record Date:    03/20/2018    Meeting Type:    Annual    Ticker:    6861

 

Shares Voted:   9,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 50    Mgmt    For    Against    Against
2.1   Elect Director Takizaki, Takemitsu    Mgmt    For    Refer    Against
2.2   Elect Director Yamamoto, Akinori    Mgmt    For    For    For
2.3   Elect Director Kimura, Keiichi    Mgmt    For    For    For
2.4   Elect Director Ideno, Tomohide    Mgmt    For    For    For
2.5   Elect Director Yamaguchi, Akiji    Mgmt    For    For    For
2.6   Elect Director Miki, Masayuki    Mgmt    For    For    For
2.7   Elect Director Kanzawa, Akira    Mgmt    For    For    For
2.8   Elect Director Fujimoto, Masato    Mgmt    For    For    For
2.9   Elect Director Tanabe, Yoichi    Mgmt    For    For    For
3   Appoint Alternate Statutory Auditor Yamamoto, Masaharu    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

MercadoLibre, Inc.

 

Meeting Date:    06/15/2018    Country:    USA    Primary Security ID:    58733R102
Record Date:    04/19/2018    Meeting Type:    Annual    Ticker:    MELI

 

Shares Voted:   20,815          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Nicolas Galperin    Mgmt    For    For    For
1.2   Elect Director Meyer ‘Micky’ Malka Rais    Mgmt    For    For    For
1.3   Elect Director Javier Olivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Co. S.A. as Auditors    Mgmt    For    For    For

Axis Bank Ltd.

 

Meeting Date:    06/20/2018    Country:    India    Primary Security ID:    Y0487S137
Record Date:    06/13/2018    Meeting Type:    Annual    Ticker:    532215

 

Shares Voted:   1,047,029          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Reelect Rajiv Anand as Director    Mgmt    For    For    For
3   Reelect Rajesh Dahiya as Director    Mgmt    For    For    For
4   Approve Haribhakti & Co. LLP, Chartered Accountants, Mumbai as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Elect Stephen Pagliuca as Director    Mgmt    For    For    For
6   Approve Remuneration of Sanjiv Misra as Non-Executive Chairman    Mgmt    For    Refer    For
7   Approve Reappointment and Remuneration of Shikha Sharma as Managing Director& CEO    Mgmt    For    For    For
8   Approve Revision in the Remuneration of V. Srinivasan as Deputy Managing Director    Mgmt    For    For    For
9   Approve Revision in the Remuneration of Rajiv Anand as Executive Director (Retail Banking)    Mgmt    For    For    For
10   Approve Revision in the Remuneration of Rajesh Dahiya as Executive Director (Corporate Centre)    Mgmt    For    For    For
11   Approve Increase in Borrowing Powers    Mgmt    For    Refer    For
12   Approve Issuance of Debt Securities on Private Placement Basis    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Tokio Marine Holdings, Inc.

 

Meeting Date:    06/25/2018    Country:    Japan    Primary Security ID:    J86298106
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    8766

 

Shares Voted:   239,867          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 80    Mgmt    For    For    For
2.1   Elect Director Sumi, Shuzo    Mgmt    For    For    For
2.2   Elect Director Nagano, Tsuyoshi    Mgmt    For    For    For
2.3   Elect Director Fujii, Kunihiko    Mgmt    For    For    For
2.4   Elect Director Fujita, Hirokazu    Mgmt    For    For    For
2.5   Elect Director Yuasa, Takayuki    Mgmt    For    For    For
2.6   Elect Director Kitazawa, Toshifumi    Mgmt    For    For    For
2.7   Elect Director Nakazato, Katsumi    Mgmt    For    For    For
2.8   Elect Director Mimura, Akio    Mgmt    For    For    For
2.9   Elect Director Sasaki, Mikio    Mgmt    For    For    For
2.10   Elect Director Egawa, Masako    Mgmt    For    For    For
2.11   Elect Director Mitachi, Takashi    Mgmt    For    For    For
2.12   Elect Director Okada, Makoto    Mgmt    For    For    For
2.13   Elect Director Komiya, Satoru    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Wani, Akihiro    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Mori, Shozo    Mgmt    For    Refer    For
3.3   Appoint Statutory Auditor Otsuki, Nana    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Industrial and Commercial Bank of China Limited

 

Meeting Date:    06/26/2018    Country:    China    Primary Security ID:    Y3990B112
Record Date:    05/25/2018    Meeting Type:    Annual    Ticker:    1398

 

Shares Voted:   8,233,565          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Approve 2017 Work Report of the Board of Directors    Mgmt    For    For    For
2   Approve 2017 Work Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve 2017 Audited Accounts    Mgmt    For    For    For
4   Approve 2017 Profit Distribution Plan    Mgmt    For    For    For
5   Approve 2018 Fixed Asset Investment Budget    Mgmt    For    For    For
6   Approve 2018-2020 Capital Planning    Mgmt    For    For    For
7   Approve KPMG Huazhen LLP and KPMG as External Auditors and KPMG Huazhen LLP as Internal Control Auditors    Mgmt    For    For    For
8   Elect Cheng Fengchao Director    Mgmt    For    For    For
9   Amend Plan on Authorization of the Shareholders’ General Meeting to the Board of Directors    Mgmt    For    For    For

Nippon Telegraph & Telephone Corp.

 

Meeting Date:    06/26/2018    Country:    Japan    Primary Security ID:    J59396101
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    9432

 

Shares Voted:   207,530          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 75    Mgmt    For    For    For
2.1   Elect Director Shinohara, Hiromichi    Mgmt    For    For    For
2.2   Elect Director Sawada, Jun    Mgmt    For    For    For
2.3   Elect Director Shimada, Akira    Mgmt    For    For    For
2.4   Elect Director Ii, Motoyuki    Mgmt    For    For    For
2.5   Elect Director Okuno, Tsunehisa    Mgmt    For    For    For
2.6   Elect Director Kuriyama, Hiroki    Mgmt    For    For    For
2.7   Elect Director Hiroi, Takashi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Nippon Telegraph & Telephone Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.8   Elect Director Sakamoto, Eiichi    Mgmt    For    For    For
2.9   Elect Director Kawazoe, Katsuhiko    Mgmt    For    For    For
2.10   Elect Director Kitamura, Ryota    Mgmt    For    For    For
2.11   Elect Director Shirai, Katsuhiko    Mgmt    For    For    For
2.12   Elect Director Sakakibara, Sadayuki    Mgmt    For    For    For

Mitsubishi UFJ Financial Group

 

Meeting Date:    06/28/2018    Country:    Japan    Primary Security ID:    J44497105
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    8306

 

Shares Voted:   1,326,660          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 10    Mgmt    For    For    For
2.1   Elect Director Kawakami, Hiroshi    Mgmt    For    For    For
2.2   Elect Director Kawamoto, Yuko    Mgmt    For    For    For
2.3   Elect Director Matsuyama, Haruka    Mgmt    For    For    For
2.4   Elect Director Toby S. Myerson    Mgmt    For    For    For
2.5   Elect Director Okuda, Tsutomu    Mgmt    For    For    For
2.6   Elect Director Shingai, Yasushi    Mgmt    For    For    For
2.7   Elect Director Tarisa Watanagase    Mgmt    For    For    For
2.8   Elect Director Yamate, Akira    Mgmt    For    For    For
2.9   Elect Director Kuroda, Tadashi    Mgmt    For    For    For
2.10   Elect Director Okamoto, Junichi    Mgmt    For    For    For
2.11   Elect Director Sono, Kiyoshi    Mgmt    For    For    For
2.12   Elect Director Ikegaya, Mikio    Mgmt    For    For    For
2.13   Elect Director Mike, Kanetsugu    Mgmt    For    For    For
2.14   Elect Director Araki, Saburo    Mgmt    For    For    For
2.15   Elect Director Hirano, Nobuyuki    Mgmt    For    For    For
3   Amend Articles to Require Individual Compensation Disclosure for Directors    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

Mitsubishi UFJ Financial Group

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Amend Articles to Separate Chairman of the Board and CEO    SH    Against    Refer    For
5   Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately    SH    Against    Refer    For
6   Remove Director Nobuyuki Hirano from the Board    SH    Against    Refer    Against
7   Amend Articles to Establish Special Investigation Committee on Transactional Relationship with Kenko Tokina Corporation    SH    Against    Refer    Against
8   Amend Articles to Reconsider Customer Service for Socially Vulnerable    SH    Against    Refer    Against
9   Amend Articles to Disclose Reason for Compulsory Termination of Account    SH    Against    Refer    Against

Suzuki Motor Corp.

 

Meeting Date:    06/28/2018    Country:    Japan    Primary Security ID:    J78529138
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    7269

 

Shares Voted:   211,771          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 44    Mgmt    For    For    For
2   Amend Articles to Clarify Director Authority on Shareholder Meetings — Amend Provisions on Director Titles — Remove All Provisions on Advisory Positions    Mgmt    For    Refer    For
3.1   Elect Director Suzuki, Osamu    Mgmt    For    For    For
3.2   Elect Director Harayama, Yasuhito    Mgmt    For    For    For
3.3   Elect Director Suzuki, Toshihiro    Mgmt    For    For    For
3.4   Elect Director Honda, Osamu    Mgmt    For    For    For
3.5   Elect Director Nagao, Masahiko    Mgmt    For    For    For
3.6   Elect Director Matsura, Hiroaki    Mgmt    For    For    For
3.7   Elect Director Iguchi, Masakazu    Mgmt    For    For    For
3.8   Elect Director Tanino, Sakutaro    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 90 – Ivy VIP Asset Strategy

 

China Construction Bank Corporation

 

Meeting Date:    06/29/2018    Country:    China    Primary Security ID:    Y1397N101
Record Date:    05/29/2018    Meeting Type:    Annual    Ticker:    939

 

Shares Voted:   6,913,707          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
  ORDINARY RESOLUTIONS    Mgmt         
1   Approve 2017 Report of the Board of Directors    Mgmt    For    For    For
2   Approve 2017 Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve 2017 Final Financial Accounts    Mgmt    For    For    For
4   Approve 2017 Profit Distribution Plan    Mgmt    For    For    For
5   Approve Budget of 2018 Fixed Assets Investment    Mgmt    For    For    For
6   Approve Remuneration Distribution and Settlement Plan for Directors in 2016    Mgmt    For    Refer    For
7   Approve Remuneration Distribution and Settlement Plan for Supervisors in 2016    Mgmt    For    Refer    For
8   Elect Wang Zuji as Director    Mgmt    For    For    For
9   Elect Pang Xiusheng as Director    Mgmt    For    For    For
10   Elect Zhang Gengsheng as Director    Mgmt    For    For    For
11   Elect Li Jun as Director    Mgmt    For    For    For
12   Elect Anita Fung Yuen Mei as Director    Mgmt    For    For    For
13   Elect Carl Walter as Director    Mgmt    For    For    For
14   Elect Kenneth Patrick Chung as Director    Mgmt    For    For    For
15   Elect Wu Jianhang as Supervisor    Mgmt    For    Refer    For
16   Elect Fang Qiuyue as Supervisor    Mgmt    For    Refer    For
17   Approve Capital Plan for 2018 to 2020    Mgmt    For    For    For
18   Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Fix Their Remuneration    Mgmt    For    For    For
  SPECIAL RESOLUTION    Mgmt         
1   Approve Amendments to the Authorization to the Board of Directors by the Shareholders’ General Meeting on External Donations    Mgmt    For    For    For


IVY VIP BALANCED

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    07/13/2017    Country:    Israel    Primary Security ID:    881624209
Record Date:    06/13/2017    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   80,389          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Elect Sol J. Barer as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1b   Elect Jean-Michel Halfon as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1c   Elect Murray A. Goldberg as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1d   Elect Nechemia (Chemi) J. Peres as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1e   Elect Roberto Mignone as Director Until 2019 Annual General Meeting    Mgmt    For    For    For
1f   Elect Perry D. Nisen as Director Until 2019 Annual General Meeting    Mgmt    For    For    For
2   Approve Compensation of Sol J. Barer, Chairman    Mgmt    For    Refer    For
3   Approve Employment Terms of Yitzhak Peterburg, Temporary CEO    Mgmt    For    For    For
4   Approve Compensation of Directors    Mgmt    For    Refer    For
5   Approve an Amendment to the Equity Compensation Plan    Mgmt    For    Refer    For
6   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
7   Reduce Teva’s Registered Share Capital to NIS 249,434,338    Mgmt    For    For    For
8   Appoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

KNIGHT TRANSPORTATION, INC.

 

Meeting Date:    09/07/2017    Country:    USA    Primary Security ID:    499049104
Record Date:    07/12/2017    Meeting Type:    Special    Ticker:    KNX

 

Shares Voted:   107,011          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Classify the Board of Directors    Mgmt    For    Against    Against
3   Provide Right to Act by Written Consent    Mgmt    For    For    Against
4   Adjourn Meeting    Mgmt    For    Refer    For
5   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Integrated Device Technology, Inc.

 

Meeting Date:    09/25/2017    Country:    USA    Primary Security ID:    458118106
Record Date:    07/27/2017    Meeting Type:    Annual    Ticker:    IDTI

 

Shares Voted:   73,634          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ken Kannappan    Mgmt    For    For    For
1.2   Elect Director Umesh Padval    Mgmt    For    For    For
1.3   Elect Director Gordon Parnell    Mgmt    For    For    For
1.4   Elect Director Robert Rango    Mgmt    For    For    For
1.5   Elect Director Norman Taffe    Mgmt    For    For    For
1.6   Elect Director Selena LaCroix    Mgmt    For    For    For
1.7   Elect Director Gregory L. Waters    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

MetLife, Inc.

 

Meeting Date:    10/19/2017    Country:    USA    Primary Security ID:    59156R108
Record Date:    09/05/2017    Meeting Type:    Special    Ticker:    MET

 

Shares Voted:   89,731          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Parker-Hannifin Corporation

 

Meeting Date:    10/25/2017    Country:    USA    Primary Security ID:    701094104
Record Date:    08/31/2017    Meeting Type:    Annual    Ticker:    PH

 

Shares Voted:   18,605          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lee C. Banks    Mgmt    For    For    For
1.2   Elect Director Robert G. Bohn    Mgmt    For    For    For
1.3   Elect Director Linda S. Harty    Mgmt    For    For    For
1.4   Elect Director Robert J. Kohlhepp    Mgmt    For    For    For
1.5   Elect Director Kevin A. Lobo    Mgmt    For    For    For
1.6   Elect Director Klaus-Peter Muller    Mgmt    For    For    For
1.7   Elect Director Candy M. Obourn    Mgmt    For    For    For
1.8   Elect Director Joseph Scaminace    Mgmt    For    For    For
1.9   Elect Director Wolfgang R. Schmitt    Mgmt    For    For    For
1.10   Elect Director Ake Svensson    Mgmt    For    For    For
1.11   Elect Director James R. Verrier    Mgmt    For    For    For
1.12   Elect Director James L. Wainscott    Mgmt    For    For    For
1.13   Elect Director Thomas L. Williams    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Twenty-First Century Fox, Inc.

 

Meeting Date:    11/15/2017    Country:    USA    Primary Security ID:    90130A101
Record Date:    09/18/2017    Meeting Type:    Annual    Ticker:    FOXA

 

Shares Voted:   197,435          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director K. Rupert Murdoch AC    Mgmt    For    For    For
1b   Elect Director Lachlan K. Murdoch    Mgmt    For    For    For
1c   Elect Director Delphine Arnault    Mgmt    For    Refer    For
1d   Elect Director James W. Breyer    Mgmt    For    Refer    Against
1e   Elect Director Chase Carey    Mgmt    For    For    For
1f   Elect Director David F. DeVoe    Mgmt    For    For    For
1g   Elect Director Viet Dinh    Mgmt    For    For    For
1h   Elect Director Roderick I. Eddington    Mgmt    For    Refer    Against
1i   Elect Director James R. Murdoch    Mgmt    For    For    For
1j   Elect Director Jacques Nasser AC    Mgmt    For    Refer    Against
1k   Elect Director Robert S. Silberman    Mgmt    For    Refer    Against
1l   Elect Director Tidjane Thiam    Mgmt    For    For    For
1m   Elect Director Jeffrey W. Ubben    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Approve Recapitalization Plan for all Stock to    SH    Against    For    For
  Have One-vote per Share            

Microsoft Corporation

 

Meeting Date:    11/29/2017    Country:    USA    Primary Security ID:    594918104
Record Date:    09/29/2017    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   96,277          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Valvoline Inc.

 

Meeting Date:    01/31/2018    Country:    USA    Primary Security ID:    92047W101
Record Date:    12/04/2017    Meeting Type:    Annual    Ticker:    VVV

 

Shares Voted:   152,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard J. Freeland    Mgmt    For    For    For
1.2   Elect Director Stephen F. Kirk    Mgmt    For    For    For
1.3   Elect Director Stephen E. Macadam    Mgmt    For    For    For
1.4   Elect Director Vada O. Manager    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Valvoline Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Samuel J. Mitchell, Jr.    Mgmt    For    For    For
1.6   Elect Director Charles M. Sonsteby    Mgmt    For    For    For
1.7   Elect Director Mary J. Twinem    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/13/2018    Country:    USA    Primary Security ID:    037833100
Record Date:    12/15/2017    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   45,781          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James Bell    Mgmt    For    For    For
1b   Elect Director Tim Cook    Mgmt    For    For    For
1c   Elect Director Al Gore    Mgmt    For    For    For
1d   Elect Director Bob Iger    Mgmt    For    For    For
1e   Elect Director Andrea Jung    Mgmt    For    For    For
1f   Elect Director Art Levinson    Mgmt    For    For    For
1g   Elect Director Ron Sugar    Mgmt    For    For    For
1h   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
5   Proxy Access Amendments    SH    Against    Against    Against
6   Establish Human Rights Committee    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Applied Materials, Inc.

 

Meeting Date:    03/08/2018    Country:    USA    Primary Security ID:    038222105
Record Date:    01/10/2018    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   43,986          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Judy Bruner    Mgmt    For    For    For
1b   Elect Director Xun (Eric) Chen    Mgmt    For    For    For
1c   Elect Director Aart J. de Geus    Mgmt    For    For    For
1d   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1e   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1f   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1g   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1h   Elect Director Adrianna C. Ma    Mgmt    For    For    For
1i   Elect Director Scott A. McGregor    Mgmt    For    For    For
1j   Elect Director Dennis D. Powell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Adopt Policy to Annually Disclose EEO-1 Data    SH    Against    Against    Against

TransDigm Group Incorporated

 

Meeting Date:    03/20/2018    Country:    USA    Primary Security ID:    893641100
Record Date:    01/22/2018    Meeting Type:    Annual    Ticker:    TDG

 

Shares Voted:   13,093          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David Barr    Mgmt    For    For    For
1.2   Elect Director William Dries    Mgmt    For    For    For
1.3   Elect Director Mervin Dunn    Mgmt    For    For    For
1.4   Elect Director Michael Graff    Mgmt    For    For    For
1.5   Elect Director Sean Hennessy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

TransDigm Group Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director W. Nicholas Howley    Mgmt    For    For    For
1.7   Elect Director Raymond Laubenthal    Mgmt    For    For    For
1.8   Elect Director Gary E. McCullough    Mgmt    For    For    For
1.9   Elect Director Douglas Peacock    Mgmt    For    For    For
1.10   Elect Director Robert Small    Mgmt    For    For    For
1.11   Elect Director John Staer    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Starbucks Corporation

 

Meeting Date:    03/21/2018    Country:    USA    Primary Security ID:    855244109
Record Date:    01/11/2018    Meeting Type:    Annual    Ticker:    SBUX

 

Shares Voted:   15,479          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Howard Schultz    Mgmt    For    For    For
1b   Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1c   Elect Director Mary N. Dillon    Mgmt    For    For    For
1d   Elect Director Mellody Hobson    Mgmt    For    For    For
1e   Elect Director Kevin R. Johnson    Mgmt    For    For    For
1f   Elect Director Jorgen Vig Knudstorp    Mgmt    For    For    For
1g   Elect Director Satya Nadella    Mgmt    For    For    For
1h   Elect Director Joshua Cooper Ramo    Mgmt    For    For    For
1i   Elect Director Clara Shih    Mgmt    For    For    For
1j   Elect Director Javier G. Teruel    Mgmt    For    For    For
1k   Elect Director Myron E. Ullman, III    Mgmt    For    For    For
1l   Elect Director Craig E. Weatherup    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Starbucks Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Proxy Access Bylaw Amendments    SH    Against    Against    Against
5   Report on Sustainable Packaging    SH    Against    Refer    Against
6   Report on Paid Family Leave *Withdrawn Resolution*    SH         
7   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against

Broadcom Limited

 

Meeting Date:    03/23/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    03/05/2018    Meeting Type:    Court    Ticker:    AVGO

 

Shares Voted:   20,878          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court-Ordered Meeting for Shareholders    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For

QUALCOMM Incorporated

 

Meeting Date:    03/23/2018    Country:    USA    Primary Security ID:    747525103
Record Date:    01/08/2018    Meeting Type:    Proxy Contest    Ticker:    QCOM

 

Shares Voted:   34,709          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proxy (White Proxy Card)    Mgmt         
1.1   Elect Director Barbara T. Alexander    Mgmt    For    Refer    Do Not Vote
1.2   Elect Director Jeffrey W. Henderson    Mgmt    For    Refer    Do Not Vote
1.3   Elect Director Thomas W. Horton    Mgmt    For    Refer    Do Not Vote
1.4   Elect Director Paul E. Jacobs    Mgmt    For    Refer    Do Not Vote
1.5   Elect Director Ann M. Livermore    Mgmt    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

QUALCOMM Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Harish Manwani    Mgmt    For    Refer    Do Not Vote
1.7   Elect Director Mark D. McLaughlin    Mgmt    For    Refer    Do Not Vote
1.8   Elect Director Steve Mollenkopf    Mgmt    For    Refer    Do Not Vote
1.9   Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    Refer    Do Not Vote
1.10   Elect Director Francisco Ros    Mgmt    For    Refer    Do Not Vote
1.11   Elect Director Anthony J. Vinciquerra    Mgmt    For    Refer    Do Not Vote
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    Do Not Vote
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Do Not Vote
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    Refer    Do Not Vote
5   Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    Refer    Do Not Vote
6   Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions    Mgmt    For    Refer    Do Not Vote
7   Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders    Mgmt    For    Refer    Do Not Vote
8   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After July 15, 2016    SH    Against    Refer    Do Not Vote
  Dissident Proxy (Blue Proxy Card)    Mgmt         
1.1   Elect Director Samih Elhage    SH    For    Refer    For
1.2   Elect Director David G. Golden    SH    For    Refer    For
1.3   Elect Director Veronica M. Hagen    SH    For    Refer    For
1.4   Elect Director Julie A. Hill    SH    For    Refer    For
1.5   Elect Director John H. Kispert    SH    For    Refer    For
1.6   Elect Director Harry L. You    SH    For    Refer    For
2   Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After July 15, 2016    SH    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

QUALCOMM Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    None    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    None    Refer    For
6   Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    Refer    For
7   Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions    Mgmt    For    Refer    For
8   Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders    Mgmt    For    Refer    For

Broadcom Limited

 

Meeting Date:    04/04/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    02/12/2018    Meeting Type:    Annual    Ticker:    AVGO

 

Shares Voted:   20,878          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Hock E. Tan    Mgmt    For    For    For
1b   Elect Director James V. Diller    Mgmt    For    For    For
1c   Elect Director Gayla J. Delly    Mgmt    For    For    For
1d   Elect Director Lewis C. Eggebrecht    Mgmt    For    For    For
1e   Elect Director Kenneth Y. Hao    Mgmt    For    For    For
1f   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1g   Elect Director Check Kian Low    Mgmt    For    For    For
1h   Elect Director Donald Macleod    Mgmt    For    For    For
1i   Elect Director Peter J. Marks    Mgmt    For    For    For
1j   Elect Director Henry Samueli    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Approve Issuance of Shares With or Without Preemptive Rights    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Schlumberger Limited

 

Meeting Date:    04/04/2018    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/07/2018    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   68,204          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1d   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1e   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1f   Elect Director Helge Lund    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1i   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1j   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1k   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    For    For

Carnival Corporation

 

Meeting Date:    04/11/2018    Country:    Panama    Primary Security ID:    143658300
Record Date:    02/13/2018    Meeting Type:    Annual    Ticker:    CCL

 

Shares Voted:   103,673          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
2   Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Carnival Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
4   Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
5   Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
6   Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
7   Re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
8   Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
9   Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
10   Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
11   Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
12   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
13   Approve Directors’ Remuneration Report (in accordance with legal requirements applicable to UK companies)    Mgmt    For    Refer    For
14   Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation    Mgmt    For    For    For
15   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies).    Mgmt    For    For    For
17   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights    Mgmt    For    For    For
18   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
19   Authorize Share Repurchase Program    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Northern Trust Corporation

 

Meeting Date:    04/17/2018    Country:    USA    Primary Security ID:    665859104
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    NTRS

 

Shares Voted:   49,101          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda Walker Bynoe    Mgmt    For    For    For
1b   Elect Director Susan Crown    Mgmt    For    For    For
1c   Elect Director Dean M. Harrison    Mgmt    For    For    For
1d   Elect Director Jay L. Henderson    Mgmt    For    For    For
1e   Elect Director Michael G. O’Grady    Mgmt    For    For    For
1f   Elect Director Jose Luis Prado    Mgmt    For    For    For
1g   Elect Director Thomas E. Richards    Mgmt    For    For    For
1h   Elect Director John W. Rowe    Mgmt    For    For    For
1i   Elect Director Martin P. Slark    Mgmt    For    For    For
1j   Elect Director David H. B. Smith, Jr.    Mgmt    For    For    For
1k   Elect Director Donald Thompson    Mgmt    For    For    For
1l   Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
1m   Elect Director Frederick H. Waddell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Report on Political Contributions Disclosure    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

PPG Industries, Inc.

 

Meeting Date:    04/19/2018    Country:    USA    Primary Security ID:    693506107
Record Date:    02/16/2018    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   56,925          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Victoria F. Haynes    Mgmt    For    For    For
1.2   Elect Director Michael W. Lamach    Mgmt    For    For    For
1.3   Elect Director Martin H. Richenhagen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Declassify the Board of Directors    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    693475105
Record Date:    02/02/2018    Meeting Type:    Annual    Ticker:    PNC

 

Shares Voted:   48,341          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2   Elect Director Debra A. Cafaro    Mgmt    For    For    For
1.3   Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1.4   Elect Director William S. Demchak    Mgmt    For    For    For
1.5   Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.6   Elect Director Daniel R. Hesse    Mgmt    For    For    For
1.7   Elect Director Richard B. Kelson    Mgmt    For    For    For
1.8   Elect Director Linda R. Medler    Mgmt    For    For    For
1.9   Elect Director Martin Pfinsgraff    Mgmt    For    For    For
1.10   Elect Director Donald J. Shepard    Mgmt    For    For    For
1.11   Elect Director Michael J. Ward    Mgmt    For    For    For
1.12   Elect Director Gregory D. Wasson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Wells Fargo & Company

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    949746101
Record Date:    02/27/2018    Meeting Type:    Annual    Ticker:    WFC

 

Shares Voted:   61,199          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John D. Baker, II    Mgmt    For    For    For
1b   Elect Director Celeste A. Clark    Mgmt    For    For    For
1c   Elect Director Theodore F. Craver, Jr.    Mgmt    For    For    For
1d   Elect Director Elizabeth A. “Betsy” Duke    Mgmt    For    For    For
1e   Elect Director Donald M. James    Mgmt    For    For    For
1f   Elect Director Maria R. Morris    Mgmt    For    For    For
1g   Elect Director Karen B. Peetz    Mgmt    For    For    For
1h   Elect Director Juan A. Pujadas    Mgmt    For    For    For
1i   Elect Director James H. Quigley    Mgmt    For    For    For
1j   Elect Director Ronald L. Sargent    Mgmt    For    For    For
1k   Elect Director Timothy J. Sloan    Mgmt    For    For    For
1l   Elect Director Suzanne M. Vautrinot    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
5   Reform Executive Compensation Policy with Social Responsibility    SH    Against    Against    Against
6   Report on Incentive-Based Compensation and Risks of Material Losses    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Anheuser-Busch InBev SA

 

Meeting Date:    04/25/2018    Country:    Belgium    Primary Security ID:    B639CJ108
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    ABI

 

Shares Voted:   35,137          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
A1   Receive Directors’ Report (Non-Voting)    Mgmt         
A2   Receive Auditors’ Report (Non-Voting)    Mgmt         
A3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
A4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share    Mgmt    For    For    For
A5   Approve Discharge of Directors    Mgmt    For    For    For
A6   Approve Discharge of Auditors    Mgmt    For    For    For
A7.a   Reelect Paul Cornet de Ways Ruart as Director    Mgmt    For    Refer    Against
A7.b   Reelect Stefan Descheemaeker as Director    Mgmt    For    Refer    Against
A7.c   Reelect Gregoire de Spoelberch as Director    Mgmt    For    Refer    Against
A7.d   Reelect Alexandre Van Damme as Director    Mgmt    For    Refer    Against
A7.e   Reelect Alexandre Behring as Director    Mgmt    For    Refer    Against
A7.f   Reelect Paulo Lemann as Director    Mgmt    For    Refer    Against
A7.g   Reelect Carlos Alberto da Veiga Sicupira as Director    Mgmt    For    Refer    Against
A7.h   Reelect Marcel Herrmann Telles as Director    Mgmt    For    Refer    Against
A7.i   Reelect Maria Asuncion Aramburuzabala as Director    Mgmt    For    Refer    Against
A7.j   Reelect Martin J. Barrington as Director    Mgmt    For    Refer    Against
A7.k   Reelect William F. Gifford, Jr. as Director    Mgmt    For    Refer    Against
A7.l   Reelect Alejandro Santo Domingo Davila as Director    Mgmt    For    Refer    Against
A8.a   Approve Remuneration Report    Mgmt    For    For    For
A8.b   Approve Increase of Fixed Annual Fee of the Chairman    Mgmt    For    Refer    For
A8.c   Approve Non-Executive Director Stock Option Grants    Mgmt    For    Refer    For
A8.d   Approve Auditors’ Remuneration    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

B1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Pfizer Inc.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    717081103
Record Date:    02/27/2018    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   151,235          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dennis A. Ausiello    Mgmt    For    For    For
1.2   Elect Director Ronald E. Blaylock    Mgmt    For    For    For
1.3   Elect Director Albert Bourla    Mgmt    For    For    For
1.4   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.5   Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.6   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.7   Elect Director James M. Kilts    Mgmt    For    For    For
1.8   Elect Director Dan R. Littman    Mgmt    For    For    For
1.9   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.10   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.11   Elect Director Ian C. Read    Mgmt    For    For    For
1.12   Elect Director James C. Smith    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

United Technologies Corporation

 

Meeting Date:    04/30/2018    Country:    USA    Primary Security ID:    913017109
Record Date:    03/02/2018    Meeting Type:    Annual    Ticker:    UTX

 

Shares Voted:   34,834          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd J. Austin, III    Mgmt    For    For    For
1b   Elect Director Diane M. Bryant    Mgmt    For    For    For
1c   Elect Director John V. Faraci    Mgmt    For    For    For
1d   Elect Director Jean-Pierre Garnier    Mgmt    For    For    For
1e   Elect Director Gregory J. Hayes    Mgmt    For    For    For
1f   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1g   Elect Director Marshall O. Larsen    Mgmt    For    For    For
1h   Elect Director Harold W. McGraw, III    Mgmt    For    For    For
1i   Elect Director Margaret L. O’Sullivan    Mgmt    For    For    For
1j   Elect Director Fredric G. Reynolds    Mgmt    For    For    For
1k   Elect Director Brian C. Rogers    Mgmt    For    For    For
1l   Elect Director Christine Todd Whitman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations    Mgmt    For    For    For
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

PACCAR Inc

 

Meeting Date:    05/01/2018    Country:    USA    Primary Security ID:    693718108
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    PCAR

 

Shares Voted:   58,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Beth E. Ford    Mgmt    For    For    For
1.2   Elect Director Kirk S. Hachigian    Mgmt    For    For    For
1.3   Elect Director Roderick C. McGeary    Mgmt    For    Refer    Against
1.4   Elect Director Mark A. Schulz    Mgmt    For    Refer    Against
1.5   Elect Director Mark C. Pigott    Mgmt    For    For    For
1.6   Elect Director Charles R. Williamson    Mgmt    For    Refer    Against
1.7   Elect Director Ronald E. Armstrong    Mgmt    For    For    For
2   Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    For    For
3   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Allergan plc

 

Meeting Date:    05/02/2018    Country:    Ireland    Primary Security ID:    G0177J108
Record Date:    03/06/2018    Meeting Type:    Annual    Ticker:    AGN

 

Shares Voted:   4,847          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Nesli Basgoz    Mgmt    For    For    For
1b   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1c   Elect Director Joseph H. Boccuzi    Mgmt    For    For    For
1d   Elect Director Christopher W. Bodine    Mgmt    For    For    For
1e   Elect Director Adriane M. Brown    Mgmt    For    For    For
1f   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1g   Elect Director Carol Anthony ‘John’ Davidson    Mgmt    For    For    For
1h   Elect Director Catherine M. Klema    Mgmt    For    For    For
1i   Elect Director Peter J. McDonnell    Mgmt    For    For    For
1j   Elect Director Patrick J. O’Sullivan    Mgmt    For    For    For
1k   Elect Director Brenton L. Saunders    Mgmt    For    For    For
1l   Elect Director Fred G. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Allergan plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5A   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
5B   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
6   Require Independent Board Chairman    SH    Against    Refer    For

The Goldman Sachs Group, Inc.

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    38141G104
Record Date:    03/05/2018    Meeting Type:    Annual    Ticker:    GS

 

Shares Voted:   20,002          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd C. Blankfein    Mgmt    For    For    For
1b   Elect Director M. Michele Burns    Mgmt    For    For    For
1c   Elect Director Mark A. Flaherty    Mgmt    For    For    For
1d   Elect Director William W. George    Mgmt    For    For    For
1e   Elect Director James A. Johnson    Mgmt    For    For    For
1f   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1g   Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1h   Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1i   Elect Director Peter Oppenheimer    Mgmt    For    For    For
1j   Elect Director David A. Viniar    Mgmt    For    For    For
1k   Elect Director Mark O. Winkelman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Amend Proxy Access Right    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

The Hershey Company

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    427866108
Record Date:    03/05/2018    Meeting Type:    Annual    Ticker:    HSY

 

Shares Voted:   9,053          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Pamela M. Arway    Mgmt    For    For    For
1.2   Elect Director James W. Brown    Mgmt    For    For    For
1.3   Elect Director Michele G. Buck    Mgmt    For    For    For
1.4   Elect Director Charles A. Davis    Mgmt    For    For    For
1.5   Elect Director Mary Kay Haben    Mgmt    For    For    For
1.6   Elect Director James C. Katzman    Mgmt    For    For    For
1.7   Elect Director M. Diane Koken    Mgmt    For    For    For
1.8   Elect Director Robert M. Malcolm    Mgmt    For    For    For
1.9   Elect Director Anthony J. Palmer    Mgmt    For    For    For
1.10   Elect Director Wendy L. Schoppert    Mgmt    For    For    For
1.11   Elect Director David L. Shedlarz    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Ecolab Inc.

 

Meeting Date:    05/03/2018    Country:    USA    Primary Security ID:    278865100
Record Date:    03/06/2018    Meeting Type:    Annual    Ticker:    ECL

 

Shares Voted:   27,318          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Douglas M. Baker, Jr.    Mgmt    For    For    For
1b   Elect Director Barbara J. Beck    Mgmt    For    For    For
1c   Elect Director Leslie S. Biller    Mgmt    For    For    For
1d   Elect Director Carl M. Casale    Mgmt    For    For    For
1e   Elect Director Stephen I. Chazen    Mgmt    For    For    For
1f   Elect Director Jeffrey M. Ettinger    Mgmt    For    For    For
1g   Elect Director Arthur J. Higgins    Mgmt    For    For    For
1h   Elect Director Michael Larson    Mgmt    For    For    For
1i   Elect Director David W. MacLennan    Mgmt    For    For    For
1j   Elect Director Tracy B. McKibben    Mgmt    For    For    For
1k   Elect Director Victoria J. Reich    Mgmt    For    For    For
1l   Elect Director Suzanne M. Vautrinot    Mgmt    For    For    For
1m   Elect Director John J. Zillmer    Mgmt    For    For    For
2   Ratify Pricewaterhouse Coopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

O’Reilly Automotive, Inc.

 

Meeting Date:    05/08/2018    Country:    USA    Primary Security ID:    67103H107
Record Date:    02/28/2018    Meeting Type:    Annual    Ticker:    ORLY

 

Shares Voted:   5,469          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David O’Reilly    Mgmt    For    For    For
1b   Elect Director Larry O’Reilly    Mgmt    For    For    For
1c   Elect Director Rosalie O’Reilly Wooten    Mgmt    For    For    For
1d   Elect Director Greg Henslee    Mgmt    For    For    For
1e   Elect Director Jay D. Burchfield    Mgmt    For    For    For
1f   Elect Director Thomas T. Hendrickson    Mgmt    For    For    For
1g   Elect Director John R. Murphy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

O’Reilly Automotive, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Dana M. Perlman    Mgmt    For    For    For
1i   Elect Director Ronald Rashkow    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Allison Transmission Holdings, Inc.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    01973R101
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    ALSN

 

Shares Voted:   58,042          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Stan A. Askren    Mgmt    For    For    For
1b   Elect Director Lawrence E. Dewey    Mgmt    For    For    For
1c   Elect Director David C. Everitt    Mgmt    For    For    For
1d   Elect Director Alvaro Garcia-Tunon    Mgmt    For    For    For
1e   Elect Director David S. Graziosi    Mgmt    For    For    For
1f   Elect Director William R. Harker    Mgmt    For    For    For
1g   Elect Director Richard P. Lavin    Mgmt    For    For    For
1h   Elect Director Thomas W. Rabaut    Mgmt    For    For    For
1i   Elect Director Richard V. Reynolds    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Philip Morris International Inc.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    718172109
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   17,033          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.5   Elect Director Werner Geissler    Mgmt    For    For    For
1.6   Elect Director Lisa A. Hook    Mgmt    For    For    For
1.7   Elect Director Jennifer Li    Mgmt    For    For    For
1.8   Elect Director Jun Makihara    Mgmt    For    For    For
1.9   Elect Director Sergio Marchionne    Mgmt    For    For    For
1.10   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.11   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.12   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.13   Elect Director Robert B. Polet    Mgmt    For    For    For
1.14   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For

Laboratory Corporation of America Holdings

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    50540R409
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    LH

 

Shares Voted:   34,639          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1b   Elect Director Jean-Luc Belingard    Mgmt    For    For    For
1c   Elect Director D. Gary Gilliland    Mgmt    For    For    For
1d   Elect Director David P. King    Mgmt    For    For    For
1e   Elect Director Garheng Kong    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Laboratory Corporation of America Holdings

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Robert E. Mittelstaedt, Jr.    Mgmt    For    For    For
1g   Elect Director Peter M. Neupert    Mgmt    For    For    For
1h   Elect Director Richelle P. Parham    Mgmt    For    For    For
1i   Elect Director Adam H. Schechter    Mgmt    For    For    For
1j   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Union Pacific Corporation

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    907818108
Record Date:    03/09/2018    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   52,928          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1c   Elect Director David B. Dillon    Mgmt    For    For    For
1d   Elect Director Lance M. Fritz    Mgmt    For    For    For
1e   Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f   Elect Director Jane H. Lute    Mgmt    For    For    For
1g   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i   Elect Director Bhavesh V. Patel    Mgmt    For    For    For
1j   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

JPMorgan Chase & Co.

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    46625H100
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   62,231          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Stephen B. Burke    Mgmt    For    For    For
1d   Elect Director Todd A. Combs    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Mellody Hobson    Mgmt    For    For    For
1i   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1j   Elect Director Michael A. Neal    Mgmt    For    For    For
1k   Elect Director Lee R. Raymond    Mgmt    For    For    For
1l   Elect Director William C. Weldon    Mgmt    For    For    For
2   Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    Against    Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For
8   Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity    SH    Against    Against    Against
9   Restore or Provide for Cumulative Voting    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Newfield Exploration Company

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    651290108
Record Date:    03/20/2018    Meeting Type:    Annual    Ticker:    NFX

 

Shares Voted:   56,147          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lee K. Boothby    Mgmt    For    For    For
1b   Elect Director Pamela J. Gardner    Mgmt    For    For    For
1c   Elect Director Edgar R. Giesinger, Jr.    Mgmt    For    For    For
1d   Elect Director Steven W. Nance    Mgmt    For    For    For
1e   Elect Director Roger B. Plank    Mgmt    For    For    For
1f   Elect Director Thomas G. Ricks    Mgmt    For    For    For
1g   Elect Director Juanita M. Romans    Mgmt    For    For    For
1h   Elect Director John W. Schanck    Mgmt    For    For    For
1i   Elect Director J. Terry Strange    Mgmt    For    For    For
1j   Elect Director J. Kent Wells    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Intel Corporation

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    458140100
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    INTC

 

Shares Voted:   142,822          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aneel Bhusri    Mgmt    For    For    For
1b   Elect Director Andy D. Bryant    Mgmt    For    For    For
1c   Elect Director Reed E. Hundt    Mgmt    For    For    For
1d   Elect Director Omar Ishrak    Mgmt    For    For    For
1e   Elect Director Brian M. Krzanich    Mgmt    For    For    For
1f   Elect Director Risa Lavizzo-Mourey    Mgmt    For    For    For
1g   Elect Director Tsu-Jae King Liu    Mgmt    For    For    For
1h   Elect Director Gregory D. Smith    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Intel Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Andrew Wilson    Mgmt    For    For    For
1j   Elect Director Frank D. Yeary    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Report on Costs and Benefits of Poltical Contributions    SH    Against    Against    Against

YUM! Brands, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    988498101
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    YUM

 

Shares Voted:   58,452          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Paget L. Alves    Mgmt    For    For    For
1b   Elect Director Michael J. Cavanagh    Mgmt    For    For    For
1c   Elect Director Christopher M. Connor    Mgmt    For    For    For
1d   Elect Director Brian C. Cornell    Mgmt    For    For    For
1e   Elect Director Greg Creed    Mgmt    For    For    For
1f   Elect Director Tanya L. Domier    Mgmt    For    For    For
1g   Elect Director Mirian M. Graddick-Weir    Mgmt    For    For    For
1h   Elect Director Thomas C. Nelson    Mgmt    For    For    For
1i   Elect Director P. Justin Skala    Mgmt    For    For    For
1j   Elect Director Elane B. Stock    Mgmt    For    For    For
1k   Elect Director Robert D. Walter    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Intercontinental Exchange, Inc.

 

Meeting Date:    05/18/2018    Country:    USA    Primary Security ID:    45866F104
Record Date:    03/20/2018    Meeting Type:    Annual    Ticker:    ICE

 

Shares Voted:   93,169          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Sharon Y. Bowen    Mgmt    For    For    For
1b   Elect Director Ann M. Cairns    Mgmt    For    For    For
1c   Elect Director Charles R. Crisp    Mgmt    For    For    For
1d   Elect Director Duriya M. Farooqui    Mgmt    For    For    For
1e   Elect Director Jean-Marc Forneri    Mgmt    For    For    For
1f   Elect Director The Right Hon. the Lord Hague of Richmond    Mgmt    For    For    For
1g   Elect Director Frederick W. Hatfield    Mgmt    For    For    For
1h   Elect Director Thomas E. Noonan    Mgmt    For    For    For
1i   Elect Director Frederic V. Salerno    Mgmt    For    For    For
1j   Elect Director Jeffrey C. Sprecher    Mgmt    For    For    For
1k   Elect Director Judith A. Sprieser    Mgmt    For    For    For
1l   Elect Director Vincent Tese    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    166764100
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    CVX

 

Shares Voted:   47,399          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Wanda M. Austin    Mgmt    For    For    For
1b   Elect Director John B. Frank    Mgmt    For    For    For
1c   Elect Director Alice P. Gast    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1f   Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1g   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1h   Elect Director Inge G. Thulin    Mgmt    For    For    For
1i   Elect Director D. James Umpleby, III    Mgmt    For    For    For
1j   Elect Director Michael K. Wirth    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Report on Risks of Doing Business in Conflict-Affected Areas    SH    Against    Against    Against
6   Report on Transition to a Low Carbon Business Model    SH    Against    Refer    Against
7   Report on Methane Emissions    SH    Against    Refer    For
8   Require Independent Board Chairman    SH    Against    Refer    For
9   Require Director Nominee with Environmental Experience    SH    Against    Refer    For
10   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Dollar General Corporation

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    256677105
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    DG

 

Shares Voted:   39,932          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Warren F. Bryant    Mgmt    For    For    For
1b   Elect Director Michael M. Calbert    Mgmt    For    For    For
1c   Elect Director Sandra B. Cochran    Mgmt    For    For    For
1d   Elect Director Patricia D. Fili-Krushel    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Dollar General Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Timothy I. McGuire    Mgmt    For    For    For
1f   Elect Director Paula A. Price *Withdrawn Resolution*    Mgmt         
1g   Elect Director William C. Rhodes, III    Mgmt    For    For    For
1h   Elect Director Ralph E. Santana    Mgmt    For    For    For
1i   Elect Director Todd J. Vasos    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Knight-Swift Transportation Holdings Inc.

 

Meeting Date:    05/31/2018    Country:    USA    Primary Security ID:    499049104
Record Date:    04/05/2018    Meeting Type:    Annual    Ticker:    KNX

 

Shares Voted:   111,686          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gary Knight    Mgmt    For    For    For
1.2   Elect Director Kathryn Munro    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Certificate of Incorporation to Eliminate Certain Provisions Relating to Class B Common Stock    Mgmt    For    For    For
4   Amend Certificate of Incorporation to Eliminate Legacy Provisions Regarding Approval of Certain Corporate Actions    Mgmt    For    For    For
5   Amend Bylaws to Eliminate Legacy Provisions Regarding Amendment of Certain Provisions of By-Laws    Mgmt    For    For    For
6   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
7   Require Independent Board Chairman    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Lowe’s Companies, Inc.

 

Meeting Date:    06/01/2018    Country:    USA    Primary Security ID:    548661107
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    LOW

 

Shares Voted:   71,324          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Raul Alvarez    Mgmt    For    For    For
1.2   Elect Director David H. Batchelder    Mgmt    For    For    For
1.3   Elect Director Angela F. Braly    Mgmt    For    For    For
1.4   Elect Director Sandra B. Cochran    Mgmt    For    For    For
1.5   Elect Director Laurie Z. Douglas    Mgmt    For    For    For
1.6   Elect Director Richard W. Dreiling    Mgmt    For    For    For
1.7   Elect Director Marshall O. Larsen    Mgmt    For    For    For
1.8   Elect Director James H. Morgan    Mgmt    For    For    For
1.9   Elect Director Robert A. Niblock    Mgmt    For    For    For
1.10   Elect Director Brian C. Rogers    Mgmt    For    For    For
1.11   Elect Director Bertram L. Scott    Mgmt    For    For    For
1.12   Elect Director Lisa W. Wardell    Mgmt    For    For    For
1.13   Elect Director Eric C. Wiseman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

UnitedHealth Group Incorporated

 

Meeting Date:    06/04/2018    Country:    USA    Primary Security ID:    91324P102
Record Date:    04/10/2018    Meeting Type:    Annual    Ticker:    UNH

 

Shares Voted:   30,155          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William C. Ballard, Jr.    Mgmt    For    For    For
1b   Elect Director Richard T. Burke    Mgmt    For    For    For
1c   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1d   Elect Director Stephen J. Hemsley    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

UnitedHealth Group Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Michele J. Hooper    Mgmt    For    For    For
1f   Elect Director F. William McNabb, III    Mgmt    For    For    For
1g   Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1h   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1i   Elect Director Kenneth I. Shine    Mgmt    For    For    For
1j   Elect Director David S. Wichmann    Mgmt    For    For    For
1k   Elect Director Gail R. Wilensky    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

BioMarin Pharmaceutical Inc.

 

Meeting Date:    06/05/2018    Country:    USA    Primary Security ID:    09061G101
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    BMRN

 

Shares Voted:   37,062          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.2   Elect Director Willard Dere    Mgmt    For    For    For
1.3   Elect Director Michael Grey    Mgmt    For    For    For
1.4   Elect Director Elaine J. Heron    Mgmt    For    For    For
1.5   Elect Director Robert J. Hombach    Mgmt    For    For    For
1.6   Elect Director V. Bryan Lawlis    Mgmt    For    For    For
1.7   Elect Director Alan J. Lewis    Mgmt    For    For    For
1.8   Elect Director Richard A. Meier    Mgmt    For    For    For
1.9   Elect Director David E.I. Pyott    Mgmt    For    For    For
1.10   Elect Director Dennis J. Slamon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Cognizant Technology Solutions Corporation

 

Meeting Date:    06/05/2018    Country:    USA    Primary Security ID:    192446102
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   54,705          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Zein Abdalla    Mgmt    For    For    For
1b   Elect Director Betsy S. Atkins    Mgmt    For    For    For
1c   Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For
1d   Elect Director Jonathan Chadwick    Mgmt    For    For    For
1e   Elect Director John M. Dineen    Mgmt    For    For    For
1f   Elect Director Francisco D’Souza    Mgmt    For    For    For
1g   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1h   Elect Director John E. Klein    Mgmt    For    For    For
1i   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1j   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1k   Elect Director Joseph M. Velli    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5a   Eliminate Supermajority Vote Requirement to Amend the By-laws    Mgmt    For    For    For
5b   Eliminate Supermajority Vote Requirement to Remove a Director    Mgmt    For    For    For
5c   Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation    Mgmt    For    For    For
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Las Vegas Sands Corp.

 

Meeting Date:    06/07/2018    Country:    USA    Primary Security ID:    517834107
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    LVS

 

Shares Voted:   99,199          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Declassify the Board of Directors    Mgmt    For    For    For
  If Proposal No. 1 is Approved, Elect Eleven Directors    Mgmt         
2.1   Elect Director Sheldon G. Adelson    Mgmt    For    For    For
2.2   Elect Director Irwin Chafetz    Mgmt    For    For    For
2.3   Elect Director Micheline Chau    Mgmt    For    For    For
2.4   Elect Director Patrick Dumont    Mgmt    For    For    For
2.5   Elect Director Charles D. Forman    Mgmt    For    For    For
2.6   Elect Director Steven L. Gerard    Mgmt    For    For    For
2.7   Elect Director Robert G. Goldstein    Mgmt    For    For    For
2.8   Elect Director George Jamieson    Mgmt    For    For    For
2.9   Elect Director Charles A. Koppelman    Mgmt    For    For    For
2.10   Elect Director Lewis Kramer    Mgmt    For    For    For
2.11   Elect Director David F. Levi    Mgmt    For    For    For
  If Proposal No. 1 is Not Approved, Elect Three Class III Directors    Mgmt         
3.1   Elect Director Micheline Chau    Mgmt    For    For    For
3.2   Elect Director Patrick Dumont    Mgmt    For    For    For
3.3   Elect Director David F. Levi    Mgmt    For    For    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Autodesk, Inc.

 

Meeting Date:    06/12/2018    Country:    USA    Primary Security ID:    052769106
Record Date:    04/16/2018    Meeting Type:    Annual    Ticker:    ADSK

 

Shares Voted:   57,043          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew Anagnost    Mgmt    For    For    For
1b   Elect Director Crawford W. Beveridge    Mgmt    For    For    For
1c   Elect Director Karen Blasing    Mgmt    For    For    For
1d   Elect Director Reid French    Mgmt    For    For    For
1e   Elect Director Mary T. McDowell    Mgmt    For    For    For
1f   Elect Director Lorrie M. Norrington    Mgmt    For    For    For
1g   Elect Director Betsy Rafael    Mgmt    For    For    For
1h   Elect Director Stacy J. Smith    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Biogen Inc.

 

Meeting Date:    06/12/2018    Country:    USA    Primary Security ID:    09062X103
Record Date:    04/17/2018    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:   14,348          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Alexander J. Denner    Mgmt    For    For    For
1b   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1c   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1d   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1e   Elect Director Robert W. Pangia    Mgmt    For    For    For
1f   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1g   Elect Director Brian S. Posner    Mgmt    For    For    For
1h   Elect Director Eric K. Rowinsky    Mgmt    For    For    For
1i   Elect Director Lynn Schenk    Mgmt    For    For    For
1j   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
1k   Elect Director Michel Vounatsos    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Biogen Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory ‘Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against
5   Report on Integrating Risks Related to Drug    SH    Against    Against    Against
  Pricing into Senior Executive Compensation            

Mastercard Incorporated

 

Meeting Date:    06/26/2018    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/27/2018    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   32,306          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Silvio Barzi    Mgmt    For    For    For
1d   Elect Director David R. Carlucci    Mgmt    For    For    For
1e   Elect Director Richard K. Davis    Mgmt    For    For    For
1f   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1g   Elect Director Julius Genachowski    Mgmt    For    For    For
1h   Elect Director Choon Phong Goh    Mgmt    For    For    For
1i   Elect Director Merit E. Janow    Mgmt    For    For    For
1j   Elect Director Nancy Karch    Mgmt    For    For    For
1k   Elect Director Oki Matsumoto    Mgmt    For    For    For
1l   Elect Director Rima Qureshi    Mgmt    For    For    For
1m   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1n   Elect Director Jackson Tai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 98 – Ivy VIP Balanced

 

Delta Air Lines, Inc.

 

Meeting Date:    06/29/2018    Country:    USA    Primary Security ID:    247361702
Record Date:    05/02/2018    Meeting Type:    Annual    Ticker:    DAL

 

Shares Voted:   71,356          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Edward H. Bastian    Mgmt    For    For    For
1b   Elect Director Francis S. Blake    Mgmt    For    For    For
1c   Elect Director Daniel A. Carp    Mgmt    For    For    For
1d   Elect Director Ashton B. Carter    Mgmt    For    For    For
1e   Elect Director David G. DeWalt    Mgmt    For    For    For
1f   Elect Director William H. Easter, III    Mgmt    For    For    For
1g   Elect Director Michael P. Huerta    Mgmt    For    For    For
1h   Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1i   Elect Director George N. Mattson    Mgmt    For    For    For
1j   Elect Director Douglas R. Ralph    Mgmt    For    For    For
1k   Elect Director Sergio A. L. Rial    Mgmt    For    For    For
1l   Elect Director Kathy N. Waller    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


IVY VIP CORE EQUITY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

Electronic Arts Inc.

 

Meeting Date:    08/03/2017    Country:    USA    Primary Security ID:    285512109
Record Date:    06/09/2017    Meeting Type:    Annual    Ticker:    EA

 

Shares Voted:   57,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b   Elect Director Jay C. Hoag    Mgmt    For    For    For
1c   Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d   Elect Director Vivek Paul    Mgmt    For    For    For
1e   Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1f   Elect Director Talbott Roche    Mgmt    For    For    For
1g   Elect Director Richard A. Simonson    Mgmt    For    For    For
1h   Elect Director Luis A. Ubinas    Mgmt    For    For    For
1i   Elect Director Denise F. Warren    Mgmt    For    For    For
1j   Elect Director Andrew Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    None    Three Years    Three Years
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Intuitive Surgical, Inc.

 

Meeting Date:    09/22/2017    Country:    USA    Primary Security ID:    46120E602
Record Date:    08/25/2017    Meeting Type:    Special    Ticker:    ISRG

 

Shares Voted:   8,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Increase Authorized Common Stock and Effect Stock Split    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Alibaba Group Holding Limited

 

Meeting Date:    10/18/2017    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/18/2017    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   64,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Elect Jack Yun Ma as Director    Mgmt    For    Refer    Against
1.2   Elect Masayoshi Son as Director    Mgmt    For    Refer    Against
1.3   Elect Walter Teh Ming Kwauk as Director    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    11/29/2017    Country:    USA    Primary Security ID:    594918104
Record Date:    09/29/2017    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   257,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Costco Wholesale Corporation

 

Meeting Date:    01/30/2018    Country:    USA    Primary Security ID:    22160K105
Record Date:    11/24/2017    Meeting Type:    Annual    Ticker:    COST

 

Shares Voted:   53,120          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth D. Denman    Mgmt    For    For    For
1.2   Elect Director W. Craig Jelinek    Mgmt    For    For    For
1.3   Elect Director Jeffrey S. Raikes    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Simple Majority Vote    SH    Against    For    For
5   Adopt Policy Regarding Prison Labor    SH    Against    Refer    Against

Visa Inc.

 

Meeting Date:    01/30/2018    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/01/2017    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   90,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Gary A. Hoffman    Mgmt    For    For    For
1e   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Visa Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director John F. Lundgren    Mgmt    For    For    For
1g   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1h   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1i   Elect Director John A.C. Swainson    Mgmt    For    For    For
1j   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/13/2018    Country:    USA    Primary Security ID:    037833100
Record Date:    12/15/2017    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   119,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James Bell    Mgmt    For    For    For
1b   Elect Director Tim Cook    Mgmt    For    For    For
1c   Elect Director Al Gore    Mgmt    For    For    For
1d   Elect Director Bob Iger    Mgmt    For    For    For
1e   Elect Director Andrea Jung    Mgmt    For    For    For
1f   Elect Director Art Levinson    Mgmt    For    For    For
1g   Elect Director Ron Sugar    Mgmt    For    For    For
1h   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
5   Proxy Access Amendments    SH    Against    Against    Against
6   Establish Human Rights Committee    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Applied Materials, Inc.

 

Meeting Date:    03/08/2018    Country:    USA    Primary Security ID:    038222105
Record Date:    01/10/2018    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   182,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Judy Bruner    Mgmt    For    For    For
1b   Elect Director Xun (Eric) Chen    Mgmt    For    For    For
1c   Elect Director Aart J. de Geus    Mgmt    For    For    For
1d   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1e   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1f   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1g   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1h   Elect Director Adrianna C. Ma    Mgmt    For    For    For
1i   Elect Director Scott A. McGregor    Mgmt    For    For    For
1j   Elect Director Dennis D. Powell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Adopt Policy to Annually Disclose EEO-1 Data    SH    Against    Against    Against

Analog Devices, Inc.

 

Meeting Date:    03/14/2018    Country:    USA    Primary Security ID:    032654105
Record Date:    01/08/2018    Meeting Type:    Annual    Ticker:    ADI

 

Shares Voted:   92,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ray Stata    Mgmt    For    For    For
1b   Elect Director Vincent Roche    Mgmt    For    For    For
1c   Elect Director James A. Champy    Mgmt    For    For    For
1d   Elect Director Bruce R. Evans    Mgmt    For    For    For
1e   Elect Director Edward H. Frank    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Analog Devices, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Mark M. Little    Mgmt    For    For    For
1g   Elect Director Neil Novich    Mgmt    For    For    For
1h   Elect Director Kenton J. Sicchitano    Mgmt    For    For    For
1i   Elect Director Lisa T. Su    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

TE Connectivity Ltd.

 

Meeting Date:    03/14/2018    Country:    Switzerland    Primary Security ID:    H84989104
Record Date:    02/22/2018    Meeting Type:    Annual    Ticker:    TEL

 

Shares Voted:   84,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Pierre R. Brondeau    Mgmt    For    For    For
1b   Elect Director Terrence R. Curtin    Mgmt    For    For    For
1c   Elect Director Carol A. (‘John’) Davidson    Mgmt    For    For    For
1d   Elect Director William A. Jeffrey    Mgmt    For    For    For
1e   Elect Director Thomas J. Lynch    Mgmt    For    For    For
1f   Elect Director Yong Nam    Mgmt    For    For    For
1g   Elect Director Daniel J. Phelan    Mgmt    For    For    For
1h   Elect Director Paula A. Sneed    Mgmt    For    For    For
1i   Elect Director Abhijit Y. Talwalkar    Mgmt    For    For    For
1j   Elect Director Mark C. Trudeau    Mgmt    For    For    For
1k   Elect Director John C. Van Scoter    Mgmt    For    For    For
1l   Elect Director Laura H. Wright    Mgmt    For    For    For
2   Elect Board Chairman Thomas J. Lynch    Mgmt    For    For    For
3a   Elect Daniel J. Phelan as Member of Management Development and Compensation Committee    Mgmt    For    For    For
3b   Elect Paula A. Sneed as Member of Management Development and Compensation Committee    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

TE Connectivity Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3c   Elect John C. Van Scoter as Member of Management Development and Compensation Committee    Mgmt    For    For    For
4   Designate Rene Schwarzenbach as Independent Proxy    Mgmt    For    For    For
5.1   Accept Annual Report for Fiscal Year Ended September 29, 2017    Mgmt    For    For    For
5.2   Accept Statutory Financial Statements for Fiscal Year Ended September 29, 2017    Mgmt    For    For    For
5.3   Approve Consolidated Financial Statements for Fiscal Year Ended September 29, 2017    Mgmt    For    For    For
6   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
7.1   Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2018    Mgmt    For    For    For
7.2   Ratify Deloitte AG as Swiss Registered Auditors    Mgmt    For    For    For
7.3   Ratify PricewaterhouseCoopers AG as Special Auditors    Mgmt    For    For    For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
9   Approve the Increase in Maximum Aggregate Remuneration of Executive Management    Mgmt    For    For    For
10   Approve the Increase in Maximum Aggregate Remuneration of Board of Directors    Mgmt    For    For    For
11   Approve Allocation of Available Earnings at September 29, 2017    Mgmt    For    For    For
12   Approve Declaration of Dividend    Mgmt    For    For    For
13   Authorize Share Repurchase Program    Mgmt    For    For    For
14   Amend Articles of Association Re: Authorized Capital    Mgmt    For    For    For
15   Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
16   Adjourn Meeting    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Broadcom Limited

 

Meeting Date:    03/23/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    03/05/2018    Meeting Type:    Court    Ticker:    AVGO

 

Shares Voted:   45,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court-Ordered Meeting for Shareholders    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For

Broadcom Limited

 

Meeting Date:    04/04/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    02/12/2018    Meeting Type:    Annual    Ticker:    AVGO

 

Shares Voted:   46,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Hock E. Tan    Mgmt    For    For    For
1b   Elect Director James V. Diller    Mgmt    For    For    For
1c   Elect Director Gayla J. Delly    Mgmt    For    For    For
1d   Elect Director Lewis C. Eggebrecht    Mgmt    For    For    For
1e   Elect Director Kenneth Y. Hao    Mgmt    For    For    For
1f   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1g   Elect Director Check Kian Low    Mgmt    For    For    For
1h   Elect Director Donald Macleod    Mgmt    For    For    For
1i   Elect Director Peter J. Marks    Mgmt    For    For    For
1j   Elect Director Henry Samueli    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Approve Issuance of Shares With or Without Preemptive Rights    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Airbus SE

 

Meeting Date:    04/11/2018    Country:    Netherlands    Primary Security ID:    N0280G100
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   105,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2   Receive Report on Business and Financial Statements    Mgmt         
2.3   Discuss Implementation of the Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For
4.2   Approve Allocation of Income and Dividends of EUR of 1.50 per Share    Mgmt    For    For    For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
4.6   Reelect Maria Amparo Moraleda Martinez as a Non-Executive Director    Mgmt    For    For    For
4.7   Elect Victor Chu as a Non-Executive Director    Mgmt    For    For    For
4.8   Elect Jean-Pierre Clamadieu as a Non-Executive Director    Mgmt    For    For    For
4.9   Elect Rene Obermann as a Non-Executive Director    Mgmt    For    For    For
4.10   Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.11   Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.12   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.13   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Adobe Systems Incorporated

 

Meeting Date:    04/12/2018    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/14/2018    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   55,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Edward W. Barnholt    Mgmt    For    For    For
1c   Elect Director Robert K. Burgess    Mgmt    For    For    For
1d   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1e   Elect Director James E. Daley    Mgmt    For    For    For
1f   Elect Director Laura B. Desmond    Mgmt    For    For    For
1g   Elect Director Charles M. Geschke    Mgmt    For    For    For
1h   Elect Director Shantanu Narayen    Mgmt    For    For    For
1i   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1j   Elect Director John E. Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Intuitive Surgical, Inc.

 

Meeting Date:    04/19/2018    Country:    USA    Primary Security ID:    46120E602
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    ISRG

 

Shares Voted:   9,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Craig H. Barratt    Mgmt    For    For    For
1b   Elect Director Michael A. Friedman    Mgmt    For    For    For
1c   Elect Director Gary S. Guthart    Mgmt    For    For    For
1d   Elect Director Amal M. Johnson    Mgmt    For    For    For
1e   Elect Director Keith R. Leonard, Jr.    Mgmt    For    For    For
1f   Elect Director Alan J. Levy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Intuitive Surgical, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Jami Dover Nachtsheim    Mgmt    For    For    For
1h   Elect Director Mark J. Rubash    Mgmt    For    For    For
1i   Elect Director Lonnie M. Smith    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/19/2018    Country:    USA    Primary Security ID:    445658107
Record Date:    02/13/2018    Meeting Type:    Annual    Ticker:    JBHT

 

Shares Voted:   88,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Douglas G. Duncan    Mgmt    For    For    For
1.2   Elect Director Francesca M. Edwardson    Mgmt    For    For    For
1.3   Elect Director Wayne Garrison    Mgmt    For    For    For
1.4   Elect Director Sharilyn S. Gasaway    Mgmt    For    For    For
1.5   Elect Director Gary C. George    Mgmt    For    For    For
1.6   Elect Director J. Bryan Hunt, Jr.    Mgmt    For    For    For
1.7   Elect Director Coleman H. Peterson    Mgmt    For    For    For
1.8   Elect Directors John N. Roberts, III    Mgmt    For    For    For
1.9   Elect Director James L. Robo    Mgmt    For    For    For
1.10   Elect Director Kirk Thompson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Adopt and Report on Science-Based GHG Emissions Reduction Targets    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Citigroup Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    172967424
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   134,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Ellen M. Costello    Mgmt    For    For    For
1c   Elect Director John C. Dugan    Mgmt    For    For    For
1d   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1e   Elect Director Peter B. Henry    Mgmt    For    For    For
1f   Elect Director Franz B. Humer    Mgmt    For    For    For
1g   Elect Director S. Leslie Ireland    Mgmt    For    For    For
1h   Elect Director Renee J. James    Mgmt    For    For    For
1i   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1j   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1k   Elect Director Gary M. Reiner    Mgmt    For    For    For
1l   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1m   Elect Director Diana L. Taylor    Mgmt    For    For    For
1n   Elect Director James S. Turley    Mgmt    For    For    For
1o   Elect Director Deborah C. Wright    Mgmt    For    For    For
1p   Elect Director Ernesto Zedillo Ponce De Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Adopt Human and Indigenous People’s Rights Policy    SH    Against    Against    Against
6   Provide for Cumulative Voting    SH    Against    Against    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Amend Proxy Access Right    SH    Against    Against    Against
9   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For
10   Amend Bylaws — Call Special Meetings    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

EOG Resources, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/27/2018    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   84,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Robert P. Daniels    Mgmt    For    For    For
1d   Elect Director James C. Day    Mgmt    For    For    For
1e   Elect Director C. Christopher Gaut    Mgmt    For    For    For
1f   Elect Director Donald F. Textor    Mgmt    For    For    For
1g   Elect Director William R. Thomas    Mgmt    For    For    For
1h   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

ASML Holding NV

 

Meeting Date:    04/25/2018    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    03/28/2018    Meeting Type:    Annual    Ticker:    ASML

 

Shares Voted:   43,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3   Discussion on Company’s Corporate Governance Structure    Mgmt         
4.a   Discuss Remuneration Policy for Management Board    Mgmt         
4.b   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.c   Receive Clarification on Company’s Reserves and Dividend Policy    Mgmt         
4.d   Approve Dividends of EUR 1.40 Per Share    Mgmt    For    For    For
5.a   Approve Discharge of Management Board    Mgmt    For    For    For
5.b   Approve Discharge of Supervisory Board    Mgmt    For    For    For
6   Approve 200,000 Performance Shares for Board of Management    Mgmt    For    For    For
7   Announce Intention to Appoint Directors to Management Board    Mgmt         
8.a   Reelect J.M.C. (Hans) Stork to Supervisory Board    Mgmt    For    For    For
8.b   Elect T.L. (Terri) Kelly to Supervisory Board    Mgmt    For    For    For
8.c   Receive Retirement Schedule of the Supervisory Board    Mgmt         
9   Ratify KPMG as Auditors    Mgmt    For    For    For
10.a   Grant Board Authority to Issue Shares up to 5 Percent of Issued Capital for General Purposes    Mgmt    For    For    For
10.b   Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a    Mgmt    For    For    For
10.c   Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition    Mgmt    For    For    For
10.d   Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c    Mgmt    For    For    For
11.a   Authorize Repurchase of up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
11.b   Authorize Additional Repurchase of up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
13   Other Business (Non-Voting)    Mgmt         
14   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Bank of America Corporation

 

Meeting Date:    04/25/2018    Country:    USA    Primary Security ID:    060505104
Record Date:    03/02/2018    Meeting Type:    Annual    Ticker:    BAC

 

Shares Voted:   378,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Sharon L. Allen    Mgmt    For    For    For
1b   Elect Director Susan S. Bies    Mgmt    For    For    For
1c   Elect Director Jack O. Bovender, Jr.    Mgmt    For    For    For
1d   Elect Director Frank P. Bramble, Sr.    Mgmt    For    For    For
1e   Elect Director Pierre J.P. de Weck    Mgmt    For    For    For
1f   Elect Director Arnold W. Donald    Mgmt    For    For    For
1g   Elect Director Linda P. Hudson    Mgmt    For    For    For
1h   Elect Director Monica C. Lozano    Mgmt    For    For    For
1i   Elect Director Thomas J. May    Mgmt    For    For    For
1j   Elect Director Brian T. Moynihan    Mgmt    For    For    For
1k   Elect Director Lionel L. Nowell, III    Mgmt    For    For    For
1l   Elect Director Michael D. White    Mgmt    For    For    For
1m   Elect Director Thomas D. Woods    Mgmt    For    For    For
1n   Elect Director R. David Yost    Mgmt    For    For    For
1o   Elect Director Maria T. Zuber    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For

Cigna Corporation

 

Meeting Date:    04/25/2018    Country:    USA    Primary Security ID:    125509109
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    CI

 

Shares Voted:   48,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David M. Cordani    Mgmt    For    For    For
1.2   Elect Director Eric J. Foss    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Cigna Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Isaiah Harris, Jr.    Mgmt    For    For    For
1.4   Elect Director Roman Martinez, IV    Mgmt    For    For    For
1.5   Elect Director John M. Partridge    Mgmt    For    For    For
1.6   Elect Director James E. Rogers    Mgmt    For    For    For
1.7   Elect Director Eric C. Wiseman    Mgmt    For    For    For
1.8   Elect Director Donna F. Zarcone    Mgmt    For    For    For
1.9   Elect Director William D. Zollars    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For

DowDuPont Inc.

 

Meeting Date:    04/25/2018    Country:    USA    Primary Security ID:    26078J100
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    DWDP

 

Shares Voted:   136,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Edward D. Breen    Mgmt    For    For    For
1d   Elect Director Robert A. Brown    Mgmt    For    For    For
1e   Elect Director Alexander M. Cutler    Mgmt    For    For    For
1f   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1g   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1h   Elect Director Lois D. Juliber    Mgmt    For    For    For
1i   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1j   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1k   Elect Director Paul Polman    Mgmt    For    For    For
1l   Elect Director Dennis H. Reilley    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

DowDuPont Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1m   Elect Director James M. Ringler    Mgmt    For    For    For
1n   Elect Director Ruth G. Shaw    Mgmt    For    For    For
1o   Elect Director Lee M. Thomas    Mgmt    For    For    For
1p   Elect Director Patrick J. Ward    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement    SH    Against    For    For
6   Report on Pay Disparity    SH    Against    Refer    Against
7   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
8   Report on Impact of the Bhopal Chemical Explosion    SH    Against    Refer    Against
9   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Lockheed Martin Corporation

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    539830109
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   22,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1.2   Elect Director Nolan D. Archibald    Mgmt    For    For    For
1.3   Elect Director David B. Burritt    Mgmt    For    For    For
1.4   Elect Director Bruce A. Carlson    Mgmt    For    For    For
1.5   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1.6   Elect Director Thomas J. Falk    Mgmt    For    For    For
1.7   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1.8   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1.9   Elect Director Jeh C. Johnson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Lockheed Martin Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1.11   Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For

United Technologies Corporation

 

Meeting Date:    04/30/2018    Country:    USA    Primary Security ID:    913017109
Record Date:    03/02/2018    Meeting Type:    Annual    Ticker:    UTX

 

Shares Voted:   85,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd J. Austin, III    Mgmt    For    For    For
1b   Elect Director Diane M. Bryant    Mgmt    For    For    For
1c   Elect Director John V. Faraci    Mgmt    For    For    For
1d   Elect Director Jean-Pierre Garnier    Mgmt    For    For    For
1e   Elect Director Gregory J. Hayes    Mgmt    For    For    For
1f   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1g   Elect Director Marshall O. Larsen    Mgmt    For    For    For
1h   Elect Director Harold W. McGraw, III    Mgmt    For    For    For
1i   Elect Director Margaret L. O’Sullivan    Mgmt    For    For    For
1j   Elect Director Fredric G. Reynolds    Mgmt    For    For    For
1k   Elect Director Brian C. Rogers    Mgmt    For    For    For
1l   Elect Director Christine Todd Whitman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

United Technologies Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations    Mgmt    For    For    For
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Eli Lilly and Company

 

Meeting Date:    05/07/2018    Country:    USA    Primary Security ID:    532457108
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    LLY

 

Shares Voted:   80,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Katherine Baicker    Mgmt    For    For    For
1b   Elect Director J. Erik Fyrwald    Mgmt    For    For    For
1c   Elect Director Jamere Jackson    Mgmt    For    For    For
1d   Elect Director Ellen R. Marram    Mgmt    For    Refer    Against
1e   Elect Director Jackson P. Tai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
6   Amend Omnibus Stock Plan    Mgmt    For    For    For
7   Support the Descheduling of Cannabis    SH    Against    Refer    Against
8   Report on Lobbying Payments and Policy    SH    Against    Against    Against
9   Report on Policies and Practices Regarding Contract Animal Laboratories    SH    Against    Against    Against
10   Report on Integrating Drug Pricing Risks into Incentive Compensation Plans    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/08/2018    Country:    USA    Primary Security ID:    015351109
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    ALXN

 

Shares Voted:   25,288          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Felix J. Baker    Mgmt    For    For    For
1.2   Elect Director David R. Brennan    Mgmt    For    For    For
1.3   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.4   Elect Director Deborah Dunsire    Mgmt    For    For    For
1.5   Elect Director Paul Friedman    Mgmt    For    For    For
1.6   Elect Director Ludwig N. Hantson    Mgmt    For    For    For
1.7   Elect Director John T. Mollen    Mgmt    For    For    For
1.8   Elect Director Francois Nader    Mgmt    For    For    For
1.9   Elect Director Judith Reinsdorf    Mgmt    For    For    For
1.10   Elect Director Andreas Rummelt    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For

CME Group Inc.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   70,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c   Elect Director Charles P. Carey    Mgmt    For    For    For
1d   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1e   Elect Director Ana Dutra    Mgmt    For    For    For
1f   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1g   Elect Director Larry G. Gerdes    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

CME Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1i   Elect Director Deborah J. Lucas    Mgmt    For    For    For
1j   Elect Director Alex J. Pollock    Mgmt    For    For    For
1k   Elect Director Terry L. Savage    Mgmt    For    For    For
1l   Elect Director William R. Shepard    Mgmt    For    For    For
1m   Elect Director Howard J. Siegel    Mgmt    For    For    For
1n   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    718172109
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   88,566          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.5   Elect Director Werner Geissler    Mgmt    For    For    For
1.6   Elect Director Lisa A. Hook    Mgmt    For    For    For
1.7   Elect Director Jennifer Li    Mgmt    For    For    For
1.8   Elect Director Jun Makihara    Mgmt    For    For    For
1.9   Elect Director Sergio Marchionne    Mgmt    For    For    For
1.10   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.11   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.12   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.13   Elect Director Robert B. Polet    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.14   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For

Cimarex Energy Co.

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    171798101
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   64,333          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joseph R. Albi    Mgmt    For    For    For
1.2   Elect Director Lisa A. Stewart    Mgmt    For    For    For
1.3   Elect Director Michael J. Sullivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Magna International Inc.

 

Meeting Date:    05/10/2018    Country:    Canada    Primary Security ID:    559222401
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    MG

 

Shares Voted:   153,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Scott B. Bonham    Mgmt    For    For    For
1.2   Elect Director Peter G. Bowie    Mgmt    For    For    For
1.3   Elect Director Mary S. Chan    Mgmt    For    For    For
1.4   Elect Director Kurt J. Lauk    Mgmt    For    For    For
1.5   Elect Director Robert F. MacLellan    Mgmt    For    For    For
1.6   Elect Director Cynthia A. Niekamp    Mgmt    For    For    For
1.7   Elect Director William A. Ruh    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Magna International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director Indira V. Samarasekera    Mgmt    For    For    For
1.9   Elect Director Donald J. Walker    Mgmt    For    For    For
1.10   Elect Director Lawrence D. Worrall    Mgmt    For    For    For
1.11   Elect Director William L. Young    Mgmt    For    For    For
2   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Norfolk Southern Corporation

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    655844108
Record Date:    03/01/2018    Meeting Type:    Annual    Ticker:    NSC

 

Shares Voted:   49,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Thomas D. Bell, Jr.    Mgmt    For    For    For
1b   Elect Director Wesley G. Bush    Mgmt    For    For    For
1c   Elect Director Daniel A. Carp    Mgmt    For    For    For
1d   Elect Director Mitchell E. Daniels, Jr.    Mgmt    For    For    For
1e   Elect Director Marcela E. Donadio    Mgmt    For    For    For
1f   Elect Director Steven F. Leer    Mgmt    For    For    For
1g   Elect Director Michael D. Lockhart    Mgmt    For    For    For
1h   Elect Director Amy E. Miles    Mgmt    For    For    For
1i   Elect Director Martin H. Nesbitt    Mgmt    For    For    For
1j   Elect Director Jennifer F. Scanlon    Mgmt    For    For    For
1k   Elect Director James A. Squires    Mgmt    For    For    For
1l   Elect Director John R. Thompson    Mgmt    For    For    For
2   Ratify KPMG LLPas Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

ConocoPhillips

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    20825C104
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    COP

 

Shares Voted:   98,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Charles E. Bunch    Mgmt    For    For    For
1b   Elect Director Caroline Maury Devine    Mgmt    For    For    For
1c   Elect Director John V. Faraci    Mgmt    For    For    For
1d   Elect Director Jody Freeman    Mgmt    For    For    For
1e   Elect Director Gay Huey Evans    Mgmt    For    For    For
1f   Elect Director Ryan M. Lance    Mgmt    For    For    For
1g   Elect Director Sharmila Mulligan    Mgmt    For    For    For
1h   Elect Director Arjun N. Murti    Mgmt    For    For    For
1i   Elect Director Robert A. Niblock    Mgmt    For    For    For
1j   Elect Director Harald J. Norvik    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Use GAAP for Executive Compensation Metrics    SH    Against    Against    Against

JPMorgan Chase & Co.

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    46625H100
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   121,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Stephen B. Burke    Mgmt    For    For    For
1d   Elect Director Todd A. Combs    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Mellody Hobson    Mgmt    For    For    For
1i   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1j   Elect Director Michael A. Neal    Mgmt    For    For    For
1k   Elect Director Lee R. Raymond    Mgmt    For    For    For
1l   Elect Director William C. Weldon    Mgmt    For    For    For
2   Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    Against    Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For
8   Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity    SH    Against    Against    Against
9   Restore or Provide for Cumulative Voting    SH    Against    Against    Against

The Charles Schwab Corporation

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    808513105
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    SCHW

 

Shares Voted:   143,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Walter W. Bettinger, II    Mgmt    For    For    For
1b   Elect Director Joan T. Dea    Mgmt    For    For    For
1c   Elect Director Christopher V. Dodds    Mgmt    For    For    For
1d   Elect Director Mark A. Goldfarb    Mgmt    For    For    For
1e   Elect Director Charles A. Ruffel    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

The Charles Schwab Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Provide Proxy Access Right    Mgmt    For    For    For
6   Prepare Employment Diversity Report    SH    Against    Against    Against
7   Report on Political Contributions    SH    Against    Against    Against

Zoetis Inc.

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    98978V103
Record Date:    03/21/2018    Meeting Type:    Annual    Ticker:    ZTS

 

Shares Voted:   96,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sanjay Khosla    Mgmt    For    For    For
1.2   Elect Director Willie M. Reed    Mgmt    For    For    For
1.3   Elect Director Linda Rhodes    Mgmt    For    For    For
1.4   Elect Director William C. Steere, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Northrop Grumman Corporation

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    666807102
Record Date:    03/20/2018    Meeting Type:    Annual    Ticker:    NOC

 

Shares Voted:   12,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Wesley G. Bush    Mgmt    For    For    For
1.2   Elect Director Marianne C. Brown    Mgmt    For    For    For
1.3   Elect Director Donald E. Felsinger    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Northrop Grumman Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Ann M. Fudge    Mgmt    For    For    For
1.5   Elect Director Bruce S. Gordon    Mgmt    For    For    For
1.6   Elect Director William H. Hernandez    Mgmt    For    For    For
1.7   Elect Director Madeleine A. Kleiner    Mgmt    For    For    For
1.8   Elect Director Karl J. Krapek    Mgmt    For    For    For
1.9   Elect Director Gary Roughead    Mgmt    For    For    For
1.10   Elect Director Thomas M. Schoewe    Mgmt    For    For    For
1.11   Elect Director James S. Turley    Mgmt    For    For    For
1.12   Elect Director Mark A. Welsh, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Pioneer Natural Resources Company

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    723787107
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    PXD

 

Shares Voted:   30,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Edison C. Buchanan    Mgmt    For    For    For
1.2   Elect Director Andrew F. Cates    Mgmt    For    For    For
1.3   Elect Director Timothy L. Dove    Mgmt    For    For    For
1.4   Elect Director Phillip A. Gobe    Mgmt    For    For    For
1.5   Elect Director Larry R. Grillot    Mgmt    For    For    For
1.6   Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.7   Elect Director Royce W. Mitchell    Mgmt    For    For    For
1.8   Elect Director Frank A. Risch    Mgmt    For    For    For
1.9   Elect Director Scott D. Sheffield    Mgmt    For    For    For
1.10   Elect Director Mona K. Sutphen    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Pioneer Natural Resources Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.11   Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1.12   Elect Director Phoebe A. Wood    Mgmt    For    For    For
1.13   Elect Director Michael D. Wortley    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The Home Depot, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    437076102
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   47,095          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Armando Codina    Mgmt    For    For    For
1h   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1i   Elect Director Linda R. Gooden    Mgmt    For    For    For
1j   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1k   Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l   Elect Director Craig A. Menear    Mgmt    For    For    For
1m   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
7   Clawback of Incentive Payments    SH    Against    For    For

PayPal Holdings, Inc.

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    70450Y103
Record Date:    04/03/2018    Meeting Type:    Annual    Ticker:    PYPL

 

Shares Voted:   175,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Rodney C. Adkins    Mgmt    For    For    For
1b   Elect Director Wences Casares    Mgmt    For    For    For
1c   Elect Director Jonathan Christodoro    Mgmt    For    For    For
1d   Elect Director John J. Donahoe    Mgmt    For    For    For
1e   Elect Director David W. Dorman    Mgmt    For    For    For
1f   Elect Director Belinda J. Johnson    Mgmt    For    For    For
1g   Elect Director Gail J. McGovern    Mgmt    For    For    For
1h   Elect Director David M. Moffett    Mgmt    For    For    For
1i   Elect Director Ann M. Sarnoff    Mgmt    For    For    For
1j   Elect Director Daniel H. Schulman    Mgmt    For    For    For
1k   Elect Director Frank D. Yeary    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Amend Proxy Access Right    SH    Against    Against    Against
7   Report on Political Contributions    SH    Against    Against    Against
8   Amend Board Governance Documents to Define Human Rights Responsibilities    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Morgan Stanley

 

Meeting Date:    05/24/2018    Country:    USA    Primary Security ID:    617446448
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    MS

 

Shares Voted:   264,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Elizabeth Corley    Mgmt    For    For    For
1b   Elect Director Alistair Darling    Mgmt    For    For    For
1c   Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d   Elect Director James P. Gorman    Mgmt    For    For    For
1e   Elect Director Robert H. Herz    Mgmt    For    For    For
1f   Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g   Elect Director Jami Miscik    Mgmt    For    For    For
1h   Elect Director Dennis M. Nally    Mgmt    For    For    For
1i   Elect Director Hutham S. Olayan    Mgmt    For    For    For
1j   Elect Director Ryosuke Tamakoshi    Mgmt    For    For    For
1k   Elect Director Perry M. Traquina    Mgmt    For    For    For
1l   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    For    For

WABCO Holdings Inc.

 

Meeting Date:    05/24/2018    Country:    USA    Primary Security ID:    92927K102
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    WBC

 

Shares Voted:   31,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jean-Paul L. Montupet    Mgmt    For    For    For
1.2   Elect Director D. Nick Reilly    Mgmt    For    For    For
1.3   Elect Director Michael T. Smith    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

WABCO Holdings Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d’Entreprises SCCRL as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

Amazon.com, Inc.

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    023135106
Record Date:    04/05/2018    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   6,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d   Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e   Elect Director Judith A. McGrath    Mgmt    For    For    For
1f   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1g   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1h   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1i   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Policy on Board Diversity *Withdrawn Resolution*    SH         
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Facebook, Inc.

 

Meeting Date:    05/31/2018    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   28,911          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    For    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1.3   Elect Director Kenneth I. Chenault    Mgmt    For    For    For
1.4   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    Refer    For
1.5   Elect Director Reed Hastings    Mgmt    For    Refer    For
1.6   Elect Director Jan Koum — Withdrawn Resolution    Mgmt         
1.7   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.8   Elect Director Peter A. Thiel    Mgmt    For    Refer    For
1.9   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
4   Establish Board Committee on Risk Management    SH    Against    Refer    For
5   Adopt Simple Majority Vote    SH    Against    For    For
6   Report on Major Global Content Management Controversies (Fake News)    SH    Against    Refer    Against
7   Report on Gender Pay Gap    SH    Against    Against    Against
8   Report on Responsible Tax Principles    SH    Against    Refer    Against

LyondellBasell Industries N.V.

 

Meeting Date:    06/01/2018    Country:    Netherlands    Primary Security ID:    N53745100
Record Date:    05/04/2018    Meeting Type:    Annual    Ticker:    LYB

 

Shares Voted:   87,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Articles    Mgmt    For    For    For
2a   Elect Director Bhavesh (Bob) Patel    Mgmt    For    For    For
2b   Elect Director Robert Gwin    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

LyondellBasell Industries N.V.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2c   Elect Director Jacques Aigrain    Mgmt    For    For    For
2d   Elect Director Lincoln Benet    Mgmt    For    Refer    For
2e   Elect Director Jagjeet (Jeet) Bindra    Mgmt    For    For    For
2f   Elect Director Robin Buchanan    Mgmt    For    Refer    For
2g   Elect Director Stephen Cooper    Mgmt    For    For    For
2h   Elect Director Nance Dicciani    Mgmt    For    For    For
2i   Elect Director Claire Farley    Mgmt    For    For    For
2j   Elect Director Isabella (Bella) Goren    Mgmt    For    For    For
2k   Elect Director Bruce Smith    Mgmt    For    For    For
2l   Elect Director Rudy van der Meer    Mgmt    For    For    For
3a   Elect Bhavesh (Bob) Patel to Management Board    Mgmt    For    For    For
3b   Elect Thomas Aebischer to Management Board    Mgmt    For    For    For
3c   Elect Daniel Coombs to Management Board    Mgmt    For    For    For
3d   Elect Jeffrey Kaplan to Management Board    Mgmt    For    For    For
3e   Elect James Guilfoyle to Management Board    Mgmt    For    For    For
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Approve Discharge of Management Board    Mgmt    For    For    For
6   Approve Discharge of Supervisory Board    Mgmt    For    For    For
7   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
8   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
9   Approve Dividends of USD 3.70 Per Share    Mgmt    For    For    For
10   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
11   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12   Authorization of the Cancellation of Shares    Mgmt    For    For    For
13   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

UnitedHealth Group Incorporated

 

Meeting Date:    06/04/2018    Country:    USA    Primary Security ID:    91324P102
Record Date:    04/10/2018    Meeting Type:    Annual    Ticker:    UNH

 

Shares Voted:   65,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William C. Ballard, Jr.    Mgmt    For    For    For
1b   Elect Director Richard T. Burke    Mgmt    For    For    For
1c   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1d   Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1e   Elect Director Michele J. Hooper    Mgmt    For    For    For
1f   Elect Director F. William McNabb, III    Mgmt    For    For    For
1g   Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1h   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1i   Elect Director Kenneth I. Shine    Mgmt    For    For    For
1j   Elect Director David S. Wichmann    Mgmt    For    For    For
1k   Elect Director Gail R. Wilensky    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Alphabet Inc.

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/18/2018    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   11,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    For
1.5   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1.6   Elect Director Diane B. Greene    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director John L. Hennessy    Mgmt    For    For    For
1.8   Elect Director Ann Mather    Mgmt    For    For    For
1.9   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.10   Elect Director Sundar Pichai    Mgmt    For    For    For
1.11   Elect Director K. Ram Shriram    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Report on Gender Pay Gap    SH    Against    Against    Against
7   Adopt Simple Majority Vote    SH    Against    For    Against
8   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
9   Adopt a Policy on Board Diversity    SH    Against    Against    Against
10   Report on Major Global Content Management Controversies    SH    Against    Refer    Against

Monster Beverage Corporation

 

Meeting Date:    06/07/2018    Country:    USA    Primary Security ID:    61174X109
Record Date:    04/13/2018    Meeting Type:    Annual    Ticker:    MNST

 

Shares Voted:   153,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Rodney C. Sacks    Mgmt    For    For    For
1.2   Elect Director Hilton H. Schlosberg    Mgmt    For    For    For
1.3   Elect Director Mark J. Hall    Mgmt    For    For    For
1.4   Elect Director Norman C. Epstein    Mgmt    For    For    For
1.5   Elect Director Gary P. Fayard    Mgmt    For    For    For
1.6   Elect Director Benjamin M. Polk    Mgmt    For    For    For
1.7   Elect Director Sydney Selati    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Monster Beverage Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director Harold C. Taber, Jr.    Mgmt    For    For    For
1.9   Elect Director Kathy N. Waller    Mgmt    For    For    For
1.10   Elect Director Mark S. Vidergauz    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Human Trafficking and Forced Labor in Supply Chains    SH    Against    Against    Against

Dollar Tree, Inc.

 

Meeting Date:    06/14/2018    Country:    USA    Primary Security ID:    256746108
Record Date:    04/13/2018    Meeting Type:    Annual    Ticker:    DLTR

 

Shares Voted:   47,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Arnold S. Barron    Mgmt    For    For    For
1.2   Elect Director Gregory M. Bridgeford    Mgmt    For    For    For
1.3   Elect Director Mary Anne Citrino    Mgmt    For    For    For
1.4   Elect Director Conrad M. Hall    Mgmt    For    For    For
1.5   Elect Director Lemuel E. Lewis    Mgmt    For    For    For
1.6   Elect Director Jeffrey G. Naylor    Mgmt    For    For    For
1.7   Elect Director Gary M. Philbin    Mgmt    For    For    For
1.8   Elect Director Bob Sasser    Mgmt    For    For    For
1.9   Elect Director Thomas A. Saunders, III    Mgmt    For    For    For
1.10   Elect Director Stephanie P. Stahl    Mgmt    For    For    For
1.11   Elect Director Thomas E. Whiddon    Mgmt    For    For    For
1.12   Elect Director Carl P. Zeithaml    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 95 – Ivy VIP Core Equity

 

Mastercard Incorporated

 

Meeting Date:    06/26/2018    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/27/2018    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   47,836          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy Rec

  

Vote Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Silvio Barzi    Mgmt    For    For    For
1d   Elect Director David R. Carlucci    Mgmt    For    For    For
1e   Elect Director Richard K. Davis    Mgmt    For    For    For
1f   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1g   Elect Director Julius Genachowski    Mgmt    For    For    For
1h   Elect Director Choon Phong Goh    Mgmt    For    For    For
1i   Elect Director Merit E. Janow    Mgmt    For    For    For
1j   Elect Director Nancy Karch    Mgmt    For    For    For
1k   Elect Director Oki Matsumoto    Mgmt    For    For    For
1l   Elect Director Rima Qureshi    Mgmt    For    For    For
1m   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1n   Elect Director Jackson Tai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


IVY VIP CORPORATE BOND

(Prior to April 30, 2018, known as Ivy VIP Bond)

Proxy Voting Record

There was no proxy voting for Ivy VIP Corporate Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP ENERGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

Whiting Petroleum Corporation

 

Meeting Date:    11/08/2017    Country:    USA    Primary Security ID:    966387102
Record Date:    09/18/2017    Meeting Type:    Special    Ticker:    WLL

 

Shares Voted:   496,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Reverse Stock Split and Reduce Shares Authorized    Mgmt    For    For    For

Transocean Ltd.

 

Meeting Date:    01/19/2018    Country:    Switzerland    Primary Security ID:    H8817H100
Record Date:    01/03/2018    Meeting Type:    Special    Ticker:    RIG

 

Shares Voted:   119,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Amend Articles to Create Additional Authorized Share Capital to Effect a Mandatory Offer    Mgmt    For    Refer    For
3   Elect Director Frederik W. Mohn    Mgmt    For    Refer    For
4   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
5   Other Business    Mgmt    For    Against    Against

Schlumberger Limited

 

Meeting Date:    04/04/2018    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/07/2018    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   101,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1d   Elect Director Paal Kibsgaard    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Schlumberger Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1f   Elect Director Helge Lund    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1i   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1j   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1k   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/27/2018    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   71,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Robert P. Daniels    Mgmt    For    For    For
1d   Elect Director James C. Day    Mgmt    For    For    For
1e   Elect Director C. Christopher Gaut    Mgmt    For    For    For
1f   Elect Director Donald F. Textor    Mgmt    For    For    For
1g   Elect Director William R. Thomas    Mgmt    For    For    For
1h   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

RPC, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    749660106
Record Date:    02/28/2018    Meeting Type:    Annual    Ticker:    RES

 

Shares Voted:   294,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gary W. Rollins    Mgmt    For    Refer    For
1.2   Elect Director Richard A. Hubbell    Mgmt    For    Refer    For
1.3   Elect Director Larry L. Prince    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Marathon Petroleum Corporation

 

Meeting Date:    04/25/2018    Country:    USA    Primary Security ID:    56585A102
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   37,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Abdulaziz F. Alkhayyal    Mgmt    For    For    For
1b   Elect Director Donna A. James    Mgmt    For    For    For
1c   Elect Director James E. Rohr    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Eliminate Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For
6   Eliminate Supermajority Vote Requirement to Amend Charter    Mgmt    For    For    For
7   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Whiting Petroleum Corporation

 

Meeting Date:    05/01/2018    Country:    USA    Primary Security ID:    966387409
Record Date:    03/09/2018    Meeting Type:    Annual    Ticker:    WLL

 

Shares Voted:   119,812          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William N. Hahne    Mgmt    For    For    For
1.2   Elect Director Bradley J. Holly    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Centennial Resource Development, Inc.

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    15136A102
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    CDEV

 

Shares Voted:   126,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Karl E. Bandtel    Mgmt    For    Refer    Withhold
1.2   Elect Director Matthew G. Hyde    Mgmt    For    For    For
1.3   Elect Director Jeffrey H. Tepper    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Suncor Energy Inc.

 

Meeting Date:    05/02/2018    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   54,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Patricia M. Bedient    Mgmt    For    For    For

1.2

  Elect Director Mel E. Benson    Mgmt    For    For    For

1.3

  Elect Director Jacynthe Cote    Mgmt    For    For    For

1.4

  Elect Director Dominic D’Alessandro    Mgmt    For    For    For

1.5

  Elect Director John D. Gass    Mgmt    For    For    For

1.6

  Elect Director Dennis M. Houston    Mgmt    For    For    For

1.7

  Elect Director Maureen McCaw    Mgmt    For    For    For

1.8

  Elect Director Eira M. Thomas    Mgmt    For    For    For

1.9

  Elect Director Steven W. Williams    Mgmt    For    For    For

1.10

  Elect Director Michael M. Wilson    Mgmt    For    For    For

2

  Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

3

  Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Oasis Petroleum Inc.

 

Meeting Date:    05/03/2018    Country:    USA    Primary Security ID:    674215108
Record Date:    03/08/2018    Meeting Type:    Annual    Ticker:    OAS

 

Shares Voted:   444,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director William J. Cassidy    Mgmt    For    For    For

1.2

  Elect Director Taylor L. Reid    Mgmt    For    For    For

1.3

  Elect Director Bobby S. Shackouls    Mgmt    For    For    For

2

  Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

4

  Amend Omnibus Stock Plan    Mgmt    For    For    For

5

  Increase Authorized Common Stock    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Valero Energy Corporation

 

Meeting Date:    05/03/2018    Country:    USA    Primary Security ID:    91913Y100
Record Date:    03/06/2018    Meeting Type:    Annual    Ticker:    VLO

 

Shares Voted:   18,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A

  Elect Director H. Paulett Eberhart    Mgmt    For    For    For

1B

  Elect Director Joseph W. Gorder    Mgmt    For    For    For

1C

  Elect Director Kimberly S. Greene    Mgmt    For    For    For

1D

  Elect Director Deborah P. Majoras    Mgmt    For    For    For

1E

  Elect Director Donald L. Nickles    Mgmt    For    For    For

1F

  Elect Director Philip J. Pfeiffer    Mgmt    For    For    For

1G

  Elect Director Robert A. Profusek    Mgmt    For    For    For

1H

  Elect Director Stephen M. Waters    Mgmt    For    For    For

1I

  Elect Director Randall J. Weisenburger    Mgmt    For    For    For

1J

  Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For

2

  Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

4

  Remove Supermajority Vote Requirement    Mgmt    For    For    For

5

  Provide Right to Act by Written Consent    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Enbridge Inc.

 

Meeting Date:    05/09/2018    Country:    Canada    Primary Security ID:    29250N105
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    ENB

 

Shares Voted:   36,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Pamela L. Carter    Mgmt    For    For    For

1.2

  Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For

1.3

  Elect Director Marcel R. Coutu    Mgmt    For    For    For

1.4

  Elect Director Gregory L. Ebel    Mgmt    For    For    For

1.5

  Elect Director J. Herb England    Mgmt    For    For    For

1.6

  Elect Director Charles W. Fischer    Mgmt    For    For    For

1.7

  Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For

1.8

  Elect Director Michael McShane    Mgmt    For    For    For

1.9

  Elect Director Al Monaco    Mgmt    For    For    For

1.10

  Elect Director Michael E.J. Phelps    Mgmt    For    For    For

1.11

  Elect Director Dan C. Tutcher    Mgmt    For    For    For

1.12

  Elect Director Catherine L. Williams    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

3

  Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

4

  Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Phillips 66

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    718546104
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   32,738          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a

  Elect Director J. Brian Ferguson    Mgmt    For    For    For

1b

  Elect Director Harold W. McGraw, III    Mgmt    For    For    For

1c

  Elect Director Victoria J. Tschinkel    Mgmt    For    For    For

2

  Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

4

  Declassify the Board of Directors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Cimarex Energy Co.

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    171798101
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   30,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Joseph R. Albi    Mgmt    For    For    For

1.2

  Elect Director Lisa A. Stewart    Mgmt    For    For    For

1.3

  Elect Director Michael J. Sullivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

3

  Ratify KPMG LLP as Auditors    Mgmt    For    For    For

U.S. Silica Holdings, Inc.

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    90346E103
Record Date:    03/15/2018    Meeting Type:    Annual    Ticker:    SLCA

 

Shares Voted:   141,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A

  Elect Director Peter Bernard    Mgmt    For    For    For

1B

  Elect Director Diane K. Duren    Mgmt    For    For    For

1C

  Elect Director William J. Kacal    Mgmt    For    For    For

1D

  Elect Director Charles Shaver    Mgmt    For    For    For

1E

  Elect Director Bryan A. Shinn    Mgmt    For    For    For

1F

  Elect Director J. Michael Stice    Mgmt    For    For    For

2

  Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

WEX Inc.

 

Meeting Date:    05/11/2018    Country:    USA    Primary Security ID:    96208T104
Record Date:    03/13/2018    Meeting Type:    Annual    Ticker:    WEX

 

Shares Voted:   26,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director John E. Bachman    Mgmt    For    For    For

1.2

  Elect Director Regina O. Sommer    Mgmt    For    For    For

1.3

  Elect Director Jack VanWoerkom    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

3

  Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Solaris Oilfield Infrastructure, Inc.

 

Meeting Date:    05/14/2018    Country:    USA    Primary Security ID:    83418M103
Record Date:    03/21/2018    Meeting Type:    Annual    Ticker:    SOI

 

Shares Voted:   118,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director James R. Burke    Mgmt    For    Refer    Withhold

1.2

  Elect Director F. Gardner Parker    Mgmt    For    Refer    Withhold

2

  Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Anadarko Petroleum Corporation

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    032511107
Record Date:    03/20/2018    Meeting Type:    Annual    Ticker:    APC

 

Shares Voted:   76,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a

  Elect Director Anthony R. Chase    Mgmt    For    For    For

1b

  Elect Director David E. Constable    Mgmt    For    For    For

1c

  Elect Director H. Paulett Eberhart    Mgmt    For    For    For

1d

  Elect Director Claire S. Farley    Mgmt    For    For    For

1e

  Elect Director Peter J. Fluor    Mgmt    For    For    For

1f

  Elect Director Joseph W. Gorder    Mgmt    For    For    For

1g

  Elect Director John R. Gordon    Mgmt    For    For    For

1h

  Elect Director Sean Gourley    Mgmt    For    For    For

1i

  Elect Director Mark C. McKinley    Mgmt    For    For    For

1j

  Elect Director Eric D. Mullins    Mgmt    For    For    For

1k

  Elect Director R. A. Walker    Mgmt    For    For    For

2

  Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    Against

Forum Energy Technologies, Inc.

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    34984V100
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    FET

 

Shares Voted:   275,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Michael McShane    Mgmt    For    For    For

1.2

  Elect Director Terence M. O’Toole    Mgmt    For    For    For

1.3

  Elect Director Louis A. Raspino    Mgmt    For    For    For

1.4

  Elect Director John Schmitz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Newfield Exploration Company

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    651290108
Record Date:    03/20/2018    Meeting Type:    Annual    Ticker:    NFX

 

Shares Voted:   122,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a

  Elect Director Lee K. Boothby    Mgmt    For    For    For

1b

  Elect Director Pamela J. Gardner    Mgmt    For    For    For

1c

  Elect Director Edgar R. Giesinger, Jr.    Mgmt    For    For    For

1d

  Elect Director Steven W. Nance    Mgmt    For    For    For

1e

  Elect Director Roger B. Plank    Mgmt    For    For    For

1f

  Elect Director Thomas G. Ricks    Mgmt    For    For    For

1g

  Elect Director Juanita M. Romans    Mgmt    For    For    For

1h

  Elect Director John W. Schanck    Mgmt    For    For    For

1i

  Elect Director J. Terry Strange    Mgmt    For    For    For

1j

  Elect Director J. Kent Wells    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

3

  Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Halliburton Company

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    406216101
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   164,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a

  Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b   Elect Director William E. Albrecht    Mgmt    For    For    For

1c

  Elect Director Alan M. Bennett    Mgmt    For    For    For

1d

  Elect Director James R. Boyd    Mgmt    For    For    For

1e

  Elect Director Milton Carroll    Mgmt    For    For    For

1f

  Elect Director Nance K. Dicciani    Mgmt    For    For    For

1g

  Elect Director Murry S. Gerber    Mgmt    For    For    For

1h

  Elect Director Jose C. Grubisich    Mgmt    For    For    For

1i

  Elect Director David J. Lesar    Mgmt    For    For    For

1j

  Elect Director Robert A. Malone    Mgmt    For    For    For

1k

  Elect Director Jeffrey A. Miller    Mgmt    For    For    For

1l

  Elect Director Debra L. Reed    Mgmt    For    For    For

2

  Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Concho Resources Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    20605P101
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    CXO

 

Shares Voted:   38,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Steven L. Beal    Mgmt    For    For    For

1.2

  Elect Director Tucker S. Bridwell    Mgmt    For    For    For

1.3

  Elect Director Mark B. Puckett    Mgmt    For    For    For

1.4

  Elect Director E. Joseph Wright    Mgmt    For    For    For

2

  Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Continental Resources, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    212015101
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   153,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Ellis L. ‘Lon’ McCain    Mgmt    For    For    For

1.2

  Elect Director Mark E. Monroe    Mgmt    For    For    For

2

  Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Pioneer Natural Resources Company

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    723787107
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    PXD

 

Shares Voted:   35,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Edison C. Buchanan    Mgmt    For    For    For

1.2

  Elect Director Andrew F. Cates    Mgmt    For    For    For

1.3

  Elect Director Timothy L. Dove    Mgmt    For    For    For

1.4

  Elect Director Phillip A. Gobe    Mgmt    For    For    For

1.5

  Elect Director Larry R. Grillot    Mgmt    For    For    For

1.6

  Elect Director Stacy P. Methvin    Mgmt    For    For    For

1.7

  Elect Director Royce W. Mitchell    Mgmt    For    For    For

1.8

  Elect Director Frank A. Risch    Mgmt    For    For    For

1.9

  Elect Director Scott D. Sheffield    Mgmt    For    For    For

1.10

  Elect Director Mona K. Sutphen    Mgmt    For    For    For

1.11

  Elect Director J. Kenneth Thompson    Mgmt    For    For    For

1.12

  Elect Director Phoebe A. Wood    Mgmt    For    For    For

1.13

  Elect Director Michael D. Wortley    Mgmt    For    For    For

2

  Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

WPX Energy, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    98212B103
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    WPX

 

Shares Voted:   348,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director John A. Carrig    Mgmt    For    For    For

1.2

  Elect Director Robert K. Herdman    Mgmt    For    For    For

1.3

  Elect Director Kelt Kindick    Mgmt    For    For    For

1.4

  Elect Director Karl F. Kurz    Mgmt    For    For    For

1.5

  Elect Director Henry E. Lentz    Mgmt    For    For    For

1.6

  Elect Director William G. Lowrie    Mgmt    For    For    For

1.7

  Elect Director Kimberly S. Lubel    Mgmt    For    For    For

1.8

  Elect Director Richard E. Muncrief    Mgmt    For    For    For

1.9

  Elect Director Valerie M. Williams    Mgmt    For    For    For

1.10

  Elect Director David F. Work    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

3

  Amend Omnibus Stock Plan    Mgmt    For    For    For

4

  Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

5

  Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Transocean Ltd.

 

Meeting Date:    05/18/2018    Country:    Switzerland    Primary Security ID:    H8817H100
Record Date:    04/30/2018    Meeting Type:    Annual    Ticker:    RIG

 

Shares Voted:   269,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1

  Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

2

  Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3   Appropriation of Available Earnings for Fiscal Year 2017    Mgmt    For    For    For
4   Approve the Renewal of Authorized Share Capital without Preemptive Rights    Mgmt    For    For    For

5A

  Elect Director Glyn A. Barker    Mgmt    For    For    For

5B

  Elect Director Vanessa C.L. Chang    Mgmt    For    For    For

5C

  Elect Director Frederico F. Curado    Mgmt    For    For    For

5D

  Elect Director Chadwick C. Deaton    Mgmt    For    For    For

5E

  Elect Director Vincent J. Intrieri    Mgmt    For    For    For

5F

  Elect Director Samuel J. Merksamer    Mgmt    For    For    For

5G

  Elect Director Merril A. ‘Pete’ Miller, Jr.    Mgmt    For    For    For

5H

  Elect Director Frederik W. Mohn    Mgmt    For    For    For

5I

  Elect Director Edward R. Muller    Mgmt    For    For    For

5J

  Elect Director Tan Ek Kia    Mgmt    For    For    For

5K

  Elect Director Jeremy D. Thigpen    Mgmt    For    For    For

6

  Elect Merrill A. ‘Pete’ Miller, Jr. as Board Chairman    Mgmt    For    For    For
7A   Appoint Frederico F. Curado as Member of the Compensation Committee    Mgmt    For    For    For
7B   Appoint Vincent J. Intrieri as Member of the Compensation Committee    Mgmt    For    For    For
7C   Appoint Tan Ek Kia as Member of the Compensation Committee    Mgmt    For    For    For
8   Designate Schweiger Advokatur / Notariatas Independent Proxy    Mgmt    For    For    For
9   Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2018 and Reelection of Ernst & Young Ltd, Zurich as the Company’s Auditor for a Further One-Year Term    Mgmt    For    For    For
10   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Transocean Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11A   Approve Maximum Remuneration of Board of Directors for the Period Between the 2018 and 2019 Annual General Meetings in the Amount of USD 4.12 Million    Mgmt    For    Refer    For
11B   Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2019 in the Amount of USD 24 Million    Mgmt    For    For    For

12

  Amend Omnibus Stock Plan    Mgmt    For    For    For

13

  Other Business    Mgmt    For    Against    Against

Royal Dutch Shell plc

 

Meeting Date:    05/22/2018    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    05/18/2018    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   70,621          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proposals    Mgmt         

1

  Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

2

  Approve Remuneration Report    Mgmt    For    For    Against

3

  Elect Ann Godbehere as Director    Mgmt    For    For    For

4

  Re-elect Ben van Beurden as Director    Mgmt    For    For    For

5

  Re-elect Euleen Goh as Director    Mgmt    For    For    For

6

  Re-elect Charles Holliday as Director    Mgmt    For    For    For

7

  Re-elect Catherine Hughes as Director    Mgmt    For    For    For

8

  Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For

9

  Re-elect Roberto Setubal as Director    Mgmt    For    For    For

10

  Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For

11

  Re-elect Linda Stuntz as Director    Mgmt    For    For    For

12

  Re-elect Jessica Uhl as Director    Mgmt    For    For    For

13

  Re-elect Gerrit Zalm as Director    Mgmt    For    For    For

14

  Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16

  Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For

17

  Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For

18

  Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
19   Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions    SH    Against    Refer    Against

Superior Energy Services, Inc.

 

Meeting Date:    05/22/2018    Country:    USA    Primary Security ID:    868157108
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    SPN

 

Shares Voted:   373,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Harold J. Bouillion    Mgmt    For    For    For

1.2

  Elect Director David D. Dunlap    Mgmt    For    For    For

1.3

  Elect Director James M. Funk    Mgmt    For    For    For

1.4

  Elect Director Terence E. Hall    Mgmt    For    For    For

1.5

  Elect Director Peter D. Kinnear    Mgmt    For    For    For

1.6

  Elect Director Janiece M. Longoria    Mgmt    For    For    For

1.7

  Elect Director Michael M. McShane    Mgmt    For    For    For

1.8

  Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

3

  Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Core Laboratories N.V.

 

Meeting Date:    05/24/2018    Country:    Netherlands    Primary Security ID:    N22717107
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    CLB

 

Shares Voted:   9,288          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a

  Elect Director Margaret Ann van Kempen    Mgmt    For    For    For

1b

  Elect Director Lawrence Bruno    Mgmt    For    For    For

2

  Ratify KPMG as Auditors    Mgmt    For    For    For

3

  Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For

4

  Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
7   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    Refer    For
8a   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

8b

  Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Parsley Energy, Inc.

 

Meeting Date:    05/25/2018    Country:    USA    Primary Security ID:    701877102
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    PE

 

Shares Voted:   224,968          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a

  Elect Director Ronald Brokmeyer    Mgmt    For    For    For

1b

  Elect Director Hemang Desai    Mgmt    For    For    For

2

  Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

C&J Energy Services, Inc.

 

Meeting Date:    05/29/2018    Country:    USA    Primary Security ID:    12674R100
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    CJ

 

Shares Voted:   124,289          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Stuart Brightman    Mgmt    For    Refer    Withhold

1.2

  Elect Director Michael Zawadzki    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

3

  Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

4

  Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    166764100
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    CVX

 

Shares Voted:   19,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a

  Elect Director Wanda M. Austin    Mgmt    For    For    For

1b

  Elect Director John B. Frank    Mgmt    For    For    For

1c

  Elect Director Alice P. Gast    Mgmt    For    For    For

1d

  Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For

1e

  Elect Director Charles W. Moorman, IV    Mgmt    For    For    For

1f

  Elect Director Dambisa F. Moyo    Mgmt    For    For    For

1g

  Elect Director Ronald D. Sugar    Mgmt    For    For    For

1h

  Elect Director Inge G. Thulin    Mgmt    For    For    For

1i

  Elect Director D. James Umpleby, III    Mgmt    For    For    For

1j

  Elect Director Michael K. Wirth    Mgmt    For    For    For

2

  Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

4

  Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Report on Risks of Doing Business in Conflict-Affected Areas    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6

  Report on Transition to a Low Carbon Business Model    SH    Against    Refer    Against

7

  Report on Methane Emissions    SH    Against    Refer    For

8

  Require Independent Board Chairman    SH    Against    Refer    For
9   Require Director Nominee with Environmental Experience    SH    Against    Refer    For
10   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Marathon Oil Corporation

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    565849106
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    MRO

 

Shares Voted:   220,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a

  Elect Director Gregory H. Boyce    Mgmt    For    For    For

1b

  Elect Director Chadwick C. Deaton    Mgmt    For    For    For

1c

  Elect Director Marcela E. Donadio    Mgmt    For    For    For

1d

  Elect Director Douglas L. Foshee    Mgmt    For    For    For

1e

  Elect Director M. Elise Hyland    Mgmt    For    For    For
1f   Elect Director Michael E. J. Phelps — Withdrawn Resolution    Mgmt         

1g

  Elect Director Dennis H. Reilley    Mgmt    For    For    For

1h

  Elect Director Lee M. Tillman    Mgmt    For    For    For

2

  Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

4

  Increase Authorized Common Stock    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Devon Energy Corporation

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    25179M103
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    DVN

 

Shares Voted:   92,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Barbara M. Baumann    Mgmt    For    For    For

1.2

  Elect Director John E. Bethancourt    Mgmt    For    For    For

1.3

  Elect Director David A. Hager    Mgmt    For    For    For

1.4

  Elect Director Robert H. Henry    Mgmt    For    For    For

1.5

  Elect Director Michael Kanovsky    Mgmt    For    For    For

1.6

  Elect Director John Krenicki, Jr.    Mgmt    For    For    For

1.7

  Elect Director Robert A. Mosbacher, Jr.    Mgmt    For    For    For

1.8

  Elect Director Duane C. Radtke    Mgmt    For    For    For

1.9

  Elect Director Mary P. Ricciardello    Mgmt    For    For    For

1.10

  Elect Director John Richels    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

3

  Ratify KPMG LLP as Auditors    Mgmt    For    For    For

4

  Provide Right to Act by Written Consent    SH    Against    For    For

Diamondback Energy, Inc.

 

Meeting Date:    06/07/2018    Country:    USA    Primary Security ID:    25278X109
Record Date:    04/13/2018    Meeting Type:    Annual    Ticker:    FANG

 

Shares Voted:   47,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Steven E. West    Mgmt    For    For    For

1.2

  Elect Director Travis D. Stice    Mgmt    For    For    For

1.3

  Elect Director Michael L. Hollis    Mgmt    For    For    For

1.4

  Elect Director Michael P. Cross    Mgmt    For    For    For

1.5

  Elect Director David L. Houston    Mgmt    For    For    For

1.6

  Elect Director Mark L. Plaumann    Mgmt    For    For    For

1.7

  Elect Director Melanie M. Trent    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

Patterson-UTI Energy, Inc.

 

Meeting Date:    06/14/2018    Country:    USA    Primary Security ID:    703481101
Record Date:    04/16/2018    Meeting Type:    Annual    Ticker:    PTEN

 

Shares Voted:   243,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Mark S. Siegel    Mgmt    For    For    For

1.2

  Elect Director Charles O. Buckner    Mgmt    For    For    For

1.3

  Elect Director Tiffany ‘TJ’ Thom Cepak    Mgmt    For    For    For

1.4

  Elect Director Michael W. Conlon    Mgmt    For    For    For

1.5

  Elect Director William A. Hendricks, Jr.    Mgmt    For    For    For

1.6

  Elect Director Curtis W. Huff    Mgmt    For    For    For

1.7

  Elect Director Terry H. Hunt    Mgmt    For    For    For

1.8

  Elect Director Janeen S. Judah    Mgmt    For    For    For

2

  Increase Authorized Common Stock    Mgmt    For    For    For

3

  Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 73 – Ivy VIP Energy

 

ProPetro Holding Corp.

 

Meeting Date:    06/15/2018    Country:    USA    Primary Security ID:    74347M108
Record Date:    04/20/2018    Meeting Type:    Annual    Ticker:    PUMP

 

Shares Voted:   93,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Dale Redman    Mgmt    For    For    For
1.2   Elect Director Spencer D. Armour, III    Mgmt    For    For    For

1.3

  Elect Director Steven Beal    Mgmt    For    For    For

1.4

  Elect Director Anthony Best    Mgmt    For    For    For

1.5

  Elect Director Pryor Blackwell    Mgmt    For    For    For
1.6   Elect Director Schuyler E. Coppedge *Withdrawn Resolution*    Mgmt         

1.7

  Elect Director Alan E. Douglas    Mgmt    For    Refer    For

1.8

  Elect Director Peter Labbat *Withdrawn Resolution*    Mgmt         

1.9

  Elect Director Jack B. Moore    Mgmt    For    Refer    For

2

  Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Cactus, Inc.

 

Meeting Date:    06/20/2018    Country:    USA    Primary Security ID:    127203107
Record Date:    04/23/2018    Meeting Type:    Annual    Ticker:    WHD

 

Shares Voted:   99,380          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Michael McGovern    Mgmt    For    Refer    Withhold

1.2

  Elect Director John (Andy) O’Donnell    Mgmt    For    Refer    Withhold

2

  Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


IVY VIP GLOBAL BOND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 81 – Ivy VIP Global Bond

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    07/26/2017    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Fiscal Council Members    Mgmt    For    Refer    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    08/02/2017    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Ratify Transfer of All Assets of Companhia    Mgmt    For    Refer    Against
  Transleste de Transmissao S.A., Companhia            
  Transudeste de Transmissao S.A. and            
  Companhia Transirape de Transmissao S.A.            
  Owned by Companhia Energetica de Minas            
  Gerais (CEMIG) to the Company            

Seadrill Partners LLC

 

Meeting Date:    12/08/2017    Country:    Marshall Isl    Primary Security ID:    Y7545W109
Record Date:    11/13/2017    Meeting Type:    Annual    Ticker:    SDLP

 

Shares Voted:   3,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Harald Thorstein    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 81 – Ivy VIP Global Bond

 

Banco Latinoamericano de Comercio Exterior, S.A.

 

Meeting Date:    04/11/2018    Country:    Panama    Primary Security ID:    P16994132
Record Date:    03/05/2018    Meeting Type:    Annual    Ticker:    BLX

 

Shares Voted:   7,645          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Consolidated Financial Statements and

Statutory Reports

   Mgmt    For    For    For
2   Ratify KPMG as Auditor    Mgmt    For    For    For
  FOR HOLDERS OF CLASS E SHARES    Mgmt         
3.a  

Elect Miguel Heras Castro as Director to

Represent Holders of Class E Shares

   Mgmt    For    For    For
 

FOR HOLDERS OF CLASS A, CLASS B AND

CLASS E SHARES

   Mgmt         
3.b  

Elect Gonzalo Menendez Duque as Director to

Represent Holders of All Classes of Shares

   Mgmt    For    For    For
3.c  

Elect Gabriel Tolchinsky as Director to Represent

Holders of All Classes of Shares

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For

5

 

Transact Other Business (Non-Voting)

  

Mgmt

        

PPL Corporation

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    69351T106
Record Date:    02/28/2018    Meeting Type:    Annual    Ticker:    PPL

 

Shares Voted:   3,603          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Rodney C. Adkins    Mgmt    For    For    For
1.2   Elect Director John W. Conway    Mgmt    For    For    For
1.3   Elect Director Steven G. Elliott    Mgmt    For    For    For
1.4   Elect Director Raja Rajamannar    Mgmt    For    For    For
1.5   Elect Director Craig A. Rogerson    Mgmt    For    For    For
1.6   Elect Director William H. Spence    Mgmt    For    For    For
1.7   Elect Director Natica von Althann    Mgmt    For    For    For
1.8   Elect Director Keith H. Williamson    Mgmt    For    For    For
1.9   Elect Director Phoebe A. Wood    Mgmt    For    For    For
1.10   Elect Director Armando Zagalo de Lima    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 81 – Ivy VIP Global Bond

 

PPL Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Intel Corporation

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    458140100
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    INTC

 

Shares Voted:   1,042          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aneel Bhusri    Mgmt    For    For    For
1b   Elect Director Andy D. Bryant    Mgmt    For    For    For
1c   Elect Director Reed E. Hundt    Mgmt    For    For    For
1d   Elect Director Omar Ishrak    Mgmt    For    For    For
1e   Elect Director Brian M. Krzanich    Mgmt    For    For    For
1f   Elect Director Risa Lavizzo-Mourey    Mgmt    For    For    For
1g   Elect Director Tsu-Jae King Liu    Mgmt    For    For    For
1h   Elect Director Gregory D. Smith    Mgmt    For    For    For
1i   Elect Director Andrew Wilson    Mgmt    For    For    For
1j   Elect Director Frank D. Yeary    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Report on Costs and Benefits of Poltical Contributions    SH    Against    Against    Against


IVY VIP GLOBAL EQUITY INCOME

(Prior to April 30, 2018, known as Ivy VIP Dividend Opportunities)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

Paychex, Inc.

 

Meeting Date:    10/11/2017    Country:    USA    Primary Security ID:    704326107
Record Date:    08/14/2017    Meeting Type:    Annual    Ticker:    PAYX

 

Shares Voted:   131,350          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director B. Thomas Golisano    Mgmt    For    For    For
1b   Elect Director Thomas F. Bonadio    Mgmt    For    For    For
1c   Elect Director Joseph G. Doody    Mgmt    For    For    For
1d   Elect Director David J.S. Flaschen    Mgmt    For    For    For
1e   Elect Director Phillip Horsley    Mgmt    For    For    For
1f   Elect Director Grant M. Inman    Mgmt    For    For    For
1g   Elect Director Martin Mucci    Mgmt    For    For    For
1h   Elect Director Joseph M. Tucci    Mgmt    For    For    For
1i   Elect Director Joseph M. Velli    Mgmt    For    For    For
1j   Elect Director Kara Wilson    Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

MetLife, Inc.

 

Meeting Date:    10/19/2017    Country:    USA    Primary Security ID:    59156R108
Record Date:    09/05/2017    Meeting Type:    Special    Ticker:    MET

 

Shares Voted:   340,462          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Amend Certificate of Incorporation to Modify

the Dividend Payment Tests for the Series A

Preferred Stock and the Series C Preferred Stock

   Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Harris Corporation

 

Meeting Date:    10/27/2017    Country:    USA    Primary Security ID:    413875105
Record Date:    09/01/2017    Meeting Type:    Annual    Ticker:    HRS

 

Shares Voted:   93,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James F. Albaugh    Mgmt    For    For    For
1b   Elect Director William M. Brown    Mgmt    For    For    For
1c   Elect Director Peter W. Chiarelli    Mgmt    For    For    For
1d   Elect Director Thomas A. Dattilo    Mgmt    For    For    For
1e   Elect Director Roger B. Fradin    Mgmt    For    For    For
1f   Elect Director Terry D. Growcock    Mgmt    For    For    For
1g   Elect Director Lewis Hay, III    Mgmt    For    For    For
1h   Elect Director Vyomesh I. Joshi    Mgmt    For    For    For
1i   Elect Director Leslie F. Kenne    Mgmt    For    For    For
1j   Elect Director James C. Stoffel    Mgmt    For    For    For
1k   Elect Director Gregory T. Swienton    Mgmt    For    For    For
1l   Elect Director Hansel E. Tookes, II    Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

4

 

Ratify Ernst & Young LLP as Auditors

  

Mgmt

  

For

  

For

  

For

Microsoft Corporation

 

Meeting Date:    11/29/2017    Country:    USA    Primary Security ID:    594918104
Record Date:    09/29/2017    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   348,550          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Microsoft Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Medtronic plc

 

Meeting Date:    12/08/2017    Country:    Ireland    Primary Security ID:    G5960L103
Record Date:    10/10/2017    Meeting Type:    Annual    Ticker:    MDT

 

Shares Voted:   88,673          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard H. Anderson    Mgmt    For    For    For
1b   Elect Director Craig Arnold    Mgmt    For    For    For
1c   Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e   Elect Director Omar Ishrak    Mgmt    For    For    For
1f   Elect Director Shirley Ann Jackson    Mgmt    For    For    For
1g   Elect Director Michael O. Leavitt    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Medtronic plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director James T. Lenehan    Mgmt    For    For    For
1i   Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1j   Elect Director Denise M. O’Leary    Mgmt    For    For    For
1k   Elect Director Kendall J. Powell    Mgmt    For    For    For
1l   Elect Director Robert C. Pozen    Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as

Auditors and Authorize Audit Committee to Fix

Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Air Products and Chemicals, Inc.

 

Meeting Date:    01/25/2018    Country:    USA    Primary Security ID:    009158106
Record Date:    11/30/2017    Meeting Type:    Annual    Ticker:    APD

 

Shares Voted:   35,025          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Susan K. Carter    Mgmt    For    For    For
1b   Elect Director Charles I. Cogut    Mgmt    For    For    For
1c   Elect Director Seifollah (Seifi) Ghasemi    Mgmt    For    For    For
1d   Elect Director Chadwick C. Deaton    Mgmt    For    For    For
1e   Elect Director David H. Y. Ho    Mgmt    For    For    For
1f   Elect Director Margaret G. McGlynn    Mgmt    For    For    For
1g   Elect Director Edward L. Monser    Mgmt    For    For    For
1h   Elect Director Matthew H. Paull    Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4  

Amend Omnibus Stock Plan — WITHDRAWN

RESOLUTION

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Johnson Controls International plc

 

Meeting Date:    03/07/2018    Country:    Ireland    Primary Security ID:    G51502105
Record Date:    01/03/2018    Meeting Type:    Annual    Ticker:    JCI

 

Shares Voted:   251,250          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael E. Daniels    Mgmt    For    For    For
1b   Elect Director W. Roy Dunbar    Mgmt    For    For    For
1c   Elect Director Brian Duperreault    Mgmt    For    For    For
1d   Elect Director Gretchen R. Haggerty    Mgmt    For    For    For
1e   Elect Director Simone Menne    Mgmt    For    For    For
1f   Elect Director George R. Oliver    Mgmt    For    For    For
1g   Elect Director Juan Pablo del Valle Perochena    Mgmt    For    For    For
1h   Elect Director Jurgen Tinggren    Mgmt    For    For    For
1i   Elect Director Mark Vergnano    Mgmt    For    For    For
1j   Elect Director R. David Yost    Mgmt    For    For    For
1k   Elect Director John D. Young    Mgmt    For    For    For
2a   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
2b   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
3   Authorize Market Purchases of Company Shares    Mgmt    For    For    For
4  

Determine Price Range for Reissuance of

Treasury Shares

   Mgmt    For    Refer    For
5  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For
6   Approve the Directors’ Authority to Allot Shares    Mgmt    For    For    For
7  

Approve the Disapplication of Statutory

Pre-Emption Rights

   Mgmt    For    For    For
8a   Approve Cancellation of Share Premium Account    Mgmt    For    For    For
8b  

Approve Amendment of Articles to Facilitate

Capital Reduction

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Analog Devices, Inc.

 

Meeting Date:    03/14/2018    Country:    USA    Primary Security ID:    032654105
Record Date:    01/08/2018    Meeting Type:    Annual    Ticker:    ADI

 

Shares Voted:   81,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ray Stata    Mgmt    For    For    For
1b   Elect Director Vincent Roche    Mgmt    For    For    For
1c   Elect Director James A. Champy    Mgmt    For    For    For
1d   Elect Director Bruce R. Evans    Mgmt    For    For    For
1e   Elect Director Edward H. Frank    Mgmt    For    For    For
1f   Elect Director Mark M. Little    Mgmt    For    For    For
1g   Elect Director Neil Novich    Mgmt    For    For    For
1h   Elect Director Kenton J. Sicchitano    Mgmt    For    For    For
1i   Elect Director Lisa T. Su    Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Broadcom Limited

 

Meeting Date:    03/23/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    03/05/2018    Meeting Type:    Court    Ticker:    AVGO

 

Shares Voted:   50,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court-Ordered Meeting for Shareholders    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

QUALCOMM Incorporated

 

Meeting Date:    03/23/2018    Country:    USA    Primary Security ID:    747525103
Record Date:    01/08/2018    Meeting Type:    Proxy Contest    Ticker:    QCOM

 

Shares Voted:   124,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proxy (White Proxy Card)    Mgmt         
1.1   Elect Director Barbara T. Alexander    Mgmt    For    Refer    Do Not Vote
1.2   Elect Director Jeffrey W. Henderson    Mgmt    For    Refer    Do Not Vote
1.3   Elect Director Thomas W. Horton    Mgmt    For    Refer    Do Not Vote
1.4   Elect Director Paul E. Jacobs    Mgmt    For    Refer    Do Not Vote
1.5   Elect Director Ann M. Livermore    Mgmt    For    Refer    Do Not Vote
1.6   Elect Director Harish Manwani    Mgmt    For    Refer    Do Not Vote
1.7   Elect Director Mark D. McLaughlin    Mgmt    For    Refer    Do Not Vote
1.8   Elect Director Steve Mollenkopf    Mgmt    For    Refer    Do Not Vote
1.9   Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    Refer    Do Not Vote
1.10   Elect Director Francisco Ros    Mgmt    For    Refer    Do Not Vote
1.11   Elect Director Anthony J. Vinciquerra    Mgmt    For    Refer    Do Not Vote
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    Do Not Vote
3  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    Refer    Do Not Vote
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    Refer    Do Not Vote
5  

Eliminate Supermajority Vote Requirement to

Remove Directors

   Mgmt    For    Refer    Do Not Vote
6  

Eliminate Supermajority Vote Requirement

Relating to Amendments and Obsolete

Provisions

   Mgmt    For    Refer    Do Not Vote
7  

Eliminate Supermajority Vote Requirement for

Business Combinations with Interested

Stockholders

   Mgmt    For    Refer    Do Not Vote
8  

Repeal Amendments to the Company’s Bylaws

Adopted Without Stockholder Approval After

July 15, 2016

   SH    Against    Refer    Do Not Vote
 

Dissident Proxy (Blue Proxy Card)

  

Mgmt

        


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

QUALCOMM Incorporated

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Samih Elhage    SH    For    Refer    For
1.2   Elect Director David G. Golden    SH    For    Refer    For
1.3   Elect Director Veronica M. Hagen    SH    For    Refer    For
1.4   Elect Director Julie A. Hill    SH    For    Refer    For
1.5   Elect Director John H. Kispert    SH    For    Refer    For
1.6   Elect Director Harry L. You    SH    For    Refer    For
2  

Repeal Amendments to the Company’s Bylaws

Adopted Without Stockholder Approval After

July 15, 2016

   SH    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    None    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    None    Refer    For
6  

Eliminate Supermajority Vote Requirement to

Remove Directors

   Mgmt    For    Refer    For
7  

Eliminate Supermajority Vote Requirement

Relating to Amendments and Obsolete

Provisions

   Mgmt    For    Refer    For
8  

Eliminate Supermajority Vote Requirement for

Business Combinations with Interested

Stockholders

   Mgmt    For    Refer    For

Broadcom Limited

 

Meeting Date:    04/04/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    02/12/2018    Meeting Type:    Annual    Ticker:    AVGO

 

Shares Voted:   43,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Hock E. Tan    Mgmt    For    For    For
1b   Elect Director James V. Diller    Mgmt    For    For    For
1c   Elect Director Gayla J. Delly    Mgmt    For    For    For
1d   Elect Director Lewis C. Eggebrecht    Mgmt    For    For    For
1e   Elect Director Kenneth Y. Hao    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Broadcom Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1g   Elect Director Check Kian Low    Mgmt    For    For    For
1h   Elect Director Donald Macleod    Mgmt    For    For    For
1i   Elect Director Peter J. Marks    Mgmt    For    For    For
1j   Elect Director Henry Samueli    Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as

Auditors and Authorize Board to Fix Their

Remuneration

   Mgmt    For    For    For
3  

Approve Issuance of Shares With or Without

Preemptive Rights

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For

Nestle SA

 

Meeting Date:    04/12/2018    Country:    Switzerland    Primary Security ID:    H57312649
Record Date:       Meeting Type:    Annual    Ticker:    NESN

 

Shares Voted:   168,850          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory

Reports

   Mgmt    For    For    For
1.2   Approve Remuneration Report    Mgmt    For    For    For
2  

Approve Discharge of Board and Senior

Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of

CHF 2.35 per Share

   Mgmt    For    For    For
4.1.a  

Reelect Paul Bulcke as Director and Board

Chairman

   Mgmt    For    For    For
4.1.b   Reelect Ulf Schneider as Director    Mgmt    For    For    For
4.1.c   Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1.d   Reelect Beat Hess as Director    Mgmt    For    For    For
4.1.e   Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1.f   Reelect Jean-Pierre Roth as Director    Mgmt    For    For    For
4.1.g   Reelect Ann Veneman as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Nestle SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.1.h   Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1.i   Reelect Ruth Oniang’o as Director    Mgmt    For    For    For
4.1.j   Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.1.k   Reelect Ursula Burns as Director    Mgmt    For    For    For
4.2.1   Elect Kasper Rorsted as Director    Mgmt    For    For    For
4.2.2   Elect Pablo Isa as Director    Mgmt    For    For    For
4.2.3   Elect Kimberly Ross as Director    Mgmt    For    For    For
4.3.1  

Appoint Beat Hess as Member of the

Compensation Committee

   Mgmt    For    For    For
4.3.2  

Appoint Jean-Pierre Roth as Member of the

Compensation Committee

   Mgmt    For    For    For
4.3.3  

Appoint Patrick Aebischer as Member of the

Compensation Committee

   Mgmt    For    For    For
4.3.4  

Appoint Ursula Burns as Member of the

Compensation Committee

   Mgmt    For    For    For
4.4   Ratify KPMG AG as Auditors    Mgmt    For    For    For
4.5  

Designate Hartmann Dreyer as Independent

Proxy

   Mgmt    For    For    For
5.1  

Approve Remuneration of Directors in the

Amount of CHF 10 Million

   Mgmt    For    Refer    For
5.2  

Approve Maximum Remuneration of Executive

Committee in the Amount of CHF 60 Million

   Mgmt    For    For    For
6  

Approve CHF 4.9 Million Reduction in Share

Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    Against    Against    Against

Schneider Electric SE

 

Meeting Date:    04/24/2018    Country:    France    Primary Security ID:    F86921107
Record Date:    04/19/2018    Meeting Type:    Annual/Special    Ticker:    SU

 

Shares Voted:   116,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1  

Approve Financial Statements and Statutory

Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Schneider Electric SE

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Consolidated Financial Statements and

Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Losses and Dividends of

EUR 2.20 per Share

   Mgmt    For    For    For
4   Approve Agreement with Jean-Pascal Tricoire    Mgmt    For    Refer    Against
5   Approve Agreement with Emmanuel Babeau    Mgmt    For    Refer    Against
6  

Approve Auditors’ Special Report on

Related-Party Transactions

   Mgmt    For    Refer    For
7  

Approve Compensation of Jean Pascal Tricoire,

Chairman and CEO

   Mgmt    For    For    For
8  

Approve Compensation of Emmanuel Babeau,

Vice-CEO

   Mgmt    For    For    For
9  

Approve Remuneration Policy of Chairman and

CEO

   Mgmt    For    For    For
10   Approve Remuneration Policy of Vice-CEO    Mgmt    For    For    For
11   Reelect Willy Kissling as Director    Mgmt    For    For    For
12   Reelect Linda Knoll as Director    Mgmt    For    For    For
13   Elect Fleur Pellerin as Director    Mgmt    For    For    For
14   Elect Anders Runevad as Director    Mgmt    For    For    For
15  

Authorize Repurchase of Up to 10 Percent of

Issued Share Capital

   Mgmt    For    For    For
  Extraordinary Business    Mgmt         
16  

Authorize Capital Issuances for Use in Employee

Stock Purchase Plans

   Mgmt    For    For    For
17  

Authorize Capital Issuances for Use in Employee

Stock Purchase Plans Reserved for Employees of

International Subsidiaries

   Mgmt    For    For    For
  Ordinary Business    Mgmt         
18  

Authorize Filing of Required Documents/Other

Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Wells Fargo & Company

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    949746101
Record Date:    02/27/2018    Meeting Type:    Annual    Ticker:    WFC

 

Shares Voted:   293,050          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John D. Baker, II    Mgmt    For    For    For
1b   Elect Director Celeste A. Clark    Mgmt    For    For    For
1c   Elect Director Theodore F. Craver, Jr.    Mgmt    For    For    For
1d   Elect Director Elizabeth A. “Betsy” Duke    Mgmt    For    For    For
1e   Elect Director Donald M. James    Mgmt    For    For    For
1f   Elect Director Maria R. Morris    Mgmt    For    For    For
1g   Elect Director Karen B. Peetz    Mgmt    For    For    For
1h   Elect Director Juan A. Pujadas    Mgmt    For    For    For
1i   Elect Director James H. Quigley    Mgmt    For    For    For
1j   Elect Director Ronald L. Sargent    Mgmt    For    For    For
1k   Elect Director Timothy J. Sloan    Mgmt    For    For    For
1l   Elect Director Suzanne M. Vautrinot    Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders

to Call Special Meeting

   SH    Against    For    For
5  

Reform Executive Compensation Policy with

Social Responsibility

   SH    Against    Against    Against
6  

Report on Incentive-Based Compensation and

Risks of Material Losses

   SH    Against    Refer    Against

DowDuPont Inc.

 

Meeting Date:    04/25/2018    Country:    USA    Primary Security ID:    26078J100
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    DWDP

 

Shares Voted:   257,115          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

DowDuPont Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Edward D. Breen    Mgmt    For    For    For
1d   Elect Director Robert A. Brown    Mgmt    For    For    For
1e   Elect Director Alexander M. Cutler    Mgmt    For    For    For
1f   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1g   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1h   Elect Director Lois D. Juliber    Mgmt    For    For    For
1i   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1j   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1k   Elect Director Paul Polman    Mgmt    For    For    For
1l   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1m   Elect Director James M. Ringler    Mgmt    For    For    For
1n   Elect Director Ruth G. Shaw    Mgmt    For    For    For
1o   Elect Director Lee M. Thomas    Mgmt    For    For    For
1p   Elect Director Patrick J. Ward    Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement    SH    Against    For    For
6   Report on Pay Disparity    SH    Against    Refer    Against
7  

Assess Feasibility of Including Sustainability as a

Performance Measure for Senior Executive

Compensation

   SH    Against    Against    Against
8  

Report on Impact of the Bhopal Chemical

Explosion

   SH    Against    Refer    Against
9  

Reduce Ownership Threshold for Shareholders

to Call Special Meeting

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Eaton Corporation plc

 

Meeting Date:    04/25/2018    Country:    Ireland    Primary Security ID:    G29183103
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    ETN

 

Shares Voted:   186,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Craig Arnold    Mgmt    For    For    For
1b   Elect Director Todd M. Bluedorn    Mgmt    For    For    For
1c   Elect Director Christopher M. Connor    Mgmt    For    For    For
1d   Elect Director Michael J. Critelli    Mgmt    For    For    For
1e   Elect Director Richard H. Fearon    Mgmt    For    For    For
1f   Elect Director Charles E. Golden    Mgmt    For    For    For
1g   Elect Director Arthur E. Johnson    Mgmt    For    For    For
1h   Elect Director Deborah L. McCoy    Mgmt    For    For    For
1i   Elect Director Gregory R. Page    Mgmt    For    For    For
1j   Elect Director Sandra Pianalto    Mgmt    For    For    For
1k   Elect Director Gerald B. Smith    Mgmt    For    For    For
1l   Elect Director Dorothy C. Thompson    Mgmt    For    For    For
2   Approve Ernst & Young LLP as Auditors and    Mgmt    For    For    For
 

Authorize Board to Fix Their Remuneration

           
3   Advisory Vote to Ratify Named Executive    Mgmt    For    For    For
 

Officers’ Compensation

           
4   Authorize Issue of Equity with Pre-emptive    Mgmt    For    For    For
 

Rights

           
5   Authorize Issue of Equity without Pre-emptive    Mgmt    For    For    For
 

Rights

           
6   Authorize Share Repurchase of Issued Share    Mgmt    For    For    For
 

Capital

           

Johnson & Johnson

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    478160104
Record Date:    02/27/2018    Meeting Type:    Annual    Ticker:    JNJ

 

Shares Voted:   141,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Mary C. Beckerle    Mgmt    For    For    For
1b   Elect Director D. Scott Davis    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Johnson & Johnson

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Ian E. L. Davis    Mgmt    For    For    For
1d   Elect Director Jennifer A. Doudna    Mgmt    For    For    For
1e   Elect Director Alex Gorsky    Mgmt    For    For    For
1f   Elect Director Mark B. McClellan    Mgmt    For    For    For
1g   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1h   Elect Director William D. Perez    Mgmt    For    For    For
1i   Elect Director Charles Prince    Mgmt    For    For    For
1j   Elect Director A. Eugene Washington    Mgmt    For    For    For
1k   Elect Director Ronald A. Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Lockheed Martin Corporation

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    539830109
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   60,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1.2   Elect Director Nolan D. Archibald    Mgmt    For    For    For
1.3   Elect Director David B. Burritt    Mgmt    For    For    For
1.4   Elect Director Bruce A. Carlson    Mgmt    For    For    For
1.5   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1.6   Elect Director Thomas J. Falk    Mgmt    For    For    For
1.7   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1.8   Elect Director Marillyn A. Hewson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Lockheed Martin Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Jeh C. Johnson    Mgmt    For    For    For
1.10   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1.11   Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For

Pfizer Inc.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    717081103
Record Date:    02/27/2018    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   568,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dennis A. Ausiello    Mgmt    For    For    For
1.2   Elect Director Ronald E. Blaylock    Mgmt    For    For    For
1.3   Elect Director Albert Bourla    Mgmt    For    For    For
1.4   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.5   Elect Director Joseph J. Echevarria    Mgmt    For    For    For
1.6   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.7   Elect Director James M. Kilts    Mgmt    For    For    For
1.8   Elect Director Dan R. Littman    Mgmt    For    For    For
1.9   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.10   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.11   Elect Director Ian C. Read    Mgmt    For    For    For
1.12   Elect Director James C. Smith    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Pfizer Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against

United Technologies Corporation

 

Meeting Date:    04/30/2018    Country:    USA    Primary Security ID:    913017109
Record Date:    03/02/2018    Meeting Type:    Annual    Ticker:    UTX

 

Shares Voted:   160,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd J. Austin, III    Mgmt    For    For    For
1b   Elect Director Diane M. Bryant    Mgmt    For    For    For
1c   Elect Director John V. Faraci    Mgmt    For    For    For
1d   Elect Director Jean-Pierre Garnier    Mgmt    For    For    For
1e   Elect Director Gregory J. Hayes    Mgmt    For    For    For
1f   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1g   Elect Director Marshall O. Larsen    Mgmt    For    For    For
1h   Elect Director Harold W. McGraw, III    Mgmt    For    For    For
1i   Elect Director Margaret L. O’Sullivan    Mgmt    For    For    For
1j   Elect Director Fredric G. Reynolds    Mgmt    For    For    For
1k   Elect Director Brian C. Rogers    Mgmt    For    For    For
1l   Elect Director Christine Todd Whitman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations    Mgmt    For    For    For
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Exelon Corporation

 

Meeting Date:    05/01/2018    Country:    USA    Primary Security ID:    30161N101
Record Date:    03/02/2018    Meeting Type:    Annual    Ticker:    EXC

 

Shares Voted:   279,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Anthony K. Anderson    Mgmt    For    For    For
1b   Elect Director Ann C. Berzin    Mgmt    For    For    For
1c   Elect Director Christopher M. Crane    Mgmt    For    For    For
1d   Elect Director Yves C. de Balmann    Mgmt    For    For    For
1e   Elect Director Nicholas DeBenedictis    Mgmt    For    For    For
1f   Elect Director Linda P. Jojo    Mgmt    For    For    For
1g   Elect Director Paul L. Joskow    Mgmt    For    For    For
1h   Elect Director Robert J. Lawless    Mgmt    For    For    For
1i   Elect Director Richard W. Mies    Mgmt    For    For    For
1j   Elect Director John W. Rogers, Jr.    Mgmt    For    For    For
1k   Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For
1l   Elect Director Stephen D. Steinour    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

PACCAR Inc

 

Meeting Date:    05/01/2018    Country:    USA    Primary Security ID:    693718108
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    PCAR

 

Shares Voted:   72,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Beth E. Ford    Mgmt    For    For    For
1.2   Elect Director Kirk S. Hachigian    Mgmt    For    For    For
1.3   Elect Director Roderick C. McGeary    Mgmt    For    Refer    Against
1.4   Elect Director Mark A. Schulz    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

PACCAR Inc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Mark C. Pigott    Mgmt    For    For    For
1.6   Elect Director Charles R. Williamson    Mgmt    For    Refer    Against
1.7   Elect Director Ronald E. Armstrong    Mgmt    For    For    For
2   Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    For    For
3   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Prologis, Inc.

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    74340W103
Record Date:    03/06/2018    Meeting Type:    Annual    Ticker:    PLD

 

Shares Voted:   127,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Hamid R. Moghadam    Mgmt    For    For    For
1b   Elect Director Cristina G. Bita    Mgmt    For    For    For
1c   Elect Director George L. Fotiades    Mgmt    For    For    For
1d   Elect Director Lydia H. Kennard    Mgmt    For    For    For
1e   Elect Director J. Michael Losh    Mgmt    For    For    For
1f   Elect Director Irving F. Lyons, III    Mgmt    For    For    For
1g   Elect Director David P. O’Connor    Mgmt    For    For    For
1h   Elect Director Olivier Piani    Mgmt    For    For    For
1i   Elect Director Jeffrey L. Skelton    Mgmt    For    For    For
1j   Elect Director Carl B. Webb    Mgmt    For    For    For
1k   Elect Director William D. Zollars    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Suncor Energy Inc.

 

Meeting Date:    05/02/2018    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   563,909          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2   Elect Director Mel E. Benson    Mgmt    For    For    For
1.3   Elect Director Jacynthe Cote    Mgmt    For    For    For
1.4   Elect Director Dominic D’Alessandro    Mgmt    For    For    For
1.5   Elect Director John D. Gass    Mgmt    For    For    For
1.6   Elect Director Dennis M. Houston    Mgmt    For    For    For
1.7   Elect Director Maureen McCaw    Mgmt    For    For    For
1.8   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.9   Elect Director Steven W. Williams    Mgmt    For    For    For
1.10   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Unilever PLC

 

Meeting Date:    05/02/2018    Country:    United Kingdom    Primary Security ID:    G92087165
Record Date:    04/30/2018    Meeting Type:    Annual    Ticker:    ULVR

 

Shares Voted:   235,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Re-elect Nils Andersen as Director    Mgmt    For    For    For
5   Re-elect Laura Cha as Director    Mgmt    For    For    For
6   Re-elect Vittorio Colao as Director    Mgmt    For    For    For
7   Re-elect Dr Marijn Dekkers as Director    Mgmt    For    For    For
8   Re-elect Dr Judith Hartmann as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Unilever PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Re-elect Mary Ma as Director    Mgmt    For    For    For
10   Re-elect Strive Masiyiwa as Director    Mgmt    For    For    For
11   Re-elect Youngme Moon as Director    Mgmt    For    For    For
12   Re-elect Graeme Pitkethly as Director    Mgmt    For    For    For
13   Re-elect Paul Polman as Director    Mgmt    For    For    For
14   Re-elect John Rishton as Director    Mgmt    For    For    For
15   Re-elect Feike Sijbesma as Director    Mgmt    For    For    For
16   Elect Andrea Jung as Director    Mgmt    For    For    For
17   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
18   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
23   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
24   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Eastman Chemical Company

 

Meeting Date:    05/03/2018    Country:    USA    Primary Security ID:    277432100
Record Date:    03/15/2018    Meeting Type:    Annual    Ticker:    EMN

 

Shares Voted:   157,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Humberto P. Alfonso    Mgmt    For    For    For
1.2   Elect Director Brett D. Begemann    Mgmt    For    For    For
1.3   Elect Director Michael P. Connors    Mgmt    For    For    For
1.4   Elect Director Mark J. Costa    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Eastman Chemical Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Stephen R. Demeritt    Mgmt    For    For    For
1.6   Elect Director Robert M. Hernandez    Mgmt    For    For    For
1.7   Elect Director Julie F. Holder    Mgmt    For    For    For
1.8   Elect Director Renee J. Hornbaker    Mgmt    For    For    For
1.9   Elect Director Lewis M. Kling    Mgmt    For    For    For
1.10   Elect Director James J. O’Brien    Mgmt    For    For    For
1.11   Elect Director David W. Raisbeck    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

AbbVie Inc.

 

Meeting Date:    05/04/2018    Country:    USA    Primary Security ID:    00287Y109
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    ABBV

 

Shares Voted:   89,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Roxanne S. Austin    Mgmt    For    For    For
1.2   Elect Director Richard A. Gonzalez    Mgmt    For    For    For
1.3   Elect Director Rebecca B. Roberts    Mgmt    For    For    For
1.4   Elect Director Glenn F. Tilton    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Declassify the Board of Directors    Mgmt    For    For    For
6   Eliminate Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Require Independent Board Chairman    SH    Against    Refer    Against
9   Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

American International Group, Inc.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    026874784
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    AIG

 

Shares Voted:   131,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director W. Don Cornwell    Mgmt    For    For    For
1b   Elect Director Brian Duperreault    Mgmt    For    For    For
1c   Elect Director John H. Fitzpatrick    Mgmt    For    For    For
1d   Elect Director William G. Jurgensen    Mgmt    For    For    For
1e   Elect Director Christopher S. Lynch    Mgmt    For    For    For
1f   Elect Director Henry S. Miller    Mgmt    For    For    For
1g   Elect Director Linda A. Mills    Mgmt    For    For    For
1h   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1i   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For
1j   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1k   Elect Director Theresa M. Stone    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Philip Morris International Inc.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    718172109
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   91,607          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.5   Elect Director Werner Geissler    Mgmt    For    For    For
1.6   Elect Director Lisa A. Hook    Mgmt    For    For    For
1.7   Elect Director Jennifer Li    Mgmt    For    For    For
1.8   Elect Director Jun Makihara    Mgmt    For    For    For
1.9   Elect Director Sergio Marchionne    Mgmt    For    For    For
1.10   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.11   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.12   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.13   Elect Director Robert B. Polet    Mgmt    For    For    For
1.14   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For

KeyCorp

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    493267108
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    KEY

 

Shares Voted:   810,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bruce D. Broussard    Mgmt    For    For    For
1.2   Elect Director Charles P. Cooley    Mgmt    For    For    For
1.3   Elect Director Gary M. Crosby    Mgmt    For    For    For
1.4   Elect Director Alexander M. Cutler    Mgmt    For    For    For
1.5   Elect Director H. James Dallas    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

KeyCorp

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Elizabeth R. Gile    Mgmt    For    For    For
1.7   Elect Director Ruth Ann M. Gillis    Mgmt    For    For    For
1.8   Elect Director William G. Gisel, Jr.    Mgmt    For    For    For
1.9   Elect Director Carlton L. Highsmith    Mgmt    For    For    For
1.10   Elect Director Richard J. Hipple    Mgmt    For    For    For
1.11   Elect Director Kristen L. Manos    Mgmt    For    For    For
1.12   Elect Director Beth E. Mooney    Mgmt    For    For    For
1.13   Elect Director Demos Parneros    Mgmt    For    For    For
1.14   Elect Director Barbara R. Snyder    Mgmt    For    For    For
1.15   Elect Director David K. Wilson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    05/11/2018    Country:    USA    Primary Security ID:    232806109
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    CY

 

Shares Voted:   302,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director W. Steve Albrecht    Mgmt    For    For    For
1b   Elect Director Hassane El-Khoury    Mgmt    For    For    For
1c   Elect Director Oh Chul Kwon    Mgmt    For    For    For
1d   Elect Director Catherine P. Lego    Mgmt    For    For    For
1e   Elect Director Camillo Martino    Mgmt    For    For    For
1f   Elect Director J. Daniel McCranie    Mgmt    For    Refer    For
1g   Elect Director Jeffrey J. Owens    Mgmt    For    For    For
1h   Elect Director Jeannine Sargent    Mgmt    For    For    For
1i   Elect Director Michael S. Wishart    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Cypress Semiconductor Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

JPMorgan Chase & Co.

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    46625H100
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   202,566          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Stephen B. Burke    Mgmt    For    For    For
1d   Elect Director Todd A. Combs    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Mellody Hobson    Mgmt    For    For    For
1i   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1j   Elect Director Michael A. Neal    Mgmt    For    For    For
1k   Elect Director Lee R. Raymond    Mgmt    For    For    For
1l   Elect Director William C. Weldon    Mgmt    For    For    For
2   Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    Against    Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

JPMorgan Chase & Co.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For
8   Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity    SH    Against    Against    Against
9   Restore or Provide for Cumulative Voting    SH    Against    Against    Against

Crown Castle International Corp.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    22822V101
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    CCI

 

Shares Voted:   48,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director P. Robert Bartolo    Mgmt    For    For    For
1b   Elect Director Jay A. Brown    Mgmt    For    For    For
1c   Elect Director Cindy Christy    Mgmt    For    For    For
1d   Elect Director Ari Q. Fitzgerald    Mgmt    For    For    For
1e   Elect Director Robert E. Garrison, II    Mgmt    For    For    For
1f   Elect Director Andrea J. Goldsmith    Mgmt    For    For    For
1g   Elect Director Lee W. Hogan    Mgmt    For    For    For
1h   Elect Director Edward C. Hutcheson, Jr.    Mgmt    For    For    For
1i   Elect Director J. Landis Martin    Mgmt    For    For    For
1j   Elect Director Robert F. McKenzie    Mgmt    For    For    For
1k   Elect Director Anthony J. Melone    Mgmt    For    For    For
1l   Elect Director W. Benjamin Moreland    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Intel Corporation

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    458140100
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    INTC

 

Shares Voted:   398,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aneel Bhusri    Mgmt    For    For    For
1b   Elect Director Andy D. Bryant    Mgmt    For    For    For
1c   Elect Director Reed E. Hundt    Mgmt    For    For    For
1d   Elect Director Omar Ishrak    Mgmt    For    For    For
1e   Elect Director Brian M. Krzanich    Mgmt    For    For    For
1f   Elect Director Risa Lavizzo-Mourey    Mgmt    For    For    For
1g   Elect Director Tsu-Jae King Liu    Mgmt    For    For    For
1h   Elect Director Gregory D. Smith    Mgmt    For    For    For
1i   Elect Director Andrew Wilson    Mgmt    For    For    For
1j   Elect Director Frank D. Yeary    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Report on Costs and Benefits of Poltical Contributions    SH    Against    Against    Against

The Home Depot, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    437076102
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   73,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Armando Codina    Mgmt    For    For    For
1h   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1i   Elect Director Linda R. Gooden    Mgmt    For    For    For
1j   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1k   Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l   Elect Director Craig A. Menear    Mgmt    For    For    For
1m   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
7   Clawback of Incentive Payments    SH    Against    For    For

Omnicom Group Inc.

 

Meeting Date:    05/22/2018    Country:    USA    Primary Security ID:    681919106
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    OMC

 

Shares Voted:   63,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John D. Wren    Mgmt    For    For    For
1.2   Elect Director Alan R. Batkin    Mgmt    For    For    For
1.3   Elect Director Mary C. Choksi    Mgmt    For    For    For
1.4   Elect Director Robert Charles Clark    Mgmt    For    For    For
1.5   Elect Director Leonard S. Coleman, Jr.    Mgmt    For    For    For
1.6   Elect Director Susan S. Denison    Mgmt    For    For    For
1.7   Elect Director Ronnie S. Hawkins    Mgmt    For    For    For
1.8   Elect Director Deborah J. Kissire    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Omnicom Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Gracia C. Martore    Mgmt    For    For    For
1.10   Elect Director Linda Johnson Rice    Mgmt    For    For    For
1.11   Elect Director Valerie M. Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

McDonald’s Corporation

 

Meeting Date:    05/24/2018    Country:    USA    Primary Security ID:    580135101
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    MCD

 

Shares Voted:   33,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd Dean    Mgmt    For    For    For
1b   Elect Director Stephen Easterbrook    Mgmt    For    For    For
1c   Elect Director Robert Eckert    Mgmt    For    For    For
1d   Elect Director Margaret (Margo) Georgiadis    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jeanne Jackson    Mgmt    For    For    For
1g   Elect Director Richard Lenny    Mgmt    For    For    For
1h   Elect Director John Mulligan    Mgmt    For    For    For
1i   Elect Director Sheila Penrose    Mgmt    For    For    For
1j   Elect Director John Rogers, Jr.    Mgmt    For    For    For
1k   Elect Director Miles White    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Report on Plastic Straws    SH    Against    Refer    Against
6   Report on Charitable Contributions    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Chevron Corporation

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    166764100
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    CVX

 

Shares Voted:   163,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Wanda M. Austin    Mgmt    For    For    For
1b   Elect Director John B. Frank    Mgmt    For    For    For
1c   Elect Director Alice P. Gast    Mgmt    For    For    For
1d   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1f   Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1g   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1h   Elect Director Inge G. Thulin    Mgmt    For    For    For
1i   Elect Director D. James Umpleby, III    Mgmt    For    For    For
1j   Elect Director Michael K. Wirth    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Report on Risks of Doing Business in Conflict-Affected Areas    SH    Against    Against    Against
6   Report on Transition to a Low Carbon Business Model    SH    Against    Refer    Against
7   Report on Methane Emissions    SH    Against    Refer    For
8   Require Independent Board Chairman    SH    Against    Refer    For
9   Require Director Nominee with Environmental Experience    SH    Against    Refer    For
10   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Marine Harvest ASA

 

Meeting Date:    05/30/2018    Country:    Norway    Primary Security ID:    R2326D113
Record Date:       Meeting Type:    Annual    Ticker:    MHG

 

Shares Voted:   0          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    Do Not Vote
2   Approve Notice of Meeting and Agenda    Mgmt    For    For    Do Not Vote
3   Receive President’s Report    Mgmt         
4   Accept Financial Statements and Statutory Reports; Approve Allocation of Income    Mgmt    For    For    Do Not Vote
5   Discuss Company’s Corporate Governance Statement    Mgmt         
6   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    For    Do Not Vote
7   Approval of the Guidelines for Allocation of Options    Mgmt    For    For    Do Not Vote
8   Approve Remuneration of Directors; Approve Audit Committee Fees    Mgmt    For    Refer    Do Not Vote
9   Approve Remuneration of Nomination Committee    Mgmt    For    Refer    Do Not Vote
10   Approve Remuneration of Auditors    Mgmt    For    For    Do Not Vote
11a   Elect Cecilie Fredriksen as Director    Mgmt    For    Refer    Do Not Vote
11b   Elect Birgitte Ringstad Vartdal as Director    Mgmt    For    Refer    Do Not Vote
11c   Elect Paul Mulligan as Director    Mgmt    For    Refer    Do Not Vote
11d   Elect Jean-Pierre Bienfait as Director    Mgmt    For    Refer    Do Not Vote
12   Authorize Board to Distribute Dividends    Mgmt    For    For    Do Not Vote
13   Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    For    Do Not Vote
14   Approve Creation of NOK 367.6 Million Pool of Capital without Preemptive Rights    Mgmt    For    For    Do Not Vote
15   Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.20 Billion    Mgmt    For    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Walmart, Inc.

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    931142103
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    WMT

 

Shares Voted:   113,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Stephen J. Easterbrook    Mgmt    For    For    For
1b   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1c   Elect Director Sarah J. Friar    Mgmt    For    For    For
1d   Elect Director Carla A. Harris    Mgmt    For    For    For
1e   Elect Director Thomas W. Horton    Mgmt    For    For    For
1f   Elect Director Marissa A. Mayer    Mgmt    For    For    For
1g   Elect Director C. Douglas McMillon    Mgmt    For    For    For
1h   Elect Director Gregory B. Penner    Mgmt    For    For    For
1i   Elect Director Steven S Reinemund    Mgmt    For    For    For
1j   Elect Director S. Robson Walton    Mgmt    For    For    For
1k   Elect Director Steuart L. Walton    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Report on Race or Ethnicity Pay Gap    SH    Against    Against    Against

CNOOC Ltd.

 

Meeting Date:    05/31/2018    Country:    Hong Kong    Primary Security ID:    Y1662W117
Record Date:    05/25/2018    Meeting Type:    Annual    Ticker:    883

 

Shares Voted:   4,937,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
A2   Approve Final Dividend    Mgmt    For    For    For
A3   Elect Yuan Guangyu as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

CNOOC Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A4   Elect Yang Hua as Director    Mgmt    For    For    For
A5   Elect Wang Dongjin as Director    Mgmt    For    For    For
A6   Elect Tse Hau Yin, Aloysius as Director    Mgmt    For    For    For
A7   Authorize Board to Fix the Remuneration of Directors    Mgmt    For    Refer    For
A8   Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
B1   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
B2   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
B3   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Life Storage, Inc.

 

Meeting Date:    05/31/2018    Country:    USA    Primary Security ID:    53223X107
Record Date:    04/17/2018    Meeting Type:    Annual    Ticker:    LSI

 

Shares Voted:   41,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David L. Rogers    Mgmt    For    For    For
1.2   Elect Director Charles E. Lannon    Mgmt    For    For    For
1.3   Elect Director Stephen R. Rusmisel    Mgmt    For    For    For
1.4   Elect Director Arthur L. Havener, Jr.    Mgmt    For    For    For
1.5   Elect Director Mark G. Barberio    Mgmt    For    For    For
1.6   Elect Director Carol Hansell    Mgmt    For    For    For
1.7   Elect Director Dana Hamilton    Mgmt    For    For    For
1.8   Elect Director Edward J. Pettinella    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Total SA

 

Meeting Date:    06/01/2018    Country:    France    Primary Security ID:    F92124100
Record Date:    05/29/2018    Meeting Type:    Annual/Special    Ticker:    FP

 

Shares Voted:   186,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.48 per Share    Mgmt    For    For    For
4   Approve Stock Dividend Program (Cash or New Shares)    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Reelect Patrick Pouyanne as Director    Mgmt    For    Refer    Against
7   Reelect Patrick Artus as Director    Mgmt    For    For    For
8   Reelect Anne-Marie Idrac as Director    Mgmt    For    For    For
9   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
10   Approve Agreements with Patrick Pouyanne    Mgmt    For    Refer    For
11   Approve Compensation of Chairman and CEO    Mgmt    For    For    For
12   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
13   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion    Mgmt    For    For    For
14   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 625 Million    Mgmt    For    For    For
15   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 625 Million    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
17   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
18   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
19   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
  Shareholder Proposals Submitted by UES Amont Total Workers’ Council    Mgmt         
A   Amend Article 11 of Bylaws to Comply with Legal Changes Re: Employee Representatives    SH    Against    Refer    Against

Compagnie de Saint Gobain

 

Meeting Date:    06/07/2018    Country:    France    Primary Security ID:    F80343100
Record Date:    06/04/2018    Meeting Type:    Annual/Special    Ticker:    SGO

 

Shares Voted:   73,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.30 per Share    Mgmt    For    For    For
4   Reelect Pierre-Andre de Chalendar as Director    Mgmt    For    Refer    Against
5   Ratify Appointment of Dominique Leroy as Director    Mgmt    For    For    For
6   Approve Compensation of Pierre-Andre de Chalendar, Chairman and CEO    Mgmt    For    For    For
7   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    For    For
8   Approve Severance Payment Agreement with Pierre-Andre de Chalendar, Chairman and CEO    Mgmt    For    Refer    For
9   Approve Additional Pension Scheme Agreement with Pierre-Andre de Chalendar    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Compagnie de Saint Gobain

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10   Approve Health Insurance Coverage Agreement with Pierre-Andre de Chalendar    Mgmt    For    Refer    For
11   Renew Appointment of KPMG Audit as Auditor    Mgmt    For    For    For
12   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
13   Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries    Mgmt    For    Refer    For
14   Amend Article 9 of Bylaws Re: Employee Representatives    Mgmt    For    For    For
15   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

MetLife, Inc.

 

Meeting Date:    06/12/2018    Country:    USA    Primary Security ID:    59156R108
Record Date:    04/13/2018    Meeting Type:    Annual    Ticker:    MET

 

Shares Voted:   224,612          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.2   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.3   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.4   Elect Director David L. Herzog    Mgmt    For    For    For
1.5   Elect Director R. Glenn Hubbard    Mgmt    For    For    For
1.6   Elect Director Steven A. Kandarian    Mgmt    For    For    For
1.7   Elect Director Edward J. Kelly, III    Mgmt    For    For    For
1.8   Elect Director William E. Kennard    Mgmt    For    For    For
1.9   Elect Director James M. Kilts    Mgmt    For    For    For
1.10   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.11   Elect Director Denise M. Morrison    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

Guangdong Investment Ltd.

 

Meeting Date:    06/15/2018    Country:    Hong Kong    Primary Security ID:    Y2929L100
Record Date:    06/11/2018    Meeting Type:    Annual    Ticker:    270

 

Shares Voted:   1,850,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3.1   Elect Huang Xiaofeng as Director    Mgmt    For    For    Against
3.2   Elect Lan Runing as Director    Mgmt    For    For    For
3.3   Elect Li Wai Keung as Director    Mgmt    For    For    For
3.4   Elect Li Kwok Po, David as Director    Mgmt    For    For    For
3.5   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4   Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For

LUKOIL PJSC

 

Meeting Date:    06/21/2018    Country:    Russia    Primary Security ID:    X6983S100
Record Date:    05/25/2018    Meeting Type:    Annual    Ticker:    LKOH

 

Shares Voted:   62,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

LUKOIL PJSC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Elect 11 Directors by Cumulative Voting    Mgmt         
2.1   Elect Vagit Alekperov as Director    Mgmt    None    Refer    For
2.2   Elect Viktor Blazheev as Director    Mgmt    None    Refer    For
2.3   Elect Toby Gati as Director    Mgmt    None    Refer    For
2.4   Elect Valery Grayfer as Director    Mgmt    None    Refer    Against
2.5   Elect Igor Ivanov as Director    Mgmt    None    Refer    For
2.6   Elect Aleksandr Leyfrid as Director    Mgmt    None    Refer    For
2.7   Elect Ravil Maganov as Director    Mgmt    None    Refer    For
2.8   Elect Roger Munnings as Director    Mgmt    None    Refer    For
2.9   Elect Richard Matzke as Director    Mgmt    None    Refer    Against
2.10   Elect Ivan Pictet as Director    Mgmt    None    Refer    For
2.11   Elect Leonid Fedun as Director    Mgmt    None    Refer    For
2.12   Elect Lubov Khoba as Director    Mgmt    None    Refer    For
  Elect Three Members of Audit Commission    Mgmt         
3.1   Elect Ivan Vrublevsky as Member of Audit Commission    Mgmt    For    Refer    For
3.2   Elect Pavel Suloyev as Member of Audit Commission    Mgmt    For    Refer    For
3.3   Elect Aleksandr Surkov as Member of Audit Commission    Mgmt    For    Refer    For
4.1   Approve Remuneration of Directors for Fiscal 2017    Mgmt    For    Refer    For
4.2   Approve Remuneration of New Directors for Fiscal 2018    Mgmt    For    Refer    For
5.1   Approve Remuneration of Members of Audit Commission for Fiscal 2017    Mgmt    For    For    For
5.2   Approve Remuneration of New Members of Audit Commission for Fiscal 2018    Mgmt    For    For    For
6   Ratify Auditor    Mgmt    For    For    For
7   Amend Charter    Mgmt    For    For    For
8   Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and Companies    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

BOC Hong Kong (Holdings) Ltd.

 

Meeting Date:    06/27/2018    Country:    Hong Kong    Primary Security ID:    Y0920U103
Record Date:    06/20/2018    Meeting Type:    Annual    Ticker:    2388

 

Shares Voted:  

698,500

         

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3a   Elect Ren Deqi as Director    Mgmt    For    For    For
3b   Elect Koh Beng Seng as Director    Mgmt    For    For    For
3c   Elect Tung Savio Wai-Hok as Director    Mgmt    For    For    For
4   Approve Ernst & Young as Auditor and Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration    Mgmt    For    For    For
5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
6   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

3i Group plc

 

Meeting Date:    06/28/2018    Country:    United Kingdom    Primary Security ID:    G88473148
Record Date:    06/26/2018    Meeting Type:    Annual    Ticker:    III

 

Shares Voted:  

256,650

         

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Jonathan Asquith as Director    Mgmt    For    For    For
5   Re-elect Caroline Banszky as Director    Mgmt    For    For    For
6   Re-elect Simon Borrows as Director    Mgmt    For    For    For
7   Re-elect Stephen Daintith as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 83 – Ivy VIP Global Equity Income

 

3i Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Re-elect Peter Grosch as Director    Mgmt    For    For    For
9   Re-elect David Hutchison as Director    Mgmt    For    For    For
10   Re-elect Simon Thompson as Director    Mgmt    For    For    For
11   Re-elect Julia Wilson as Director    Mgmt    For    For    For
12   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
13   Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


IVY VIP GLOBAL GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

British American Tobacco plc

 

Meeting Date:    07/19/2017    Country:    United Kingdom    Primary Security ID:    G1510J102
Record Date:    07/17/2017    Meeting Type:    Special    Ticker:    BATS

 

Shares Voted:   75,480        

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Matters Relating to the Acquisition of the Remaining Common Stock of Reynolds American Inc.    Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:    10/18/2017    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/18/2017    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   93,920           

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Elect Jack Yun Ma as Director    Mgmt    For    Refer    Against
1.2   Elect Masayoshi Son as Director    Mgmt    For    Refer    Against
1.3   Elect Walter Teh Ming Kwauk as Director    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

MetLife, Inc.

 

Meeting Date:    10/19/2017    Country:    USA    Primary Security ID:    59156R108
Record Date:    09/05/2017    Meeting Type:    Special    Ticker:    MET

 

Shares Voted:   93,360          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Koninklijke Philips NV

 

Meeting Date:    10/20/2017    Country:    Netherlands    Primary Security ID:    N7637U112
Record Date:    09/22/2017    Meeting Type:    Special    Ticker:    PHIA

 

Shares Voted:   418,412          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting    Mgmt         
1   Elect M.J. van Ginneken to Management Board    Mgmt    For    For    For
2   Amend Article 10 Re: Setting the Required Minimum Number of Members of the Board of Management    Mgmt    For    Refer    For

Pernod Ricard

 

Meeting Date:    11/09/2017    Country:    France    Primary Security ID:    F72027109
Record Date:    11/06/2017    Meeting Type:    Annual/Special    Ticker:    RI

 

Shares Voted:  

18,270

         

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.02 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Reelect Anne Lange as Director    Mgmt    For    For    For
6   Reelect Veronica Vargas as Director    Mgmt    For    Refer    For
7   Reelect Paul Ricard as Director    Mgmt    For    Refer    For
8   Renew Appointment of Deloitte & Associes as Auditor    Mgmt    For    For    For
9   Approve Remuneration of Directors in the Aggregate Amount of EUR 970,000    Mgmt    For    Refer    For
10   Approve Remuneration Policy of Alexandre Ricard, Chairman and CEO    Mgmt    For    For    For
11   Non-Binding Vote on Compensation of Alexandre Ricard, Chairman and CEO    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Pernod Ricard

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
13   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million    Mgmt    For    For    For
15   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million    Mgmt    For    For    For
16   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
17   Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million    Mgmt    For    Refer    For
18   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
19   Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers    Mgmt    For    For    For
20   Authorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
22   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Microsoft Corporation

 

Meeting Date:    11/29/2017    Country:    USA    Primary Security ID:    594918104
Record Date:    09/29/2017    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:  

206,230

         

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Recruit Holdings Co., Ltd.

 

Meeting Date:    01/17/2018    Country:    Japan    Primary Security ID:    J6433A101
Record Date:    10/31/2017    Meeting Type:    Special    Ticker:    6098

 

Shares Voted:   282,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Transfer of Media and Solution Operations to Wholly Owned Subsidiary    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

HDFC Bank Limited

 

Meeting Date:    01/19/2018    Country:    India    Primary Security ID:    Y3119P174
Record Date:    01/12/2018    Meeting Type:    Special    Ticker:    HDFCBANK

 

Shares Voted:   266,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
2   Approve Related Party Transactions    Mgmt    For    Refer    For
3   Approve Issuance of Equity Shares on a Preferential Basis to Housing Development and Finance Corporation Limited    Mgmt    For    Refer    For

Visa Inc.

 

Meeting Date:    01/30/2018    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/01/2017    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   129,590          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Gary A. Hoffman    Mgmt    For    For    For
1e   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1f   Elect Director John F. Lundgren    Mgmt    For    For    For
1g   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1h   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1i   Elect Director John A.C. Swainson    Mgmt    For    For    For
1j   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Housing Development Finance Corp. Ltd.

 

Meeting Date:    02/14/2018    Country:    India    Primary Security ID:    Y37246207
Record Date:    01/05/2018    Meeting Type:    Special    Ticker:    500010

 

Shares Voted:   232,180          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Postal Ballot    Mgmt         
1   Increase Authorized Share Capital and Amend Memorandum of Association    Mgmt    For    For    For
2   Approve Issuance of Shares on Preferential Basis    Mgmt    For    Refer    For
3   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
4   Approve Related Party Transaction with HDFC Bank Limited    Mgmt    For    Refer    For

Ping An Insurance (Group) Co. of China, Ltd.

 

Meeting Date:    03/19/2018    Country:    China    Primary Security ID:    Y69790106
Record Date:    02/14/2018    Meeting Type:    Special    Ticker:    2318

 

Shares Voted:   1,249,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Approve Provision of Assured Entitlement to the H Shareholders Only for the Overseas Listing of Ping An Healthcare And Technology Company Limited    Mgmt    For    Refer    For
2   Amend Articles of Association    Mgmt    For    For    For

Ping An Insurance (Group) Co. of China, Ltd.

 

Meeting Date:    03/19/2018    Country:    China    Primary Security ID:    Y69790106
Record Date:    02/14/2018    Meeting Type:    Special    Ticker:    2318

 

Shares Voted:   1,249,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  CLASS MEETING FOR HOLDERS OF H SHARES    Mgmt         
1   Approve Provision of Assured Entitlement to the H Shareholders Only for the Overseas Listing of Ping An Healthcare And Technology Company Limited    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Swedbank AB

 

Meeting Date:    03/22/2018    Country:    Sweden    Primary Security ID:    W94232100
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    SWED A

 

Shares Voted:   223,030          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting    Mgmt         
2   Elect Chairman of Meeting    Mgmt    For    For    For
3   Prepare and Approve List of Shareholders    Mgmt    For    For    For
4   Approve Agenda of Meeting    Mgmt    For    For    For
5   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
6   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
7a   Receive Financial Statements and Statutory Reports    Mgmt         
7b   Receive Auditor’s Report    Mgmt         
7c   Receive President’s Report    Mgmt         
8   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
9   Approve Allocation of Income and Dividends of SEK 13.00 Per Share    Mgmt    For    For    For
10a   Approve Discharge of Goran Hedman    Mgmt    For    For    For
10b   Approve Discharge of Pia Rudengren    Mgmt    For    For    For
10c   Approve Discharge of Karl-Henrik Sundstrom    Mgmt    For    For    For
10d   Approve Discharge of Lars Idermark    Mgmt    For    For    For
10e   Approve Discharge of Bodil Eriksson    Mgmt    For    For    For
10f   Approve Discharge of Ulrika Francke    Mgmt    For    For    For
10g   Approve Discharge of Peter Norman    Mgmt    For    For    For
10h   Approve Discharge of Siv Svensson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Swedbank AB

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10i   Approve Discharge of Mats Granryd    Mgmt    For    For    For
10j   Approve Discharge of Bo Johansson    Mgmt    For    For    For
10k   Approve Discharge of Annika Poutiainen    Mgmt    For    For    For
10l   Approve Discharge of Magnus Uggla    Mgmt    For    For    For
10m   Approve Discharge of Birgitte Bonnesen    Mgmt    For    For    For
10n   Approve Discharge of Camilla Linder    Mgmt    For    For    For
10o   Approve Discharge of Roger Ljung    Mgmt    For    For    For
10p   Approve Discharge of Ingrid Friberg    Mgmt    For    For    For
10q   Approve Discharge of Henrik Joelsson    Mgmt    For    For    For
11   Amend Articles of Association Re: Time Auditor is Elected for    Mgmt    For    Refer    For
12   Determine Number of Directors (10)    Mgmt    For    Refer    For
13   Approve Remuneration of Directors in the Amount of SEK 2.54 Million for Chairman, SEK 850,000 for Vice Chairman and SEK 570,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors    Mgmt    For    For    For
14a   Elect Anna Mossberg as New Director    Mgmt    For    For    For
14b   Reelect Bodil Eriksson as Director    Mgmt    For    For    For
14c   Reelect Ulrika Francke as Director    Mgmt    For    For    For
14d   Reelect Mats Granryd as Director    Mgmt    For    For    For
14e   Reelect Lars Idermark as Director    Mgmt    For    For    For
14f   Reelect Bo Johansson as Director    Mgmt    For    For    For
14g   Reelect Peter Norman as Director    Mgmt    For    For    For
14h   Reelect Annika Poutiainen as Director    Mgmt    For    For    For
14i   Reelect Siv Svensson as Director    Mgmt    For    For    For
14j   Reelect Magnus Uggla as Director    Mgmt    For    For    For
15   Elect Lars Idermark as Board Chairman    Mgmt    For    For    For
16   Ratify Deloitte as Auditors    Mgmt    For    For    For
17   Authorize Chairman of Board and Representatives of Five of Company’s Largest Shareholders to Serve on Nominating Committee    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Swedbank AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    For    For
19   Authorize Repurchase Authorization for Trading in Own Shares    Mgmt    For    For    For
20   Authorize General Share Repurchase Program    Mgmt    For    For    For
21   Approve Issuance of Convertibles without Preemptive Rights    Mgmt    For    For    For
22a   Approve Common Deferred Share Bonus Plan (Eken 2018)    Mgmt    For    Refer    For
22b   Approve Deferred Share Bonus Plan for Key Employees (IP 2018)    Mgmt    For    Refer    For
22c   Approve Equity Plan Financing to Participants of 2018 and Previous Programs    Mgmt    For    Refer    For
  Shareholder Proposals Submitted by Goran Westman, Carl Axel Bruno and Joacim Sjoberg    Mgmt         
23   Implement Lean Concept    SH    None    Refer    Against
24   Instruct Board of Directors/CEO to Re-Introduce Bank Books    SH    None    Refer    Against
25   Instruct the Board of Directors to Revise the Dividend Policy    SH    None    Refer    Against
26   Close Meeting    Mgmt         

Broadcom Limited

 

Meeting Date:    03/23/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    03/05/2018    Meeting Type:    Court    Ticker:    AVGO

 

Shares Voted:  

31,770

         

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court-Ordered Meeting for Shareholders    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Broadcom Limited

 

Meeting Date:    04/04/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    02/12/2018    Meeting Type:    Annual    Ticker:    AVGO

 

Shares Voted:   31,770          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Hock E. Tan    Mgmt    For    For    For
1b   Elect Director James V. Diller    Mgmt    For    For    For
1c   Elect Director Gayla J. Delly    Mgmt    For    For    For
1d   Elect Director Lewis C. Eggebrecht    Mgmt    For    For    For
1e   Elect Director Kenneth Y. Hao    Mgmt    For    For    For
1f   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1g   Elect Director Check Kian Low    Mgmt    For    For    For
1h   Elect Director Donald Macleod    Mgmt    For    For    For
1i   Elect Director Peter J. Marks    Mgmt    For    For    For
1j   Elect Director Henry Samueli    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Approve Issuance of Shares With or Without Preemptive Rights    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Schlumberger Limited

 

Meeting Date:    04/04/2018    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/07/2018    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   63,640          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1d   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1e   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1f   Elect Director Helge Lund    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Schlumberger Limited

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1i   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1j   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1k   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    For    For

Airbus SE

 

Meeting Date:    04/11/2018    Country:    Netherlands    Primary Security ID:    N0280G100
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   181,510          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2   Receive Report on Business and Financial Statements    Mgmt         
2.3   Discuss Implementation of the Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For
4.2   Approve Allocation of Income and Dividends of EUR of 1.50 per Share    Mgmt    For    For    For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Airbus SE

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
4.6   Reelect Maria Amparo Moraleda Martinez as a Non-Executive Director    Mgmt    For    For    For
4.7   Elect Victor Chu as a Non-Executive Director    Mgmt    For    For    For
4.8   Elect Jean-Pierre Clamadieu as a Non-Executive Director    Mgmt    For    For    For
4.9   Elect Rene Obermann as a Non-Executive Director    Mgmt    For    For    For
4.10   Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.11   Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.12   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.13   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Close Meeting    Mgmt         

Adobe Systems Incorporated

 

Meeting Date:    04/12/2018    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/14/2018    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   60,660          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Edward W. Barnholt    Mgmt    For    For    For
1c   Elect Director Robert K. Burgess    Mgmt    For    For    For
1d   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1e   Elect Director James E. Daley    Mgmt    For    For    For
1f   Elect Director Laura B. Desmond    Mgmt    For    For    For
1g   Elect Director Charles M. Geschke    Mgmt    For    For    For
1h   Elect Director Shantanu Narayen    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Adobe Systems Incorporated

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1j   Elect Director John E. Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date:    04/12/2018    Country:    France    Primary Security ID:    F58485115
Record Date:    04/09/2018    Meeting Type:    Annual/Special    Ticker:    MC

 

Shares Voted:   6,810          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 5.00 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    Against
5   Reelect Antoine Arnault as Director    Mgmt    For    Refer    For
6   Reelect Nicolas Bazire as Director    Mgmt    For    Refer    For
7   Reelect Charles de Croisset as Director    Mgmt    For    For    For
8   Reelect Lord Powell of Bayswater as Director    Mgmt    For    Refer    For
9   Reelect Yves-Thibault de Silguy as Director    Mgmt    For    For    For
10   Approve Compensation of Bernard Arnault, Chairman and CEO    Mgmt    For    For    For
11   Approve Compensation of Antonio Belloni, Vice-CEO    Mgmt    For    For    For
12   Approve Remuneration Policy of Executive Corporate Officers    Mgmt    For    For    For
13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

LVMH Moet Hennessy Louis Vuitton

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Extraordinary Business    Mgmt         
14   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
15   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
16  

Amend Article 16 and 21 of Bylaws Re: Age

Limit of Vice-CEO and Missions and Rights of Censors

   Mgmt    For    For    For

Ferrari NV

 

Meeting Date:    04/13/2018    Country:    Netherlands    Primary Security ID:    N3167Y103
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    RACE

 

Shares Voted:   68,770          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.a   Receive Director’s Board Report (Non-Voting)    Mgmt         
2.b   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.c   Discuss Remuneration Report Containing Remuneration Policy for Management Board Members    Mgmt         
2.d   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.e   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.f   Approve Dividends of EUR 0.71 Per Share    Mgmt    For    For    For
2.g   Approve Discharge of Directors    Mgmt    For    For    For
3.a   Reelect Sergio Marchionne as Executive Director    Mgmt    For    Refer    For
3.b   Reelect John Elkann as Non-Executive Director    Mgmt    For    Refer    For
3.c   Reelect Piero Ferrari as Non-Executive Director    Mgmt    For    For    For
3.d  

Relect Delphine Arnault as Non-Executive

Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Ferrari NV

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.e   Reelect Louis C. Camilleri as Non- Executive Director    Mgmt    For    For    For
3.f   Reelect Giuseppina Capaldo as Non-Executive Director    Mgmt    For    For    For
3.g   Reelect Eduardo H. Cue as Non-Executive Director    Mgmt    For    For    For
3.h   Reelect Sergio Duca as Non-Executive Director    Mgmt    For    For    For
3.i   Reelect Lapo Elkann as Non-Executive Director    Mgmt    For    For    For
3.j   Reelect Amedeo Felisa as Non-Executive Director    Mgmt    For    For    For
3.k   Reelect Maria Patrizia Grieco as Non-Executive Director    Mgmt    For    Refer    For
3.l   Reelect Adam Keswick as Non-Executive Director    Mgmt    For    Refer    Against
3.m   Reelect Elena Zambon as Non-Executive Director    Mgmt    For    For    For
4   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Close Meeting    Mgmt         

Adecco Group AG

 

Meeting Date:    04/19/2018    Country:    Switzerland    Primary Security ID:    H00392318
Record Date:       Meeting Type:    Annual    Ticker:    ADEN

 

Shares Voted:   119,720          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of CHF 2.50 per Share    Mgmt    For    For    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4.1  

Approve Remuneration of Directors in the

Amount of CHF 4.7 Million

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Adecco Group AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.2   Approve Remuneration of Executive Committee in the Amount of CHF 35 Million    Mgmt    For    For    For
5.1.1   Reelect Rolf Doerig as Director Board Chairman    Mgmt    For    For    For
5.1.2   Reelect Jean-Christophe Deslarzes as Director    Mgmt    For    For    For
5.1.3   Reelect Ariane Gorin as Director    Mgmt    For    For    For
5.1.4   Reelect Alexander Gut as Director    Mgmt    For    For    For
5.1.5   Reelect Didier Lambouche as Director    Mgmt    For    For    For
5.1.6   Reelect David Prince as Director    Mgmt    For    For    For
5.1.7   Reelect Kathleen Taylor as Director    Mgmt    For    For    For
5.1.8   Elect Regula Wallimann as Director    Mgmt    For    For    For
5.2.1   Reappoint Jean-Christophe Deslarzes as Member of the Compensation Committee    Mgmt    For    For    For
5.2.2   Reappoint Alexander Gut as Member of the Compensation Committee    Mgmt    For    For    For
5.2.3   Reappoint Kathleen Taylor as Member of the Compensation Committee    Mgmt    For    For    For
5.3   Designate Andreas Keller as Independent Proxy    Mgmt    For    For    For
5.4   Ratify Ernst and Young AG as Auditors    Mgmt    For    For    For
6   Approve Reduction in Share Capital Through Cancelation of Repurchased Shares    Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    For    Against    Against

The Kraft Heinz Company

 

Meeting Date:    04/23/2018    Country:    USA    Primary Security ID:    500754106
Record Date:    02/22/2018    Meeting Type:    Annual    Ticker:    KHC

 

Shares Voted:   65,070          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gregory E. Abel    Mgmt    For    For    For
1b   Elect Director Alexandre Behring    Mgmt    For    For    For
1c   Elect Director John T. Cahill    Mgmt    For    For    For
1d   Elect Director Tracy Britt Cool    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

The Kraft Heinz Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Feroz Dewan    Mgmt    For    For    For
1f   Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1g   Elect Director Jorge Paulo Lemann    Mgmt    For    For    For
1h   Elect Director John C. Pope    Mgmt    For    For    For
1i   Elect Director Marcel Herrmann Telles    Mgmt    For    For    For
1j   Elect Director Alexandre Van Damme    Mgmt    For    For    For
1k   Elect Director George Zoghbi    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Assess Environmental Impact of Non-Recyclable Packaging    SH    Against    Refer    Against

ASML Holding NV

 

Meeting Date:    04/25/2018    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    03/28/2018    Meeting Type:    Annual    Ticker:    ASML

 

Shares Voted:   7,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3   Discussion on Company’s Corporate Governance Structure    Mgmt         
4.a   Discuss Remuneration Policy for Management Board    Mgmt         
4.b   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4.c   Receive Clarification on Company’s Reserves and Dividend Policy    Mgmt         
4.d   Approve Dividends of EUR 1.40 Per Share    Mgmt    For    For    For
5.a   Approve Discharge of Management Board    Mgmt    For    For    For
5.b   Approve Discharge of Supervisory Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Approve 200,000 Performance Shares for Board of Management    Mgmt    For    For    For
7   Announce Intention to Appoint Directors to Management Board    Mgmt         
8.a   Reelect J.M.C. (Hans) Stork to Supervisory Board    Mgmt    For    For    For
8.b   Elect T.L. (Terri) Kelly to Supervisory Board    Mgmt    For    For    For
8.c   Receive Retirement Schedule of the Supervisory Board    Mgmt         
9   Ratify KPMG as Auditors    Mgmt    For    For    For
10.a   Grant Board Authority to Issue Shares up to 5 Percent of Issued Capital for General Purposes    Mgmt    For    For    For
10.b   Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a    Mgmt    For    For    For
10.c   Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition    Mgmt    For    For    For
10.d   Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c    Mgmt    For    For    For
11.a   Authorize Repurchase of up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
11.b   Authorize Additional Repurchase of up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
13   Other Business (Non-Voting)    Mgmt         
14   Close Meeting    Mgmt         

British American Tobacco plc

 

Meeting Date:    04/25/2018    Country:    United Kingdom    Primary Security ID:    G1510J102
Record Date:    04/23/2018    Meeting Type:    Annual    Ticker:    BATS

 

Shares Voted:   80,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

British American Tobacco plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
4   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
5   Re-elect Richard Burrows as Director    Mgmt    For    For    For
6   Re-elect Nicandro Durante as Director    Mgmt    For    For    For
7   Re-elect Sue Farr as Director    Mgmt    For    For    For
8   Re-elect Dr Marion Helmes as Director    Mgmt    For    For    For
9   Re-elect Savio Kwan as Director    Mgmt    For    For    For
10   Re-elect Dimitri Panayotopoulos as Director    Mgmt    For    For    For
11   Re-elect Kieran Poynter as Director    Mgmt    For    For    For
12   Re-elect Ben Stevens as Director    Mgmt    For    For    For
13   Elect Luc Jobin as Director    Mgmt    For    For    For
14   Elect Holly Koeppel as Director    Mgmt    For    For    For
15   Elect Lionel Nowell, III as Director    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

HCA Healthcare, Inc.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   89,710          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director R. Milton Johnson    Mgmt    For    For    For
1b   Elect Director Robert J. Dennis    Mgmt    For    For    For
1c   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

HCA Healthcare, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1e   Elect Director William R. Frist    Mgmt    For    For    For
1f   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1g   Elect Director Ann H. Lamont    Mgmt    For    For    For
1h   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1i   Elect Director Michael W. Michelson    Mgmt    For    For    For
1j   Elect Director Wayne J. Riley    Mgmt    For    For    For
1k   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Incyte Corporation

 

Meeting Date:    05/01/2018    Country:    USA    Primary Security ID:    45337C102
Record Date:    03/05/2018    Meeting Type:    Annual    Ticker:    INCY

 

Shares Voted:   22,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Julian C. Baker    Mgmt    For    For    For
1.2   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.3   Elect Director Paul A. Brooke    Mgmt    For    For    For
1.4   Elect Director Paul J. Clancy    Mgmt    For    For    For
1.5   Elect Director Wendy L. Dixon    Mgmt    For    For    For
1.6   Elect Director Jacqualyn A. Fouse    Mgmt    For    For    For
1.7   Elect Director Paul A. Friedman    Mgmt    For    For    For
1.8   Elect Director Herve Hoppenot    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

The Goldman Sachs Group, Inc.

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    38141G104
Record Date:    03/05/2018    Meeting Type:    Annual    Ticker:    GS

 

Shares Voted:   21,478          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd C. Blankfein    Mgmt    For    For    For
1b   Elect Director M. Michele Burns    Mgmt    For    For    For
1c   Elect Director Mark A. Flaherty    Mgmt    For    For    For
1d   Elect Director William W. George    Mgmt    For    For    For
1e   Elect Director James A. Johnson    Mgmt    For    For    For
1f   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1g   Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1h   Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1i   Elect Director Peter Oppenheimer    Mgmt    For    For    For
1j   Elect Director David A. Viniar    Mgmt    For    For    For
1k   Elect Director Mark O. Winkelman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Amend Proxy Access Right    SH    Against    Against    Against

Galaxy Entertainment Group Ltd.

 

Meeting Date:    05/03/2018    Country:    Hong Kong    Primary Security ID:    Y2679D118
Record Date:    04/26/2018    Meeting Type:    Annual    Ticker:    27

 

Shares Voted:   664,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2.1   Elect Francis Lui Yiu Tung as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Galaxy Entertainment Group Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.2   Elect Patrick Wong Lung Tak as Director    Mgmt    For    For    For
2.3   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
3   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4.1   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
4.2   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
4.3   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    Against

Koninklijke Philips NV

 

Meeting Date:    05/03/2018    Country:    Netherlands    Primary Security ID:    N7637U112
Record Date:    04/05/2018    Meeting Type:    Annual    Ticker:    PHIA

 

Shares Voted:   157,702          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   President’s Speech    Mgmt         
2.a   Discuss Remuneration Policy    Mgmt         
2.b   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.c   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.d   Adopt Financial Statements    Mgmt    For    For    For
2.e   Approve Dividends of EUR 0.80 Per Share    Mgmt    For    For    For
2.f   Approve Discharge of Management Board    Mgmt    For    For    For
2.g   Approve Discharge of Supervisory Board    Mgmt    For    For    For
3.a   Reelect Orit Gadiesh to Supervisory Board    Mgmt    For    For    For
3.b   Elect Paul Stoffels to Supervisory Board    Mgmt    For    For    For
4.a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
4.b   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Koninklijke Philips NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Other Business (Non-Voting)    Mgmt         

Seven Generations Energy Ltd.

 

Meeting Date:    05/03/2018    Country:    Canada    Primary Security ID:    81783Q105
Record Date:    03/13/2018    Meeting Type:    Annual    Ticker:    VII

 

Shares Voted:   271,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Fix Number of Directors at Eleven    Mgmt    For    Refer    For
2.1   Elect Director Kent Jespersen    Mgmt    For    For    For
2.2   Elect Director Marty Proctor    Mgmt    For    For    For
2.3   Elect Director Kevin Brown    Mgmt    For    For    For
2.4   Elect Director Avik Dey    Mgmt    For    For    For
2.5   Elect Director Harvey Doerr    Mgmt    For    For    For
2.6   Elect Director Paul Hand    Mgmt    For    For    For
2.7   Elect Director Dale Hohm    Mgmt    For    For    For
2.8   Elect Director Bill McAdam    Mgmt    For    For    For
2.9   Elect Director Kaush Rakhit    Mgmt    For    For    For
2.10   Elect Director Jackie Sheppard    Mgmt    For    For    For
2.11   Elect Director Jeff van Steenbergen    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Marriott International, Inc.

 

Meeting Date:    05/04/2018    Country:    USA    Primary Security ID:    571903202
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    MAR

 

Shares Voted:   56,420          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director J.W. Marriott, Jr.    Mgmt    For    For    For
1.2   Elect Director Mary K. Bush    Mgmt    For    For    For
1.3   Elect Director Bruce W. Duncan    Mgmt    For    For    For
1.4   Elect Director Deborah Marriott Harrison    Mgmt    For    For    For
1.5   Elect Director Frederick A. ‘Fritz’ Henderson    Mgmt    For    For    For
1.6   Elect Director Eric Hippeau    Mgmt    For    For    For
1.7   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1.8   Elect Director Debra L. Lee    Mgmt    For    For    For
1.9   Elect Director Aylwin B. Lewis    Mgmt    For    For    For
1.10   Elect Director George Munoz    Mgmt    For    For    For
1.11   Elect Director Steven S. Reinemund    Mgmt    For    For    For
1.12   Elect Director W. Mitt Romney    Mgmt    For    For    For
1.13   Elect Director Susan C. Schwab    Mgmt    For    For    For
1.14   Elect Director Arne M. Sorenson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Call Special Meeting    Mgmt    For    For    For
5   Amend Bylaws — Call Special Meetings    SH    Against    For    For
6   Adopt Simple Majority Vote    SH    Against    For    For

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/08/2018    Country:    USA    Primary Security ID:    015351109
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    ALXN

 

Shares Voted:   83,590          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Felix J. Baker    Mgmt    For    For    For
1.2   Elect Director David R. Brennan    Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Alexion Pharmaceuticals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.4   Elect Director Deborah Dunsire    Mgmt    For    For    For
1.5   Elect Director Paul Friedman    Mgmt    For    For    For
1.6   Elect Director Ludwig N. Hantson    Mgmt    For    For    For
1.7   Elect Director John T. Mollen    Mgmt    For    For    For
1.8   Elect Director Francois Nader    Mgmt    For    For    For
1.9   Elect Director Judith Reinsdorf    Mgmt    For    For    For
1.10   Elect Director Andreas Rummelt    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For

CME Group Inc.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   67,470          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c   Elect Director Charles P. Carey    Mgmt    For    For    For
1d   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1e   Elect Director Ana Dutra    Mgmt    For    For    For
1f   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1g   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1h   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1i   Elect Director Deborah J. Lucas    Mgmt    For    For    For
1j   Elect Director Alex J. Pollock    Mgmt    For    For    For
1k   Elect Director Terry L. Savage    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

CME Group Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1l   Elect Director William R. Shepard    Mgmt    For    For    For
1m   Elect Director Howard J. Siegel    Mgmt    For    For    For
1n   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Halliburton Company

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    406216101
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   122,155          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b   Elect Director William E. Albrecht    Mgmt    For    For    For
1c   Elect Director Alan M. Bennett    Mgmt    For    For    For
1d   Elect Director James R. Boyd    Mgmt    For    For    For
1e   Elect Director Milton Carroll    Mgmt    For    For    For
1f   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1g   Elect Director Murry S. Gerber    Mgmt    For    For    For
1h   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1i   Elect Director David J. Lesar    Mgmt    For    For    For
1j   Elect Director Robert A. Malone    Mgmt    For    For    For
1k   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1l   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Tencent Holdings Ltd.

 

Meeting Date:    05/16/2018    Country:    Cayman Islands    Primary Security ID:    G87572163
Record Date:    05/10/2018    Meeting Type:    Annual    Ticker:    700

 

Shares Voted:   42,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3a   Elect Li Dong Sheng as Director    Mgmt    For    Refer    Against
3b   Elect Iain Ferguson Bruce as Director    Mgmt    For    For    For
3c   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
6   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Prudential plc

 

Meeting Date:    05/17/2018    Country:    United Kingdom    Primary Security ID:    G72899100
Record Date:    05/15/2018    Meeting Type:    Annual    Ticker:    PRU

 

Shares Voted:   456,460          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Elect Mark Fitzpatrick as Director    Mgmt    For    For    For
4   Elect James Turner as Director    Mgmt    For    For    For
5   Elect Thomas Watjen as Director    Mgmt    For    For    For
6   Re-elect Sir Howard Davies as Director    Mgmt    For    For    For
7   Re-elect John Foley as Director    Mgmt    For    For    For
8   Re-elect David Law as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Prudential plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Re-elect Paul Manduca as Director    Mgmt    For    For    For
10   Re-elect Kaikhushru Nargolwala as Director    Mgmt    For    For    For
11   Re-elect Nicolaos Nicandrou as Director    Mgmt    For    For    For
12   Re-elect Anthony Nightingale as Director    Mgmt    For    For    For
13   Re-elect Philip Remnant as Director    Mgmt    For    For    For
14   Re-elect Anne Richards as Director    Mgmt    For    For    For
15   Re-elect Alice Schroeder as Director    Mgmt    For    For    For
16   Re-elect Barry Stowe as Director    Mgmt    For    For    For
17   Re-elect Lord Turner as Director    Mgmt    For    For    For
18   Re-elect Michael Wells as Director    Mgmt    For    For    For
19   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
20   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
21   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
22   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares    Mgmt    For    For    For
24   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
25   Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For
26   Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For
27   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
28   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
29   Adopt New Articles of Association    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

The Home Depot, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    437076102
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   63,839          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Armando Codina    Mgmt    For    For    For
1h   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1i   Elect Director Linda R. Gooden    Mgmt    For    For    For
1j   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1k   Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l   Elect Director Craig A. Menear    Mgmt    For    For    For
1m   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
7   Clawback of Incentive Payments    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Fresenius SE & Co KGaA

 

Meeting Date:    05/18/2018    Country:    Germany    Primary Security ID:    D27348263
Record Date:    04/26/2018    Meeting Type:    Annual    Ticker:    FRE

 

Shares Voted:   86,001          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 0.75 per Share    Mgmt    For    Against    Against
3   Approve Discharge of Personally Liable Partner for Fiscal 2017    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2017    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2018    Mgmt    For    For    For
6   Approve Remuneration System for Management    Mgmt    For    For    For
  Board Members of the Personally Liable Partner            
7   Approve Creation of EUR 125 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
8   Approve Issuance of Warrants/Bonds with    Mgmt    For    For    For
  Warrants Attached/Convertible Bonds without            
  Preemptive Rights up to Aggregate Nominal            
  Amount of EUR 2.5 Billion; Approve Creation of            
  EUR 49 Million Pool of Capital to Guarantee            
  Conversion Rights            
9   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
10   Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For

PayPal Holdings, Inc.

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    70450Y103
Record Date:    04/03/2018    Meeting Type:    Annual    Ticker:    PYPL

 

Shares Voted:   112,538          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Rodney C. Adkins    Mgmt    For    For    For
1b   Elect Director Wences Casares    Mgmt    For    For    For
1c   Elect Director Jonathan Christodoro    Mgmt    For    For    For
1d   Elect Director John J. Donahoe    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

PayPal Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director David W. Dorman    Mgmt    For    For    For
1f   Elect Director Belinda J. Johnson    Mgmt    For    For    For
1g   Elect Director Gail J. McGovern    Mgmt    For    For    For
1h   Elect Director David M. Moffett    Mgmt    For    For    For
1i   Elect Director Ann M. Sarnoff    Mgmt    For    For    For
1j   Elect Director Daniel H. Schulman    Mgmt    For    For    For
1k   Elect Director Frank D. Yeary    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Amend Proxy Access Right    SH    Against    Against    Against
7   Report on Political Contributions    SH    Against    Against    Against
8   Amend Board Governance Documents to Define Human Rights Responsibilities    SH    Against    Refer    Against

Ping An Insurance (Group) Co. of China, Ltd.

 

Meeting Date:    05/23/2018    Country:    China    Primary Security ID:    Y69790106
Record Date:    04/20/2018    Meeting Type:    Annual    Ticker:    2318

 

Shares Voted:   1,209,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Approve 2017 Report of the Board of Directors    Mgmt    For    For    For
2  

Approve 2017 Report of the Supervisory

Committee

   Mgmt    For    For    For
3   Approve 2017 Annual Report and its Summary    Mgmt    For    For    For
4   Approve 2017 Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Ping An Insurance (Group) Co. of China, Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Approve 2017 Profit Distribution Plan and    Mgmt    For    For    For
  Distribution of Final Dividends            
6   Approve PricewaterhouseCoopers Zhong Tian    Mgmt    For    For    For
  LLP as PRC Auditor and            
  PricewaterhouseCoopers as International            
  Auditor and Authorize Board to Fix Their            
  Remuneration            
  APPROVE RESOLUTIONS REGARDING THE    Mgmt         
  ELECTION NO OF DIRECTORS FOR THE 11TH            
  SESSION OF THE BOARD            
7.01   Elect Ma Mingzhe as Director    Mgmt    For    For    Against
7.02   Elect Sun Jianyi as Director    Mgmt    For    For    For
7.03   Elect Ren Huichuan as Director    Mgmt    For    For    Against
7.04   Elect Yao Jason Bo as Director    Mgmt    For    For    For
7.05   Elect Lee Yuansiong as Director    Mgmt    For    For    For
7.06   Elect Cai Fangfang as Director    Mgmt    For    For    For
7.07   Elect Soopakij Chearavanont as Director    Mgmt    For    Refer    Against
7.08   Elect Yang Xiaoping as Director    Mgmt    For    For    Against
7.09   Elect Wang Yongjian as Director    Mgmt    For    For    For
7.10   Elect Liu Chong as Director    Mgmt    For    For    For
7.11   Elect Yip Dicky Peter as Director    Mgmt    For    For    For
7.12   Elect Wong Oscar Sai Hung as Director    Mgmt    For    For    For
7.13   Elect Sun Dongdong as Director    Mgmt    For    For    For
7.14   Elect Ge Ming as Director    Mgmt    For    For    For
7.15   Elect Ouyang Hui as Director    Mgmt    For    For    For
  APPROVE RESOLUTIONS REGARDING THE    Mgmt         
  ELECTION OF NON-EMPLOYEE            
  REPRESENTATIVE SUPERVISORS FOR THE 9TH SESSION OF THE SUPERVISORY COMMITTEE            
8.01   Elect Gu Liji as Supervisor    Mgmt    For    Refer    For
8.02   Elect Huang Baokui as Supervisor    Mgmt    For    Refer    For
8.03   Elect Zhang Wangjin as Supervisor    Mgmt    For    Refer    For
9   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares    Mgmt    For    Refer    For
10   Approve 30th Anniversary Special Dividend    SH    For    Refer    For
11   Approve Shanghai Jahwa Equity Incentive Scheme    SH    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Thermo Fisher Scientific Inc.

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    883556102
Record Date:    03/28/2018    Meeting Type:    Annual    Ticker:    TMO

 

Shares Voted:   39,840          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Marc N. Casper    Mgmt    For    For    For
1b   Elect Director Nelson J. Chai    Mgmt    For    For    For
1c   Elect Director C. Martin Harris    Mgmt    For    For    For
1d   Elect Director Tyler Jacks    Mgmt    For    For    For
1e   Elect Director Judy C. Lewent    Mgmt    For    For    For
1f   Elect Director Thomas J. Lynch    Mgmt    For    For    For
1g   Elect Director Jim P. Manzi    Mgmt    For    For    For
1h   Elect Director Lars R. Sorensen    Mgmt    For    For    For
1i   Elect Director Scott M. Sperling    Mgmt    For    For    For
1j   Elect Director Elaine S. Ullian    Mgmt    For    For    For
1k   Elect Director Dion J. Weisler    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Arista Networks, Inc.

 

Meeting Date:    05/29/2018    Country:    USA    Primary Security ID:    040413106
Record Date:    04/04/2018    Meeting Type:    Annual    Ticker:    ANET

 

Shares Voted:   19,390          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andreas Bechtolsheim    Mgmt    For    Refer    Withhold
1.2   Elect Director Jayshree Ullal    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Amazon.com, Inc.

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    023135106
Record Date:    04/05/2018    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   10,545          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d   Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e   Elect Director Judith A. McGrath    Mgmt    For    For    For
1f   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1g   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1h   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1i   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Policy on Board Diversity *Withdrawn Resolution*    SH         
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Facebook, Inc.

 

Meeting Date:    05/31/2018    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   67,669          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    For    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1.3   Elect Director Kenneth I. Chenault    Mgmt    For    For    For
1.4   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    Refer    For
1.5   Elect Director Reed Hastings    Mgmt    For    Refer    For
1.6   Elect Director Jan Koum - Withdrawn Resolution    Mgmt         
1.7   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.8   Elect Director Peter A. Thiel    Mgmt    For    Refer    For
1.9   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
4   Establish Board Committee on Risk Management    SH    Against    Refer    For
5   Adopt Simple Majority Vote    SH    Against    For    For
6   Report on Major Global Content Management Controversies (Fake News)    SH    Against    Refer    Against
7   Report on Gender Pay Gap    SH    Against    Against    Against
8   Report on Responsible Tax Principles    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Lowe’s Companies, Inc.

 

Meeting Date:    06/01/2018    Country:    USA    Primary Security ID:    548661107
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    LOW

 

Shares Voted:   55,480          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Raul Alvarez    Mgmt    For    For    For
1.2   Elect Director David H. Batchelder    Mgmt    For    For    For
1.3   Elect Director Angela F. Braly    Mgmt    For    For    For
1.4   Elect Director Sandra B. Cochran    Mgmt    For    For    For
1.5   Elect Director Laurie Z. Douglas    Mgmt    For    For    For
1.6   Elect Director Richard W. Dreiling    Mgmt    For    For    For
1.7   Elect Director Marshall O. Larsen    Mgmt    For    For    For
1.8   Elect Director James H. Morgan    Mgmt    For    For    For
1.9   Elect Director Robert A. Niblock    Mgmt    For    For    For
1.10   Elect Director Brian C. Rogers    Mgmt    For    For    For
1.11   Elect Director Bertram L. Scott    Mgmt    For    For    For
1.12   Elect Director Lisa W. Wardell    Mgmt    For    For    For
1.13   Elect Director Eric C. Wiseman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Total SA

 

Meeting Date:    06/01/2018    Country:    France    Primary Security ID:    F92124100
Record Date:    04/23/2018    Meeting Type:    Annual/Special    Ticker:    FP

 

Shares Voted:   122,980          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.48 per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Approve Stock Dividend Program (Cash or New Shares)    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Reelect Patrick Pouyanne as Director    Mgmt    For    Refer    Against
7   Reelect Patrick Artus as Director    Mgmt    For    For    For
8   Reelect Anne-Marie Idrac as Director    Mgmt    For    For    For
9   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
10   Approve Agreements with Patrick Pouyanne    Mgmt    For    Refer    For
11   Approve Compensation of Chairman and CEO    Mgmt    For    For    For
12   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
13   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion    Mgmt    For    For    For
14   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 625 Million    Mgmt    For    For    For
15   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 625 Million    Mgmt    For    Refer    For
16   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
17   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
18   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
19   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
  Shareholder Proposals Submitted by UES Amont Total Workers’ Council    Mgmt         
20   Amend Article 11 of Bylaws to Comply with Legal Changes Re: Employee Representatives    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

UnitedHealth Group Incorporated

 

Meeting Date:    06/04/2018    Country:    USA    Primary Security ID:    91324P102
Record Date:    04/10/2018    Meeting Type:    Annual    Ticker:    UNH

 

Shares Voted:   42,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William C. Ballard, Jr.    Mgmt    For    For    For
1b   Elect Director Richard T. Burke    Mgmt    For    For    For
1c   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1d   Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1e   Elect Director Michele J. Hooper    Mgmt    For    For    For
1f   Elect Director F. William McNabb, III    Mgmt    For    For    For
1g   Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1h   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1i   Elect Director Kenneth I. Shine    Mgmt    For    For    For
1j   Elect Director David S. Wichmann    Mgmt    For    For    For
1k   Elect Director Gail R. Wilensky    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Cognizant Technology Solutions Corporation

 

Meeting Date:    06/05/2018    Country:    USA    Primary Security ID:    192446102
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   143,270          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Zein Abdalla    Mgmt    For    For    For
1b   Elect Director Betsy S. Atkins    Mgmt    For    For    For
1c   Elect Director Maureen Breakiron-Evans    Mgmt    For    For    For
1d   Elect Director Jonathan Chadwick    Mgmt    For    For    For
1e   Elect Director John M. Dineen    Mgmt    For    For    For
1f   Elect Director Francisco D’Souza    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Cognizant Technology Solutions Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1h   Elect Director John E. Klein    Mgmt    For    For    For
1i   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1j   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1k   Elect Director Joseph M. Velli    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5a   Eliminate Supermajority Vote Requirement to Amend the By-laws    Mgmt    For    For    For
5b   Eliminate Supermajority Vote Requirement to Remove a Director    Mgmt    For    For    For
5c   Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation    Mgmt    For    For    For
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Recruit Holdings Co., Ltd.

 

Meeting Date:    06/19/2018    Country:    Japan    Primary Security ID:    J6433A101
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    6098

 

Shares Voted:   300,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Minegishi, Masumi    Mgmt    For    For    For
1.2   Elect Director Ikeuchi, Shogo    Mgmt    For    For    For
1.3   Elect Director Sagawa, Keiichi    Mgmt    For    For    For
1.4   Elect Director Rony Kahan    Mgmt    For    For    For
1.5   Elect Director Izumiya, Naoki    Mgmt    For    For    For
1.6   Elect Director Totoki, Hiroki    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Recruit Holdings Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.1   Appoint Statutory Auditor Fujiwara, Akihito    Mgmt    For    Refer    For
2.2   Appoint Alternate Statutory Auditor Shinkawa, Asa    Mgmt    For    Refer    For
3   Approve Trust-Type Equity Compensation Plan    Mgmt    For    Refer    For

Subaru Corp

 

Meeting Date:    06/22/2018    Country:    Japan    Primary Security ID:    J7676H100
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    7270

 

Shares Voted:   192,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 72    Mgmt    For    For    For
2   Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles    Mgmt    For    Refer    For
3.1   Elect Director Yoshinaga, Yasuyuki    Mgmt    For    Refer    Against
3.2   Elect Director Nakamura, Tomomi    Mgmt    For    For    For
3.3   Elect Director Okawara, Masaki    Mgmt    For    For    For
3.4   Elect Director Okada, Toshiaki    Mgmt    For    For    For
3.5   Elect Director Kato, Yoichi    Mgmt    For    For    For
3.6   Elect Director Onuki, Tetsuo    Mgmt    For    For    For
3.7   Elect Director Komamura, Yoshinori    Mgmt    For    For    For
3.8   Elect Director Aoyama, Shigehiro    Mgmt    For    For    For
4   Appoint Alternate Statutory Auditor Tamazawa, Kenji    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Gree Electric Appliances Inc of Zhuhai

 

Meeting Date:    06/25/2018    Country:    China    Primary Security ID:    Y2882R102
Record Date:    06/15/2018    Meeting Type:    Annual    Ticker:    000651

 

Shares Voted:   244,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Report of the Board of Directors    Mgmt    For    For    For
2   Approve Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve Financial Statements    Mgmt    For    For    For
4   Approve Annual Report and Summary    Mgmt    For    For    For
5   Approve Profit Distribution    Mgmt    For    For    For
6   Approve Internal Control Self-Evaluation Report    Mgmt    For    For    For
7   Amend Articles of Association    Mgmt    For    Refer    For
8   Approve Appointment of Auditor    Mgmt    For    For    For
9   Approve 2018 Daily Related Party Transactions    Mgmt    For    Refer    For
10   Approve 2018 Development of Foreign Exchange Trading Business    Mgmt    For    Refer    For
11   Approve Use of Own Idle Funds for Investment in Financial Products    Mgmt    For    Refer    Against
12   Approve 2018 Adjustment of Daily Related Party Transactions of Shanghai Haili (Group) Co., Ltd.    Mgmt    For    Refer    For

Mastercard Incorporated

 

Meeting Date:    06/26/2018    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/27/2018    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   97,840          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Silvio Barzi    Mgmt    For    For    For
1d   Elect Director David R. Carlucci    Mgmt    For    For    For
1e   Elect Director Richard K. Davis    Mgmt    For    For    For
1f   Elect Director Steven J. Freiberg    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Mastercard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Julius Genachowski    Mgmt    For    For    For
1h   Elect Director Choon Phong Goh    Mgmt    For    For    For
1i   Elect Director Merit E. Janow    Mgmt    For    For    For
1j   Elect Director Nancy Karch    Mgmt    For    For    For
1k   Elect Director Oki Matsumoto    Mgmt    For    For    For
1l   Elect Director Rima Qureshi    Mgmt    For    For    For
1m   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1n   Elect Director Jackson Tai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Start Today Co Ltd

 

Meeting Date:    06/26/2018    Country:    Japan    Primary Security ID:    J7665M102
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    3092

 

Shares Voted:   335,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 17    Mgmt    For    For    For
2   Amend Articles to Change Company Name    Mgmt    For    Refer    For
3   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

Daikin Industries Ltd.

 

Meeting Date:    06/28/2018    Country:    Japan    Primary Security ID:    J10038115
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    6367

 

Shares Voted:   54,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 75    Mgmt    For    For    For
2.1   Elect Director Inoue, Noriyuki    Mgmt    For    For    For
2.2   Elect Director Togawa, Masanori    Mgmt    For    For    For
2.3   Elect Director Terada, Chiyono    Mgmt    For    For    For
2.4   Elect Director Kawada, Tatsuo    Mgmt    For    For    For
2.5   Elect Director Makino, Akiji    Mgmt    For    For    For
2.6   Elect Director Tayano, Ken    Mgmt    For    For    For
2.7   Elect Director Minaka, Masatsugu    Mgmt    For    For    For
2.8   Elect Director Tomita, Jiro    Mgmt    For    For    For
2.9   Elect Director Fang Yuan    Mgmt    For    For    For
2.10   Elect Director Kanwal Jeet Jawa    Mgmt    For    For    For
3   Appoint Alternate Statutory Auditor Ono, Ichiro    Mgmt    For    Refer    For

Isuzu Motors Ltd.

 

Meeting Date:    06/28/2018    Country:    Japan    Primary Security ID:    J24994113
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    7202

 

Shares Voted:   548,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 17    Mgmt    For    For    For
2.1   Elect Director Hosoi, Susumu    Mgmt    For    For    For
2.2   Elect Director Nakagawa, Hiroshi    Mgmt    For    For    For
2.3   Elect Director Kawahara, Makoto    Mgmt    For    For    For
2.4   Elect Director Maekawa, Hiroyuki    Mgmt    For    For    For
2.5   Elect Director Sugimoto, Shigeji    Mgmt    For    For    For
2.6   Elect Director Minami, Shinsuke    Mgmt    For    For    For
2.7   Elect Director Shibata, Mitsuyoshi    Mgmt    For    For    For
3   Appoint Statutory Auditor Fujimori, Masayuki    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

China Construction Bank Corporation

 

Meeting Date:    06/29/2018    Country:    China    Primary Security ID:    Y1397N101
Record Date:    05/29/2018    Meeting Type:    Annual    Ticker:    939

 

Shares Voted:   4,081,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
  ORDINARY RESOLUTIONS    Mgmt         
1   Approve 2017 Report of the Board of Directors    Mgmt    For    For    For
2   Approve 2017 Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve 2017 Final Financial Accounts    Mgmt    For    For    For
4   Approve 2017 Profit Distribution Plan    Mgmt    For    For    For
5   Approve Budget of 2018 Fixed Assets Investment    Mgmt    For    For    For
6   Approve Remuneration Distribution and Settlement Plan for Directors in 2016    Mgmt    For    Refer    For
7   Approve Remuneration Distribution and Settlement Plan for Supervisors in 2016    Mgmt    For    Refer    For
8   Elect Wang Zuji as Director    Mgmt    For    For    For
9   Elect Pang Xiusheng as Director    Mgmt    For    For    For
10   Elect Zhang Gengsheng as Director    Mgmt    For    For    For
11   Elect Li Jun as Director    Mgmt    For    For    For
12   Elect Anita Fung Yuen Mei as Director    Mgmt    For    For    For
13   Elect Carl Walter as Director    Mgmt    For    For    For
14   Elect Kenneth Patrick Chung as Director    Mgmt    For    For    For
15   Elect Wu Jianhang as Supervisor    Mgmt    For    Refer    For
16   Elect Fang Qiuyue as Supervisor    Mgmt    For    Refer    For
17   Approve Capital Plan for 2018 to 2020    Mgmt    For    For    For
18   Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Fix Their Remuneration    Mgmt    For    For    For
  SPECIAL RESOLUTION    Mgmt         
1   Approve Amendments to the Authorization to the Board of Directors by the Shareholders’ General Meeting on External Donations    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 96 – Ivy VIP Global Growth

 

HDFC Bank Limited

 

Meeting Date:    06/29/2018    Country:    India    Primary Security ID:    Y3119P174
Record Date:    06/22/2018    Meeting Type:    Annual    Ticker:    HDFCBANK

 

Shares Voted:   100,890          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend    Mgmt    For    For    For
3   Reelect Keki Mistry as Director    Mgmt    For    For    For
4   Approve S. R. Batliboi & Co., LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Approve Related Party Transactions with Housing Development Finance Corporation Limited    Mgmt    For    Refer    For
6   Approve Related Party Transactions with HDB Financial Services Limited    Mgmt    For    Refer    For
7   Approve Issuance of Bonds/Non-Convertible Debentures on Private Placement Basis    Mgmt    For    Refer    For


IVY VIP GOVERNMENT MONEY MARKET

Proxy Voting Record

There was no proxy voting for Ivy VIP Government Money Market, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

Electronic Arts Inc.

 

Meeting Date:    08/03/2017    Country:    USA    Primary Security ID:    285512109
Record Date:    06/09/2017    Meeting Type:    Annual    Ticker:    EA

 

Shares Voted:   215,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b   Elect Director Jay C. Hoag    Mgmt    For    For    For
1c   Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d   Elect Director Vivek Paul    Mgmt    For    For    For
1e   Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1f   Elect Director Talbott Roche    Mgmt    For    For    For
1g   Elect Director Richard A. Simonson    Mgmt    For    For    For
1h   Elect Director Luis A. Ubinas    Mgmt    For    For    For
1i   Elect Director Denise F. Warren    Mgmt    For    For    For
1j   Elect Director Andrew Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    None    Three Years    Three Years
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/22/2017    Country:    USA    Primary Security ID:    595017104
Record Date:    06/28/2017    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   334,596          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Microchip Technology Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Intuitive Surgical, Inc.

 

Meeting Date:    09/22/2017    Country:    USA    Primary Security ID:    46120E602
Record Date:    08/25/2017    Meeting Type:    Special    Ticker:    ISRG

 

Shares Voted:   14,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Increase Authorized Common Stock and Effect Stock Split    Mgmt    For    For    For

Parker-Hannifin Corporation

 

Meeting Date:    10/25/2017    Country:    USA    Primary Security ID:    701094104
Record Date:    08/31/2017    Meeting Type:    Annual    Ticker:    PH

 

Shares Voted:   30,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.1   Elect Director Lee C. Banks    Mgmt    For    For    For
1.2   Elect Director Robert G. Bohn    Mgmt    For    For    For
1.3   Elect Director Linda S. Harty    Mgmt    For    For    For
1.4   Elect Director Robert J. Kohlhepp    Mgmt    For    For    For
1.5   Elect Director Kevin A. Lobo    Mgmt    For    For    For
1.6   Elect Director Klaus-Peter Muller    Mgmt    For    For    For
1.7   Elect Director Candy M. Obourn    Mgmt    For    For    For
1.8   Elect Director Joseph Scaminace    Mgmt    For    For    For
1.9   Elect Director Wolfgang R. Schmitt    Mgmt    For    For    For
1.10   Elect Director Ake Svensson    Mgmt    For    For    For
1.11   Elect Director James R. Verrier    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Parker-Hannifin Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.12   Elect Director James L. Wainscott    Mgmt    For    For    For
1.13   Elect Director Thomas L. Williams    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Lam Research Corporation

 

Meeting Date:    11/08/2017    Country:    USA    Primary Security ID:    512807108
Record Date:    09/11/2017    Meeting Type:    Annual    Ticker:    LRCX

 

Shares Voted:   202,170          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Martin B. Anstice    Mgmt    For    For    For
1.2   Elect Director Eric K. Brandt    Mgmt    For    For    For
1.3   Elect Director Michael R. Cannon    Mgmt    For    For    For
1.4   Elect Director Youssef A. El-Mansy    Mgmt    For    For    For
1.5   Elect Director Christine A. Heckart    Mgmt    For    For    For
1.6   Elect Director Young Bum (YB) Koh    Mgmt    For    For    For
1.7   Elect Director Catherine P. Lego    Mgmt    For    For    For
1.8   Elect Director Stephen G. Newberry    Mgmt    For    For    For
1.9   Elect Director Abhijit Y. Talwalkar    Mgmt    For    For    For
1.10   Elect Director Lih Shyng (Rick L.) Tsai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Adopt Policy to Annually Disclose EEO-1 Data    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Microsoft Corporation

 

Meeting Date:    11/29/2017    Country:    USA    Primary Security ID:    594918104
Record Date:    09/29/2017    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   514,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Visa Inc.

 

Meeting Date:    01/30/2018    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/01/2017    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   323,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b   Elect Director Mary B. Cranston    Mgmt    For    For    For
1c   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d   Elect Director Gary A. Hoffman    Mgmt    For    For    For
1e   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1f   Elect Director John F. Lundgren    Mgmt    For    For    For
1g   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1h   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1i   Elect Director John A.C. Swainson    Mgmt    For    For    For
1j   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Rockwell Automation, Inc.

 

Meeting Date:    02/06/2018    Country:    USA    Primary Security ID:    773903109
Record Date:    12/11/2017    Meeting Type:    Annual    Ticker:    ROK

 

Shares Voted:   23,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A1   Elect Director Betty C. Alewine    Mgmt    For    For    For
A2   Elect Director J. Phillip Holloman    Mgmt    For    For    For
A3   Elect Director Lawrence D. Kingsley    Mgmt    For    For    For
A4   Elect Director Lisa A. Payne    Mgmt    For    For    For
B   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
C   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

FleetCor Technologies, Inc.

 

Meeting Date:    02/07/2018    Country:    USA    Primary Security ID:    339041105
Record Date:    12/28/2017    Meeting Type:    Special    Ticker:    FLT

 

Shares Voted:   37,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Omnibus Stock Plan    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/13/2018    Country:    USA    Primary Security ID:    037833100
Record Date:    12/15/2017    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   246,590          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James Bell    Mgmt    For    For    For
1b   Elect Director Tim Cook    Mgmt    For    For    For
1c   Elect Director Al Gore    Mgmt    For    For    For
1d   Elect Director Bob Iger    Mgmt    For    For    For
1e   Elect Director Andrea Jung    Mgmt    For    For    For
1f   Elect Director Art Levinson    Mgmt    For    For    For
1g   Elect Director Ron Sugar    Mgmt    For    For    For
1h   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
5   Proxy Access Amendments    SH    Against    Against    Against
6   Establish Human Rights Committee    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Applied Materials, Inc.

 

Meeting Date:    03/08/2018    Country:    USA    Primary Security ID:    038222105
Record Date:    01/10/2018    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   202,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Judy Bruner    Mgmt    For    For    For
1b   Elect Director Xun (Eric) Chen    Mgmt    For    For    For
1c   Elect Director Aart J. de Geus    Mgmt    For    For    For
1d   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1e   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1f   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1g   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1h   Elect Director Adrianna C. Ma    Mgmt    For    For    For
1i   Elect Director Scott A. McGregor    Mgmt    For    For    For
1j   Elect Director Dennis D. Powell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Adopt Policy to Annually Disclose EEO-1 Data    SH    Against    Against    Against

Adobe Systems Incorporated

 

Meeting Date:    04/12/2018    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/14/2018    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   167,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Edward W. Barnholt    Mgmt    For    For    For
1c   Elect Director Robert K. Burgess    Mgmt    For    For    For
1d   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1e   Elect Director James E. Daley    Mgmt    For    For    For
1f   Elect Director Laura B. Desmond    Mgmt    For    For    For
1g   Elect Director Charles M. Geschke    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Adobe Systems Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Shantanu Narayen    Mgmt    For    For    For
1i   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1j   Elect Director John E. Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Ferrari NV

 

Meeting Date:    04/13/2018    Country:    Netherlands    Primary Security ID:    N3167Y103
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    RACE

 

Shares Voted:   175,261          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.a   Receive Director’s Board Report (Non-Voting)    Mgmt         
2.b   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.c   Discuss Remuneration Report Containing Remuneration Policy for Management Board Members    Mgmt         
2.d   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.e   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2.f   Approve Dividends of EUR 0.71 Per Share    Mgmt    For    For    For
2.g   Approve Discharge of Directors    Mgmt    For    For    For
3.a   Reelect Sergio Marchionne as Executive Director    Mgmt    For    Refer    For
3.b   Reelect John Elkann as Non-Executive Director    Mgmt    For    Refer    For
3.c   Reelect Piero Ferrari as Non-Executive Director    Mgmt    For    For    For
3.d   Relect Delphine Arnault as Non-Executive Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Ferrari NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.e   Reelect Louis C. Camilleri as Non- Executive Director    Mgmt    For    For    For
3.f   Reelect Giuseppina Capaldo as Non-Executive Director    Mgmt    For    For    For
3.g   Reelect Eduardo H. Cue as Non-Executive Director    Mgmt    For    For    For
3.h   Reelect Sergio Duca as Non-Executive Director    Mgmt    For    For    For
3.i   Reelect Lapo Elkann as Non-Executive Director    Mgmt    For    For    For
3.j   Reelect Amedeo Felisa as Non-Executive Director    Mgmt    For    For    For
3.k   Reelect Maria Patrizia Grieco as Non-Executive Director    Mgmt    For    Refer    For
3.l   Reelect Adam Keswick as Non-Executive Director    Mgmt    For    Refer    Against
3.m   Reelect Elena Zambon as Non-Executive Director    Mgmt    For    For    For
4   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Close Meeting    Mgmt         

Intuitive Surgical, Inc.

 

Meeting Date:    04/19/2018    Country:    USA    Primary Security ID:    46120E602
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    ISRG

 

Shares Voted:   38,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Craig H. Barratt    Mgmt    For    For    For
1b   Elect Director Michael A. Friedman    Mgmt    For    For    For
1c   Elect Director Gary S. Guthart    Mgmt    For    For    For
1d   Elect Director Amal M. Johnson    Mgmt    For    For    For
1e   Elect Director Keith R. Leonard, Jr.    Mgmt    For    For    For
1f   Elect Director Alan J. Levy    Mgmt    For    For    For
1g   Elect Director Jami Dover Nachtsheim    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Intuitive Surgical, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Mark J. Rubash    Mgmt    For    For    For
1i   Elect Director Lonnie M. Smith    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/19/2018    Country:    USA    Primary Security ID:    445658107
Record Date:    02/13/2018    Meeting Type:    Annual    Ticker:    JBHT

 

Shares Voted:   101,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Douglas G. Duncan    Mgmt    For    For    For
1.2   Elect Director Francesca M. Edwardson    Mgmt    For    For    For
1.3   Elect Director Wayne Garrison    Mgmt    For    For    For
1.4   Elect Director Sharilyn S. Gasaway    Mgmt    For    For    For
1.5   Elect Director Gary C. George    Mgmt    For    For    For
1.6   Elect Director J. Bryan Hunt, Jr.    Mgmt    For    For    For
1.7   Elect Director Coleman H. Peterson    Mgmt    For    For    For
1.8   Elect Directors John N. Roberts, III    Mgmt    For    For    For
1.9   Elect Director James L. Robo    Mgmt    For    For    For
1.10   Elect Director Kirk Thompson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Adopt and Report on Science-Based GHG Emissions Reduction Targets    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Stanley Black & Decker, Inc.

 

Meeting Date:    04/19/2018    Country:    USA    Primary Security ID:    854502101
Record Date:    02/16/2018    Meeting Type:    Annual    Ticker:    SWK

 

Shares Voted:   123,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrea J. Ayers    Mgmt    For    For    For
1.2   Elect Director George W. Buckley    Mgmt    For    For    For
1.3   Elect Director Patrick D. Campbell    Mgmt    For    For    For
1.4   Elect Director Carlos M. Cardoso    Mgmt    For    For    For
1.5   Elect Director Robert B. Coutts    Mgmt    For    For    For
1.6   Elect Director Debra A. Crew    Mgmt    For    For    For
1.7   Elect Director Michael D. Hankin    Mgmt    For    For    For
1.8   Elect Director James M. Loree    Mgmt    For    For    For
1.9   Elect Director Marianne M. Parrs    Mgmt    For    For    For
1.10   Elect Director Robert L. Ryan    Mgmt    For    For    For
1.11   Elect Director James H. Scholefield    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    172967424
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   142,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Ellen M. Costello    Mgmt    For    For    For
1c   Elect Director John C. Dugan    Mgmt    For    For    For
1d   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1e   Elect Director Peter B. Henry    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Franz B. Humer    Mgmt    For    For    For
1g   Elect Director S. Leslie Ireland    Mgmt    For    For    For
1h   Elect Director Renee J. James    Mgmt    For    For    For
1i   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1j   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1k   Elect Director Gary M. Reiner    Mgmt    For    For    For
1l   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1m   Elect Director Diana L. Taylor    Mgmt    For    For    For
1n   Elect Director James S. Turley    Mgmt    For    For    For
1o   Elect Director Deborah C. Wright    Mgmt    For    For    For
1p   Elect Director Ernesto Zedillo Ponce De Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Adopt Human and Indigenous People’s Rights Policy    SH    Against    Against    Against
6   Provide for Cumulative Voting    SH    Against    Against    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Amend Proxy Access Right    SH    Against    Against    Against
9   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For
10   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Lockheed Martin Corporation

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    539830109
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   69,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1.2   Elect Director Nolan D. Archibald    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Lockheed Martin Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director David B. Burritt    Mgmt    For    For    For
1.4   Elect Director Bruce A. Carlson    Mgmt    For    For    For
1.5   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1.6   Elect Director Thomas J. Falk    Mgmt    For    For    For
1.7   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1.8   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1.9   Elect Director Jeh C. Johnson    Mgmt    For    For    For
1.10   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1.11   Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For

Bristol-Myers Squibb Company

 

Meeting Date:    05/01/2018    Country:    USA    Primary Security ID:    110122108
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    BMY

 

Shares Voted:   28,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Peter J. Arduini    Mgmt    For    For    For
1B   Elect Director Jose Baselga    Mgmt    For    For    For
1C   Elect Director Robert J. Bertolini    Mgmt    For    For    For
1D   Elect Director Giovanni Caforio    Mgmt    For    For    For
1E   Elect Director Matthew W. Emmens    Mgmt    For    For    For
1F   Elect Director Michael Grobstein    Mgmt    For    For    For
1G   Elect Director Alan J. Lacy    Mgmt    For    For    For
1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1I   Elect Director Theodore R. Samuels    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Bristol-Myers Squibb Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1K   Elect Director Vicki L. Sato    Mgmt    For    For    For
1L   Elect Director Karen H. Vousden    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation    SH    Against    Against    Against
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

S&P Global Inc.

 

Meeting Date:    05/01/2018    Country:    USA    Primary Security ID:    78409V104
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    SPGI

 

Shares Voted:   101,354          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Marco Alvera    Mgmt    For    For    For
1.2   Elect Director William D. Green    Mgmt    For    For    For
1.3   Elect Director Charles E. Haldeman, Jr.    Mgmt    For    For    For
1.4   Elect Director Stephanie C. Hill    Mgmt    For    For    For
1.5   Elect Director Rebecca Jacoby    Mgmt    For    For    For
1.6   Elect Director Monique F. Leroux    Mgmt    For    For    For
1.7   Elect Director Maria R. Morris    Mgmt    For    For    For
1.8   Elect Director Douglas L. Peterson    Mgmt    For    For    For
1.9   Elect Director Michael Rake    Mgmt    For    For    For
1.10   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.11   Elect Director Kurt L. Schmoke    Mgmt    For    For    For
1.12   Elect Director Richard E. Thornburgh    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/08/2018    Country:    USA    Primary Security ID:    015351109
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    ALXN

 

Shares Voted:   47,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Felix J. Baker    Mgmt    For    For    For
1.2   Elect Director David R. Brennan    Mgmt    For    For    For
1.3   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.4   Elect Director Deborah Dunsire    Mgmt    For    For    For
1.5   Elect Director Paul Friedman    Mgmt    For    For    For
1.6   Elect Director Ludwig N. Hantson    Mgmt    For    For    For
1.7   Elect Director John T. Mollen    Mgmt    For    For    For
1.8   Elect Director Francois Nader    Mgmt    For    For    For
1.9   Elect Director Judith Reinsdorf    Mgmt    For    For    For
1.10   Elect Director Andreas Rummelt    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For

Danaher Corporation

 

Meeting Date:    05/08/2018    Country:    USA    Primary Security ID:    235851102
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    DHR

 

Shares Voted:   143,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donald J. Ehrlich    Mgmt    For    Refer    Against
1.2   Elect Director Linda Hefner Filler    Mgmt    For    For    For
1.3   Elect Director Thomas P. Joyce, Jr.    Mgmt    For    For    For
1.4   Elect Director Teri List-Stoll    Mgmt    For    Refer    Against
1.5   Elect Director Walter G. Lohr, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Danaher Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Mitchell P. Rales    Mgmt    For    For    For
1.7   Elect Director Steven M. Rales    Mgmt    For    For    For
1.8   Elect Director John T. Schwieters    Mgmt    For    Refer    Against
1.9   Elect Director Alan G. Spoon    Mgmt    For    For    For
1.10   Elect Director Raymond C. Stevens    Mgmt    For    For    For
1.11   Elect Director Elias A. Zerhouni    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

CME Group Inc.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   236,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c   Elect Director Charles P. Carey    Mgmt    For    For    For
1d   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1e   Elect Director Ana Dutra    Mgmt    For    For    For
1f   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1g   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1h   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1i   Elect Director Deborah J. Lucas    Mgmt    For    For    For
1j   Elect Director Alex J. Pollock    Mgmt    For    For    For
1k   Elect Director Terry L. Savage    Mgmt    For    For    For
1l   Elect Director William R. Shepard    Mgmt    For    For    For
1m   Elect Director Howard J. Siegel    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

CME Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1n   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    718172109
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   113,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.5   Elect Director Werner Geissler    Mgmt    For    For    For
1.6   Elect Director Lisa A. Hook    Mgmt    For    For    For
1.7   Elect Director Jennifer Li    Mgmt    For    For    For
1.8   Elect Director Jun Makihara    Mgmt    For    For    For
1.9   Elect Director Sergio Marchionne    Mgmt    For    For    For
1.10   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.11   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.12   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.13   Elect Director Robert B. Polet    Mgmt    For    For    For
1.14   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Union Pacific Corporation

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    907818108
Record Date:    03/09/2018    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   93,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1c   Elect Director David B. Dillon    Mgmt    For    For    For
1d   Elect Director Lance M. Fritz    Mgmt    For    For    For
1e   Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f   Elect Director Jane H. Lute    Mgmt    For    For    For
1g   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i   Elect Director Bhavesh V. Patel    Mgmt    For    For    For
1j   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against

The Charles Schwab Corporation

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    808513105
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    SCHW

 

Shares Voted:   560,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Walter W. Bettinger, II    Mgmt    For    For    For
1b   Elect Director Joan T. Dea    Mgmt    For    For    For
1c   Elect Director Christopher V. Dodds    Mgmt    For    For    For
1d   Elect Director Mark A. Goldfarb    Mgmt    For    For    For
1e   Elect Director Charles A. Ruffel    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

The Charles Schwab Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Provide Proxy Access Right    Mgmt    For    For    For
6   Prepare Employment Diversity Report    SH    Against    Against    Against
7   Report on Political Contributions    SH    Against    Against    Against

Zoetis Inc.

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    98978V103
Record Date:    03/21/2018    Meeting Type:    Annual    Ticker:    ZTS

 

Shares Voted:   282,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sanjay Khosla    Mgmt    For    For    For
1.2   Elect Director Willie M. Reed    Mgmt    For    For    For
1.3   Elect Director Linda Rhodes    Mgmt    For    For    For
1.4   Elect Director William C. Steere, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Halliburton Company

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    406216101
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   332,581          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b   Elect Director William E. Albrecht    Mgmt    For    For    For
1c   Elect Director Alan M. Bennett    Mgmt    For    For    For
1d   Elect Director James R. Boyd    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Halliburton Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Milton Carroll    Mgmt    For    For    For
1f   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1g   Elect Director Murry S. Gerber    Mgmt    For    For    For
1h   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1i   Elect Director David J. Lesar    Mgmt    For    For    For
1j   Elect Director Robert A. Malone    Mgmt    For    For    For
1k   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1l   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Northrop Grumman Corporation

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    666807102
Record Date:    03/20/2018    Meeting Type:    Annual    Ticker:    NOC

 

Shares Voted:   46,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Wesley G. Bush    Mgmt    For    For    For
1.2   Elect Director Marianne C. Brown    Mgmt    For    For    For
1.3   Elect Director Donald E. Felsinger    Mgmt    For    For    For
1.4   Elect Director Ann M. Fudge    Mgmt    For    For    For
1.5   Elect Director Bruce S. Gordon    Mgmt    For    For    For
1.6   Elect Director William H. Hernandez    Mgmt    For    For    For
1.7   Elect Director Madeleine A. Kleiner    Mgmt    For    For    For
1.8   Elect Director Karl J. Krapek    Mgmt    For    For    For
1.9   Elect Director Gary Roughead    Mgmt    For    For    For
1.10   Elect Director Thomas M. Schoewe    Mgmt    For    For    For
1.11   Elect Director James S. Turley    Mgmt    For    For    For
1.12   Elect Director Mark A. Welsh, III    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Northrop Grumman Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

The Home Depot, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    437076102
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   226,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gerard J. Arpey    Mgmt    For    For    For
1b   Elect Director Ari Bousbib    Mgmt    For    For    For
1c   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Armando Codina    Mgmt    For    For    For
1h   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1i   Elect Director Linda R. Gooden    Mgmt    For    For    For
1j   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1k   Elect Director Stephanie C. Linnartz    Mgmt    For    For    For
1l   Elect Director Craig A. Menear    Mgmt    For    For    For
1m   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
7   Clawback of Incentive Payments    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    92532F100
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    VRTX

 

Shares Voted:   15,309          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sangeeta N. Bhatia    Mgmt    For    For    For
1.2   Elect Director Jeffrey M. Leiden    Mgmt    For    For    For
1.3   Elect Director Bruce I. Sachs    Mgmt    For    For    For
2   Reduce Supermajority Vote Requirement    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Report on Drug Pricing Increases    SH    Against    Refer    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against

American Tower Corporation

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    03027X100
Record Date:    03/28/2018    Meeting Type:    Annual    Ticker:    AMT

 

Shares Voted:   50,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gustavo Lara Cantu    Mgmt    For    For    For
1b   Elect Director Raymond P. Dolan    Mgmt    For    For    For
1c   Elect Director Robert D. Hormats    Mgmt    For    For    For
1d   Elect Director Grace D. Lieblein    Mgmt    For    For    For
1e   Elect Director Craig Macnab    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

American Tower Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director JoAnn A. Reed    Mgmt    For    For    For
1g   Elect Director Pamela D.A. Reeve    Mgmt    For    For    For
1h   Elect Director David E. Sharbutt    Mgmt    For    For    For
1i   Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
1j   Elect Director Samme L. Thompson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

PayPal Holdings, Inc.

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    70450Y103
Record Date:    04/03/2018    Meeting Type:    Annual    Ticker:    PYPL

 

Shares Voted:   550,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Rodney C. Adkins    Mgmt    For    For    For
1b   Elect Director Wences Casares    Mgmt    For    For    For
1c   Elect Director Jonathan Christodoro    Mgmt    For    For    For
1d   Elect Director John J. Donahoe    Mgmt    For    For    For
1e   Elect Director David W. Dorman    Mgmt    For    For    For
1f   Elect Director Belinda J. Johnson    Mgmt    For    For    For
1g   Elect Director Gail J. McGovern    Mgmt    For    For    For
1h   Elect Director David M. Moffett    Mgmt    For    For    For
1i   Elect Director Ann M. Sarnoff    Mgmt    For    For    For
1j   Elect Director Daniel H. Schulman    Mgmt    For    For    For
1k   Elect Director Frank D. Yeary    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

PayPal Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Amend Proxy Access Right    SH    Against    Against    Against
7   Report on Political Contributions    SH    Against    Against    Against
8   Amend Board Governance Documents to Define Human Rights Responsibilities    SH    Against    Refer    Against

Amazon.com, Inc.

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    023135106
Record Date:    04/05/2018    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   27,103          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1d   Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e   Elect Director Judith A. McGrath    Mgmt    For    For    For
1f   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1g   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1h   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1i   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Policy on Board Diversity *Withdrawn Resolution*    SH         
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Facebook, Inc.

 

Meeting Date:    05/31/2018    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   136,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    For    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1.3   Elect Director Kenneth I. Chenault    Mgmt    For    For    For
1.4   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    Refer    For
1.5   Elect Director Reed Hastings    Mgmt    For    Refer    For
1.6   Elect Director Jan Koum — Withdrawn Resolution    Mgmt         
1.7   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.8   Elect Director Peter A. Thiel    Mgmt    For    Refer    For
1.9   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
4   Establish Board Committee on Risk Management    SH    Against    Refer    For
5   Adopt Simple Majority Vote    SH    Against    For    For
6   Report on Major Global Content Management Controversies (Fake News)    SH    Against    Refer    Against
7   Report on Gender Pay Gap    SH    Against    Against    Against
8   Report on Responsible Tax Principles    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

UnitedHealth Group Incorporated

 

Meeting Date:    06/04/2018    Country:    USA    Primary Security ID:    91324P102
Record Date:    04/10/2018    Meeting Type:    Annual    Ticker:    UNH

 

Shares Voted:   83,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William C. Ballard, Jr.    Mgmt    For    For    For
1b   Elect Director Richard T. Burke    Mgmt    For    For    For
1c   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1d   Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1e   Elect Director Michele J. Hooper    Mgmt    For    For    For
1f   Elect Director F. William McNabb, III    Mgmt    For    For    For
1g   Elect Director Valerie C. Montgomery Rice    Mgmt    For    For    For
1h   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1i   Elect Director Kenneth I. Shine    Mgmt    For    For    For
1j   Elect Director David S. Wichmann    Mgmt    For    For    For
1k   Elect Director Gail R. Wilensky    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Alphabet Inc.

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/18/2018    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   21,960          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    For
1.5   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1.6   Elect Director Diane B. Greene    Mgmt    For    For    For
1.7   Elect Director John L. Hennessy    Mgmt    For    For    For
1.8   Elect Director Ann Mather    Mgmt    For    For    For
1.9   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.10   Elect Director Sundar Pichai    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.11   Elect Director K. Ram Shriram    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Report on Gender Pay Gap    SH    Against    Against    Against
7   Adopt Simple Majority Vote    SH    Against    For    Against
8   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
9   Adopt a Policy on Board Diversity    SH    Against    Against    Against
10   Report on Major Global Content Management Controversies    SH    Against    Refer    Against

FleetCor Technologies, Inc.

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    339041105
Record Date:    04/18/2018    Meeting Type:    Annual    Ticker:    FLT

 

Shares Voted:   37,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark A. Johnson    Mgmt    For    Refer    Withhold
1.2   Elect Director Hala G. Moddelmog    Mgmt    For    For    For
1.3   Elect Director Jeffrey S. Sloan    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
5   Declassify the Board of Directors    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Booking Holdings Inc.

 

Meeting Date:    06/07/2018    Country:    USA    Primary Security ID:    09857L108
Record Date:    04/12/2018    Meeting Type:    Annual    Ticker:    BKNG

 

Shares Voted:   3,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Timothy M. Armstrong    Mgmt    For    For    For
1.2   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1.3   Elect Director Jeffrey E. Epstein    Mgmt    For    For    For
1.4   Elect Director Glenn D. Fogel    Mgmt    For    For    For
1.5   Elect Director Mirian Graddick-Weir    Mgmt    For    For    For
1.6   DElect irector James M. Guyette    Mgmt    For    For    For
1.7   Elect Director Robert J. Mylod, Jr.    Mgmt    For    For    For
1.8   Elect Director Charles H. Noski    Mgmt    For    For    For
1.9   Elect Director Nancy B. Peretsman    Mgmt    For    For    For
1.10   Elect Director Nicholas J. Read    Mgmt    For    For    For
1.11   Elect Director Thomas E. Rothman    Mgmt    For    For    For
1.12   Elect Director Craig W. Rydin    Mgmt    For    For    For
1.13   Elect Director Lynn M. Vojvodich    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against

Monster Beverage Corporation

 

Meeting Date:    06/07/2018    Country:    USA    Primary Security ID:    61174X109
Record Date:    04/13/2018    Meeting Type:    Annual    Ticker:    MNST

 

Shares Voted:   176,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Rodney C. Sacks    Mgmt    For    For    For
1.2   Elect Director Hilton H. Schlosberg    Mgmt    For    For    For
1.3   Elect Director Mark J. Hall    Mgmt    For    For    For
1.4   Elect Director Norman C. Epstein    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Monster Beverage Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Gary P. Fayard    Mgmt    For    For    For
1.6   Elect Director Benjamin M. Polk    Mgmt    For    For    For
1.7   Elect Director Sydney Selati    Mgmt    For    For    For
1.8   Elect Director Harold C. Taber, Jr.    Mgmt    For    For    For
1.9   Elect Director Kathy N. Waller    Mgmt    For    For    For
1.10   Elect Director Mark S. Vidergauz    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Human Trafficking and Forced Labor in Supply Chains    SH    Against    Against    Against

Comcast Corporation

 

Meeting Date:    06/11/2018    Country:    USA    Primary Security ID:    20030N101
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   188,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.4   Elect Director Edward D. Breen    Mgmt    For    For    For
1.5   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.6   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.7   Elect Director Maritza G. Montiel    Mgmt    For    For    For
1.8   Elect Director Asuka Nakahara    Mgmt    For    For    For
1.9   Elect Director David C. Novak    Mgmt    For    For    For
1.10   Elect Director Brian L. Roberts    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

salesforce.com, inc.

 

Meeting Date:    06/12/2018    Country:    USA    Primary Security ID:    79466L302
Record Date:    04/18/2018    Meeting Type:    Annual    Ticker:    CRM

 

Shares Voted:   306,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Marc Benioff    Mgmt    For    For    For
1b   Elect Director Keith Block    Mgmt    For    For    For
1c   Elect Director Craig Conway    Mgmt    For    For    For
1d   Elect Director Alan Hassenfeld    Mgmt    For    For    For
1e   Elect Director Neelie Kroes    Mgmt    For    For    For
1f   Elect Director Colin Powell    Mgmt    For    For    For
1g   Elect Director Sanford Robertson    Mgmt    For    For    For
1h   Elect Director John V. Roos    Mgmt    For    For    For
1i   Elect Director Bernard Tyson    Mgmt    For    For    For
1j   Elect Director Robin Washington    Mgmt    For    For    For
1k   Elect Director Maynard Webb    Mgmt    For    For    For
1l   Elect Director Susan Wojcicki    Mgmt    For    For    For
2   Amend Right to Call Special Meeting    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Eliminate Supermajority Vote Requirement    SH    Against    For    For
7   Adopt Guidelines for Country Selection    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Caterpillar Inc.

 

Meeting Date:    06/13/2018    Country:    USA    Primary Security ID:    149123101
Record Date:    04/16/2018    Meeting Type:    Annual    Ticker:    CAT

 

Shares Voted:   203,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kelly A. Ayotte    Mgmt    For    For    For
1.2   Elect Director David L. Calhoun    Mgmt    For    For    For
1.3   Elect Director Daniel M. Dickinson    Mgmt    For    For    For
1.4   Elect Director Juan Gallardo    Mgmt    For    For    For
1.5   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1.6   Elect Director William A. Osborn    Mgmt    For    For    For
1.7   Elect Director Debra L. Reed    Mgmt    For    For    For
1.8   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.9   Elect Director Susan C. Schwab    Mgmt    For    For    For
1.10   Elect Director D. James Umpleby, III    Mgmt    For    For    For
1.11   Elect Director Miles D. White    Mgmt    For    For    For
1.12   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For
5   Amend Compensation Clawback Policy    SH    Against    For    For
6   Require Director Nominee with Human Rights Experience    SH    Against    Refer    Against

Mastercard Incorporated

 

Meeting Date:    06/26/2018    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/27/2018    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   209,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Silvio Barzi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 94 – Ivy VIP Growth

 

Mastercard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director David R. Carlucci    Mgmt    For    For    For
1e   Elect Director Richard K. Davis    Mgmt    For    For    For
1f   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1g   Elect Director Julius Genachowski    Mgmt    For    For    For
1h   Elect Director Choon Phong Goh    Mgmt    For    For    For
1i   Elect Director Merit E. Janow    Mgmt    For    For    For
1j   Elect Director Nancy Karch    Mgmt    For    For    For
1k   Elect Director Oki Matsumoto    Mgmt    For    For    For
1l   Elect Director Rima Qureshi    Mgmt    For    For    For
1m   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1n   Elect Director Jackson Tai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


IVY VIP HIGH INCOME

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 93 – Ivy VIP High Income

Altice NV

 

Meeting Date:    05/18/2018    Country:    Netherlands    Primary Security ID:    N0R25F103
Record Date:    04/20/2018    Meeting Type:    Annual    Ticker:    ATC

 

Shares Voted:   77,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.a   Receive Report of Management Board (Non-Voting)    Mgmt         
2.b   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2.c   Discuss Remuneration Policy for Management Board Members    Mgmt         
3   Adopt Annual Accounts for Financial Year 2017    Mgmt    For    For    For
4   Approve Discharge of Executive Board Members    Mgmt    For    For    For
5   Approve Discharge of Non-Executive Board Members    Mgmt    For    For    For
6   Approve Separation of the U.S. Business from the Company Through Special Dividend    Mgmt    For    Refer    For
7.a   Amend Articles of Association and Execute the Deed of Amendment to Implement Amendment 1    Mgmt    For    For    For
7.b   Amend Articles of Association and Execute the Deed of Amendment to Implement Amendment 2    Mgmt    For    For    For
8   Elect Patrick Drahi as Executive Director    Mgmt    For    For    For
9.a   Approve Executive Annual Cash Bonus Plan    Mgmt    For    Refer    For
9.b   Approve Remuneration of Patrick Drahi    Mgmt    For    For    For
9.c   Amend Remuneration of Dexter Goei    Mgmt    For    For    For
9.d   Amend Remuneration of Dennis Okhuijsen    Mgmt    For    For    For
9.e   Approve Stock Option Plan    Mgmt    For    For    For
9.f   Approve Long-Term Incentive Plan    Mgmt    For    For    For
10   Approve Remuneration of Michel Combes    Mgmt    For    Refer    For
11   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12   Proposal to Cancel Shares the Company Holds in its Own Capital    Mgmt    For    For    For
13   Other Business (Non-Voting)    Mgmt         
14   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 93 – Ivy VIP High Income

 

Laureate Education Inc.

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    518613203
Record Date:    03/28/2018    Meeting Type:    Annual    Ticker:    LAUR

 

Shares Voted:   442,638          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Douglas L. Becker    Mgmt    For    Refer    For
1.2   Elect Director Brian F. Carroll    Mgmt    For    Refer    For
1.3   Elect Director Andrew B. Cohen    Mgmt    For    Refer    For
1.4   Elect Director William L. Cornog    Mgmt    For    Refer    For
1.5   Elect Director Pedro del Corro    Mgmt    For    Refer    For
1.6   Elect Director Michael J. Durham    Mgmt    For    Refer    For
1.7   Elect Director Kenneth W. Freeman    Mgmt    For    Refer    For
1.8   Elect Director George Munoz    Mgmt    For    Refer    For
1.9   Elect Director Judith Rodin    Mgmt    For    Refer    For
1.10   Elect Director Eilif Serck-Hanssen    Mgmt    For    Refer    For
1.11   Elect Director Ian K. Snow    Mgmt    For    Refer    For
1.12   Elect Director Steven M. Taslitz    Mgmt    For    Refer    For
1.13   Elect Director Quentin Van Doosselaere    Mgmt    For    Refer    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 93 – Ivy VIP High Income

 

Midstates Petroleum Company, Inc.

 

Meeting Date:    06/01/2018    Country:    USA    Primary Security ID:    59804T407
Record Date:    04/30/2018    Meeting Type:    Annual    Ticker:    MPO

 

Shares Voted:   63,794          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David J. Sambrooks    Mgmt    For    For    For
1.2   Elect Director Alan J. Carr    Mgmt    For    For    For
1.3   Elect Director Frederic F. Brace    Mgmt    For    For    For
1.4   Elect Director Patrice D. Douglas    Mgmt    For    For    For
1.5   Elect Director Neal P. Goldman    Mgmt    For    For    For
1.6   Elect Director Michael S. Reddin    Mgmt    For    For    For
1.7   Elect Director Todd R. Snyder    Mgmt    For    For    For
1.8   Elect Director Bruce H. Vincent    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Altice NV

 

Meeting Date:    06/11/2018    Country:    Netherlands    Primary Security ID:    N0R25F103
Record Date:    05/14/2018    Meeting Type:    Special    Ticker:    ATC

 

Shares Voted:   19,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.a   Discuss Treatment of Stock Options in Relation to the Separation of the U.S. Business from the Company    Mgmt         
2.b   Amend Remuneration of Patrick Drahi    Mgmt    For    For    For
2.c   Amend Remuneration of Dexter Goei    Mgmt    For    For    For
2.d   Amend Remuneration of Dennis Okhuijsen    Mgmt    For    For    For
3   Amend Remuneration of Michel Combes    Mgmt    For    For    For
4   Other Business (Non-Voting)    Mgmt         
5   Close Meeting    Mgmt         


IVY VIP INTERNATIONAL CORE EQUITY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

Babcock International Group plc

 

Meeting Date:    07/13/2017    Country:    United Kingdom    Primary Security ID:    G0689Q152
Record Date:    07/11/2017    Meeting Type:    Annual    Ticker:    BAB

 

Shares Voted:   785,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Mike Turner as Director    Mgmt    For    For    For
6   Re-elect Bill Tame as Director    Mgmt    For    For    For
7   Re-elect Archie Bethel as Director    Mgmt    For    For    For
8   Re-elect John Davies as Director    Mgmt    For    For    For
9   Re-elect Franco Martinelli as Director    Mgmt    For    For    For
10   Re-elect Sir David Omand as Director    Mgmt    For    For    For
11   Re-elect Ian Duncan as Director    Mgmt    For    For    For
12   Re-elect Anna Stewart as Director    Mgmt    For    For    For
13   Re-elect Jeff Randall as Director    Mgmt    For    For    For
14   Re-elect Myles Lee as Director    Mgmt    For    For    For
15   Re-elect Victoire de Margerie as Director    Mgmt    For    For    For
16   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    07/13/2017    Country:    Israel    Primary Security ID:    881624209
Record Date:    06/13/2017    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   412,830          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Elect Sol J. Barer as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1b   Elect Jean-Michel Halfon as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1c   Elect Murray A. Goldberg as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1d   Elect Nechemia (Chemi) J. Peres as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1e   Elect Roberto Mignone as Director Until 2019 Annual General Meeting    Mgmt    For    For    For
1f   Elect Perry D. Nisen as Director Until 2019 Annual General Meeting    Mgmt    For    For    For
2   Approve Compensation of Sol J. Barer, Chairman    Mgmt    For    Refer    For
3   Approve Employment Terms of Yitzhak Peterburg, Temporary CEO    Mgmt    For    For    For
4   Approve Compensation of Directors    Mgmt    For    Refer    For
5   Approve an Amendment to the Equity Compensation Plan    Mgmt    For    Refer    For
6   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
7   Reduce Teva’s Registered Share Capital to NIS 249,434,338    Mgmt    For    For    For
8   Appoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

British American Tobacco plc

 

Meeting Date:    07/19/2017    Country:    United Kingdom    Primary Security ID:    G1510J102
Record Date:    07/17/2017    Meeting Type:    Special    Ticker:    BATS

 

Shares Voted:   156,367          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Matters Relating to the Acquisition of the Remaining Common Stock of Reynolds American Inc.    Mgmt    For    Refer    For

Axis Bank Ltd.

 

Meeting Date:    07/26/2017    Country:    India    Primary Security ID:    Y0487S137
Record Date:    07/19/2017    Meeting Type:    Annual    Ticker:    532215

 

Shares Voted:   1,118,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividend    Mgmt    For    For    For
3   Reelect Usha Sangwan as Director    Mgmt    For    Refer    Against
4   Reelect B. Babu Rao as Director    Mgmt    For    For    For
5   Approve S.R. Batliboi & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
6   Approve Remuneration of Sanjiv Misra as Part-Time Non-Executive Chairman    Mgmt    For    Refer    For
7   Approve Revision in the Remuneration of Shikha Sharma as Managing Director and CEO    Mgmt    For    Refer    For
8   Approve Revision in the Remuneration of V. Srinivasan as Deputy Managing Director    Mgmt    For    Refer    For
9   Approve Revision in the Remuneration of Rajiv Anand as Executive Director (Retail Banking)    Mgmt    For    Refer    For
10   Approve Revision in the Remuneration of Rajesh Dahiya as Executive Director (Corporate Centre)    Mgmt    For    Refer    For
11   Approve Issuance of Debt Securities on Private Placement Basis    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

James Hardie Industries plc

 

Meeting Date:    08/08/2017    Country:    Ireland    Primary Security ID:    G4253H119
Record Date:    08/06/2017    Meeting Type:    Annual    Ticker:    JHX

 

Shares Voted:   132,980          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal Year 2017    Mgmt    For    For    For
2   Approve the Remuneration Report    Mgmt    For    For    For
3a   Elect Steven Simms as Director    Mgmt    For    For    For
3b   Elect Brian Anderson as Director    Mgmt    For    For    For
3c   Elect Russell Chenu as Director    Mgmt    For    For    For
3d   Elect Rudolf van der Meer as Director    Mgmt    For    For    For
4   Authorize the Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5   Approve the Increase in NED Fee Pool    Mgmt    None    Refer    For
6   Approve the Grant of Return on Capital Employed Restricted Stock Units to Louis Gries    Mgmt    For    Refer    For
7   Approve the Grant of Relative Total Shareholder Return Restricted Stock Units to Louis Gries    Mgmt    For    Refer    For

China Communications Construction Company Ltd.

 

Meeting Date:    09/26/2017    Country:    China    Primary Security ID:    Y1R36J108
Record Date:    08/25/2017    Meeting Type:    Special    Ticker:    1800

 

Shares Voted:   4,297,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1   Approve the CCCC Equity Transfer Agreement and Related Transactions    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Alibaba Group Holding Limited

 

Meeting Date:    10/18/2017    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/18/2017    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   87,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Elect Jack Yun Ma as Director    Mgmt    For    Refer    Against
1.2   Elect Masayoshi Son as Director    Mgmt    For    Refer    Against
1.3   Elect Walter Teh Ming Kwauk as Director    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

China Communications Construction Company Ltd.

 

Meeting Date:    11/22/2017    Country:    China    Primary Security ID:    Y1R36J108
Record Date:    10/23/2017    Meeting Type:    Special    Ticker:    1800

 

Shares Voted:   4,297,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
  SPECIAL RESOLUTIONS    Mgmt         
1   Approve Satisfaction of Conditions of Public Issuance of A Share Convertible Bonds    Mgmt    For    For    For
  APPROVE RESOLUTIONS IN RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS    Mgmt         
2.1   Approve Type of Securities to be Issued in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.2   Approve Size of Issuance in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.3   Approve Par Value and Issue Price in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.4   Approve Term in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.5   Approve Interest Rate in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.6   Approve Method and Timing of Interest Payment in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.7   Approve Conversion Period in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

China Communications Construction Company Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.8   Approve Determination and Adjustment of the Conversion Price in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.9   Approve Terms of Downward Adjustment to Conversion Price in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.10   Approve Method for Determining the Number of Shares for Conversion in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.11   Approve Entitlement to Dividend in the Year of Conversion in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.12   Approve Terms of Redemption in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.13   Approve Terms of Sale Back in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.14   Approve Method of Issuance and Target Investors in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.15   Approve Subscription Arrangement for the Existing Shareholders in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.16   Approve A Share Convertible Bond Holders and A Share Convertible Bond Holders’ Meetings in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.17   Approve Use of Proceeds in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.18   Approve Rating in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.19   Approve Guarantee and Security in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.20   Approve Deposit Account for Proceeds Raised in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.21   Approve Validity Period of the Resolution in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
2.22   Approve Authorizations in Relation to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
3   Approve Preliminary Plan of the A Share Convertible Bonds Issuance    Mgmt    For    For    For
4   Approve Feasibility Report on the Use of Proceeds Raised from the Issuance of A Share Convertible Bonds    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

China Communications Construction Company Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Approve Dilution of Immediate Returns by the Issuance of A Share Convertible Bonds and the Remedial Measure to be Adopted    Mgmt    For    For    For
6   Approve Rules for A Share Convertible Bond Holders’ Meeting    Mgmt    For    For    For
7   Authorize Board to Manage the Matters Relating to the Issuance of A Share Convertible Bonds    Mgmt    For    For    For
8   Approve Shareholders’ Return Plan for Three Years of 2017 to 2019    Mgmt    For    For    For
9   Approve Report of Use from Previous Raised Proceeds    SH    For    Refer    For
10   Amend Articles of Association    SH    For    Refer    For
  ORDINARY RESOLUTIONS    Mgmt         
1   Approve Possible Subscription for A Share Convertible Bonds by China Communications Construction Group (Limited)    Mgmt    For    For    For
  APPROVE RESOLUTIONS IN RELATION TO THE RE-ELECTION OR ELECTION OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS    Mgmt         
2.1   Elect Liu Qitao as Director    Mgmt    For    For    For
2.2   Elect Chen Fenjian as Director    Mgmt    For    For    For
2.3   Elect Fu Junyuan as Director    Mgmt    For    For    For
2.4   Elect Chen Yun as Director    Mgmt    For    For    For
2.5   Elect Liu Maoxun as Director    Mgmt    For    For    For
2.6   Elect Qi Xiaofei as Director    Mgmt    For    For    For
2.7   Elect Huang Long as Director    Mgmt    For    For    For
2.8   Elect Zheng Changhong as Director    Mgmt    For    For    For
2.9   Elect Ngai Wai Fung as Director    Mgmt    For    Refer    For
  APPROVE RESOLUTIONS IN RELATION TO THE RE-ELECTION OR ELECTION OF SUPERVISORS REPRESENTING SHAREHOLDERS OF THE SUPERVISORY COMMITTEE OF THE COMPANY    Mgmt         
3.1   Elect Li Sen as Supervisor    Mgmt    For    Refer    For
3.2   Elect Wang Yongbin as Supervisor    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

China Communications Construction Company Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Authorize the Board to Consider and Decide the Provision of Performance Guarantee for the Overseas Subsidiaries of the Company to Perform and Implement Their Projects    SH    For    Refer    Against
5   Approve the Proposal on the Specific Self-Inspection Report on the Real Estate Business    SH    For    Refer    For
6   Approve the Proposal on the Undertaking on the Matters Relating to the Specific Self-Inspection of the Real Estate Business Issued by the Controlling Shareholders, Directors, Supervisors and Senior Management of the Company    SH    For    Refer    For

Ferguson PLC

 

Meeting Date:    11/28/2017    Country:    United Kingdom    Primary Security ID:    G3408R105
Record Date:    11/26/2017    Meeting Type:    Annual    Ticker:    FERG

 

Shares Voted:   196,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect Kevin Murphy as Director    Mgmt    For    For    For
5   Elect Michael Powell as Director    Mgmt    For    For    For
6   Elect Nadia Shouraboura as Director    Mgmt    For    For    For
7   Re-elect Tessa Bamford as Director    Mgmt    For    For    For
8   Re-elect John Daly as Director    Mgmt    For    For    For
9   Re-elect Gareth Davis as Director    Mgmt    For    For    For
10   Re-elect Pilar Lopez as Director    Mgmt    For    For    For
11   Re-elect John Martin as Director    Mgmt    For    For    For
12   Re-elect Alan Murray as Director    Mgmt    For    For    For
13   Re-elect Darren Shapland as Director    Mgmt    For    For    For
14   Re-elect Jacqueline Simmonds as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Ferguson PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

15   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Westpac Banking Corporation

 

Meeting Date:    12/08/2017    Country:    Australia    Primary Security ID:    Q97417101
Record Date:    12/06/2017    Meeting Type:    Annual    Ticker:    WBC

 

Shares Voted:   753,269          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Grant of Shares and Performance Rights to Brian Hartzer    Mgmt    For    Refer    For
4a   Approve the First Buy-Back Scheme of Westpac Convertible Preference Shares    Mgmt    For    For    For
4b   Approve the Second Buy-Back Scheme of Westpac Convertible Preference Shares    Mgmt    For    For    For
5a   Elect Lindsay Maxsted as Director    Mgmt    For    For    For
5b   Elect Peter Hawkins as Director    Mgmt    For    For    For
5c   Elect Alison Deans as Director    Mgmt    For    For    For
5d   Elect Nerida Caesar as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Imperial Brands PLC

 

Meeting Date:    02/07/2018    Country:    United Kingdom    Primary Security ID:    G4720C107
Record Date:    02/05/2018    Meeting Type:    Annual    Ticker:    IMB

 

Shares Voted:   257,629          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Alison Cooper as Director    Mgmt    For    For    For
6   Re-elect Therese Esperdy as Director    Mgmt    For    For    For
7   Re-elect David Haines as Director    Mgmt    For    For    For
8   Elect Simon Langelier as Director    Mgmt    For    For    For
9   Re-elect Matthew Phillips as Director    Mgmt    For    For    For
10   Re-elect Steven Stanbrook as Director    Mgmt    For    For    For
11   Re-elect Oliver Tant as Director    Mgmt    For    For    For
12   Re-elect Mark Williamson as Director    Mgmt    For    For    For
13   Re-elect Karen Witts as Director    Mgmt    For    For    For
14   Re-elect Malcolm Wyman as Director    Mgmt    For    For    For
15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Commitee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Swedbank AB

 

Meeting Date:    03/22/2018    Country:    Sweden    Primary Security ID:    W94232100
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    SWED A

 

Shares Voted:   497,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting    Mgmt         
2   Elect Chairman of Meeting    Mgmt    For    For    For
3   Prepare and Approve List of Shareholders    Mgmt    For    For    For
4   Approve Agenda of Meeting    Mgmt    For    For    For
5   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
6   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
7a   Receive Financial Statements and Statutory Reports    Mgmt         
7b   Receive Auditor’s Report    Mgmt         
7c   Receive President’s Report    Mgmt         
8   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
9   Approve Allocation of Income and Dividends of SEK 13.00 Per Share    Mgmt    For    For    For
10a   Approve Discharge of Goran Hedman    Mgmt    For    For    For
10b   Approve Discharge of Pia Rudengren    Mgmt    For    For    For
10c   Approve Discharge of Karl-Henrik Sundstrom    Mgmt    For    For    For
10d   Approve Discharge of Lars Idermark    Mgmt    For    For    For
10e   Approve Discharge of Bodil Eriksson    Mgmt    For    For    For
10f   Approve Discharge of Ulrika Francke    Mgmt    For    For    For
10g   Approve Discharge of Peter Norman    Mgmt    For    For    For
10h   Approve Discharge of Siv Svensson    Mgmt    For    For    For
10i   Approve Discharge of Mats Granryd    Mgmt    For    For    For
10j   Approve Discharge of Bo Johansson    Mgmt    For    For    For
10k   Approve Discharge of Annika Poutiainen    Mgmt    For    For    For
10l   Approve Discharge of Magnus Uggla    Mgmt    For    For    For
10m   Approve Discharge of Birgitte Bonnesen    Mgmt    For    For    For
10n   Approve Discharge of Camilla Linder    Mgmt    For    For    For
10o   Approve Discharge of Roger Ljung    Mgmt    For    For    For
10p   Approve Discharge of Ingrid Friberg    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Swedbank AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10q   Approve Discharge of Henrik Joelsson    Mgmt    For    For    For
11   Amend Articles of Association Re: Time Auditor is Elected for    Mgmt    For    Refer    For
12   Determine Number of Directors (10)    Mgmt    For    Refer    For
13   Approve Remuneration of Directors in the Amount of SEK 2.54 Million for Chairman, SEK 850,000 for Vice Chairman and SEK 570,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors    Mgmt    For    For    For
14a   Elect Anna Mossberg as New Director    Mgmt    For    For    For
14b   Reelect Bodil Eriksson as Director    Mgmt    For    For    For
14c   Reelect Ulrika Francke as Director    Mgmt    For    For    For
14d   Reelect Mats Granryd as Director    Mgmt    For    For    For
14e   Reelect Lars Idermark as Director    Mgmt    For    For    For
14f   Reelect Bo Johansson as Director    Mgmt    For    For    For
14g   Reelect Peter Norman as Director    Mgmt    For    For    For
14h   Reelect Annika Poutiainen as Director    Mgmt    For    For    For
14i   Reelect Siv Svensson as Director    Mgmt    For    For    For
14j   Reelect Magnus Uggla as Director    Mgmt    For    For    For
15   Elect Lars Idermark as Board Chairman    Mgmt    For    For    For
16   Ratify Deloitte as Auditors    Mgmt    For    For    For
17   Authorize Chairman of Board and Representatives of Five of Company’s Largest Shareholders to Serve on Nominating Committee    Mgmt    For    Refer    For
18   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    For    For
19   Authorize Repurchase Authorization for Trading in Own Shares    Mgmt    For    For    For
20   Authorize General Share Repurchase Program    Mgmt    For    For    For
21   Approve Issuance of Convertibles without Preemptive Rights    Mgmt    For    For    For
22a   Approve Common Deferred Share Bonus Plan (Eken 2018)    Mgmt    For    Refer    For
22b   Approve Deferred Share Bonus Plan for Key Employees (IP 2018)    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Swedbank AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

22c  

Approve Equity Plan Financing to Participants of 2018 and Previous Programs

 

Shareholder Proposals Submitted by Goran Westman, Carl Axel Bruno and Joacim Sjoberg

  

Mgmt

 

Mgmt

   For    Refer    For
23   Implement Lean Concept    SH    None    Refer    Against
24   Instruct Board of Directors/CEO to Re-Introduce Bank Books    SH    None    Refer    Against
25   Instruct the Board of Directors to Revise the Dividend Policy    SH    None    Refer    Against
26   Close Meeting    Mgmt         

Samsung Electronics Co. Ltd.

 

Meeting Date:    03/23/2018    Country:    South Korea    Primary Security ID:    Y74718100
Record Date:    12/31/2017    Meeting Type:    Annual    Ticker:    A005930

 

Shares Voted:   4,370          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1.1   Elect Kim Jeong-hun as Outside Director    Mgmt    For    For    For
2.1.2   Elect Kim Sun-uk as Outside Director    Mgmt    For    For    For
2.1.3   Elect Park Byung-gook as Outside Director    Mgmt    For    For    For
2.2.1   Elect Lee Sang-hoon as Inside Director    Mgmt    For    Refer    Against
2.2.2   Elect Kim Ki-nam as Inside Director    Mgmt    For    For    For
2.2.3   Elect Kim Hyun-suk as Inside Director    Mgmt    For    For    For
2.2.4   Elect Koh Dong-jin as Inside Director    Mgmt    For    For    For
2.3   Elect Kim Sun-uk as a Member of Audit Committee    Mgmt    For    For    For
3   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For
4   Amend Articles of Incorporation    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Airbus SE

 

Meeting Date:    04/11/2018    Country:    Netherlands    Primary Security ID:    N0280G100
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   125,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2   Receive Report on Business and Financial Statements    Mgmt         
2.3   Discuss Implementation of the Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For
4.2   Approve Allocation of Income and Dividends of EUR of 1.50 per Share    Mgmt    For    For    For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
4.6   Reelect Maria Amparo Moraleda Martinez as a Non-Executive Director    Mgmt    For    For    For
4.7   Elect Victor Chu as a Non-Executive Director    Mgmt    For    For    For
4.8   Elect Jean-Pierre Clamadieu as a Non-Executive Director    Mgmt    For    For    For
4.9   Elect Rene Obermann as a Non-Executive Director    Mgmt    For    For    For
4.10   Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.11   Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.12   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.13   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Koninklijke Ahold Delhaize NV

 

Meeting Date:    04/11/2018    Country:    Netherlands    Primary Security ID:    N0074E105
Record Date:    03/14/2018    Meeting Type:     Annual    Ticker:    AD

 

Shares Voted:   869,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2   Receive Report of Management Board (Non-Voting)    Mgmt         
3   Discussion on Company’s Corporate Governance Structure    Mgmt         
4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
5   Discuss Implementation of Remuneration Policy of the Management Board    Mgmt         
6   Adopt 2017 Financial Statements    Mgmt    For    For    For
7   Approve Dividends of EUR 0.63 Per Share    Mgmt    For    For    For
8   Approve Discharge of Management Board    Mgmt    For    For    For
9   Approve Discharge of Supervisory Board    Mgmt    For    For    For
10   Elect Wouter Kolk to Management Board    Mgmt    For    For    For
11   Reelect Rene Hooft Graafland to Supervisory Board    Mgmt    For    For    For
12   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
13   Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital    Mgmt    For    For    For
14   Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 13    Mgmt    For    Refer    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
16   Approve Reduction in Share Capital by Cancellation of Shares Under Item 15    Mgmt    For    For    For
17   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Rio Tinto plc

 

Meeting Date:    04/11/2018    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    RIO

 

Shares Voted:   237,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
4   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
5A   Approve 2018 Equity Incentive Plan    Mgmt    For    For    For
5B   Approve the Potential Termination of Benefits Payable under the 2018 Equity Incentive Plan    Mgmt    For    Refer    For
6   Re-elect Megan Clark as Director    Mgmt    For    For    For
7   Re-elect David Constable as Director    Mgmt    For    For    For
8   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
9   Re-elect Simon Henry as Director    Mgmt    For    For    For
10   Re-elect Jean-Sebastien Jacques as Director    Mgmt    For    For    For
11   Re-elect Sam Laidlaw as Director    Mgmt    For    For    For
12   Re-elect Michael L’Estrange as Director    Mgmt    For    For    For
13   Re-elect Chris Lynch as Director    Mgmt    For    For    For
14   Re-elect Simon Thompson as Director    Mgmt    For    For    For
15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
  Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Rio Tinto plc

 

Meeting Date:    04/11/2018    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    03/02/2018    Meeting Type:    Annual    Ticker:    RIO

 

Shares Voted:  

79,000

         

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         

1

  Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

2

  Approve Remuneration Policy    Mgmt    For    For    For

3

  Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For

4

  Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For

5A

  Approve 2018 Equity Incentive Plan    Mgmt    For    For    For

5B

  Approve the Potential Termination of Benefits Payable under the 2018 Equity Incentive Plan    Mgmt    For    Refer    For

6

  Re-elect Megan Clark as Director    Mgmt    For    For    For

7

  Re-elect David Constable as Director    Mgmt    For    For    For

8

  Re-elect Ann Godbehere as Director    Mgmt    For    For    For

9

  Re-elect Simon Henry as Director    Mgmt    For    For    For

10

  Re-elect Jean-Sebastien Jacques as Director    Mgmt    For    For    For

11

  Re-elect Sam Laidlaw as Director    Mgmt    For    For    For

12

  Re-elect Michael L’Estrange as Director    Mgmt    For    For    For

13

  Re-elect Chris Lynch as Director    Mgmt    For    For    For

14

  Re-elect Simon Thompson as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
  Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date:    04/12/2018    Country:    France    Primary Security ID:    F58485115
Record Date:    04/09/2018    Meeting Type:    Annual/Special    Ticker:    MC

 

Shares Voted:   9,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 5.00 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    Against
5   Reelect Antoine Arnault as Director    Mgmt    For    Refer    For
6   Reelect Nicolas Bazire as Director    Mgmt    For    Refer    For
7   Reelect Charles de Croisset as Director    Mgmt    For    For    For
8   Reelect Lord Powell of Bayswater as Director    Mgmt    For    Refer    For
9   Reelect Yves-Thibault de Silguy as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

LVMH Moet Hennessy Louis Vuitton

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10   Approve Compensation of Bernard Arnault, Chairman and CEO    Mgmt    For    For    For
11   Approve Compensation of Antonio Belloni, Vice-CEO    Mgmt    For    For    For
12   Approve Remuneration Policy of Executive Corporate Officers    Mgmt    For    For    For
13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
14   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
15   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
16   Amend Article 16 and 21 of Bylaws Re: Age Limit of Vice-CEO and Missions and Rights of Censors    Mgmt    For    For    For

Nestle SA

 

Meeting Date:    04/12/2018    Country:    Switzerland    Primary Security ID:    H57312649
Record Date:       Meeting Type:    Annual    Ticker:    NESN

 

Shares Voted:   173,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of CHF 2.35 per Share    Mgmt    For    For    For
4.1.a   Reelect Paul Bulcke as Director and Board Chairman    Mgmt    For    For    For
4.1.b   Reelect Ulf Schneider as Director    Mgmt    For    For    For
4.1.c   Reelect Henri de Castries as Director    Mgmt    For    For    For
4.1.d   Reelect Beat Hess as Director    Mgmt    For    For    For
4.1.e   Reelect Renato Fassbind as Director    Mgmt    For    For    For
4.1.f   Reelect Jean-Pierre Roth as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.1.g   Reelect Ann Veneman as Director    Mgmt    For    For    For
4.1.h   Reelect Eva Cheng as Director    Mgmt    For    For    For
4.1.i   Reelect Ruth Oniang’o as Director    Mgmt    For    For    For
4.1.j   Reelect Patrick Aebischer as Director    Mgmt    For    For    For
4.1.k   Reelect Ursula Burns as Director    Mgmt    For    For    For
4.2.1   Elect Kasper Rorsted as Director    Mgmt    For    For    For
4.2.2   Elect Pablo Isa as Director    Mgmt    For    For    For
4.2.3   Elect Kimberly Ross as Director    Mgmt    For    For    For
4.3.1   Appoint Beat Hess as Member of the Compensation Committee    Mgmt    For    For    For
4.3.2   Appoint Jean-Pierre Roth as Member of the Compensation Committee    Mgmt    For    For    For
4.3.3   Appoint Patrick Aebischer as Member of the Compensation Committee    Mgmt    For    For    For
4.3.4   Appoint Ursula Burns as Member of the Compensation Committee    Mgmt    For    For    For
4.4   Ratify KPMG AG as Auditors    Mgmt    For    For    For
4.5   Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    For    For
5.1   Approve Remuneration of Directors in the Amount of CHF 10 Million    Mgmt    For    Refer    For
5.2   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 60 Million    Mgmt    For    For    For
6   Approve CHF 4.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

UniCredit SpA

 

Meeting Date:    04/12/2018    Country:    Italy    Primary Security ID:    T9T23L642
Record Date:    04/03/2018    Meeting Type:    Annual/Special    Ticker:    UCG

 

Shares Voted:   209,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income    Mgmt    For    For    For
3.a   Fix Number of Directors    Mgmt    For    Refer    For
  Appoint Directors (Slate Election) — Choose One of the Following Slates    Mgmt         
3.b.1   Slate Submitted by Management    Mgmt    For    For    For
3.b.2   Slate Submitted by Institutional Investors (Assogestioni)    SH    None    Refer    Do Not Vote
4   Approve Remuneration of Directors    Mgmt    For    Refer    For
5   Approve 2018 Group Incentive System    Mgmt    For    Refer    For
6   Approve Remuneration Policy    Mgmt    For    For    For
7   Amend Regulations on General Meetings    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
1   Authorize Board to Increase Capital to Service 2017 Group Incentive System and 2017-2019 LTI Plan    Mgmt    For    For    For
2   Authorize Board to Increase Capital to Service 2018 Group Incentive System    Mgmt    For    For    For
3   Amend Articles of Association    Mgmt    For    For    For
A   Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    Mgmt    None    Refer    Against

Vinci

 

Meeting Date:    04/17/2018    Country:    France    Primary Security ID:    F5879X108
Record Date:    04/12/2018    Meeting Type:    Annual/Special    Ticker:    DG

 

Shares Voted:   126,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.45 per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Vinci

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Reelect Xavier Huillard as Director    Mgmt    For    Refer    Against
5   Reelect Yves-Thibault de Silguy as Director    Mgmt    For    For    For
6   Reelect Marie-Christine Lombard as Director    Mgmt    For    For    For
7   Reelect Qatar Holding LLC as Director    Mgmt    For    For    For
8   Elect Rene Medori as Director    Mgmt    For    For    For
9   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
10   Approve Additional Pension Scheme Agreement with Xavier Huillard    Mgmt    For    Refer    For
11   Approve Termination Package of Xavier Huillard    Mgmt    For    Refer    For
12   Approve Transaction with YTSeuropaconsultants Re: Services Agreement    Mgmt    For    Refer    Against
13   Approve Remuneration Policy for Chairman and CEO    Mgmt    For    For    For
14   Approve Compensation of Xavier Huillard, Chairman and CEO    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
15   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
16   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
18   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    For    For
19   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Adecco Group AG

 

Meeting Date:    04/19/2018    Country:    Switzerland    Primary Security ID:    H00392318
Record Date:       Meeting Type:    Annual    Ticker:    ADEN

 

Shares Voted:   142,998          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of CHF 2.50 per Share    Mgmt    For    For    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4.1   Approve Remuneration of Directors in the Amount of CHF 4.7 Million    Mgmt    For    Refer    For
4.2   Approve Remuneration of Executive Committee in the Amount of CHF 35 Million    Mgmt    For    For    For
5.1.1   Reelect Rolf Doerig as Director Board Chairman    Mgmt    For    For    For
5.1.2   Reelect Jean-Christophe Deslarzes as Director    Mgmt    For    For    For
5.1.3   Reelect Ariane Gorin as Director    Mgmt    For    For    For
5.1.4   Reelect Alexander Gut as Director    Mgmt    For    For    For
5.1.5   Reelect Didier Lambouche as Director    Mgmt    For    For    For
5.1.6   Reelect David Prince as Director    Mgmt    For    For    For
5.1.7   Reelect Kathleen Taylor as Director    Mgmt    For    For    For
5.1.8   Elect Regula Wallimann as Director    Mgmt    For    For    For
5.2.1   Reappoint Jean-Christophe Deslarzes as Member of the Compensation Committee    Mgmt    For    For    For
5.2.2   Reappoint Alexander Gut as Member of the Compensation Committee    Mgmt    For    For    For
5.2.3   Reappoint Kathleen Taylor as Member of the Compensation Committee    Mgmt    For    For    For
5.3   Designate Andreas Keller as Independent Proxy    Mgmt    For    For    For
5.4   Ratify Ernst and Young AG as Auditors    Mgmt    For    For    For
6   Approve Reduction in Share Capital Through Cancelation of Repurchased Shares    Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

DNB ASA

 

Meeting Date:    04/24/2018    Country:    Norway    Primary Security ID:    R1640U124
Record Date:    04/17/2018    Meeting Type:    Annual    Ticker:    DNB

 

Shares Voted:   538,393          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting; Elect Chairman of Meeting    Mgmt         
2   Approve Notice of Meeting and Agenda    Mgmt    For    For    For
3   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
4   Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.10 Per Share    Mgmt    For    For    For
5a   Approve Suggested Remuneration Policy And Other Terms of Employment For Executive Management (Consultative Vote)    Mgmt    For    For    For
5b   Approve Binding Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    For    For
6   Approve Company’s Corporate Governance Statement    Mgmt    For    For    For
7   Approve Remuneration of Auditors of NOK 578,000    Mgmt    For    For    For
8   Approve NOK 244 Million Reduction in Share Capital via Share Cancellation    Mgmt    For    For    For
9   Authorize Share Repurchase Program    Mgmt    For    For    For
10   Reelect Tore Olaf Rimmereid, Jaan Ivar Semlitsch and Berit Svendsen as Directors; Elect Olaug Svarva as Chairman    Mgmt    For    For    For
11   Reelect Karl Moursund and Mette I. Wikborg as Members of the Nominating Committee; Elect Camilla Grieg as Chairman and Ingebret G. Hisdal as New Member    Mgmt    For    For    For
12   Approve Remuneration of Directors in the Amount of NOK 530,000 for Chairman, NOK 350,000 for Vice Chairman and NOK 350,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Nominating Committee    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Schneider Electric SE

 

Meeting Date:    04/24/2018    Country:    France    Primary Security ID:    F86921107
Record Date:    04/19/2018    Meeting Type:    Annual/Special    Ticker:    SU

 

Shares Voted:   128,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Losses and Dividends of EUR 2.20 per Share    Mgmt    For    For    For
4   Approve Agreement with Jean-Pascal Tricoire    Mgmt    For    Refer    Against
5   Approve Agreement with Emmanuel Babeau    Mgmt    For    Refer    Against
6   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
7   Approve Compensation of Jean Pascal Tricoire, Chairman and CEO    Mgmt    For    For    For
8   Approve Compensation of Emmanuel Babeau, Vice-CEO    Mgmt    For    For    For
9   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    For    For
10   Approve Remuneration Policy of Vice-CEO    Mgmt    For    For    For
11   Reelect Willy Kissling as Director    Mgmt    For    For    For
12   Reelect Linda Knoll as Director    Mgmt    For    For    For
13   Elect Fleur Pellerin as Director    Mgmt    For    For    For
14   Elect Anders Runevad as Director    Mgmt    For    For    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
16   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    For    For
  Ordinary Business    Mgmt         
18   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Shire plc

 

Meeting Date:    04/24/2018    Country:    Jersey    Primary Security ID:    G8124V108
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   62,985          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Re-elect Olivier Bohuon as Director    Mgmt    For    For    For
5   Re-elect Ian Clark as Director    Mgmt    For    For    For
6   Elect Thomas Dittrich as Director    Mgmt    For    For    For
7   Re-elect Gail Fosler as Director    Mgmt    For    For    For
8   Re-elect Steven Gillis as Director    Mgmt    For    For    For
9   Re-elect David Ginsburg as Director    Mgmt    For    For    For
10   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
11   Re-elect Sara Mathew as Director    Mgmt    For    For    For
12   Re-elect Flemming Ornskov as Director    Mgmt    For    For    For
13   Re-elect Albert Stroucken as Director    Mgmt    For    For    For
14   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Axa

 

Meeting Date:    04/25/2018    Country:    France    Primary Security ID:    F06106102
Record Date:    04/20/2018    Meeting Type:    Annual/Special    Ticker:    CS

 

Shares Voted:   406,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.26 per Share    Mgmt    For    For    For
4   Approve Compensation of Denis Duverne, Chairman of the Board    Mgmt    For    For    For
5   Approve Compensation of Thomas Buberl, CEO    Mgmt    For    For    For
6   Approve Remuneration Policy of Denis Duverne, Chairman of the Board    Mgmt    For    For    For
7   Approve Remuneration Policy of Thomas Buberl, CEO    Mgmt    For    For    For
8   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
9   Approve Severance Agreement with Thomas Buberl    Mgmt    For    Refer    For
10   Reelect Denis Duverne as Director    Mgmt    For    For    For
11   Reelect Thomas Buberl as Director    Mgmt    For    For    For
12   Reelect Andre Francois-Poncet as Director    Mgmt    For    For    For
13   Elect Patricia Barbizet as Director    Mgmt    For    For    For
14   Elect Rachel Duan as Director    Mgmt    For    For    For
15   Renew Appointment of PricewaterhouseCoopers Audit as Auditor    Mgmt    For    For    For
16   Appoint Patrice Morot as Alternate Auditor    Mgmt    For    For    For
17   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.9 Million    Mgmt    For    Refer    For
18   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
19   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
21   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
22   Amend Article 10 of Bylaws Re: Employee Representatives    Mgmt    For    For    For
23   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

British American Tobacco plc

 

Meeting Date:    04/25/2018    Country:    United Kingdom    Primary Security ID:    G1510J102
Record Date:    04/23/2018    Meeting Type:    Annual    Ticker:    BATS

 

Shares Voted:   184,439          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
4   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
5   Re-elect Richard Burrows as Director    Mgmt    For    For    For
6   Re-elect Nicandro Durante as Director    Mgmt    For    For    For
7   Re-elect Sue Farr as Director    Mgmt    For    For    For
8   Re-elect Dr Marion Helmes as Director    Mgmt    For    For    For
9   Re-elect Savio Kwan as Director    Mgmt    For    For    For
10   Re-elect Dimitri Panayotopoulos as Director    Mgmt    For    For    For
11   Re-elect Kieran Poynter as Director    Mgmt    For    For    For
12   Re-elect Ben Stevens as Director    Mgmt    For    For    For
13   Elect Luc Jobin as Director    Mgmt    For    For    For
14   Elect Holly Koeppel as Director    Mgmt    For    For    For
15   Elect Lionel Nowell, III as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

British American Tobacco plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

CRH plc

 

Meeting Date:    04/26/2018    Country:    Ireland    Primary Security ID:    G25508105
Record Date:    04/24/2018    Meeting Type:    Annual    Ticker:    CRG

 

Shares Voted:   384,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4a   Elect Richard Boucher as Director    Mgmt    For    For    For
4b   Re-elect Nicky Hartery as Director    Mgmt    For    For    For
4c   Re-elect Patrick Kennedy as Director    Mgmt    For    For    For
4d   Re-elect Donald McGovern Jr. as Director    Mgmt    For    For    For
4e   Re-elect Heather Ann McSharry as Director    Mgmt    For    For    For
4f   Re-elect Albert Manifold as Director    Mgmt    For    For    For
4g   Re-elect Senan Murphy as Director    Mgmt    For    For    For
4h   Re-elect Gillian Platt as Director    Mgmt    For    For    For
4i   Re-elect Lucinda Riches as Director    Mgmt    For    For    For
4j   Re-elect Henk Rottinghuis as Director    Mgmt    For    For    For
4k   Re-elect William Teuber Jr. as Director    Mgmt    For    For    For
5   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

CRH plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Reappoint Ernst & Young as Auditors    Mgmt    For    For    For
7   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
8   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
9   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
10   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
11   Authorise Reissuance of Treasury Shares    Mgmt    For    Refer    For
12   Approve Scrip Dividend    Mgmt    For    For    For
13   Amend Articles of Association    Mgmt    For    For    For

Danone

 

Meeting Date:    04/26/2018    Country:    France    Primary Security ID:    F12033134
Record Date:    04/23/2018    Meeting Type:    Annual/Special    Ticker:    BN

 

Shares Voted:   184,942          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.90 per Share    Mgmt    For    For    For
4   Approve Stock Dividend Program    Mgmt    For    For    For
5   Reelect Benoit Potier as Director    Mgmt    For    For    For
6   Reelect Virginia Stallings as Director    Mgmt    For    For    For
7   Reelect Serpil Timuray as Director    Mgmt    For    For    For
8   Elect Michel Landel as Director    Mgmt    For    For    For
9   Elect Cecile Cabanis as Director    Mgmt    For    For    For
10   Elect Guido Barilla as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Danone

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11   Approve Compensation of Franck Riboud, Chairman of the Board until Nov. 30, 2017    Mgmt    For    For    For
12   Approve Compensation of Emmanuel Faber, CEO until Nov. 30, 2017 and Chairman and CEO since Dec. 1, 2017    Mgmt    For    For    For
13   Approve Remuneration Policy of Executive Corporate Officers    Mgmt    For    For    For
14  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

 

Extraordinary Business

  

Mgmt

 

Mgmt

   For    For    For
15   Authorize Up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
16   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Suncor Energy Inc.

 

Meeting Date:    05/02/2018    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   350,753          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Patricia M. Bedient    Mgmt    For    For    For
1.2   Elect Director Mel E. Benson    Mgmt    For    For    For
1.3   Elect Director Jacynthe Cote    Mgmt    For    For    For
1.4   Elect Director Dominic D’Alessandro    Mgmt    For    For    For
1.5   Elect Director John D. Gass    Mgmt    For    For    For
1.6   Elect Director Dennis M. Houston    Mgmt    For    For    For
1.7   Elect Director Maureen McCaw    Mgmt    For    For    For
1.8   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.9   Elect Director Steven W. Williams    Mgmt    For    For    For
1.10   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

TENARIS SA

 

Meeting Date:    05/02/2018    Country:    Luxembourg    Primary Security ID:    L90272102
Record Date:    04/18/2018    Meeting Type:    Annual/Special    Ticker:    TEN

 

Shares Voted:   195,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Annual Meeting Agenda    Mgmt         
1   Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Financial Statements    Mgmt    For    For    For
4   Approve Allocation of Income and Dividends    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Elect Directors (Bundled)    Mgmt    For    Refer    For
7   Approve Remuneration of Directors    Mgmt    For    For    For
8   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
9   Allow Electronic Distribution of Company Documents to Shareholders    Mgmt    For    Refer    For
  Special Meeting Agenda    Mgmt         
1   Amend Article 11 Re: Audit Committee    Mgmt    For    For    For
2   Amend Article 15 Re: Date and Place of Annual General Meeting    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

TENARIS SA

 

Meeting Date:    05/02/2018    Country:    Luxembourg    Primary Security ID:    L90272102
Record Date:    04/18/2018    Meeting Type:    Annual/Special    Ticker:    TEN

 

Shares Voted:   627,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Financial Statements    Mgmt    For    For    For
4   Approve Allocation of Income and Dividends    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Elect Directors (Bundled)    Mgmt    For    Refer    For
7   Approve Remuneration of Directors    Mgmt    For    For    For
8   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
9   Allow Electronic Distribution of Company Documents to Shareholders    Mgmt    For    Refer    For
  Special Meeting Agenda    Mgmt         
1   Amend Article 11 Re: Audit Committee    Mgmt    For    For    For
2   Amend Article 15 Re: Date and Place of Annual General Meeting    Mgmt    For    For    For

Unilever PLC

 

Meeting Date:    05/02/2018    Country:    United Kingdom    Primary Security ID:    G92087165
Record Date:    04/30/2018    Meeting Type:    Annual    Ticker:    ULVR

 

Shares Voted:   208,347          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Re-elect Nils Andersen as Director    Mgmt    For    For    For
5   Re-elect Laura Cha as Director    Mgmt    For    For    For
6   Re-elect Vittorio Colao as Director    Mgmt    For    For    For
7   Re-elect Dr Marijn Dekkers as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Unilever PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Re-elect Dr Judith Hartmann as Director    Mgmt    For    For    For
9   Re-elect Mary Ma as Director    Mgmt    For    For    For
10   Re-elect Strive Masiyiwa as Director    Mgmt    For    For    For
11   Re-elect Youngme Moon as Director    Mgmt    For    For    For
12   Re-elect Graeme Pitkethly as Director    Mgmt    For    For    For
13   Re-elect Paul Polman as Director    Mgmt    For    For    For
14   Re-elect John Rishton as Director    Mgmt    For    For    For
15   Re-elect Feike Sijbesma as Director    Mgmt    For    For    For
16   Elect Andrea Jung as Director    Mgmt    For    For    For
17   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
18   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
23   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
24   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Reckitt Benckiser Group plc

 

Meeting Date:    05/03/2018    Country:    United Kingdom    Primary Security ID:    G74079107
Record Date:    05/01/2018    Meeting Type:    Annual    Ticker:    RB.

 

Shares Voted:   113,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Reckitt Benckiser Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Nicandro Durante as Director    Mgmt    For    For    For
5   Re-elect Mary Harris as Director    Mgmt    For    For    For
6   Re-elect Adrian Hennah as Director    Mgmt    For    For    For
7   Re-elect Rakesh Kapoor as Director    Mgmt    For    For    For
8   Re-elect Pamela Kirby as Director    Mgmt    For    For    For
9   Re-elect Andre Lacroix as Director    Mgmt    For    For    For
10   Re-elect Chris Sinclair as Director    Mgmt    For    For    For
11   Re-elect Warren Tucker as Director    Mgmt    For    For    For
12   Appoint KPMG LLP as Auditors    Mgmt    For    For    For
13   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Seven Generations Energy Ltd.

 

Meeting Date:    05/03/2018    Country:    Canada    Primary Security ID:    81783Q105
Record Date:    03/13/2018    Meeting Type:    Annual    Ticker:    VII

 

Shares Voted:   717,589          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Fix Number of Directors at Eleven    Mgmt    For    Refer    For
2.1   Elect Director Kent Jespersen    Mgmt    For    For    For
2.2   Elect Director Marty Proctor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Seven Generations Energy Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.3   Elect Director Kevin Brown    Mgmt    For    For    For
2.4   Elect Director Avik Dey    Mgmt    For    For    For
2.5   Elect Director Harvey Doerr    Mgmt    For    For    For
2.6   Elect Director Paul Hand    Mgmt    For    For    For
2.7   Elect Director Dale Hohm    Mgmt    For    For    For
2.8   Elect Director Bill McAdam    Mgmt    For    For    For
2.9   Elect Director Kaush Rakhit    Mgmt    For    For    For
2.10   Elect Director Jackie Sheppard    Mgmt    For    For    For
2.11   Elect Director Jeff van Steenbergen    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

UBS GROUP AG

 

Meeting Date:    05/03/2018    Country:    Switzerland    Primary Security ID:    H42097107
Record Date:       Meeting Type:    Annual    Ticker:    UBSG

 

Shares Voted:   654,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report (Non-Binding)    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of CHF 0.65 per Share from Capital Contribution Reserves    Mgmt    For    For    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4   Approve Variable Remuneration of Executive Committee in the Amount of CHF 74.2 Million    Mgmt    For    For    For
5   Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 31.5 Million    Mgmt    For    For    For
6.1a   Reelect Axel Weber as Director and Board Chairman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

UBS GROUP AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.1b   Reelect Michel Demare as Director    Mgmt    For    For    For
6.1c   Reelect David Sidwell as Director    Mgmt    For    For    For
6.1d   Reelect Reto Francioni as Director    Mgmt    For    For    For
6.1e   Reelect Ann Godbehere as Director    Mgmt    For    For    For
6.1f   Reelect Julie Richardson as Director    Mgmt    For    For    For
6.1g   Reelect Isabelle Romy as Director    Mgmt    For    For    For
6.1h   Reelect Robert Scully as Director    Mgmt    For    For    For
6.1i   Reelect Beatrice Weder di Mauro as Director    Mgmt    For    For    For
6.1j   Reelect Dieter Wemmer as Director    Mgmt    For    For    For
6.2.1   Elect Jeremy Anderson as Director    Mgmt    For    For    For
6.2.2   Elect Fred Hu as Director    Mgmt    For    For    For
6.3.1   Reappoint Ann Godbehere as Member of the Compensation Committee    Mgmt    For    For    For
6.3.2   Reappoint Michel Demare as Member of the Compensation Committee    Mgmt    For    For    For
6.3.3   Appoint Julie Richardson as Member of the Compensation Committee    Mgmt    For    For    For
6.3.4   Appoint Dieter Wemmer as Member of the Compensation Committee    Mgmt    For    For    For
7   Approve Maximum Remuneration of Board of Directors in the Amount of CHF 14.5 Million    Mgmt    For    Refer    For
8.1   Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy    Mgmt    For    For    For
8.2   Ratify Ernst & Young AG as Auditors    Mgmt    For    For    For
8.3   Ratify BDO AG as Special Auditor    Mgmt    For    For    For
9   Transact Other Business (Voting)    Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Orange

 

Meeting Date:    05/04/2018    Country:    France    Primary Security ID:    F6866T100
Record Date:    04/30/2018    Meeting Type:    Annual/Special    Ticker:    ORA

 

Shares Voted:   1,050,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 0.65 per Share    Mgmt    For    For    For
4   Acknowledge Auditors’ Special Report on Related-Party Transactions Regarding the Absence of New Transactions    Mgmt    For    Refer    For
5   Reelect Stephane Richard as Director    Mgmt    For    Refer    Against
6   Ratify Appointment of Christel Heydemann as Director    Mgmt    For    For    For
7   Elect Luc Marino, with Philippe Charry as Substitute, as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    For
8   Elect Babacar Sarr, with Wahib Kaddou as Substitute, as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    Against
9   Elect Marie Russo, with Yves Terrail as Substitute, as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    Against
10   Approve Compensation of Stephane Richard, Chairman and CEO    Mgmt    For    For    For
11   Approve Compensation of Ramon Fernandez, Vice-CEO    Mgmt    For    For    For
12   Approve Compensation of Pierre Louette, Vice-CEO    Mgmt    For    For    For
13   Approve Compensation of Gervais Pellissier, Vice-CEO    Mgmt    For    For    For
14   Approve Remuneration Policy of the Chairman and CEO    Mgmt    For    For    For
15   Approve Remuneration Policy of Vice-CEOs    Mgmt    For    For    For
16   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
17   Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Orange

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
19   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
20   Amend Article 13 of Bylaws Re: Employee Representatives    Mgmt    For    For    For
21   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For
  Shareholder Proposals Submitted by FCPE Cap Orange    Mgmt         
A   Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.55 per Share    SH    Against    Refer    Against
B   Approve Stock Dividend Program Re: Dividend Balance    SH    Against    Refer    Against
C   Approve Stock Dividend Program Re: Whole Dividend    SH    Against    Refer    Against
D   Amend Article 13 of Bylaws Re: Overboarding of Directors    SH    Against    Refer    Against

Acs, Actividades de Construccion y Servicios S.A

 

Meeting Date:    05/07/2018    Country:    Spain    Primary Security ID:    E7813W163
Record Date:    05/02/2018    Meeting Type:    Annual    Ticker:    ACS

 

Shares Voted:   228,603          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
1.2   Approve Allocation of Income    Mgmt    For    For    For
2   Advisory Vote on Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Approve Discharge of Board    Mgmt    For    For    For
5   Renew Appointment of Deloitte as Auditor    Mgmt    For    For    For
6   Receive Amendments to Board of Directors Regulations    Mgmt         
7   Authorize Capitalization of Reserves for Scrip Dividends and Approve Reduction in Share Capital via Amortization of Treasury Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Acs, Actividades de Construccion y Servicios S.A

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares    Mgmt    For    For    For
9   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Han’s Laser Technology Industry Group Co., Ltd.

 

Meeting Date:    05/07/2018    Country:    China    Primary Security ID:    Y3063F107
Record Date:    05/02/2018    Meeting Type:    Annual    Ticker:    002008

 

Shares Voted:   793,116          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Report of the Board of Directors    Mgmt    For    For    For
2   Approve Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve Annual Report and Summary    Mgmt    For    For    For
4   Approve Financial Statements    Mgmt    For    For    For
5   Approve Profit Distribution    Mgmt    For    For    For
6   Approve External Guarantee Provision    Mgmt    For    Refer    Against
7   Approve Use of Own Funds to Invest in Financial Products    Mgmt    For    Refer    Against
8   Approve 2018 Appointment of Auditor    Mgmt    For    For    For

ArcelorMittal

 

Meeting Date:    05/09/2018    Country:    Luxembourg    Primary Security ID:    L0302D210
Record Date:    04/25/2018    Meeting Type:    Annual    Ticker:    MT

 

Shares Voted:   242,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Receive Board’s and Auditor’s Reports    Mgmt         
I   Approve Consolidated Financial Statements    Mgmt    For    For    For
II   Approve Financial Statements    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

ArcelorMittal

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

III   Approve Allocation of Income and Dividends of USD 0.10 Per Share    Mgmt    For    For    For
IV   Approve Remuneration of Directors    Mgmt    For    Refer    For
V   Approve Discharge of Directors    Mgmt    For    For    For
VI   Reelect Karyn Ovelmen as Director    Mgmt    For    For    For
VII   Reelect Tye Burt as Director    Mgmt    For    For    For
VIII   Ratify Deloitte as Auditor    Mgmt    For    For    For
IX   Approve Share Plan Grant Under the Performance Share Unit Plan    Mgmt    For    For    For

Standard Chartered PLC

 

Meeting Date:    05/09/2018    Country:    United Kingdom    Primary Security ID:    G84228157
Record Date:    05/04/2018    Meeting Type:    Annual    Ticker:    STAN

 

Shares Voted:   1,261,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Elect Dr Ngozi Okonjo-Iweala as Director    Mgmt    For    For    For
5   Re-elect Om Bhatt as Director    Mgmt    For    For    For
6   Re-elect Dr Louis Cheung as Director    Mgmt    For    For    For
7   Re-elect David Conner as Director    Mgmt    For    For    For
8   Re-elect Dr Byron Grote as Director    Mgmt    For    For    For
9   Re-elect Andy Halford as Director    Mgmt    For    For    For
10   Re-elect Dr Han Seung-soo as Director    Mgmt    For    For    For
11   Re-elect Christine Hodgson as Director    Mgmt    For    For    For
12   Re-elect Gay Huey Evans as Director    Mgmt    For    For    For
13   Re-elect Naguib Kheraj as Director    Mgmt    For    For    For
14   Re-elect Jose Vinals as Director    Mgmt    For    For    For
15   Re-elect Jasmine Whitbread as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Standard Chartered PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16   Re-elect Bill Winters as Director    Mgmt    For    For    For
17   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
18   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 26    Mgmt    For    For    For
22   Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities    Mgmt    For    For    For
23   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
24   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
25   Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities    Mgmt    For    For    For
26   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
27   Authorise Market Purchase of Preference Shares    Mgmt    For    For    For
28   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

BAE Systems plc

 

Meeting Date:    05/10/2018    Country:    United Kingdom    Primary Security ID:    G06940103
Record Date:    05/08/2018    Meeting Type:    Annual    Ticker:    BA.

 

Shares Voted:   1,033,605          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

BAE Systems plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Re-elect Sir Roger Carr as Director    Mgmt    For    For    For
5   Re-elect Elizabeth Corley as Director    Mgmt    For    For    For
6   Re-elect Jerry DeMuro as Director    Mgmt    For    For    For
7   Re-elect Harriet Green as Director    Mgmt    For    For    For
8   Re-elect Christopher Grigg as Director    Mgmt    For    For    For
9   Re-elect Peter Lynas as Director    Mgmt    For    For    For
10   Re-elect Paula Reynolds as Director    Mgmt    For    For    For
11   Re-elect Nicholas Rose as Director    Mgmt    For    For    For
12   Re-elect Ian Tyler as Director    Mgmt    For    For    For
13   Re-elect Charles Woodburn as Director    Mgmt    For    For    For
14   Elect Revathi Advaithi as Director    Mgmt    For    For    For
15   Appoint Deloitte LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Magna International Inc.

 

Meeting Date:    05/10/2018    Country:    Canada    Primary Security ID:    559222401
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    MG

 

Shares Voted:   273,959          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Scott B. Bonham    Mgmt    For    For    For
1.2   Elect Director Peter G. Bowie    Mgmt    For    For    For
1.3   Elect Director Mary S. Chan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Magna International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Kurt J. Lauk    Mgmt    For    For    For
1.5   Elect Director Robert F. MacLellan    Mgmt    For    For    For
1.6   Elect Director Cynthia A. Niekamp    Mgmt    For    For    For
1.7   Elect Director William A. Ruh    Mgmt    For    For    For
1.8   Elect Director Indira V. Samarasekera    Mgmt    For    For    For
1.9   Elect Director Donald J. Walker    Mgmt    For    For    For
1.10   Elect Director Lawrence D. Worrall    Mgmt    For    For    For
1.11   Elect Director William L. Young    Mgmt    For    For    For
2   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

China Unicom (Hong Kong) Ltd

 

Meeting Date:    05/11/2018    Country:    Hong Kong    Primary Security ID:    Y1519S111
Record Date:    05/04/2018    Meeting Type:    Annual    Ticker:    762

 

Shares Voted:   7,418,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3.1a   Elect Li Fushen as Director    Mgmt    For    For    For
3.1b   Elect Chung Shui Ming Timpson as Director    Mgmt    For    For    For
3.1c   Elect Law Fan Chiu Fun Fanny as Director    Mgmt    For    For    For
3.2   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4   Approve KPMG and KPMG Huazhen LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
6   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Oil Search Ltd.

 

Meeting Date:    05/11/2018    Country:    Papua New Guinea    Primary Security ID:    Y64695110
Record Date:    05/09/2018    Meeting Type:    Annual    Ticker:    OSH

 

Shares Voted:   1,444,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business of the Meeting    Mgmt         
2   Elect Richard (Rick) Lee as Director    Mgmt    For    For    For
3   Elect Eileen Doyle as Director    Mgmt    For    For    For
4   Elect Susan Cunningham as Director    Mgmt    For    For    For
5   Elect Bakheet Al Katheeri as Director    Mgmt    For    For    For
6   Appoint Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
  Special Business of the Meeting    Mgmt         
1   Approve Grant of Performance Rights to Peter Botten    Mgmt    For    For    For
2   Approve Grant of Restricted Shares to Peter Botten    Mgmt    For    For    For
3   Approve Grant of Share Rights to Peter Botten    Mgmt    For    For    For

ArcelorMittal

 

Meeting Date:    05/16/2018    Country:    Luxembourg    Primary Security ID:    L0302D210
Record Date:    05/02/2018    Meeting Type:    Special    Ticker:    MT

 

Shares Voted:   264,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting Agenda    Mgmt         
1   Approve Change of Currency of the Share Capital from EUR to USD and Amend Articles 5.1 and 5.2 and the Second Paragraph of Article 17    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Deutsche Boerse AG

 

Meeting Date:    05/16/2018    Country:    Germany    Primary Security ID:    D1882G119
Record Date:       Meeting Type:    Annual    Ticker:    DB1

 

Shares Voted:   83,473          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 2.45 per Share    Mgmt    For    For    For
3.1   Approve Discharge of Management Board Chairman Carsten Kengeter for Fiscal 2017    Mgmt    For    For    For
3.2   Approve Discharge of Management Board Vice-Chairman Andreas Preuss for Fiscal 2017    Mgmt    For    For    For
3.3   Approve Discharge of Management Board Member Gregor Pottmeyer for Fiscal 2017    Mgmt    For    For    For
3.4   Approve Discharge of Management Board Member Hauke Stars for Fiscal 2017    Mgmt    For    For    For
3.5   Approve Discharge of Management Board Member Jeffrey Tessler for Fiscal 2017    Mgmt    For    For    For
4.1   Approve Discharge of Supervisory Board Chairman Joachim Faber for Fiscal 2017    Mgmt    For    For    For
4.2   Approve Discharge of Supervisory Board Vice-Chairman Richard Berliand for Fiscal 2017    Mgmt    For    For    For
4.3   Approve Discharge of Supervisory Board Member Ann-Kristin Achleitner for Fiscal 2017    Mgmt    For    For    For
4.4   Approve Discharge of Supervisory Board Member Karl-Heinz Floether for Fiscal 2017    Mgmt    For    For    For
4.5   Approve Discharge of Supervisory Board Member Marion Fornoff for Fiscal 2017    Mgmt    For    For    For
4.6   Approve Discharge of Supervisory Board Member Hans-Peter Gabe for Fiscal 2017    Mgmt    For    For    For
4.7   Approve Discharge of Supervisory Board Member Craig Heimark for Fiscal 2017    Mgmt    For    For    For
4.8   Approve Discharge of Supervisory Board Member Monica Maechler for Fiscal 2017    Mgmt    For    For    For
4.9   Approve Discharge of Supervisory Board Member Erhard Schipporeit for Fiscal 2017    Mgmt    For    For    For
4.10   Approve Discharge of Supervisory Board Member Jutta Stuhlfauth for Fiscal 2017    Mgmt    For    For    For
4.11   Approve Discharge of Supervisory Board Member Johannes Witt for Fiscal 2017    Mgmt    For    For    For
4.12   Approve Discharge of Supervisory Board Member Amy Yok Tak Yip for Fiscal 2017    Mgmt    For    For    For
5   Approve Increase in Size of Supervisory Board to Sixteen Members    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Deutsche Boerse AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.1   Elect Richard Berliand to the Supervisory Board    Mgmt    For    For    For
6.2   Elect Joachim Faber to the Supervisory Board    Mgmt    For    For    For
6.3   Elect Karl-Heinz Floether to the Supervisory Board    Mgmt    For    For    For
6.4   Elect Barbara Lambert to the Supervisory Board    Mgmt    For    For    For
6.5   Elect Amy Yok Tak Yip to the Supervisory Board    Mgmt    For    For    For
6.6   Elect Ann-Kristin Achleitner to the Supervisory Board    Mgmt    For    For    For
6.7   Elect Martin Jetter to the Supervisory Board    Mgmt    For    For    For
6.8   Elect Joachim Nagel to the Supervisory Board    Mgmt    For    For    For
7   Ratify KPMG AG as Auditors for Fiscal 2018    Mgmt    For    For    For

Fresenius Medical Care AG & Co. KGAA

 

Meeting Date:    05/17/2018    Country:    Germany    Primary Security ID:    D2734Z107
Record Date:    04/25/2018    Meeting Type:    Annual    Ticker:    FME

 

Shares Voted:   117,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 1.06 per Share    Mgmt    For    Against    Against
3   Approve Discharge of Personally Liable Partner for Fiscal 2017    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2017    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2018    Mgmt    For    For    For
6   Amend Articles of Association    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Prudential plc

 

Meeting Date:    05/17/2018    Country:    United Kingdom    Primary Security ID:    G72899100
Record Date:    05/15/2018    Meeting Type:    Annual    Ticker:    PRU

 

Shares Voted:   338,795          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Elect Mark Fitzpatrick as Director    Mgmt    For    For    For
4   Elect James Turner as Director    Mgmt    For    For    For
5   Elect Thomas Watjen as Director    Mgmt    For    For    For
6   Re-elect Sir Howard Davies as Director    Mgmt    For    For    For
7   Re-elect John Foley as Director    Mgmt    For    For    For
8   Re-elect David Law as Director    Mgmt    For    For    For
9   Re-elect Paul Manduca as Director    Mgmt    For    For    For
10   Re-elect Kaikhushru Nargolwala as Director    Mgmt    For    For    For
11   Re-elect Nicolaos Nicandrou as Director    Mgmt    For    For    For
12   Re-elect Anthony Nightingale as Director    Mgmt    For    For    For
13   Re-elect Philip Remnant as Director    Mgmt    For    For    For
14   Re-elect Anne Richards as Director    Mgmt    For    For    For
15   Re-elect Alice Schroeder as Director    Mgmt    For    For    For
16   Re-elect Barry Stowe as Director    Mgmt    For    For    For
17   Re-elect Lord Turner as Director    Mgmt    For    For    For
18   Re-elect Michael Wells as Director    Mgmt    For    For    For
19   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
20   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
21   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
22   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares    Mgmt    For    For    For
24   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
25   Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Prudential plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

26   Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities    Mgmt    For    For    For
27   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
28   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
29   Adopt New Articles of Association    Mgmt    For    Refer    For

SAP SE

 

Meeting Date:    05/17/2018    Country:    Germany    Primary Security ID:    D66992104
Record Date:    04/25/2018    Meeting Type:    Annual    Ticker:    SAP

 

Shares Voted:   131,987          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 1.40 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2017    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2017    Mgmt    For    For    For
5   Approve Remuneration System for Management Board Members    Mgmt    For    For    For
6   Ratify KPMG AG as Auditors for Fiscal 2018    Mgmt    For    For    For
7.1   Elect Aicha Evans to the Supervisory Board    Mgmt    For    For    For
7.2   Elect Friederike Rotsch to the Supervisory Board    Mgmt    For    For    For
7.3   Elect Gerhard Oswald to the Supervisory Board    Mgmt    For    For    For
7.4   Elect Diane Greene to the Supervisory Board    Mgmt    For    For    For
8   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
9   Amend Articles Re: Supervisory Board Term    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

AIA Group Ltd.

 

Meeting Date:    05/18/2018    Country:    Hong Kong    Primary Security ID:    Y002A1105
Record Date:    05/14/2018    Meeting Type:    Annual    Ticker:    1299

 

Shares Voted:   1,355,800          

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Final Dividend    Mgmt    For    For    For
3    Elect Ng Keng Hooi as Director    Mgmt    For    For    For
4    Elect Cesar Velasquez Purisima as Director    Mgmt    For    For    For
5    Elect Lawrence Juen-Yee Lau as Director    Mgmt    For    For    For
6    Elect Chung-Kong Chow as Director    Mgmt    For    For    For
7    Elect John Barrie Harrison as Director    Mgmt    For    For    For
8    Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
9A    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
9B    Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
9C    Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme    Mgmt    For    For    For

Fresenius SE & Co KGaA

 

Meeting Date:    05/18/2018    Country:    Germany    Primary Security ID:    D27348263
Record Date:    04/26/2018    Meeting Type:    Annual    Ticker:    FRE

 

Shares Voted:   117,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 0.75 per Share    Mgmt    For    Against    Against
3   Approve Discharge of Personally Liable Partner for Fiscal 2017    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2017    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Fresenius SE & Co KGaA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Ratify KPMG AG as Auditors for Fiscal 2018    Mgmt    For    For    For
6   Approve Remuneration System for Management Board Members of the Personally Liable Partner    Mgmt    For    For    For
7   Approve Creation of EUR 125 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
8   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion; Approve Creation of EUR 49 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
9   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
10   Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For

Royal Dutch Shell plc

 

Meeting Date:    05/22/2018    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    05/18/2018    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   290,572          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    Against
3   Elect Ann Godbehere as Director    Mgmt    For    For    For
4   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
5   Re-elect Euleen Goh as Director    Mgmt    For    For    For
6   Re-elect Charles Holliday as Director    Mgmt    For    For    For
7   Re-elect Catherine Hughes as Director    Mgmt    For    For    For
8   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
9   Re-elect Roberto Setubal as Director    Mgmt    For    For    For
10   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
12   Re-elect Jessica Uhl as Director    Mgmt    For    For    For
13   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
14   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
19   Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions    SH    Against    Refer    Against

Royal Dutch Shell plc

 

Meeting Date:    05/22/2018    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    04/12/2018    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   69,193          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    Against
3   Elect Ann Godbehere as Director    Mgmt    For    For    For
4   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
5   Re-elect Euleen Goh as Director    Mgmt    For    For    For
6   Re-elect Charles Holliday as Director    Mgmt    For    For    For
7   Re-elect Catherine Hughes as Director    Mgmt    For    For    For
8   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
9   Re-elect Roberto Setubal as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
11   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
12   Re-elect Jessica Uhl as Director    Mgmt    For    For    For
13   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
14   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
19   Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions    SH    Against    Refer    Against

Ferguson PLC

 

Meeting Date:    05/23/2018    Country:    United Kingdom    Primary Security ID:    G3408R105
Record Date:    05/21/2018    Meeting Type:    Special    Ticker:    FERG

 

Shares Voted:   172,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Special Dividend and Share Consolidation    Mgmt    For    Refer    For
2   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Societe Generale

 

Meeting Date:    05/23/2018    Country:    France    Primary Security ID:    F43638141
Record Date:    05/18/2018    Meeting Type:    Annual/Special    Ticker:    GLE

 

Shares Voted:   211,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.20 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
5   Approve Remuneration Policy of Chairman of the Board    Mgmt    For    For    For
6   Approve Remuneration Policy of CEO and Vice CEOs    Mgmt    For    For    For
7   Approve Compensation of Lorenzo Bini Smaghi, Chairman of the Board    Mgmt    For    For    For
8   Approve Compensation of Frederic Oudea, CEO    Mgmt    For    For    For
9   Approve Compensation of Severin Cabannes, Vice-CEO    Mgmt    For    For    For
10   Approve Compensation of Bernardo Sanchez Incera, Vice-CEO    Mgmt    For    For    For
11   Approve Compensation of Didier Valet, Vice-CEO    Mgmt    For    For    For
12   Approve the Aggregate Remuneration Granted in 2017 to Certain Senior Management, Responsible Officers and Risk-Takers    Mgmt    For    For    For
13   Reelect Lorenzo Bini Smaghi as Director    Mgmt    For    For    For
14   Elect Jerome Contamine as Director    Mgmt    For    For    For
15   Elect Diane Cote as Director    Mgmt    For    For    For
16   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.7 Million    Mgmt    For    Refer    For
17   Renew Appointment of Ernst and Young et Autres as Auditor    Mgmt    For    For    For
18   Renew Appointment of Deloitte and Associes as Auditor    Mgmt    For    For    For
19   Authorize Repurchase of Up to 5 Percent of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Societe Generale

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Extraordinary Business    Mgmt         
20   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 333.2 Million and/or Capitalization of Reserves of up to EUR 550 Million    Mgmt    For    For    For
21   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100.98 Million    Mgmt    For    For    For
22   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
23   Authorize Issuance of Convertible Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Amount of EUR 100.98 Million    Mgmt    For    For    For
24   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
25   Authorize up to 1.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Regulated Persons    Mgmt    For    For    For
26   Authorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plans Reserved forEmployees Excluding Regulated Persons    Mgmt    For    For    For
27   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
28   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Bayer AG

 

Meeting Date:    05/25/2018    Country:    Germany    Primary Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

Shares Voted:   128,440          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2017    Mgmt    For    For    For
2   Approve Discharge of Management Board for Fiscal 2017    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Bayer AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Discharge of Supervisory Board for Fiscal 2017    Mgmt    For    For    For
4   Elect Norbert Winkeljohann to the Supervisory Board    Mgmt    For    For    For
5   Ratify Deloitte GmbH as Auditors for Fiscal 2018    Mgmt    For    For    For

Total SA

 

Meeting Date:    06/01/2018    Country:    France    Primary Security ID:    F92124100
Record Date:    05/29/2018    Meeting Type:    Annual/Special    Ticker:    FP

 

Shares Voted:   459,620          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.48 per Share    Mgmt    For    For    For
4   Approve Stock Dividend Program (Cash or New Shares)    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Reelect Patrick Pouyanne as Director    Mgmt    For    Refer    Against
7   Reelect Patrick Artus as Director    Mgmt    For    For    For
8   Reelect Anne-Marie Idrac as Director    Mgmt    For    For    For
9   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
10   Approve Agreements with Patrick Pouyanne    Mgmt    For    Refer    For
11   Approve Compensation of Chairman and CEO    Mgmt    For    For    For
12   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    For    For
  Extraordinary Business    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion    Mgmt    For    For    For
14   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 625 Million    Mgmt    For    For    For
15   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 625 Million    Mgmt    For    Refer    For
16   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
17   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
18   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
19   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
  Shareholder Proposals Submitted by UES Amont Total Workers’ Council    Mgmt         
A   Amend Article 11 of Bylaws to Comply with Legal Changes Re: Employee Representatives    SH    Against    Refer    Against

Wuliangye Yibin Co., Ltd.

 

Meeting Date:    06/08/2018    Country:    China    Primary Security ID:    Y9718N106
Record Date:    06/01/2018    Meeting Type:    Annual    Ticker:    000858

 

Shares Voted:   986,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Annual Report    Mgmt    For    For    For
2   Approve Report of the Board of Directors    Mgmt    For    For    For
3   Approve Report of the Board of Supervisors    Mgmt    For    For    For
4   Approve Financial Statements    Mgmt    For    For    For
5   Approve Profit Distribution    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Wuliangye Yibin Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Approve Budget Report    Mgmt    For    For    For
7   Approve 2018 Daily Related-party Transactions    Mgmt    For    Refer    For
8   Approve Appointment of Auditor    Mgmt    For    For    For
9   Amend Articles of Association Regarding Party Committee    Mgmt    For    Refer    Against

MediaTek Inc.

 

Meeting Date:    06/15/2018    Country:    Taiwan    Primary Security ID:    Y5945U103
Record Date:    04/16/2018    Meeting Type:    Annual    Ticker:    2454

 

Shares Voted:   972,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Business Operations Report and Financial Statements    Mgmt    For    For    For
2   Approve Plan on Profit Distribution    Mgmt    For    For    For
3   Approve Cash Distribution from Capital Reserve    Mgmt    For    For    For
4   Amend Procedures for Endorsement and Guarantees    Mgmt    For    Refer    Against
5   Approve Issuance of Restricted Stocks    Mgmt    For    Refer    For
  ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt         
6.1   Elect MING-KAI TSAI, with SHAREHOLDER NO.1 as Non-independent Director    Mgmt    For    For    For
6.2   Elect RICK TSAI, with SHAREHOLDER NO.374487 as Non-independent Director    Mgmt    For    For    For
6.3   Elect CHING-JIANG HSIEH, with SHAREHOLDER NO.11 as Non-independent Director    Mgmt    For    For    For
6.4   Elect CHENG-YAW SUN, with SHAREHOLDER NO.109274 as Non-independent Director    Mgmt    For    For    For
6.5   Elect KENNETH KIN, with SHAREHOLDER NO.F102831XXX as Non-independent Director    Mgmt    For    For    For
6.6   Elect WAYNE LIANG, with SHAREHOLDER NO.295186 as Non-independent Director    Mgmt    For    For    For
6.7   Elect CHUNG-YU WU, with SHAREHOLDER NO.1512 as Independent Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

MediaTek Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.8   Elect PENG-HENG CHANG, with SHAREHOLDER NO.A102501XXX as Independent Director    Mgmt    For    For    For
6.9   Elect MING-JE TANG, with SHAREHOLDER NO.A100065XXX as Independent Director    Mgmt    For    For    For
7   Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives    Mgmt    For    For    For

MercadoLibre, Inc.

 

Meeting Date:    06/15/2018    Country:    USA    Primary Security ID:    58733R102
Record Date:    04/19/2018    Meeting Type:    Annual    Ticker:    MELI

 

Shares Voted:   22,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Nicolas Galperin    Mgmt    For    For    For
1.2   Elect Director Meyer ‘Micky’ Malka Rais    Mgmt    For    For    For
1.3   Elect Director Javier Olivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Co. S.A. as Auditors    Mgmt    For    For    For

Komatsu Ltd.

 

Meeting Date:    06/19/2018    Country:    Japan    Primary Security ID:    J35759125
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    6301

 

Shares Voted:   243,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 48    Mgmt    For    For    For
2.1   Elect Director Noji, Kunio    Mgmt    For    For    For
2.2   Elect Director Ohashi, Tetsuji    Mgmt    For    For    For
2.3   Elect Director Fujitsuka, Mikio    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Komatsu Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.4   Elect Director Oku, Masayuki    Mgmt    For    For    For
2.5   Elect Director Yabunaka, Mitoji    Mgmt    For    For    For
2.6   Elect Director Kigawa, Makoto    Mgmt    For    For    For
2.7   Elect Director Ogawa, Hiroyuki    Mgmt    For    For    For
2.8   Elect Director Urano, Kuniko    Mgmt    For    For    For
3   Appoint Statutory Auditor Yamaguchi, Hirohide    Mgmt    For    For    For
4   Approve Annual Bonus    Mgmt    For    For    For
5   Approve Compensation Ceilings for Directors and Statutory Auditors    Mgmt    For    For    For
6   Approve Equity Compensation Plan    Mgmt    For    For    For

Tokyo Electron Ltd.

 

Meeting Date:    06/19/2018    Country:    Japan    Primary Security ID:    J86957115
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    8035

 

Shares Voted:   45,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Tsuneishi, Tetsuo    Mgmt    For    For    For
1.2   Elect Director Kawai, Toshiki    Mgmt    For    For    For
1.3   Elect Director Kitayama, Hirofumi    Mgmt    For    For    For
1.4   Elect Director Akimoto, Masami    Mgmt    For    For    For
1.5   Elect Director Hori, Tetsuro    Mgmt    For    For    For
1.6   Elect Director Sasaki, Sadao    Mgmt    For    For    For
1.7   Elect Director Nagakubo, Tatsuya    Mgmt    For    For    For
1.8   Elect Director Sunohara, Kiyoshi    Mgmt    For    For    For
1.9   Elect Director Higashi, Tetsuro    Mgmt    For    For    For
1.10   Elect Director Inoue, Hiroshi    Mgmt    For    For    For
1.11   Elect Director Charles D Lake II    Mgmt    For    For    For
1.12   Elect Director Sasaki, Michio    Mgmt    For    For    For
2   Approve Annual Bonus    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Tokyo Electron Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For
4   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For
5   Approve Trust-Type Equity Compensation Plan    Mgmt    For    Refer    For

CALBEE, Inc.

 

Meeting Date:    06/20/2018    Country:    Japan    Primary Security ID:    J05190103
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    2229

 

Shares Voted:   269,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 42    Mgmt    For    For    For
2.1   Elect Director Ito, Shuji    Mgmt    For    For    For
2.2   Elect Director Mogi, Yuzaburo    Mgmt    For    For    For
2.3   Elect Director Takahara, Takahisa    Mgmt    For    For    For
2.4   Elect Director Fukushima, Atsuko    Mgmt    For    For    For
2.5   Elect Director Miyauchi, Yoshihiko    Mgmt    For    For    For
2.6   Elect Director Weiwei Yao    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Ishida, Tadashi    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Demura, Taizo    Mgmt    For    Refer    For
4   Appoint Alternate Statutory Auditor Mataichi, Yoshio    Mgmt    For    Refer    For
5   Approve Annual Bonus    Mgmt    For    Refer    For
6   Approve Director Retirement Bonus    Mgmt    For    Against    For
7   Approve Statutory Auditor Retirement Bonus    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

SoftBank Group Corp.

 

Meeting Date:    06/20/2018    Country:    Japan    Primary Security ID:    J75963108
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    9984

 

Shares Voted:   152,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, With a Final Dividend of JPY 22    Mgmt    For    For    For
2.1   Elect Director Son, Masayoshi    Mgmt    For    For    For
2.2   Elect Director Ronald Fisher    Mgmt    For    For    For
2.3   Elect Director Marcelo Claure    Mgmt    For    For    For
2.4   Elect Director Rajeev Misra    Mgmt    For    For    For
2.5   Elect Director Miyauchi, Ken    Mgmt    For    For    For
2.6   Elect Director Simon Segars    Mgmt    For    For    For
2.7   Elect Director Yun Ma    Mgmt    For    For    For
2.8   Elect Director Yasir O. Al-Rumayyan    Mgmt    For    For    For
2.9   Elect Director Sago, Katsunori    Mgmt    For    For    For
2.10   Elect Director Yanai, Tadashi    Mgmt    For    For    For
2.11   Elect Director Mark Schwartz    Mgmt    For    For    For
2.12   Elect Director Iijima, Masami    Mgmt    For    For    For
3   Approve Compensation Ceiling for Directors, Stock Option Plan and Deep Discount Stock Option Plan    Mgmt    For    Refer    Against
4   Approve Deep Discount Stock Option Plan    Mgmt    For    For    For

Subaru Corp

 

Meeting Date:    06/22/2018    Country:    Japan    Primary Security ID:    J7676H100
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    7270

 

Shares Voted:   463,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 72    Mgmt    For    For    For
2   Amend Articles to Clarify Director Authority on Shareholder Meetings — Amend Provisions on Director Titles    Mgmt    For    Refer    For
3.1   Elect Director Yoshinaga, Yasuyuki    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Subaru Corp

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.2   Elect Director Nakamura, Tomomi    Mgmt    For    For    For
3.3   Elect Director Okawara, Masaki    Mgmt    For    For    For
3.4   Elect Director Okada, Toshiaki    Mgmt    For    For    For
3.5   Elect Director Kato, Yoichi    Mgmt    For    For    For
3.6   Elect Director Onuki, Tetsuo    Mgmt    For    For    For
3.7   Elect Director Komamura, Yoshinori    Mgmt    For    For    For
3.8   Elect Director Aoyama, Shigehiro    Mgmt    For    For    For
4   Appoint Alternate Statutory Auditor Tamazawa, Kenji    Mgmt    For    Refer    For

Tokio Marine Holdings, Inc.

 

Meeting Date:     06/25/2018    Country:     Japan    Primary Security ID:     J86298106
Record Date:    03/31/2018    Meeting Type:     Annual    Ticker:    8766

 

Shares Voted:   253,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 80    Mgmt    For    For    For
2.1   Elect Director Sumi, Shuzo    Mgmt    For    For    For
2.2   Elect Director Nagano, Tsuyoshi    Mgmt    For    For    For
2.3   Elect Director Fujii, Kunihiko    Mgmt    For    For    For
2.4   Elect Director Fujita, Hirokazu    Mgmt    For    For    For
2.5   Elect Director Yuasa, Takayuki    Mgmt    For    For    For
2.6   Elect Director Kitazawa, Toshifumi    Mgmt    For    For    For
2.7   Elect Director Nakazato, Katsumi    Mgmt    For    For    For
2.8   Elect Director Mimura, Akio    Mgmt    For    For    For
2.9   Elect Director Sasaki, Mikio    Mgmt    For    For    For
2.10   Elect Director Egawa, Masako    Mgmt    For    For    For
2.11   Elect Director Mitachi, Takashi    Mgmt    For    For    For
2.12   Elect Director Okada, Makoto    Mgmt    For    For    For
2.13   Elect Director Komiya, Satoru    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Tokio Marine Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.1   Appoint Statutory Auditor Wani, Akihiro    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Mori, Shozo    Mgmt    For    Refer    For
3.3   Appoint Statutory Auditor Otsuki, Nana    Mgmt    For    Refer    For

Inpex Corporation

 

Meeting Date:    06/26/2018    Country:    Japan    Primary Security ID:    J2467E101
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    1605

 

Shares Voted:   843,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 9    Mgmt    For    For    For
2.1   Elect Director Kitamura, Toshiaki    Mgmt    For    Refer    For
2.2   Elect Director Ueda, Takayuki    Mgmt    For    For    For
2.3   Elect Director Murayama, Masahiro    Mgmt    For    For    For
2.4   Elect Director Ito, Seiya    Mgmt    For    For    For
2.5   Elect Director Sugaya, Shunichiro    Mgmt    For    For    For
2.6   Elect Director Ikeda, Takahiko    Mgmt    For    For    For
2.7   Elect Director Kurasawa, Yoshikazu    Mgmt    For    For    For
2.8   Elect Director Kittaka, Kimihisa    Mgmt    For    For    For
2.9   Elect Director Sase, Nobuharu    Mgmt    For    For    For
2.10   Elect Director Okada, Yasuhiko    Mgmt    For    For    For
2.11   Elect Director Sato, Hiroshi    Mgmt    For    For    For
2.12   Elect Director Matsushita, Isao    Mgmt    For    For    For
2.13   Elect Director Yanai, Jun    Mgmt    For    For    For
2.14   Elect Director Iio, Norinao    Mgmt    For    For    For
2.15   Elect Director Nishimura, Atsuko    Mgmt    For    For    For
3   Approve Annual Bonus    Mgmt    For    Refer    For
4   Approve Trust-Type Equity Compensation Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Nippon Telegraph & Telephone Corp.

 

Meeting Date:    06/26/2018    Country:    Japan    Primary Security ID:    J59396101
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    9432

 

Shares Voted:   223,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 75    Mgmt    For    For    For
2.1   Elect Director Shinohara, Hiromichi    Mgmt    For    For    For
2.2   Elect Director Sawada, Jun    Mgmt    For    For    For
2.3   Elect Director Shimada, Akira    Mgmt    For    For    For
2.4   Elect Director Ii, Motoyuki    Mgmt    For    For    For
2.5   Elect Director Okuno, Tsunehisa    Mgmt    For    For    For
2.6   Elect Director Kuriyama, Hiroki    Mgmt    For    For    For
2.7   Elect Director Hiroi, Takashi    Mgmt    For    For    For
2.8   Elect Director Sakamoto, Eiichi    Mgmt    For    For    For
2.9   Elect Director Kawazoe, Katsuhiko    Mgmt    For    For    For
2.10   Elect Director Kitamura, Ryota    Mgmt    For    For    For
2.11   Elect Director Shirai, Katsuhiko    Mgmt    For    For    For
2.12   Elect Director Sakakibara, Sadayuki    Mgmt    For    For    For

HUAYU Automotive Systems Co., Ltd.

 

Meeting Date:    06/27/2018    Country:    China    Primary Security ID:    Y3750U102
Record Date:    06/20/2018    Meeting Type:    Annual    Ticker:    600741

 

Shares Voted:   2,362,620          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Report of the Board of Directors    Mgmt    For    For    For
2   Approve Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve Report of the Independent Directors    Mgmt    For    For    For
4   Approve Financial Statements    Mgmt    For    For    For
5   Approve Profit Distribution    Mgmt    For    For    For
6   Approve Annual Report and Summary    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

HUAYU Automotive Systems Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Approve Renewal of the Daily Related Party Transaction Framework Agreement and 2018 Projected Daily Related Party Transactions    Mgmt    For    Refer    Against
8   Approve Bank Credit Line Application of the Controlled Subsidiary and Provision of Guarantee    Mgmt    For    Refer    For
9   Approve Provision of Guarantee to Huayu Keer Benshi Mite Aluminum Technology Co., Ltd.    Mgmt    For    Refer    For
10   Approve 2018 Appointment of Financial Auditor    Mgmt    For    For    For
11   Approve 2018 Appointment of Internal Control Auditor    Mgmt    For    Refer    For
  ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt         
12.1   Elect Zhu Rongen as Non-Independent Director    Mgmt    For    For    For
12.2   Elect Chen Hong as Non-Independent Director    Mgmt    For    For    For
12.3   Elect Chen Zhixin as Non-Independent Director    Mgmt    For    For    For
12.4   Elect Zhang Haitao as Non-Independent Director    Mgmt    For    For    For
12.5   Elect Zhang Weijiong as Non-Independent Director    Mgmt    For    For    For
  ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt         
13.1   Elect Yin Yande as Independent Director    Mgmt    For    For    For
13.2   Elect Zhang Jun as Independent Director    Mgmt    For    For    For
13.3   Elect Shao Ruiqing as Independent Director    Mgmt    For    For    For
  ELECT SUPERVISORS VIA CUMULATIVE VOTING    Mgmt         
14.1   Elect Zhou Langhui as Supervisor    Mgmt    For    Refer    For
14.2   Elect Gao Weiping as Supervisor    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

SMC Corp.

 

Meeting Date:    06/27/2018    Country:    Japan    Primary Security ID:    J75734103
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    6273

 

Shares Voted:   20,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 200    Mgmt    For    For    For
2.1   Elect Director Takada, Yoshiyuki    Mgmt    For    For    For
2.2   Elect Director Maruyama, Katsunori    Mgmt    For    For    For
2.3   Elect Director Usui, Ikuji    Mgmt    For    For    For
2.4   Elect Director Kosugi, Seiji    Mgmt    For    For    For
2.5   Elect Director Satake, Masahiko    Mgmt    For    For    For
2.6   Elect Director Kuwahara, Osamu    Mgmt    For    For    For
2.7   Elect Director Takada, Yoshiki    Mgmt    For    For    For
2.8   Elect Director Ohashi, Eiji    Mgmt    For    For    For
2.9   Elect Director Kaizu, Masanobu    Mgmt    For    For    For
2.10   Elect Director Kagawa, Toshiharu    Mgmt    For    For    For

Whitbread PLC

 

Meeting Date:    06/27/2018    Country:    United Kingdom    Primary Security ID:    G9606P197
Record Date:    06/25/2018    Meeting Type:    Annual    Ticker:    WTB

 

Shares Voted:   160,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Elect Richard Gillingwater as Director    Mgmt    For    For    For
5   Re-elect David Atkins as Director    Mgmt    For    For    For
6   Re-elect Alison Brittain as Director    Mgmt    For    For    For
7   Re-elect Nicholas Cadbury as Director    Mgmt    For    For    For
8   Re-elect Adam Crozier as Director    Mgmt    For    For    For
9   Re-elect Chris Kennedy as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Whitbread PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10   Re-elect Deanna Oppenheimer as Director    Mgmt    For    For    For
11   Re-elect Louise Smalley as Director    Mgmt    For    For    For
12   Re-elect Susan Martin as Director    Mgmt    For    For    For
13   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Whitbread PLC

 

Meeting Date:    06/27/2018    Country:    United Kingdom    Primary Security ID:    G9606P197
Record Date:    06/25/2018    Meeting Type:    Special    Ticker:    WTB

 

Shares Voted:   160,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Remuneration Policy    Mgmt    For    For    For
2   Approve Performance Share Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Isuzu Motors Ltd.

 

Meeting Date:    06/28/2018    Country:    Japan    Primary Security ID:    J24994113
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    7202

 

Shares Voted:   1,091,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 17    Mgmt    For    For    For
2.1   Elect Director Hosoi, Susumu    Mgmt    For    For    For
2.2   Elect Director Nakagawa, Hiroshi    Mgmt    For    For    For
2.3   Elect Director Kawahara, Makoto    Mgmt    For    For    For
2.4   Elect Director Maekawa, Hiroyuki    Mgmt    For    For    For
2.5   Elect Director Sugimoto, Shigeji    Mgmt    For    For    For
2.6   Elect Director Minami, Shinsuke    Mgmt    For    For    For
2.7   Elect Director Shibata, Mitsuyoshi    Mgmt    For    For    For
3   Appoint Statutory Auditor Fujimori, Masayuki    Mgmt    For    Refer    For

Mitsubishi UFJ Financial Group

 

Meeting Date:    06/28/2018    Country:    Japan    Primary Security ID:    J44497105
Record Date:    03/31/2018    Meeting Type:    Annual    Ticker:    8306

 

Shares Voted:   1,385,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 10    Mgmt    For    For    For
2.1   Elect Director Kawakami, Hiroshi    Mgmt    For    For    For
2.2   Elect Director Kawamoto, Yuko    Mgmt    For    For    For
2.3   Elect Director Matsuyama, Haruka    Mgmt    For    For    For
2.4   Elect Director Toby S. Myerson    Mgmt    For    For    For
2.5   Elect Director Okuda, Tsutomu    Mgmt    For    For    For
2.6   Elect Director Shingai, Yasushi    Mgmt    For    For    For
2.7   Elect Director Tarisa Watanagase    Mgmt    For    For    For
2.8   Elect Director Yamate, Akira    Mgmt    For    For    For
2.9   Elect Director Kuroda, Tadashi    Mgmt    For    For    For
2.10   Elect Director Okamoto, Junichi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

Mitsubishi UFJ Financial Group

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.11   Elect Director Sono, Kiyoshi    Mgmt    For    For    For
2.12   Elect Director Ikegaya, Mikio    Mgmt    For    For    For
2.13   Elect Director Mike, Kanetsugu    Mgmt    For    For    For
2.14   Elect Director Araki, Saburo    Mgmt    For    For    For
2.15   Elect Director Hirano, Nobuyuki    Mgmt    For    For    For
3   Amend Articles to Require Individual Compensation Disclosure for Directors    SH    Against    Refer    Against
4   Amend Articles to Separate Chairman of the Board and CEO    SH    Against    Refer    For
5   Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately    SH    Against    Refer    For
6   Remove Director Nobuyuki Hirano from the Board    SH    Against    Refer    Against
7   Amend Articles to Establish Special Investigation Committee on Transactional Relationship with Kenko Tokina Corporation    SH    Against    Refer    Against
8   Amend Articles to Reconsider Customer Service for Socially Vulnerable    SH    Against    Refer    Against
9   Amend Articles to Disclose Reason for Compulsory Termination of Account    SH    Against    Refer    Against

China Construction Bank Corporation

 

Meeting Date:    06/29/2018    Country:    China    Primary Security ID:    Y1397N101
Record Date:    05/29/2018    Meeting Type:    Annual    Ticker:    939

 

Shares Voted:   10,156,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
  ORDINARY RESOLUTIONS    Mgmt         
1   Approve 2017 Report of the Board of Directors    Mgmt    For    For    For
2   Approve 2017 Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve 2017 Final Financial Accounts    Mgmt    For    For    For
4   Approve 2017 Profit Distribution Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 85 – Ivy VIP International Core Equity

 

China Construction Bank Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Approve Budget of 2018 Fixed Assets Investment    Mgmt    For    For    For
6   Approve Remuneration Distribution and Settlement Plan for Directors in 2016    Mgmt    For    Refer    For
7   Approve Remuneration Distribution and Settlement Plan for Supervisors in 2016    Mgmt    For    Refer    For
8   Elect Wang Zuji as Director    Mgmt    For    For    For
9   Elect Pang Xiusheng as Director    Mgmt    For    For    For
10   Elect Zhang Gengsheng as Director    Mgmt    For    For    For
11   Elect Li Jun as Director    Mgmt    For    For    For
12   Elect Anita Fung Yuen Mei as Director    Mgmt    For    For    For
13   Elect Carl Walter as Director    Mgmt    For    For    For
14   Elect Kenneth Patrick Chung as Director    Mgmt    For    For    For
15   Elect Wu Jianhang as Supervisor    Mgmt    For    Refer    For
16   Elect Fang Qiuyue as Supervisor    Mgmt    For    Refer    For
17   Approve Capital Plan for 2018 to 2020    Mgmt    For    For    For
18   Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Fix Their Remuneration    Mgmt    For    For    For
  SPECIAL RESOLUTION    Mgmt         
1   Approve Amendments to the Authorization to the Board of Directors by the Shareholders’ General Meeting on External Donations    Mgmt    For    For    For


IVY VIP LIMITED-TERM BOND

Proxy Voting Record

There was no proxy voting for Ivy VIP Limited-Term Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP MICRO CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

Tile Shop Holdings, Inc.

 

Meeting Date:    07/11/2017    Country:    USA    Primary Security ID:    88677Q109
Record Date:    05/15/2017    Meeting Type:    Annual    Ticker:    TTS

 

Shares Voted:   128,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peter H. Kamin    Mgmt    For    For    For
1.2   Elect Director Todd Krasnow    Mgmt    For    For    For
1.3   Elect Director Philip B. Livingston    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Mimecast Limited

 

Meeting Date:    08/03/2017    Country:    Jersey    Primary Security ID:    G14838109
Record Date:    08/01/2017    Meeting Type:    Annual    Ticker:    MIME

 

Shares Voted:   84,072          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Elect Director Neil Murray    Mgmt    For    For    For
3   Elect Director Christopher FitzGerald    Mgmt    For    For    For
4   Appoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

NVE Corporation

 

Meeting Date:    08/03/2017    Country:    USA    Primary Security ID:    629445206
Record Date:    06/09/2017    Meeting Type:    Annual    Ticker:    NVEC

 

Shares Voted:   24,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Terrence W. Glarner    Mgmt    For    For    For
1.2   Elect Director Daniel A. Baker    Mgmt    For    For    For
1.3   Elect Director Patricia M. Hollister    Mgmt    For    For    For
1.4   Elect Director Richard W. Kramp    Mgmt    For    For    For
1.5   Elect Director Gary R. Maharaj    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

8x8, Inc.

 

Meeting Date:    08/10/2017    Country:    USA    Primary Security ID:    282914100
Record Date:    06/16/2017    Meeting Type:    Annual    Ticker:    EGHT

 

Shares Voted:   165,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Guy L. Hecker, Jr.    Mgmt    For    For    For
1.2   Elect Director Bryan R. Martin    Mgmt    For    For    For
1.3   Elect Director Vikram Verma    Mgmt    For    For    For
1.4   Elect Director Eric Salzman    Mgmt    For    For    For
1.5   Elect Director Ian Potter    Mgmt    For    For    For
1.6   Elect Director Jaswinder Pal Singh    Mgmt    For    For    For
1.7   Elect Director Vladimir Jacimovic    Mgmt    For    For    For
2   Ratify Moss Adams LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Kornit Digital Ltd.

 

Meeting Date:    08/14/2017    Country:    Israel    Primary Security ID:    M6372Q113
Record Date:    07/10/2017    Meeting Type:    Annual    Ticker:    KRNT

 

Shares Voted:   110,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Reelect Ofer BenZur as Director for a Three-Year Period    Mgmt    For    For    For
1.2   Reelect Gabi Seligsohn as Director for a Three-Year Period    Mgmt    For    For    For
2   Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Approve Employment Terms of Gabi Seligsohn, CEO    Mgmt    For    Refer    For
4   Approve One-Time Bonus to Gabi Seligsohn, CEO    Mgmt    For    Refer    For
A   Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST    Mgmt    None    Refer    For

American Woodmark Corporation

 

Meeting Date:    08/24/2017    Country:    USA    Primary Security ID:    030506109
Record Date:    06/19/2017    Meeting Type:    Annual    Ticker:    AMWD

 

Shares Voted:   10,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrew B. Cogan    Mgmt    For    For    For
1.2   Elect Director James G. Davis, Jr.    Mgmt    For    For    For
1.3   Elect Director S. Cary Dunston    Mgmt    For    For    For
1.4   Elect Director Martha M. Hayes    Mgmt    For    For    For
1.5   Elect Director Daniel T. Hendrix    Mgmt    For    For    For
1.6   Elect Director Carol B. Moerdyk    Mgmt    For    For    For
1.7   Elect Director David W. Moon    Mgmt    For    For    For
1.8   Elect Director Vance W. Tang    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

American Woodmark Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Mercury Systems, Inc.

 

Meeting Date:    10/18/2017    Country:    USA    Primary Security ID:    589378108
Record Date:    08/14/2017    Meeting Type:    Annual    Ticker:    MRCY

 

Shares Voted:   44,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lisa S. Disbrow    Mgmt    For    For    For
1.2   Elect Director Mark Aslett    Mgmt    For    For    For
1.3   Elect Director Mary Louise (ML) Krakauer    Mgmt    For    For    For
1.4   Elect Director William K. O’Brien    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Aehr Test Systems

 

Meeting Date:    10/26/2017    Country:     USA    Primary Security ID:     00760J108
Record Date:    09/06/2017    Meeting Type:     Annual    Ticker:    AEHR

 

Shares Voted:   122,430          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Rhea J. Posedel    Mgmt    For    Refer    Withhold
1.2   Elect Director Gayn Erickson    Mgmt    For    Refer    Withhold
1.3   Elect Director William W.R. Elder    Mgmt    For    For    For
1.4   Elect Director Mario M. Rosati    Mgmt    For    Refer    Withhold
1.5   Elect Director John M. Schneider    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Aehr Test Systems

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Howard T. Slayen    Mgmt    For    For    For
2   Ratify BPM LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Oclaro, Inc.

 

Meeting Date:    11/17/2017    Country:    USA    Primary Security ID:    67555N206
Record Date:    09/21/2017    Meeting Type:    Annual    Ticker:    OCLR

 

Shares Voted:   155,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Edward Collins    Mgmt    For    For    For
1.2   Elect Director Denise Haylor    Mgmt    For    For    For
1.3   Elect Director William L. Smith    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Ring Energy, Inc.

 

Meeting Date:    12/12/2017    Country:    USA    Primary Security ID:    76680V108
Record Date:    11/17/2017    Meeting Type:    Annual    Ticker:    REI

 

Shares Voted:   100,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kelly Hoffman    Mgmt    For    For    For
1.2   Elect Director David A. Fowler    Mgmt    For    For    For
1.3   Elect Director Lloyd T. (‘Tim’) Rochford    Mgmt    For    For    For
1.4   Elect Director Stanley M. McCabe    Mgmt    For    For    For
1.5   Elect Director Anthony B. Petrelli    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Ring Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Clayton E. Woodrum    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Eide Bailly LLP as Auditors    Mgmt    For    For    For

Motorcar Parts of America, Inc.

 

Meeting Date:    12/18/2017    Country:    USA    Primary Security ID:    620071100
Record Date:    10/30/2017    Meeting Type:    Annual    Ticker:    MPAA

 

Shares Voted:   67,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Selwyn Joffe    Mgmt    For    For    For
1.2   Elect Director Scott J. Adelson    Mgmt    For    Refer    Against
1.3   Elect Director David Bryan    Mgmt    For    For    For
1.4   Elect Director Rudolph J. Borneo    Mgmt    For    For    For
1.5   Elect Director Joseph Ferguson    Mgmt    For    For    For
1.6   Elect Director Philip Gay    Mgmt    For    For    For
1.7   Elect Director Duane Miller    Mgmt    For    For    For
1.8   Elect Director Jeffrey Mirvis    Mgmt    For    For    For
1.9   Elect Director Timothy D. Vargo    Mgmt    For    For    For
1.10   Elect Director Barbara L. Whittaker    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Earthstone Energy, Inc.

 

Meeting Date:    12/21/2017    Country:    USA    Primary Security ID:    27032D304
Record Date:    11/21/2017    Meeting Type:    Annual    Ticker:    ESTE

 

Shares Voted:   40,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Douglas E. Swanson, Jr.    Mgmt    For    Refer    Against
1.2   Elect Director Brad A. Thielemann    Mgmt    For    Refer    For
1.3   Elect Director Zachary G. Urban    Mgmt    For    For    For
2   Other Business    Mgmt    For    Against    Against

MYR Group Inc.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    55405W104
Record Date:    02/28/2018    Meeting Type:    Annual    Ticker:    MYRG

 

Shares Voted:   81,100          

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.1    Elect Director Donald C.I. Lucky    Mgmt    For    For    For
1.2    Elect Director Maurice E. Moore    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Crowe Horwath LLP as Auditors    Mgmt    For    For    For

Sterling Construction Company, Inc.

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    859241101
Record Date:    03/13/2018    Meeting Type:    Annual    Ticker:    STRL

 

Shares Voted:   28,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joseph A. Cutillo    Mgmt    For    For    For
1.2   Elect Director Marian M. Davenport    Mgmt    For    For    For
1.3   Elect Director Maarten D. Hemsley    Mgmt    For    For    For
1.4   Elect Director Raymond F. Messer    Mgmt    For    For    For
1.5   Elect Director Charles R. Patton    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Sterling Construction Company, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Richard O. Schaum    Mgmt    For    For    For
1.7   Elect Director Milton L. Scott    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For

Ichor Holdings, Ltd.

 

Meeting Date:    05/09/2018    Country:    Cayman Islands    Primary Security ID:    G4740B105
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    ICHR

 

Shares Voted:   42,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew Kowal    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Air Transport Services Group, Inc.

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    00922R105
Record Date:    03/15/2018    Meeting Type:    Annual    Ticker:    ATSG

 

Shares Voted:   48,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard M. Baudouin    Mgmt    For    For    For
1b   Elect Director Raymond E. Johns, Jr.    Mgmt    For    For    For
1c   Elect Director Joseph C. Hete    Mgmt    For    For    For
1d   Elect Director Randy D. Rademacher    Mgmt    For    For    For
1e   Elect Director J. Christopher Teets    Mgmt    For    For    For
1f   Elect Director Jeffrey J. Vorholt    Mgmt    For    For    For
2   Approve Increase in Size of Board    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Air Transport Services Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Increase Authorized Common Stock    Mgmt    For    For    For
6   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
7   Adjourn Meeting    Mgmt    For    For    For

REVANCE THERAPEUTICS, INC.

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    761330109
Record Date:    03/13/2018    Meeting Type:    Annual    Ticker:    RVNC

 

Shares Voted:   19,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Angus C. Russell    Mgmt    For    Refer    Withhold
1b   Elect Director Phyllis Gardner    Mgmt    For    Refer    Withhold
1c   Elect Director Julian S. Gangolli    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Tactile Systems Technology, Inc.

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    87357P100
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    TCMD

 

Shares Voted:   75,295          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William W. Burke    Mgmt    For    For    For
1.2   Elect Director Raymond O. Huggenberger    Mgmt    For    For    For
1.3   Elect Director Gerald R. Mattys    Mgmt    For    For    For
1.4   Elect Director Richard J. Nigon    Mgmt    For    Refer    Withhold
1.5   Elect Director Cheryl Pegus    Mgmt    For    For    For
1.6   Elect Director Kevin H. Roche    Mgmt    For    For    For
1.7   Elect Director Peter H. Soderberg    Mgmt    For    Refer    Withhold
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

AxoGen, Inc.

 

Meeting Date:    05/14/2018    Country:    USA    Primary Security ID:    05463X106
Record Date:    03/20/2018    Meeting Type:    Annual    Ticker:    AXGN

 

Shares Voted:   86,865          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gregory G. Freitag    Mgmt    For    For    For
1.2   Elect Director Mark Gold    Mgmt    For    For    For
1.3   Elect Director Jamie M. Grooms    Mgmt    For    For    For
1.4   Elect Director Guido J. Neels    Mgmt    For    For    For
1.5   Elect Director Robert J. Rudelius    Mgmt    For    For    For
1.6   Elect Director Amy Wendell    Mgmt    For    For    For
1.7   Elect Director Karen Zaderej    Mgmt    For    For    For
2   Amend Articles of Incorporation to Change Registered Office of Incorporation and Increase Authorized Common Stock    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Natera, Inc.

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    632307104
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    NTRA

 

Shares Voted:   54,078          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Roelof F. Botha    Mgmt    For    Refer    Withhold
1.2   Elect Director Todd Cozzens    Mgmt    For    Refer    Withhold
1.3   Elect Director Matthew Rabinowitz    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

PGT INNOVATIONS, INC.

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    69336V101
Record Date:    04/13/2018    Meeting Type:    Annual    Ticker:    PGTI

 

Shares Voted:   90,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Floyd F. Sherman    Mgmt    For    For    For
1.2   Elect Director Rodney Hershberger    Mgmt    For    For    For
1.3   Elect Director Sheree L. Bargabos    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Bandwidth Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    05988J103
Record Date:    04/04/2018    Meeting Type:    Annual    Ticker:    BAND

 

Shares Voted:   37,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Brian D. Bailey    Mgmt    For    Refer    Withhold
1.2   Elect Director Henry R. Kaestner    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

CEVA, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    157210105
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    CEVA

 

Shares Voted:   14,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Eliyahu Ayalon    Mgmt    For    For    For
1.2   Elect Director Zvi Limon    Mgmt    For    For    For
1.3   Elect Director Bruce A. Mann    Mgmt    For    For    For
1.4   Elect Director Maria Marced    Mgmt    For    For    For
1.5   Elect Director Peter McManamon    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

CEVA, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Sven-Christer Nilsson    Mgmt    For    For    For
1.7   Elect Director Louis Silver    Mgmt    For    For    For
1.8   Elect Director Gideon Wertheizer    Mgmt    For    For    For
2   Ratify Kost Forer Gabbay & Kasierer as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Community Healthcare Trust Incorporated

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    20369C106
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    CHCT

 

Shares Voted:   76,756          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alan Gardner    Mgmt    For    For    For
1.2   Elect Director Claire Gulmi    Mgmt    For    For    For
1.3   Elect Director Robert Hensley    Mgmt    For    For    For
1.4   Elect Director Lawrence Van Horn    Mgmt    For    For    For
1.5   Elect Director Timothy Wallace    Mgmt    For    For    For
2   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For

Five9, Inc.

 

Meeting Date:    05/18/2018    Country:    USA    Primary Security ID:    338307101
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    FIVN

 

Shares Voted:   66,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael Burdiek    Mgmt    For    Refer    For
1.2   Elect Director David DeWalt    Mgmt    For    Refer    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Five9, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

ForeScout Technologies, Inc.

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    34553D101
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    FSCT

 

Shares Voted:   36,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Yehezkel “Hezy” Yeshurun    Mgmt    For    Refer    Against
1b   Elect Director Enrique Salem    Mgmt    For    Refer    Against
1c   Elect Director Theresia Gouw    Mgmt    For    Refer    Against
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Hortonworks, Inc.

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    440894103
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    HDP

 

Shares Voted:   28,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert Bearden    Mgmt    For    For    For
1.2   Elect Director Kevin Klausmeyer    Mgmt    For    Refer    Withhold
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Lumber Liquidators Holdings, Inc.

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    55003T107
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    LL

 

Shares Voted:   14,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Douglas T. Moore    Mgmt    For    For    For
1.2   Elect Director Nancy M. Taylor    Mgmt    For    For    For
1.3   Elect Director Jimmie L. Wade    Mgmt    For    For    For
1.4   Elect Director Famous P. Rhodes    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

MGP Ingredients, Inc.

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    55303J106
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    MGPI

 

Shares Voted:   22,572          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director James L. Bareuther    Mgmt    For    For    For
1B   Elect Director Terrence P. Dunn    Mgmt    For    For    For
1C   Elect Director Anthony P. Foglio    Mgmt    For    For    For
1D   Elect Director David J. Colo    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

NCS Multistage Holdings, Inc.

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    628877102
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    NCSM

 

Shares Voted:   31,624          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael McShane    Mgmt    For    Refer    Withhold
1.2   Elect Director Gurinder Grewal    Mgmt    For    Refer    Withhold
1.3   Elect Director Franklin Myers    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Approve Qualified and Non-Qualified Employee Stock Purchase Plans    Mgmt    For    Refer    For

Sportsman’s Warehouse Holdings, Inc.

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    84920Y106
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    SPWH

 

Shares Voted:   242,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joseph P. Schneider    Mgmt    For    For    For
1.2   Elect Director Christopher Eastland    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

State Bank Financial Corporation

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    856190103
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    STBZ

 

Shares Voted:   27,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James R. Balkcom, Jr.    Mgmt    For    For    For
1b   Elect Director Archie L. Bransford, Jr.    Mgmt    For    For    For
1c   Elect Director Kim M. Childers    Mgmt    For    For    For
1d   Elect Director Ann Q. Curry    Mgmt    For    For    For
1e   Elect Director Joseph W. Evans    Mgmt    For    For    For
1f   Elect Director Virginia A. Hepner    Mgmt    For    For    For
1g   Elect Director John D. Houser    Mgmt    For    For    For
1h   Elect Director Anne H. Kaiser    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

State Bank Financial Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director William D. McKnight    Mgmt    For    For    For
1j   Elect Director Asif Ramji    Mgmt    For    For    For
1k   Elect Director G. Scott Uzzell    Mgmt    For    For    For
1l   Elect Director J. Thomas Wiley, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Dixon Hughes Goodman LLP as Auditors    Mgmt    For    For    For

GTT Communications, Inc.

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    362393100
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    GTT

 

Shares Voted:   28,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard D. Calder, Jr.    Mgmt    For    For    For
1.2   Elect Director H. Brian Thompson    Mgmt    For    For    For
1.3   Elect Director S. Joseph Bruno    Mgmt    For    For    For
1.4   Elect Director Rhodric C. Hackman    Mgmt    For    For    For
1.5   Elect Director Howard E. Janzen    Mgmt    For    For    For
1.6   Elect Director Nick Adamo    Mgmt    For    For    For
1.7   Elect Director Theodore B. Smith, III    Mgmt    For    For    For
1.8   Elect Director Elizabeth Satin    Mgmt    For    For    For
1.9   Elect Director Julius Erving    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Issuance of Shares for a Private Placement    Mgmt    For    Refer    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Ratify CohnReznick LLP as Auditors    Mgmt    For    For    For
6   Adjourn Meeting    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Hibbett Sports, Inc.

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    428567101
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    HIBB

 

Shares Voted:   18,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jane F. Aggers    Mgmt    For    For    For
1.2   Elect Director Terrance G. Finley    Mgmt    For    For    For
1.3   Elect Director Jeffry O. Rosenthal    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Installed Building Products, Inc.

 

Meeting Date:    05/31/2018    Country:    USA    Primary Security ID:    45780R101
Record Date:    04/05/2018    Meeting Type:    Annual    Ticker:    IBP

 

Shares Voted:   10,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Margot L. Carter    Mgmt    For    For    For
1.2   Elect Director Robert H. Schottenstein    Mgmt    For    For    For
1.3   Elect Director Michael H. Thomas    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

PetIQ, Inc.

 

Meeting Date:    05/31/2018    Country:    USA    Primary Security ID:    71639T106
Record Date:    04/04/2018    Meeting Type:    Annual    Ticker:    PETQ

 

Shares Voted:   65,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James N. Clarke    Mgmt    For    Refer    Withhold
1.2   Elect Director Ronald Kennedy    Mgmt    For    Refer    Withhold
1.3   Elect Director Will Santana    Mgmt    For    For    For
2   Increase Authorized Class B Common Stock    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Teladoc, Inc.

 

Meeting Date:    05/31/2018    Country:    USA    Primary Security ID:    87918A105
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    TDOC

 

Shares Voted:   29,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Increase Authorized Common Stock    Mgmt    For    For    For
2.1   Elect Director Helen Darling    Mgmt    For    For    For
2.2   Elect Director William H. Frist    Mgmt    For    For    For
2.3   Elect Director Michael Goldstein    Mgmt    For    For    For
2.4   Elect Director Jason Gorevic    Mgmt    For    For    For
2.5   Elect Director Brian McAndrews    Mgmt    For    For    For
2.6   Elect Director Thomas G. McKinley    Mgmt    For    For    For
2.7   Elect Director Arneek Multani    Mgmt    For    For    For
2.8   Elect Director Kenneth H. Paulus    Mgmt    For    For    For
2.9   Elect Director David Shedlarz    Mgmt    For    For    For
2.10   Elect Director David B. Snow, Jr.    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Intersect ENT, Inc.

 

Meeting Date:    06/05/2018    Country:    USA    Primary Security ID:    46071F103
Record Date:    04/10/2018    Meeting Type:    Annual    Ticker:    XENT

 

Shares Voted:   52,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kieran T. Gallahue    Mgmt    For    For    For
1.2   Elect Director Lisa D. Earnhardt    Mgmt    For    For    For
1.3   Elect Director Teresa L. Kline    Mgmt    For    For    For
1.4   Elect Director Cynthia L. Lucchese    Mgmt    For    For    For
1.5   Elect Director Dana G. Mead, Jr.    Mgmt    For    For    For
1.6   Elect Director Frederic H. Moll    Mgmt    For    For    For
1.7   Elect Director W. Anthony Vernon    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

K2M Group Holdings, Inc.

 

Meeting Date:    06/05/2018    Country:    USA    Primary Security ID:    48273J107
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    KTWO

 

Shares Voted:   104,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Eric D. Major    Mgmt    For    Refer    For
1.2   Elect Director Paul B. Queally    Mgmt    For    Refer    For
1.3   Elect Director Raymond A. Ranelli    Mgmt    For    Refer    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Acceleron Pharma Inc.

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    00434H108
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    XLRN

 

Shares Voted:   8,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Habib J. Dable    Mgmt    For    For    For
1b   Elect Director Terrence C. Kearney    Mgmt    For    For    For
1c   Elect Director Karen L. Smith    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Adamas Pharmaceuticals, Inc.

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    00548A106
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    ADMS

 

Shares Voted:   16,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William W. Ericson    Mgmt    For    For    For
1.2   Elect Director Martha J. Demski    Mgmt    For    For    For
1.3   Elect Director Ivan Lieberburg    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Earthstone Energy, Inc.

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    27032D304
Record Date:    04/23/2018    Meeting Type:    Annual    Ticker:    ESTE

 

Shares Voted:   40,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jay F. Joliat    Mgmt    For    For    For
1.2   Elect Director Phillip D. Kramer    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Earthstone Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Robert L. Zorich    Mgmt    For    Refer    For
2   Amend Omnibus Stock Plan    Mgmt    For    For    For
3   Other Business    Mgmt    For    Against    Against

Aerie Pharmaceuticals, Inc.

 

Meeting Date:    06/07/2018    Country:    USA    Primary Security ID:    00771V108
Record Date:    04/12/2018    Meeting Type:    Annual    Ticker:    AERI

 

Shares Voted:   65,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mechiel “Michael” M. du Toit    Mgmt    For    For    For
1.2   Elect Director Murray A. Goldberg    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Chegg, Inc.

 

Meeting Date:    06/07/2018    Country:    USA    Primary Security ID:    163092109
Record Date:    04/10/2018    Meeting Type:    Annual    Ticker:    CHGG

 

Shares Voted:   29,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Marne Levine    Mgmt    For    For    For
1.2   Elect Director Richard Sarnoff    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Evolent Health, Inc.

 

Meeting Date:    06/13/2018    Country:    USA    Primary Security ID:    30050B101
Record Date:    04/17/2018    Meeting Type:    Annual    Ticker:    EVH

 

Shares Voted:   76,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Bruce Felt    Mgmt    For    Refer    Against
1b   Elect Director Kenneth Samet    Mgmt    For    Refer    Against
1c   Elect Director Cheryl Scott    Mgmt    For    Refer    Against
1d   Elect Director Frank Williams    Mgmt    For    Refer    Against
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Q2 Holdings, Inc.

 

Meeting Date:    06/13/2018    Country:    USA    Primary Security ID:    74736L109
Record Date:    04/25/2018    Meeting Type:    Annual    Ticker:    QTWO

 

Shares Voted:   34,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jeffrey T. Diehl    Mgmt    For    Refer    For
1.2   Elect Director Matthew P. Flake    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Cornerstone OnDemand, Inc.

 

Meeting Date:    06/14/2018    Country:    USA    Primary Security ID:    21925Y103
Record Date:    04/23/2018    Meeting Type:    Annual    Ticker:    CSOD

 

Shares Voted:   52,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert Cavanaugh    Mgmt    For    For    For
1.2   Elect Director Kristina Salen    Mgmt    For    For    For
1.3   Elect Director Marcus S. Ryu    Mgmt    For    For    For
1.4   Elect Director Elisa A. Steele    Mgmt    For    For    For
1.5   Elect Director Richard Haddrill    Mgmt    For    For    For
2   Declassify the Board of Directors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Willdan Group, Inc.

 

Meeting Date:    06/14/2018    Country:    USA    Primary Security ID:    96924N100
Record Date:    04/17/2018    Meeting Type:    Annual    Ticker:    WLDN

 

Shares Voted:   15,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Thomas D. Brisbin    Mgmt    For    For    For
1.2   Elect Director Steven A. Cohen    Mgmt    For    For    For
1.3   Elect Director Debra Coy    Mgmt    For    For    For
1.4   Elect Director Raymond W. Holdsworth    Mgmt    For    For    For
1.5   Elect Director Douglas J. McEachern    Mgmt    For    For    For
1.6   Elect Director Dennis V. McGinn    Mgmt    For    For    For
1.7   Elect Director Curtis S. Probst    Mgmt    For    For    For
1.8   Elect Director Keith W. Renken    Mgmt    For    For    For
1.9   Elect Director Mohammad Shahidehpour    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Zoe’s Kitchen, Inc.

 

Meeting Date:    06/14/2018    Country:    USA    Primary Security ID:    98979J109
Record Date:    04/19/2018    Meeting Type:    Annual    Ticker:    ZOES

 

Shares Voted:   23,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Thomas Baldwin    Mgmt    For    For    For
1B   Elect Director Sue Collyns    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Ranger Energy Services, Inc.

 

Meeting Date:    06/15/2018    Country:    USA    Primary Security ID:    75282U104
Record Date:    04/19/2018    Meeting Type:    Annual    Ticker:    RNGR

 

Shares Voted:   67,365          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Darron M. Anderson    Mgmt    For    Refer    For
1.2   Elect Director Merrill A. “Pete” Miller, Jr.    Mgmt    For    Refer    For
1.3   Elect Director Brett Agee    Mgmt    For    Refer    For
1.4   Elect Director Richard Agee    Mgmt    For    Refer    For
1.5   Elect Director William M. Austin    Mgmt    For    Refer    For
1.6   Elect Director Charles S. Leykum    Mgmt    For    Refer    For
1.7   Elect Director Gerald Cimador    Mgmt    For    Refer    For
1.8   Elect Director Krishna Shivram    Mgmt    For    Refer    For
2   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

Tabula Rasa HealthCare, Inc.

 

Meeting Date:    06/15/2018    Country:    USA    Primary Security ID:    873379101
Record Date:    04/24/2018    Meeting Type:    Annual    Ticker:    TRHC

 

Shares Voted:   72,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Samira Beckwith    Mgmt    For    For    For
1.2   Elect Director Dennis Helling    Mgmt    For    Refer    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Kratos Defense & Security Solutions, Inc.

 

Meeting Date:    06/19/2018    Country:    USA    Primary Security ID:    50077B207
Record Date:    04/23/2018    Meeting Type:    Annual    Ticker:    KTOS

 

Shares Voted:   45,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Scott Anderson    Mgmt    For    For    For
1.2   Elect Director Bandel Carano    Mgmt    For    For    For
1.3   Elect Director Eric DeMarco    Mgmt    For    For    For
1.4   Elect Director William Hoglund    Mgmt    For    For    For
1.5   Elect Director Scot Jarvis    Mgmt    For    For    For
1.6   Elect Director Jane Judd    Mgmt    For    For    For
1.7   Elect Director Samuel Liberatore    Mgmt    For    For    For
1.8   Elect Director Amy Zegart    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 86 – Ivy VIP Micro Cap Growth

 

OrthoPediatrics Corp.

 

Meeting Date:    06/20/2018    Country:    USA    Primary Security ID:    68752L100
Record Date:    04/23/2018    Meeting Type:    Annual    Ticker:    KIDS

 

Shares Voted:   30,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bernie B. Berry, III    Mgmt    For    Refer    For
1.2   Elect Director Stephen F. Burns    Mgmt    For    Refer    For
1.3   Elect Director Marie C. Infante    Mgmt    For    Refer    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


IVY VIP MID CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

Burberry Group plc

 

Meeting Date:    07/13/2017    Country:    United Kingdom    Primary Security ID:    G1700D105
Record Date:    07/11/2017    Meeting Type:    Annual    Ticker:    BRBY

 

Shares Voted:   390,392          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Sir John Peace as Director    Mgmt    For    For    For
6   Re-elect Fabiola Arredondo as Director    Mgmt    For    For    For
7   Re-elect Philip Bowman as Director    Mgmt    For    For    For
8   Re-elect Ian Carter as Director    Mgmt    For    For    For
9   Re-elect Jeremy Darroch as Director    Mgmt    For    For    For
10   Re-elect Stephanie George as Director    Mgmt    For    For    For
11   Re-elect Matthew Key as Director    Mgmt    For    For    For
12   Re-elect Dame Carolyn McCall as Director    Mgmt    For    For    For
13   Re-elect Christopher Bailey as Director    Mgmt    For    For    For
14   Elect Julie Brown as Director    Mgmt    For    For    For
15   Elect Marco Gobbetti as Director    Mgmt    For    For    For
16   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Duluth Holdings Inc.

 

Meeting Date:    07/18/2017    Country:     USA    Primary Security ID:    26443V101
Record Date:    05/17/2017    Meeting Type:    Annual    Ticker:    DLTH

 

Shares Voted:   120,762          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen L. Schlecht    Mgmt    For    Refer    Withhold
1.2   Elect Director Stephanie L. Pugliese    Mgmt    For    Refer    For
1.3   Elect Director E. David Coolidge, III    Mgmt    For    For    For
1.4   Elect Director Francesca M. Edwardson    Mgmt    For    For    For
1.5   Elect Director William E. Ferry    Mgmt    For    For    For
1.6   Elect Director David C. Finch    Mgmt    For    For    For
1.7   Elect Director Thomas G. Folliard    Mgmt    For    For    For
1.8   Elect Director C. Roger Lewis    Mgmt    For    For    For
1.9   Elect Director Brenda I. Morris    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Electronic Arts Inc.

 

Meeting Date:    08/03/2017    Country:     USA    Primary Security ID:    285512109
Record Date:    06/09/2017    Meeting Type:    Annual    Ticker:    EA

 

Shares Voted:   172,072          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b   Elect Director Jay C. Hoag    Mgmt    For    For    For
1c   Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d   Elect Director Vivek Paul    Mgmt    For    For    For
1e   Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1f   Elect Director Talbott Roche    Mgmt    For    For    For
1g   Elect Director Richard A. Simonson    Mgmt    For    For    For
1h   Elect Director Luis A. Ubinas    Mgmt    For    For    For
1i   Elect Director Denise F. Warren    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Electronic Arts Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Andrew Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    None    Three Years    Three Years
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Jazz Pharmaceuticals plc

 

Meeting Date:    08/03/2017    Country:     Ireland    Primary Security ID:     G50871105
Record Date:    06/07/2017    Meeting Type:    Annual    Ticker:    JAZZ

 

Shares Voted:   31,349          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Bruce C. Cozadd    Mgmt    For    For    For
1b   Elect Director Heather Ann McSharry    Mgmt    For    For    For
1c   Elect Director Rick E Winningham    Mgmt    For    For    For
2   Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Authorize Share Repurchase Program    Mgmt    For    For    For

Pandora Media, Inc.

 

Meeting Date:    08/07/2017    Country:     USA    Primary Security ID:    698354107
Record Date:    06/21/2017    Meeting Type:    Annual    Ticker:    P

 

Shares Voted:   985,770          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jason Hirschhorn    Mgmt    For    For    For
2   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Red Hat, Inc.

 

Meeting Date:    08/10/2017    Country:     USA    Primary Security ID:    756577102
Record Date:    06/15/2017    Meeting Type:     Annual    Ticker:    RHT

 

Shares Voted:   140,420          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sohaib Abbasi    Mgmt    For    For    For
1.2   Elect Director W. Steve Albrecht    Mgmt    For    For    For
1.3   Elect Director Charlene T. Begley    Mgmt    For    For    For
1.4   Elect Director Narendra K. Gupta    Mgmt    For    For    For
1.5   Elect Director Kimberly L. Hammonds    Mgmt    For    For    For
1.6   Elect Director William S. Kaiser    Mgmt    For    For    For
1.7   Elect Director Donald H. Livingstone    Mgmt    For    For    For
1.8   Elect Director James M. Whitehurst    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/22/2017    Country:    USA    Primary Security ID:    595017104
Record Date:    06/28/2017    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   196,725          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Microchip Technology Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Intuitive Surgical, Inc.

 

Meeting Date:    09/22/2017    Country:     USA    Primary Security ID:    46120E602
Record Date:    08/25/2017    Meeting Type:    Special    Ticker:    ISRG

 

Shares Voted:   24,787          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Increase Authorized Common Stock and Effect Stock Split    Mgmt    For    For    For

Harris Corporation

 

Meeting Date:    10/27/2017    Country:     USA    Primary Security ID:    413875105
Record Date:    09/01/2017    Meeting Type:    Annual    Ticker:    HRS

 

Shares Voted:   86,183          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James F. Albaugh    Mgmt    For    For    For
1b   Elect Director William M. Brown    Mgmt    For    For    For
1c   Elect Director Peter W. Chiarelli    Mgmt    For    For    For
1d   Elect Director Thomas A. Dattilo    Mgmt    For    For    For
1e   Elect Director Roger B. Fradin    Mgmt    For    For    For
1f   Elect Director Terry D. Growcock    Mgmt    For    For    For
1g   Elect Director Lewis Hay, III    Mgmt    For    For    For
1h   Elect Director Vyomesh I. Joshi    Mgmt    For    For    For
1i   Elect Director Leslie F. Kenne    Mgmt    For    For    For
1j   Elect Director James C. Stoffel    Mgmt    For    For    For
1k   Elect Director Gregory T. Swienton    Mgmt    For    For    For
1l   Elect Director Hansel E. Tookes, II    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Harris Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Maxim Integrated Products, Inc.

 

Meeting Date:    11/10/2017    Country:     USA    Primary Security ID:    57772K101
Record Date:    09/11/2017    Meeting Type:    Annual    Ticker:    MXIM

 

Shares Voted:   201,752          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William (Bill) P. Sullivan    Mgmt    For    For    For
1b   Elect Director Tunc Doluca    Mgmt    For    For    For
1c   Elect Director Tracy C. Accardi    Mgmt    For    For    For
1d   Elect Director James R. Bergman    Mgmt    For    For    For
1e   Elect Director Joseph R. Bronson    Mgmt    For    For    For
1f   Elect Director Robert E. Grady    Mgmt    For    For    For
1g   Elect Director William D. Watkins    Mgmt    For    For    For
1h   Elect Director MaryAnn Wright    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

The Hain Celestial Group, Inc.

 

Meeting Date:    11/16/2017    Country:     USA    Primary Security ID:    405217100
Record Date:    09/25/2017    Meeting Type:    Annual    Ticker:    HAIN

 

Shares Voted:   225,068          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Irwin D. Simon    Mgmt    For    For    For
1.2   Elect Director Celeste A. Clark    Mgmt    For    For    For
1.3   Elect Director Andrew R. Heyer    Mgmt    For    For    For
1.4   Elect Director R. Dean Hollis    Mgmt    For    For    For
1.5   Elect Director Shervin J. Korangy    Mgmt    For    For    For
1.6   Elect Director Roger Meltzer    Mgmt    For    For    For
1.7   Elect Director Adrianne Shapira    Mgmt    For    For    For
1.8   Elect Director Jack L. Sinclair    Mgmt    For    For    For
1.9   Elect Director Glenn W. Welling    Mgmt    For    For    For
1.10   Elect Director Dawn M. Zier    Mgmt    For    For    For
1.11   Elect Director Lawrence S. Zilavy    Mgmt    For    For    For
2   Require Advance Notice for Shareholder Proposals    Mgmt    For    Refer    Against
3   Provide Proxy Access Right    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
6   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Guidewire Software, Inc.

 

Meeting Date:    12/07/2017    Country:     USA    Primary Security ID:    40171V100
Record Date:    10/13/2017    Meeting Type:    Annual    Ticker:    GWRE

 

Shares Voted:   135,022          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrew William Fraser Brown    Mgmt    For    For    For
1.2   Elect Director Clifton Thomas Weatherford    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

The Scotts Miracle-Gro Company

 

Meeting Date:    01/26/2018    Country:     USA    Primary Security ID:    810186106
Record Date:    12/01/2017    Meeting Type:    Annual    Ticker:    SMG

 

Shares Voted:   75,438          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Thomas N. Kelly, Jr.    Mgmt    For    For    For
1.2   Elect Director Peter E. Shumlin    Mgmt    For    For    For
1.3   Elect Director John R. Vines    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

THE COOPER COMPANIES, INC.

 

Meeting Date:    03/19/2018    Country:     USA    Primary Security ID:    216648402
Record Date:    01/23/2018    Meeting Type:    Annual    Ticker:    COO

 

Shares Voted:   7,991          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director A. Thomas Bender    Mgmt    For    For    For
1.2   Elect Director Colleen E. Jay    Mgmt    For    For    For
1.3   Elect Director Michael H. Kalkstein    Mgmt    For    For    For
1.4   Elect Director William A. Kozy    Mgmt    For    For    For
1.5   Elect Director Jody S. Lindell    Mgmt    For    For    For
1.6   Elect Director Gary S. Petersmeyer    Mgmt    For    For    For
1.7   Elect Director Allan E. Rubenstein    Mgmt    For    For    For
1.8   Elect Director Robert S. Weiss    Mgmt    For    For    For
1.9   Elect Director Stanley Zinberg    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on the Feasibility of Achieving Net Zero GHG Emissions    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

A. O. Smith Corporation

 

Meeting Date:    04/09/2018    Country:     USA    Primary Security ID:    831865209
Record Date:    02/20/2018    Meeting Type:    Annual    Ticker:    AOS

 

Shares Voted:   173,612          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William P. Greubel    Mgmt    For    For    For
1.2   Elect Director Ilham Kadri    Mgmt    For    For    For
1.3   Elect Director Idelle K. Wolf    Mgmt    For    For    For
1.4   Elect Director Gene C. Wulf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Northern Trust Corporation

 

Meeting Date:    04/17/2018    Country:     USA    Primary Security ID:    665859104
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    NTRS

 

Shares Voted:   56,713          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda Walker Bynoe    Mgmt    For    For    For
1b   Elect Director Susan Crown    Mgmt    For    For    For
1c   Elect Director Dean M. Harrison    Mgmt    For    For    For
1d   Elect Director Jay L. Henderson    Mgmt    For    For    For
1e   Elect Director Michael G. O’Grady    Mgmt    For    For    For
1f   Elect Director Jose Luis Prado    Mgmt    For    For    For
1g   Elect Director Thomas E. Richards    Mgmt    For    For    For
1h   Elect Director John W. Rowe    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Northern Trust Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Martin P. Slark    Mgmt    For    For    For
1j   Elect Director David H. B. Smith, Jr.    Mgmt    For    For    For
1k   Elect Director Donald Thompson    Mgmt    For    For    For
1l   Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
1m   Elect Director Frederick H. Waddell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Report on Political Contributions Disclosure    SH    Against    For    For

Intuitive Surgical, Inc.

 

Meeting Date:    04/19/2018    Country:     USA    Primary Security ID:    46120E602
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    ISRG

 

Shares Voted:   57,291          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Craig H. Barratt    Mgmt    For    For    For
1b   Elect Director Michael A. Friedman    Mgmt    For    For    For
1c   Elect Director Gary S. Guthart    Mgmt    For    For    For
1d   Elect Director Amal M. Johnson    Mgmt    For    For    For
1e   Elect Director Keith R. Leonard, Jr.    Mgmt    For    For    For
1f   Elect Director Alan J. Levy    Mgmt    For    For    For
1g   Elect Director Jami Dover Nachtsheim    Mgmt    For    For    For
1h   Elect Director Mark J. Rubash    Mgmt    For    For    For
1i   Elect Director Lonnie M. Smith    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Fastenal Company

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    311900104
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    FAST

 

Shares Voted:   405,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Willard D. Oberton    Mgmt    For    For    For
1b   Elect Director Michael J. Ancius    Mgmt    For    For    For
1c   Elect Director Michael J. Dolan    Mgmt    For    For    For
1d   Elect Director Stephen L. Eastman    Mgmt    For    For    For
1e   Elect Director Daniel L. Florness    Mgmt    For    For    For
1f   Elect Director Rita J. Heise    Mgmt    For    For    For
1g   Elect Director Darren R. Jackson    Mgmt    For    For    For
1h   Elect Director Daniel L. Johnson    Mgmt    For    For    For
1i   Elect Director Scott A. Satterlee    Mgmt    For    For    For
1j   Elect Director Reyne K. Wisecup    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Outside Director Stock Awards/Options in Lieu of Cash    Mgmt    For    Refer    For

BorgWarner Inc.

 

Meeting Date:    04/25/2018    Country:     USA    Primary Security ID:    099724106
Record Date:    03/01/2018    Meeting Type:    Annual    Ticker:    BWA

 

Shares Voted:   316,448          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Jan Carlson    Mgmt    For    For    For
1B   Elect Director Dennis C. Cuneo    Mgmt    For    For    For
1C   Elect Director Michael S. Hanley    Mgmt    For    For    For
1D   Elect Director Roger A. Krone    Mgmt    For    For    For
1E   Elect Director John R. McKernan, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

BorgWarner Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1F   Elect Director Alexis P. Michas    Mgmt    For    For    For
1G   Elect Director Vicki L. Sato    Mgmt    For    For    For
1H   Elect Director Thomas T. Stallkamp    Mgmt    For    For    For
1I   Elect Director James R. Verrier    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For
5   Amend Certificate of Incorporation to Permit Removal of Directors Without Cause    Mgmt    For    For    For
6   Provide Right to Act by Written Consent    Mgmt    For    For    For
7   Amend Proxy Access Right    SH    Against    Against    Against

IDEX Corporation

 

Meeting Date:    04/25/2018    Country:     USA    Primary Security ID:    45167R104
Record Date:    03/02/2018    Meeting Type:    Annual    Ticker:    IEX

 

Shares Voted:   99,407          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William M. Cook    Mgmt    For    For    For
1.2   Elect Director Cynthia J. Warner    Mgmt    For    For    For
1.3   Elect Director Mark A. Buthman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Signature Bank

 

Meeting Date:    04/25/2018    Country:     USA    Primary Security ID:    82669G104
Record Date:    03/06/2018    Meeting Type:    Annual    Ticker:    SBNY

 

Shares Voted:   59,915          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kathryn A. Byrne    Mgmt    For    For    For
1.2   Elect Director Alfonse M. D’Amato    Mgmt    For    For    For
1.3   Elect Director Jeffrey W. Meshel    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

Polaris Industries Inc.

 

Meeting Date:    04/26/2018    Country:     USA    Primary Security ID:    731068102
Record Date:    02/28/2018    Meeting Type:    Annual    Ticker:    PII

 

Shares Voted:   164,756          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director George W. Bilicic    Mgmt    For    For    For
1b   Elect Director Annette K. Clayton    Mgmt    For    For    For
1c   Elect Director Kevin M. Farr    Mgmt    For    For    For
1d   Elect Director John P. Wiehoff    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Trimble Inc.

 

Meeting Date:    05/01/2018    Country:     USA    Primary Security ID:    896239100
Record Date:    03/05/2018    Meeting Type:    Annual    Ticker:    TRMB

 

Shares Voted:   338,128          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven W. Berglund    Mgmt    For    For    For
1.2   Elect Director Kaigham (Ken) Gabriel    Mgmt    For    For    For
1.3   Elect Director Merit E. Janow    Mgmt    For    For    For
1.4   Elect Director Ulf J. Johansson    Mgmt    For    For    For
1.5   Elect Director Meaghan Lloyd    Mgmt    For    For    For
1.6   Elect Director Ronald S. Nersesian    Mgmt    For    For    For
1.7   Elect Director Mark S. Peek    Mgmt    For    For    For
1.8   Elect Director Johan Wibergh    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Axalta Coating Systems Ltd.

 

Meeting Date:    05/02/2018    Country:     Bermuda    Primary Security ID:    G0750C108
Record Date:    03/08/2018    Meeting Type:    Annual    Ticker:    AXTA

 

Shares Voted:   352,259          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert M. McLaughlin    Mgmt    For    For    For
1.2   Elect Director Samuel L. Smolik    Mgmt    For    For    For
2   Declassify the Board of Directors    Mgmt    For    For    For
3   Amend Bylaws    Mgmt    For    For    For
4   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Cabot Oil & Gas Corporation

 

Meeting Date:    05/02/2018    Country:     USA    Primary Security ID:    127097103
Record Date:    03/08/2018    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   220,556          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dorothy M. Ables    Mgmt    For    For    For
1.2   Elect Director Rhys J. Best    Mgmt    For    For    For
1.3   Elect Director Robert S. Boswell    Mgmt    For    For    For
1.4   Elect Director Amanda M. Brock    Mgmt    For    For    For
1.5   Elect Director Dan O. Dinges    Mgmt    For    For    For
1.6   Elect Director Robert Kelley    Mgmt    For    For    For
1.7   Elect Director W. Matt Ralls    Mgmt    For    For    For
1.8   Elect Director Marcus A. Watts    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Sprouts Farmers Market, Inc.

 

Meeting Date:    05/02/2018    Country:     USA    Primary Security ID:    85208M102
Record Date:    03/05/2018    Meeting Type:    Annual    Ticker:    SFM

 

Shares Voted:   459,564          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joseph Fortunato    Mgmt    For    For    For
1.2   Elect Director Lawrence (‘Chip’) P. Molloy    Mgmt    For    For    For
1.3   Elect Director Joseph O’Leary    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

The Hershey Company

 

Meeting Date:    05/02/2018    Country:     USA    Primary Security ID:    427866108
Record Date:    03/05/2018    Meeting Type:    Annual    Ticker:    HSY

 

Shares Voted:   68,362          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Pamela M. Arway    Mgmt    For    For    For
1.2   Elect Director James W. Brown    Mgmt    For    For    For
1.3   Elect Director Michele G. Buck    Mgmt    For    For    For
1.4   Elect Director Charles A. Davis    Mgmt    For    For    For
1.5   Elect Director Mary Kay Haben    Mgmt    For    For    For
1.6   Elect Director James C. Katzman    Mgmt    For    For    For
1.7   Elect Director M. Diane Koken    Mgmt    For    For    For
1.8   Elect Director Robert M. Malcolm    Mgmt    For    For    For
1.9   Elect Director Anthony J. Palmer    Mgmt    For    For    For
1.10   Elect Director Wendy L. Schoppert    Mgmt    For    For    For
1.11   Elect Director David L. Shedlarz    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Trex Company, Inc.

 

Meeting Date:    05/02/2018    Country:     USA    Primary Security ID:    89531P105
Record Date:    03/05/2018    Meeting Type:    Annual    Ticker:    TREX

 

Shares Voted:   49,674          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James E. Cline    Mgmt    For    For    For
1.2   Elect Director Patricia B. Robinson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Increase Authorized Common Stock    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Expeditors International of Washington, Inc.

 

Meeting Date:    05/08/2018    Country:     USA    Primary Security ID:    302130109
Record Date:    03/13/2018    Meeting Type:    Annual    Ticker:    EXPD

 

Shares Voted:   239,949          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert R. Wright    Mgmt    For    For    For
1.2   Elect Director Glenn M. Alger    Mgmt    For    For    For
1.3   Elect Director James M. DuBois    Mgmt    For    For    For
1.4   Elect Director Mark A. Emmert    Mgmt    For    For    For
1.5   Elect Director Diane H. Gulyas    Mgmt    For    For    For
1.6   Elect Director Richard B. McCune    Mgmt    For    For    For
1.7   Elect Director Alain Monie    Mgmt    For    For    For
1.8   Elect Director Jeffrey S. Musser    Mgmt    For    For    For
1.9   Elect Director Liane J. Pelletier    Mgmt    For    For    For
1.10   Elect Director Tay Yoshitani    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
5   Amend Proxy Access Right    SH    Against    Against    Against

O’Reilly Automotive, Inc.

 

Meeting Date:    05/08/2018    Country:     USA    Primary Security ID:    67103H107
Record Date:    02/28/2018    Meeting Type:    Annual    Ticker:    ORLY

 

Shares Voted:   44,584          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David O’Reilly    Mgmt    For    For    For
1b   Elect Director Larry O’Reilly    Mgmt    For    For    For
1c   Elect Director Rosalie O’Reilly Wooten    Mgmt    For    For    For
1d   Elect Director Greg Henslee    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

O’Reilly Automotive, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Jay D. Burchfield    Mgmt    For    For    For
1f   Elect Director Thomas T. Hendrickson    Mgmt    For    For    For
1g   Elect Director John R. Murphy    Mgmt    For    For    For
1h   Elect Director Dana M. Perlman    Mgmt    For    For    For
1i   Elect Director Ronald Rashkow    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

The Middleby Corporation

 

Meeting Date:    05/08/2018    Country:     USA    Primary Security ID:    596278101
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    MIDD

 

Shares Voted:   37,466          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Selim A. Bassoul    Mgmt    For    For    For
1.2   Elect Director Sarah Palisi Chapin    Mgmt    For    For    For
1.3   Elect Director Robert B. Lamb    Mgmt    For    For    For
1.4   Elect Director Cathy L. McCarthy    Mgmt    For    For    For
1.5   Elect Director John R. Miller, III    Mgmt    For    For    For
1.6   Elect Director Gordon O’Brien    Mgmt    For    For    For
1.7   Elect Director Nassem Ziyad    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Sustainability, Including GHG Goals    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

TransUnion

 

Meeting Date:    05/08/2018    Country:     USA    Primary Security ID:    89400J107
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    TRU

 

Shares Voted:   200,977          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Pamela A. Joseph    Mgmt    For    Refer    Withhold
1.2   Elect Director James M. Peck    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

CME Group Inc.

 

Meeting Date:    05/09/2018    Country:     USA    Primary Security ID:    12572Q105
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   91,973          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1c   Elect Director Charles P. Carey    Mgmt    For    For    For
1d   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1e   Elect Director Ana Dutra    Mgmt    For    For    For
1f   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1g   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1h   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1i   Elect Director Deborah J. Lucas    Mgmt    For    For    For
1j   Elect Director Alex J. Pollock    Mgmt    For    For    For
1k   Elect Director Terry L. Savage    Mgmt    For    For    For
1l   Elect Director William R. Shepard    Mgmt    For    For    For
1m   Elect Director Howard J. Siegel    Mgmt    For    For    For
1n   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

TYLER TECHNOLOGIES, INC.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    902252105
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    TYL

 

Shares Voted:   29,390          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Donald R. Brattain    Mgmt    For    For    For
1B   Elect Director Glenn A. Carter    Mgmt    For    For    For
1C   Elect Director Brenda A. Cline    Mgmt    For    For    For
1D   Elect Director J. Luther King, Jr.    Mgmt    For    For    For
1E   Elect Director John S. Marr, Jr.    Mgmt    For    For    For
1F   Elect Director H. Lynn Moore, Jr.    Mgmt    For    For    For
1G   Elect Director Daniel M. Pope    Mgmt    For    For    For
1H   Elect Director Dustin R. Womble    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Other Business    Mgmt    For    Against    Against

Laboratory Corporation of America Holdings

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    50540R409
Record Date:    03/23/2018    Meeting Type:     Annual    Ticker:    LH

 

Shares Voted:   67,830          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kerrii B. Anderson    Mgmt    For    For    For
1b   Elect Director Jean-Luc Belingard    Mgmt    For    For    For
1c   Elect Director D. Gary Gilliland    Mgmt    For    For    For
1d   Elect Director David P. King    Mgmt    For    For    For
1e   Elect Director Garheng Kong    Mgmt    For    For    For
1f   Elect Director Robert E. Mittelstaedt, Jr.    Mgmt    For    For    For
1g   Elect Director Peter M. Neupert    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Laboratory Corporation of America Holdings

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Richelle P. Parham    Mgmt    For    For    For
1i   Elect Director Adam H. Schechter    Mgmt    For    For    For
1j   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Tractor Supply Company

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    892356106
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    TSCO

 

Shares Voted:   274,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Cynthia T. Jamison    Mgmt    For    For    For
1.2   Elect Director Peter D. Bewley    Mgmt    For    For    For
1.3   Elect Director Denise L. Jackson    Mgmt    For    For    For
1.4   Elect Director Thomas A. Kingsbury    Mgmt    For    For    For
1.5   Elect Director Ramkumar Krishnan    Mgmt    For    For    For
1.6   Elect Director George MacKenzie    Mgmt    For    For    For
1.7   Elect Director Edna K. Morris    Mgmt    For    For    For
1.8   Elect Director Mark J. Weikel    Mgmt    For    For    For
1.9   Elect Director Gregory A. Sandfort    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

First Republic Bank

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    33616C100
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    FRC

 

Shares Voted:   131,862          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James H. Herbert, II    Mgmt    For    For    For
1.2   Elect Director Katherine August-deWilde    Mgmt    For    For    For
1.3   Elect Director Thomas J. Barrack, Jr.    Mgmt    For    For    For
1.4   Elect Director Frank J. Fahrenkopf, Jr.    Mgmt    For    For    For
1.5   Elect Director L. Martin Gibbs    Mgmt    For    For    For
1.6   Elect Director Boris Groysberg    Mgmt    For    For    For
1.7   Elect Director Sandra R. Hernandez    Mgmt    For    For    For
1.8   Elect Director Pamela J. Joyner    Mgmt    For    For    For
1.9   Elect Director Reynold Levy    Mgmt    For    For    For
1.10   Elect Director Duncan L. Niederauer    Mgmt    For    For    For
11   Elect Director George G.C. Parker    Mgmt    For    For    For
1.12   Elect Director Cheryl Spielman    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against

Westinghouse Air Brake Technologies Corporation

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    929740108
Record Date:    03/21/2018    Meeting Type:    Annual    Ticker:    WAB

 

Shares Voted:   101,879          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Erwan Faiveley    Mgmt    For    For    For
1.2   Elect Director Linda S. Harty    Mgmt    For    For    For
1.3   Elect Director Brian P. Hehir    Mgmt    For    For    For
1.4   Elect Director Michael W.D. Howell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Zoetis Inc.

 

Meeting Date:    05/15/2018    Country:     USA    Primary Security ID:    98978V103
Record Date:    03/21/2018    Meeting Type:    Annual    Ticker:    ZTS

 

Shares Voted:   285,871          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sanjay Khosla    Mgmt    For    For    For
1.2   Elect Director Willie M. Reed    Mgmt    For    For    For
1.3   Elect Director Linda Rhodes    Mgmt    For    For    For
1.4   Elect Director William C. Steere, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Dunkin’ Brands Group, Inc.

 

Meeting Date:    05/16/2018    Country:     USA    Primary Security ID:    265504100
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    DNKN

 

Shares Voted:   242,780          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark Nunnelly    Mgmt    For    For    For
1.2   Elect Director Roland Smith    Mgmt    For    For    For
1.3   Elect Director Carl Sparks    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Edwards Lifesciences Corporation

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:     28176E108
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    EW

 

Shares Voted:   124,398          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael A. Mussallem    Mgmt    For    For    For
1b   Elect Director Kieran T. Gallahue    Mgmt    For    For    For
1c   Elect Director Leslie S. Heisz    Mgmt    For    For    For
1d   Elect Director William J. Link    Mgmt    For    For    For
1e   Elect Director Steven R. Loranger    Mgmt    For    For    For
1f   Elect Director Martha H. Marsh    Mgmt    For    For    For
1g   Elect Director Wesley W. von Schack    Mgmt    For    For    For
1h   Elect Director Nicholas J. Valeriani    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

Kansas City Southern

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    485170302
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    KSU

 

Shares Voted:   68,813          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lydia I. Beebe    Mgmt    For    For    For
1.2   Elect Director Lu M. Cordova    Mgmt    For    For    For
1.3   Elect Director Robert J. Druten    Mgmt    For    For    For
1.4   Elect Director Terrence P. Dunn    Mgmt    For    For    For
1.5   Elect Director Antonio O. Garza, Jr.    Mgmt    For    For    For
1.6   Elect Director David Garza-Santos    Mgmt    For    For    For
1.7   Elect Director Janet H. Kennedy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Kansas City Southern

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director Mitchell J. Krebs    Mgmt    For    For    For
1.9   Elect Director Henry J. Maier    Mgmt    For    For    For
1.10   Elect Director Thomas A. McDonnell    Mgmt    For    For    For
1.11   Elect Director Patrick J. Ottensmeyer    Mgmt    For    For    For
1.12   Elect Director Rodney E. Slater    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

Pandora Media, Inc.

 

Meeting Date:    05/21/2018    Country:     USA    Primary Security ID:    698354107
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    P

 

Shares Voted:   1,498,653          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Roger Faxon    Mgmt    For    For    For
1.2   Elect Director Timothy Leiweke    Mgmt    For    For    For
1.3   Elect Director Mickie Rosen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Amend Certificate of Incorporation to Remove Foreign Stock Ownership Restrictions    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Chipotle Mexican Grill, Inc.

 

Meeting Date:    05/22/2018    Country:    USA    Primary Security ID:    169656105
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    CMG

 

Shares Voted:   51,719          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Albert S. Baldocchi    Mgmt    For    For    For
1.2   Elect Director Paul T. Cappuccio    Mgmt    For    For    For
1.3   Elect Director Steve Ells    Mgmt    For    For    For
1.4   Elect Director Neil W. Flanzraich    Mgmt    For    For    For
1.5   Elect Director Robin Hickenlooper    Mgmt    For    For    For
1.6   Elect Director Kimbal Musk    Mgmt    For    For    For
1.7   Elect Director Ali Namvar    Mgmt    For    For    For
1.8   Elect Director Brian Niccol    Mgmt    For    For    For
1.9   Elect Director Matthew H. Paull    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For

DENTSPLY SIRONA Inc.

 

Meeting Date:    05/23/2018    Country:     USA    Primary Security ID:     24906P109
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    XRAY

 

Shares Voted:   165,535          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael C. Alfano    Mgmt    For    For    For
1b   Elect Director David K. Beecken    Mgmt    For    For    For
1c   Elect Director Eric K. Brandt    Mgmt    For    For    For
1d   Elect Director Donald M. Casey, Jr.    Mgmt    For    For    For
1e   Elect Director Michael J. Coleman    Mgmt    For    For    For
1f   Elect Director Willie A. Deese    Mgmt    For    For    For
1g   Elect Director Betsy D. Holden    Mgmt    For    For    For
1h   Elect Director Thomas Jetter    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

DENTSPLY SIRONA Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Arthur D. Kowaloff    Mgmt    For    For    For
1j   Elect Director Harry M. Jansen Kraemer, Jr.    Mgmt    For    For    For
1k   Elect Director Francis J. Lunger    Mgmt    For    For    For
1l   Elect Director Leslie F. Varon    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For

Duluth Holdings Inc.

 

Meeting Date:    05/24/2018    Country:     USA    Primary Security ID:    26443V101
Record Date:    03/15/2018    Meeting Type:    Annual    Ticker:    DLTH

 

Shares Voted:   130,671          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen L. Schlecht    Mgmt    For    Refer    Withhold
1.2   Elect Director Stephanie L. Pugliese    Mgmt    For    For    For
1.3   Elect Director E. David Coolidge, III    Mgmt    For    For    For
1.4   Elect Director Francesca M. Edwardson    Mgmt    For    For    For
1.5   Elect Director David C. Finch    Mgmt    For    For    For
1.6   Elect Director Thomas G. Folliard    Mgmt    For    For    For
1.7   Elect Director Brenda I. Morris    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Grubhub Inc.

 

Meeting Date:     05/24/2018    Country:     USA    Primary Security ID:    400110102
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    GRUB

 

Shares Voted:   251,731          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Katrina Lake    Mgmt    For    Refer    Withhold
1.2   Elect Director Matthew Maloney    Mgmt    For    Refer    Withhold
1.3   Elect Director Brian McAndrews    Mgmt    For    Refer    Withhold
2   Ratify Crowe Horwath LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Mohawk Industries, Inc.

 

Meeting Date:     05/24/2018    Country:     USA    Primary Security ID:    608190104
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    MHK

 

Shares Voted:   29,344          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Filip Balcaen    Mgmt    For    For    For
1.2   Elect Director Bruce C. Bruckmann    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Tiffany & Co.

 

Meeting Date:     05/24/2018    Country:     USA    Primary Security ID:    886547108
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    TIF

 

Shares Voted:   157,632          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Alessandro Bogliolo    Mgmt    For    For    For
1b   Elect Director Rose Marie Bravo    Mgmt    For    For    For
1c   Elect Director Roger N. Farah    Mgmt    For    For    For
1d   Elect Director Lawrence K. Fish    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Tiffany & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Abby F. Kohnstamm    Mgmt    For    For    For
1f   Elect Director James E. Lillie    Mgmt    For    For    For
1g   Elect Director William A. Shutzer    Mgmt    For    For    For
1h   Elect Director Robert S. Singer    Mgmt    For    For    For
1i   Elect Director Francesco Trapani    Mgmt    For    For    For
1j   Elect Director Annie Young-Scrivner    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

WABCO Holdings Inc.

 

Meeting Date:     05/24/2018    Country:     USA    Primary Security ID:    92927K102
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    WBC

 

Shares Voted:   55,399          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jean-Paul L. Montupet    Mgmt    For    For    For
1.2   Elect Director D. Nick Reilly    Mgmt    For    For    For
1.3   Elect Director Michael T. Smith    Mgmt    For    For    For
2   Ratify Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d’Entreprises SCCRL as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Arista Networks, Inc.

 

Meeting Date:     05/29/2018    Country:     USA    Primary Security ID:    040413106
Record Date:    04/04/2018    Meeting Type:    Annual    Ticker:    ANET

 

Shares Voted:   40,263          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andreas Bechtolsheim    Mgmt    For    Refer    Withhold
1.2   Elect Director Jayshree Ullal    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Williams-Sonoma, Inc.

 

Meeting Date:     05/30/2018    Country:     USA    Primary Security ID:    969904101
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    WSM

 

Shares Voted:   149,196          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Laura Alber    Mgmt    For    For    For
1.2   Elect Director Adrian Bellamy    Mgmt    For    For    For
1.3   Elect Director Anthony Greener    Mgmt    For    For    For
1.4   Elect Director Robert Lord    Mgmt    For    For    For
1.5   Elect Director Grace Puma    Mgmt    For    For    For
1.6   Elect Director Christiana Smith Shi    Mgmt    For    For    For
1.7   Elect Director Sabrina Simmons    Mgmt    For    For    For
1.8   Elect Director Jerry Stritzke    Mgmt    For    For    For
1.9   Elect Director Frits van Paasschen    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

GLAUKOS CORPORATION

 

Meeting Date:     05/31/2018    Country:     USA    Primary Security ID:    377322102
Record Date:    04/05/2018    Meeting Type:    Annual    Ticker:    GKOS

 

Shares Voted:   94,805          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Thomas W. Burns    Mgmt    For    Refer    Withhold
1.2   Elect Director Gilbert H. Kliman    Mgmt    For    Refer    Withhold
1.3   Elect Director Marc A. Stapley    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Allegion plc

 

Meeting Date:     06/05/2018    Country:     Ireland    Primary Security ID:    G0176J109
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    ALLE

 

Shares Voted:   108,989          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carla Cico    Mgmt    For    For    For
1b   Elect Director Kirk S. Hachigian    Mgmt    For    For    For
1c   Elect Director Nicole Parent Haughey    Mgmt    For    For    For
1d   Elect Director David D. Petratis    Mgmt    For    For    For
1e   Elect Director Dean I. Schaffer    Mgmt    For    For    For
1f   Elect Director Charles L. Szews    Mgmt    For    For    For
1g   Elect Director Martin E. Welch, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Authorize Issuance of Equity with Preemptive Rights    Mgmt    For    For    For
5   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

BioMarin Pharmaceutical Inc.

 

Meeting Date:     06/05/2018    Country:     USA    Primary Security ID:    09061G101
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    BMRN

 

Shares Voted:   103,380          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.2   Elect Director Willard Dere    Mgmt    For    For    For
1.3   Elect Director Michael Grey    Mgmt    For    For    For
1.4   Elect Director Elaine J. Heron    Mgmt    For    For    For
1.5   Elect Director Robert J. Hombach    Mgmt    For    For    For
1.6   Elect Director V. Bryan Lawlis    Mgmt    For    For    For
1.7   Elect Director Alan J. Lewis    Mgmt    For    For    For
1.8   Elect Director Richard A. Meier    Mgmt    For    For    For
1.9   Elect Director David E.I. Pyott    Mgmt    For    For    For
1.10   Elect Director Dennis J. Slamon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

CoStar Group, Inc.

 

Meeting Date:     06/06/2018    Country:     USA    Primary Security ID:    22160N109
Record Date:    04/10/2018    Meeting Type:    Annual    Ticker:    CSGP

 

Shares Voted:   55,456          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael R. Klein    Mgmt    For    For    For
1b   Elect Director Andrew C. Florance    Mgmt    For    For    For
1c   Elect Director Laura Cox Kaplan    Mgmt    For    For    For
1d   Elect Director Michael J. Glosserman    Mgmt    For    For    For
1e   Elect Director Warren H. Haber    Mgmt    For    For    For
1f   Elect Director John W. Hill    Mgmt    For    For    For
1g   Elect Director Christopher J. Nassetta    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

CoStar Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director David J. Steinberg    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

lululemon athletica inc.

 

Meeting Date:     06/06/2018    Country:     USA    Primary Security ID:    550021109
Record Date:    04/11/2018    Meeting Type:    Annual    Ticker:    LULU

 

Shares Voted:   151,333          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Martha A.M. “Marti” Morfitt    Mgmt    For    For    For
1b   Elect Director Tricia Patrick    Mgmt    For    For    For
1c   Elect Director Emily White    Mgmt    For    For    For
2   Ratify Pricewaterhousecoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Certificate of Incorporation to Authorize the Board of Directors to Alter, Amend, Add to or Repeal the Bylaws    Mgmt    For    Refer    For
4a   Amend Bylaws to Clarify Annual Stockholder Meeting can be Held at any Location    Mgmt    For    Refer    For
4b   Amend Bylaws Regarding Advance Notice Requirement    Mgmt    For    Refer    Against
4c   Amend Bylaws to Authorize the Board to Utilize a Co-Chair Leadership Structure when Appropriate    Mgmt    For    Refer    For
4d   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
4e   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

MarketAxess Holdings Inc.

 

Meeting Date:     06/07/2018    Country:     USA    Primary Security ID:    57060D108
Record Date:    04/10/2018    Meeting Type:    Annual    Ticker:    MKTX

 

Shares Voted:   34,552          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard M. McVey    Mgmt    For    For    For
1b   Elect Director Steven L. Begleiter    Mgmt    For    For    For
1c   Elect Director Stephen P. Casper    Mgmt    For    For    For
1d   Elect Director Jane Chwick    Mgmt    For    For    For
1e   Elect Director William F. Cruger    Mgmt    For    For    For
1f   Elect Director David G. Gomach    Mgmt    For    For    For
1g   Elect Director Carlos M. Hernandez    Mgmt    For    For    For
1h   Elect Director Richard G. Ketchum    Mgmt    For    For    For
1i   Elect Director Emily H. Portney    Mgmt    For    For    For
1j   Elect Director John Steinhardt    Mgmt    For    For    For
1k   Elect Director James J. Sullivan    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

Autodesk, Inc.

 

Meeting Date:     06/12/2018    Country:     USA    Primary Security ID:    052769106
Record Date:    04/16/2018    Meeting Type:    Annual    Ticker:    ADSK

 

Shares Voted:   49,956          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew Anagnost    Mgmt    For    For    For
1b   Elect Director Crawford W. Beveridge    Mgmt    For    For    For
1c   Elect Director Karen Blasing    Mgmt    For    For    For
1d   Elect Director Reid French    Mgmt    For    For    For
1e   Elect Director Mary T. McDowell    Mgmt    For    For    For
1f   Elect Director Lorrie M. Norrington    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Autodesk, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Betsy Rafael    Mgmt    For    For    For
1h   Elect Director Stacy J. Smith    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Western Alliance Bancorporation

 

Meeting Date:     06/12/2018    Country:     USA    Primary Security ID:    957638109
Record Date:    04/16/2018    Meeting Type:    Annual    Ticker:    WAL

 

Shares Voted:   132,002          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Bruce Beach    Mgmt    For    For    For
1b   Elect Director William S. Boyd    Mgmt    For    For    For
1c   Elect Director Howard N. Gould    Mgmt    For    For    For
1d   Elect Director Steven J. Hilton    Mgmt    For    For    For
1e   Elect Director Marianne Boyd Johnson    Mgmt    For    For    For
1f   Elect Director Robert P. Latta    Mgmt    For    For    For
1g   Elect Director Cary Mack    Mgmt    For    For    For
1h   Elect Director Todd Marshall    Mgmt    For    For    For
1i   Elect Director James E. Nave    Mgmt    For    For    For
1j   Elect Director Michael Patriarca    Mgmt    For    For    For
1k   Elect Director Robert Gary Sarver    Mgmt    For    For    For
1l   Elect Director Donald D. Snyder    Mgmt    For    For    For
1m   Elect Director Sung Won Sohn    Mgmt    For    For    For
1n   Elect Director Kenneth A. Vecchione    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify RSM US LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

MercadoLibre, Inc.

 

Meeting Date:     06/15/2018    Country:     USA    Primary Security ID:    58733R102
Record Date:    04/19/2018    Meeting Type:    Annual    Ticker:    MELI

 

Shares Voted:   44,606          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Nicolas Galperin    Mgmt    For    For    For
1.2   Elect Director Meyer ‘Micky’ Malka Rais    Mgmt    For    For    For
1.3   Elect Director Javier Olivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Co. S.A. as Auditors    Mgmt    For    For    For

ServiceNow, Inc.

 

Meeting Date:     06/19/2018    Country:     USA    Primary Security ID:    81762P102
Record Date:    04/20/2018    Meeting Type:    Annual    Ticker:    NOW

 

Shares Voted:   84,055          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Susan L. Bostrom    Mgmt    For    For    For
1b   Elect Director Jonathan C. Chadwick    Mgmt    For    For    For
1c   Elect Director Frederic B. Luddy    Mgmt    For    For    For
1d   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 75 – Ivy VIP Mid Cap Growth

 

Square, Inc.

 

Meeting Date:     06/19/2018    Country:     USA    Primary Security ID:    852234103
Record Date:    04/24/2018    Meeting Type:    Annual    Ticker:    SQ

 

Shares Voted:   206,342          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Randy Garutti    Mgmt    For    For    For
1.2   Elect Director Mary Meeker    Mgmt    For    Refer    Withhold
1.3   Elect Director Naveen Rao    Mgmt    For    For    For
1.4   Elect Director Lawrence Summers    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Norwegian Cruise Line Holdings Ltd.

 

Meeting Date:     06/20/2018    Country:    Bermuda    Primary Security ID:    G66721104
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    NCLH

 

Shares Voted:   187,244          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Adam M. Aron    Mgmt    For    For    For
1b   Elect Director Stella David    Mgmt    For    For    For
1c   Elect Director Mary E. Landry    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For


IVY VIP NATURAL RESOURCES

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

BHP Billiton plc

 

Meeting Date:    10/19/2017    Country:    United Kingdom    Primary Security ID:    G10877101
Record Date:    10/17/2017    Meeting Type:    Annual    Ticker:    BLT

 

Shares Voted:   251,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7   Approve Remuneration Policy    Mgmt    For    For    For
8   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
9   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
10   Approve Leaving Entitlements    Mgmt    For    Refer    For
11   Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie    Mgmt    For    Refer    For
12   Elect Terry Bowen as Director    Mgmt    For    For    For
13   Elect John Mogford as Director    Mgmt    For    For    For
14   Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
15   Re-elect Anita Frew as Director    Mgmt    For    For    For
16   Re-elect Carolyn Hewson as Director    Mgmt    For    For    For
17   Re-elect Andrew Mackenzie as Director    Mgmt    For    For    For
18   Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For
19   Re-elect Wayne Murdy as Director    Mgmt    For    For    For
20   Re-elect Shriti Vadera as Director    Mgmt    For    For    For
21   Re-elect Ken MacKenzie as Director    Mgmt    For    For    For
  Shareholder Proposals    Mgmt         
22   Amend the Constitution    SH    Against    Refer    Against

 


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

BHP Billiton plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

23   Review the Public Policy Advocacy on Climate Change and Energy    SH    Against    Refer    Against

Air Products and Chemicals, Inc.

 

Meeting Date:    01/25/2018    Country:    USA    Primary Security ID:    009158106
Record Date:    11/30/2017    Meeting Type:    Annual    Ticker:    APD

 

Shares Voted:   26,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Susan K. Carter    Mgmt    For    For    For
1b   Elect Director Charles I. Cogut    Mgmt    For    For    For
1c   Elect Director Seifollah (Seifi) Ghasemi    Mgmt    For    For    For
1d   Elect Director Chadwick C. Deaton    Mgmt    For    For    For
1e   Elect Director David H. Y. Ho    Mgmt    For    For    For
1f   Elect Director Margaret G. McGlynn    Mgmt    For    For    For
1g   Elect Director Edward L. Monser    Mgmt    For    For    For
1h   Elect Director Matthew H. Paull    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan - WITHDRAWN RESOLUTION    Mgmt         

Schlumberger Limited

 

Meeting Date:    04/04/2018    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/07/2018    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   50,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Miguel M. Galuccio    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Schlumberger Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1d   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1e   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1f   Elect Director Helge Lund    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Indra K. Nooyi    Mgmt    For    For    For
1i   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1j   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1k   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    04/11/2018    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    RIO

 

Shares Voted:   68,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
4   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
5A   Approve 2018 Equity Incentive Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy Rec

  

Vote Instruction

5B   Approve the Potential Termination of Benefits Payable under the 2018 Equity Incentive Plan    Mgmt    For    Refer    For
6   Re-elect Megan Clark as Director    Mgmt    For    For    For
7   Re-elect David Constable as Director    Mgmt    For    For    For
8   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
9   Re-elect Simon Henry as Director    Mgmt    For    For    For
10   Re-elect Jean-Sebastien Jacques as Director    Mgmt    For    For    For
11   Re-elect Sam Laidlaw as Director    Mgmt    For    For    For
12   Re-elect Michael L’Estrange as Director    Mgmt    For    For    For
13   Re-elect Chris Lynch as Director    Mgmt    For    For    For
14   Re-elect Simon Thompson as Director    Mgmt    For    For    For
15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
  Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/19/2018    Country:    USA    Primary Security ID:    693506107
Record Date:    02/16/2018    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   27,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Victoria F. Haynes    Mgmt    For    For    For
1.2   Elect Director Michael W. Lamach    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

PPG Industries, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Martin H. Richenhagen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Declassify the Board of Directors    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

West Fraser Timber Co. Ltd.

 

Meeting Date:    04/19/2018    Country:    Canada    Primary Security ID:    952845105
Record Date:    03/02/2018    Meeting Type:    Annual    Ticker:    WFT

 

Shares Voted:   39,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Henry H. (Hank) Ketcham    Mgmt    For    For    For
1.2   Elect Director Reid E. Carter    Mgmt    For    For    For
1.3   Elect Director John N. Floren    Mgmt    For    For    For
1.4   Elect Director Brian G. Kenning    Mgmt    For    For    For
1.5   Elect Director John K. Ketcham    Mgmt    For    For    For
1.6   Elect Director Gerald J. (Gerry) Miller    Mgmt    For    For    For
1.7   Elect Director Robert L. Phillips    Mgmt    For    For    For
1.8   Elect Director Janice G. Rennie    Mgmt    For    For    For
1.9   Elect Director Edward R. (Ted) Seraphim    Mgmt    For    For    For
1.10   Elect Director Gillian D. Winckler    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

EOG Resources, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    26875P101
Record Date:    02/27/2018    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   40,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director Robert P. Daniels    Mgmt    For    For    For
1d   Elect Director James C. Day    Mgmt    For    For    For
1e   Elect Director C. Christopher Gaut    Mgmt    For    For    For
1f   Elect Director Donald F. Textor    Mgmt    For    For    For
1g   Elect Director William R. Thomas    Mgmt    For    For    For
1h   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Noble Energy, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    655044105
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   78,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1b   Elect Director Michael A. Cawley    Mgmt    For    For    For
1c   Elect Director Edward F. Cox    Mgmt    For    For    For
1d   Elect Director James E. Craddock    Mgmt    For    Refer    For
1e   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1f   Elect Director Holli C. Ladhani    Mgmt    For    For    For
1g   Elect Director David L. Stover    Mgmt    For    For    For
1h   Elect Director Scott D. Urban    Mgmt    For    For    For
1i   Elect Director William T. Van Kleef    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Noble Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario    SH    Against    Refer    For

RPC, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    749660106
Record Date:    02/28/2018    Meeting Type:    Annual    Ticker:    RES

 

Shares Voted:   182,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gary W. Rollins    Mgmt    For    Refer    For
1.2   Elect Director Richard A. Hubbell    Mgmt    For    Refer    For
1.3   Elect Director Larry L. Prince    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Croda International plc

 

Meeting Date:    04/25/2018    Country:    United Kingdom    Primary Security ID:    G25536148
Record Date:    04/23/2018    Meeting Type:    Annual    Ticker:    CRDA

 

Shares Voted:   23,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Alan Ferguson as Director    Mgmt    For    For    For
5   Re-elect Steve Foots as Director    Mgmt    For    For    For
6   Re-elect Anita Frew as Director    Mgmt    For    For    For
7   Re-elect Helena Ganczakowski as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Croda International plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Re-elect Keith Layden as Director    Mgmt    For    For    For
9   Re-elect Jez Maiden as Director    Mgmt    For    For    For
10   Re-elect Steve Williams as Director    Mgmt    For    For    For
11   Appoint KPMG LLP as Auditors    Mgmt    For    For    For
12   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
13   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
14   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
15   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
18   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

DowDuPont Inc.

 

Meeting Date:    04/25/2018    Country:    USA    Primary Security ID:    26078J100
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    DWDP

 

Shares Voted:   46,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Edward D. Breen    Mgmt    For    For    For
1d   Elect Director Robert A. Brown    Mgmt    For    For    For
1e   Elect Director Alexander M. Cutler    Mgmt    For    For    For
1f   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1g   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1h   Elect Director Lois D. Juliber    Mgmt    For    For    For
1i   Elect Director Andrew N. Liveris    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

DowDuPont Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1k   Elect Director Paul Polman    Mgmt    For    For    For
1l   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1m   Elect Director James M. Ringler    Mgmt    For    For    For
1n   Elect Director Ruth G. Shaw    Mgmt    For    For    For
1o   Elect Director Lee M. Thomas    Mgmt    For    For    For
1p   Elect Director Patrick J. Ward    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement    SH    Against    For    For
6   Report on Pay Disparity    SH    Against    Refer    Against
7   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
8   Report on Impact of the Bhopal Chemical Explosion    SH    Against    Refer    Against
9   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

CROWN HOLDINGS, INC.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    228368106
Record Date:    03/06/2018    Meeting Type:    Annual    Ticker:    CCK

 

Shares Voted:   53,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John W. Conway    Mgmt    For    For    For
1.2   Elect Director Timothy J. Donahue    Mgmt    For    For    For
1.3   Elect Director Arnold W. Donald    Mgmt    For    For    For
1.4   Elect Director Andrea J. Funk    Mgmt    For    For    For
1.5   Elect Director Rose Lee    Mgmt    For    For    For
1.6   Elect Director William G. Little    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

CROWN HOLDINGS, INC.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Hans J. Loliger    Mgmt    For    For    For
1.8   Elect Director James H. Miller    Mgmt    For    For    For
1.9   Elect Director Josef M. Muller    Mgmt    For    For    For
1.10   Elect Director Caesar F. Sweitzer    Mgmt    For    For    For
1.11   Elect Director Jim L. Turner    Mgmt    For    For    For
1.12   Elect Director William S. Urkiel    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Proxy Access Right    SH    Against    Against    Against

Magellan Midstream Partners, L.P.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    559080106
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    MMP

 

Shares Voted:   44,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert G. Croyle    Mgmt    For    For    For
1.2   Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.3   Elect Director Barry R. Pearl    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young, LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Cabot Oil & Gas Corporation

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    127097103
Record Date:    03/08/2018    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   151,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dorothy M. Ables    Mgmt    For    For    For
1.2   Elect Director Rhys J. Best    Mgmt    For    For    For
1.3   Elect Director Robert S. Boswell    Mgmt    For    For    For
1.4   Elect Director Amanda M. Brock    Mgmt    For    For    For
1.5   Elect Director Dan O. Dinges    Mgmt    For    For    For
1.6   Elect Director Robert Kelley    Mgmt    For    For    For
1.7   Elect Director W. Matt Ralls    Mgmt    For    For    For
1.8   Elect Director Marcus A. Watts    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Centennial Resource Development, Inc.

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    15136A102
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    CDEV

 

Shares Voted:   64,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Karl E. Bandtel    Mgmt    For    Refer    Withhold
1.2   Elect Director Matthew G. Hyde    Mgmt    For    For    For
1.3   Elect Director Jeffrey H. Tepper    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

International Flavors & Fragrances Inc.

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    459506101
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    IFF

 

Shares Voted:   17,287          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Marcello V. Bottoli    Mgmt    For    For    For
1b   Elect Director Linda Buck    Mgmt    For    For    For
1c   Elect Director Michael L. Ducker    Mgmt    For    For    For
1d   Elect Director David R. Epstein    Mgmt    For    For    For
1e   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1f   Elect Director John F. Ferraro    Mgmt    For    For    For
1g   Elect Director Andreas Fibig    Mgmt    For    For    For
1h   Elect Director Christina Gold    Mgmt    For    For    For
1i   Elect Director Katherine M. Hudson    Mgmt    For    For    For
1j   Elect Director Dale F. Morrison    Mgmt    For    For    For
1k   Elect Director Stephen Williamson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Ecolab Inc.

 

Meeting Date:    05/03/2018    Country:    USA    Primary Security ID:    278865100
Record Date:    03/06/2018    Meeting Type:    Annual    Ticker:    ECL

 

Shares Voted:   23,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Douglas M. Baker, Jr.    Mgmt    For    For    For
1b   Elect Director Barbara J. Beck    Mgmt    For    For    For
1c   Elect Director Leslie S. Biller    Mgmt    For    For    For
1d   Elect Director Carl M. Casale    Mgmt    For    For    For
1e   Elect Director Stephen I. Chazen    Mgmt    For    For    For
1f   Elect Director Jeffrey M. Ettinger    Mgmt    For    For    For
1g   Elect Director Arthur J. Higgins    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Ecolab Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Michael Larson    Mgmt    For    For    For
1i   Elect Director David W. MacLennan    Mgmt    For    For    For
1j   Elect Director Tracy B. McKibben    Mgmt    For    For    For
1k   Elect Director Victoria J. Reich    Mgmt    For    For    For
1l   Elect Director Suzanne M. Vautrinot    Mgmt    For    For    For
1m   Elect Director John J. Zillmer    Mgmt    For    For    For
2   Ratify Pricewaterhouse Coopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Randgold Resources Ltd

 

Meeting Date:    05/08/2018    Country:    Jersey    Primary Security ID:    G73740113
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    RRS

 

Shares Voted:   33,807          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Remuneration Policy    Mgmt    For    For    For
5   Re-elect Safiatou Ba-N’Daw as Director    Mgmt    For    For    For
6   Re-elect Mark Bristow as Director    Mgmt    For    For    For
7   Re-elect Christopher Coleman as Director    Mgmt    For    For    For
8   Re-elect Jamil Kassum as Director    Mgmt    For    For    For
9   Re-elect Olivia Kirtley as Director    Mgmt    For    For    For
10   Re-elect Jeanine Mabunda Lioko as Director    Mgmt    For    For    For
11   Re-elect Andrew Quinn as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Randgold Resources Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12   Re-elect Graham Shuttleworth as Director    Mgmt    For    For    For
13   Reappoint BDO LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Approve Awards of Ordinary Shares to Non-executive Directors    Mgmt    For    Refer    For
17   Approve Award of Ordinary Shares to the Senior Independent Director    Mgmt    For    Refer    For
18   Approve Award of Ordinary Shares to the Chairman    Mgmt    For    Refer    For
19   Approve Long Term Incentive Plan    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares and American Depositary Shares    Mgmt    For    For    For

Phillips 66

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    718546104
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   42,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director J. Brian Ferguson    Mgmt    For    For    For
1b   Elect Director Harold W. McGraw, III    Mgmt    For    For    For
1c   Elect Director Victoria J. Tschinkel    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Canadian Pacific Railway Limited

 

Meeting Date:    05/10/2018    Country:    Canada    Primary Security ID:    13645T100
Record Date:    03/15/2018    Meeting Type:    Annual    Ticker:    CP

 

Shares Voted:   15,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1   Elect Director John Baird    Mgmt    For    For    For
3.2   Elect Director Isabelle Courville    Mgmt    For    For    For
3.3   Elect Director Keith E. Creel    Mgmt    For    For    For
3.4   Elect Director Gillian (Jill) H. Denham    Mgmt    For    For    For
3.5   Elect Director Rebecca MacDonald    Mgmt    For    For    For
3.6   Elect Director Matthew H. Paull    Mgmt    For    For    For
3.7   Elect Director Jane L. Peverett    Mgmt    For    For    For
3.8   Elect Director Andrew F. Reardon    Mgmt    For    For    For
3.9   Elect Director Gordon T. Trafton II    Mgmt    For    For    For

Cimarex Energy Co.

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    171798101
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   31,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joseph R. Albi    Mgmt    For    For    For
1.2   Elect Director Lisa A. Stewart    Mgmt    For    For    For
1.3   Elect Director Michael J. Sullivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Union Pacific Corporation

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    907818108
Record Date:    03/09/2018    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   22,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1b   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1c   Elect Director David B. Dillon    Mgmt    For    For    For
1d   Elect Director Lance M. Fritz    Mgmt    For    For    For
1e   Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1f   Elect Director Jane H. Lute    Mgmt    For    For    For
1g   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1h   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1i   Elect Director Bhavesh V. Patel    Mgmt    For    For    For
1j   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against

Galp Energia, SGPS S.A.

 

Meeting Date:    05/15/2018    Country:    Portugal    Primary Security ID:    X3078L108
Record Date:    05/08/2018    Meeting Type:    Annual    Ticker:    GALP

 

Shares Voted:   32,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Standalone and Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income    Mgmt    For    For    For
3   Approve Discharge of Board    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board    Mgmt    For    For    For
5   Approve Discharge of Auditors    Mgmt    For    For    For
6   Approve Statement on Remuneration Policy    Mgmt    For    For    For
7   Authorize Repurchase and Reissuance of Shares and Bonds    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Packaging Corporation of America

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    695156109
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    PKG

 

Shares Voted:   25,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Cheryl K. Beebe    Mgmt    For    For    For
1.2   Elect Director Duane C. Farrington    Mgmt    For    For    For
1.3   Elect Director Hasan Jameel    Mgmt    For    For    For
1.4   Elect Director Mark W. Kowlzan    Mgmt    For    For    For
1.5   Elect Director Robert C. Lyons    Mgmt    For    For    For
1.6   Elect Director Thomas P. Maurer    Mgmt    For    For    For
1.7   Elect Director Samuel M. Mencoff    Mgmt    For    For    For
1.8   Elect Director Roger B. Porter    Mgmt    For    For    For
1.9   Elect Director Thomas S. Souleles    Mgmt    For    For    For
1.10   Elect Director Paul T. Stecko    Mgmt    For    For    For
1.11   Elect Director James D. Woodrum    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Halliburton Company

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    406216101
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   158,914          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1b   Elect Director William E. Albrecht    Mgmt    For    For    For
1c   Elect Director Alan M. Bennett    Mgmt    For    For    For
1d   Elect Director James R. Boyd    Mgmt    For    For    For
1e   Elect Director Milton Carroll    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Halliburton Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1g   Elect Director Murry S. Gerber    Mgmt    For    For    For
1h   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1i   Elect Director David J. Lesar    Mgmt    For    For    For
1j   Elect Director Robert A. Malone    Mgmt    For    For    For
1k   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1l   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Ingredion Incorporated

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    457187102
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    INGR

 

Shares Voted:   21,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Luis Aranguren-Trellez    Mgmt    For    For    For
1b   Elect Director David B. Fischer    Mgmt    For    For    For
1c   Elect Director Ilene S. Gordon    Mgmt    For    For    For
1d   Elect Director Paul Hanrahan    Mgmt    For    For    For
1e   Elect Director Rhonda L. Jordan    Mgmt    For    For    For
1f   Elect Director Gregory B. Kenny    Mgmt    For    For    For
1g   Elect Director Barbara A. Klein    Mgmt    For    For    For
1h   Elect Director Victoria J. Reich    Mgmt    For    For    For
1i   Elect Director Jorge A. Uribe    Mgmt    For    For    For
1j   Elect Director Dwayne A. Wilson    Mgmt    For    For    For
1k   Elect Director James P. Zallie    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Mondi plc

 

Meeting Date:    05/16/2018    Country:    United Kingdom    Primary Security ID:    G6258S107
Record Date:    05/14/2018    Meeting Type:    Annual    Ticker:    MNDI

 

Shares Voted:   108,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Common Business: Mondi Limited and Mondi plc    Mgmt         
1   Elect Stephen Young as Director    Mgmt    For    For    For
2   Re-elect Tanya Fratto as Director    Mgmt    For    For    For
3   Re-elect Stephen Harris as Director    Mgmt    For    For    For
4   Re-elect Andrew King as Director    Mgmt    For    For    For
5   Re-elect Peter Oswald as Director    Mgmt    For    For    For
6   Re-elect Fred Phaswana as Director    Mgmt    For    For    For
7   Re-elect Dominique Reiniche as Director    Mgmt    For    For    For
8   Re-elect David Williams as Director    Mgmt    For    For    For
9   Re-elect Tanya Fratto as Member of the DLC Audit Committee    Mgmt    For    For    For
10   Re-elect Stephen Harris as Member of the DLC Audit Committee    Mgmt    For    For    For
11   Elect Stephen Young as Member of the DLC Audit Committee    Mgmt    For    For    For
  Mondi Limited Business    Mgmt         
12   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
13   Approve Remuneration Policy    Mgmt    For    For    For
14   Approve Remuneration Report    Mgmt    For    For    For
15   Approve Non-executive Directors’ Fees    Mgmt    For    Refer    For
16   Approve Rationalisation of the Fee Structure of the Non-executive Directors    Mgmt    For    Refer    For
17   Approve Final Dividend    Mgmt    For    For    For
18   Approve Special Dividend    Mgmt    For    For    For
19   Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Michal Kotze as the Registered Auditor    Mgmt    For    For    For
20   Authorise the DLC Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Mondi plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

21   Approve Financial Assistance in Terms of Section 44 and/or 45 of the SA Companies Act    Mgmt    For    Refer    For
22   Place Authorised but Unissued Ordinary Shares Under Control of Directors    Mgmt    For    For    For
23   Place Authorised but Unissued Special Converting Shares Under Control of Directors    Mgmt    For    For    For
24   Authorise Board to Issue Shares for Cash    Mgmt    For    For    For
25   Authorise Repurchase of Issued Share Capital    Mgmt    For    For    For
  Mondi plc Business    Mgmt         
26   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
27   Approve Remuneration Report    Mgmt    For    For    For
28   Approve Final Dividend    Mgmt    For    For    For
29   Approve Special Dividend    Mgmt    For    For    For
30   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
31   Authorise the DLC Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
32   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
33   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
34   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Concho Resources Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    20605P101
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    CXO

 

Shares Voted:   25,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven L. Beal    Mgmt    For    For    For
1.2   Elect Director Tucker S. Bridwell    Mgmt    For    For    For
1.3   Elect Director Mark B. Puckett    Mgmt    For    For    For
1.4   Elect Director E. Joseph Wright    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Concho Resources Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Sealed Air Corporation

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    81211K100
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    SEE

 

Shares Voted:   71,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael Chu    Mgmt    For    For    For
1b   Elect Director Edward L. Doheny, II    Mgmt    For    For    For
1c   Elect Director Patrick Duff    Mgmt    For    For    For
1d   Elect Director Henry R. Keizer    Mgmt    For    For    For
1e   Elect Director Jacqueline B. Kosecoff    Mgmt    For    For    For
1f   Elect Director Neil Lustig    Mgmt    For    For    For
1g   Elect Director Richard L. Wambold    Mgmt    For    For    For
1h   Elect Director Jerry R. Whitaker    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

WPX Energy, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    98212B103
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    WPX

 

Shares Voted:   194,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John A. Carrig    Mgmt    For    For    For
1.2   Elect Director Robert K. Herdman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

WPX Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Kelt Kindick    Mgmt    For    For    For
1.4   Elect Director Karl F. Kurz    Mgmt    For    For    For
1.5   Elect Director Henry E. Lentz    Mgmt    For    For    For
1.6   Elect Director William G. Lowrie    Mgmt    For    For    For
1.7   Elect Director Kimberly S. Lubel    Mgmt    For    For    For
1.8   Elect Director Richard E. Muncrief    Mgmt    For    For    For
1.9   Elect Director Valerie M. Williams    Mgmt    For    For    For
1.10   Elect Director David F. Work    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Core Laboratories N.V.

 

Meeting Date:    05/24/2018    Country:    Netherlands    Primary Security ID:    N22717107
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    CLB

 

Shares Voted:   7,088          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Margaret Ann van Kempen    Mgmt    For    For    For
1b   Elect Director Lawrence Bruno    Mgmt    For    For    For
2   Ratify KPMG as Auditors    Mgmt    For    For    For
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
7   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Core Laboratories N.V.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8a   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
8b   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Parsley Energy, Inc.

 

Meeting Date:    05/25/2018    Country:    USA    Primary Security ID:    701877102
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    PE

 

Shares Voted:   125,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ronald Brokmeyer    Mgmt    For    For    For
1b   Elect Director Hemang Desai    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    166764100
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    CVX

 

Shares Voted:   31,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Wanda M. Austin    Mgmt    For    For    For
1b   Elect Director John B. Frank    Mgmt    For    For    For
1c   Elect Director Alice P. Gast    Mgmt    For    For    For
1d   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1f   Elect Director Dambisa F. Moyo    Mgmt    For    For    For
1g   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1h   Elect Director Inge G. Thulin    Mgmt    For    For    For
1i   Elect Director D. James Umpleby, III    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 74 – Ivy VIP Natural Resources

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Michael K. Wirth    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Report on Risks of Doing Business in Conflict-Affected Areas    SH    Against    Against    Against
6   Report on Transition to a Low Carbon Business Model    SH    Against    Refer    Against
7   Report on Methane Emissions    SH    Against    Refer    For
8   Require Independent Board Chairman    SH    Against    Refer    For
9   Require Director Nominee with Environmental Experience    SH    Against    Refer    For
10   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Diamondback Energy, Inc.

 

Meeting Date:    06/07/2018    Country:    USA    Primary Security ID:    25278X109
Record Date:    04/13/2018    Meeting Type:    Annual    Ticker:    FANG

 

Shares Voted:   28,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven E. West    Mgmt    For    For    For
1.2   Elect Director Travis D. Stice    Mgmt    For    For    For
1.3   Elect Director Michael L. Hollis    Mgmt    For    For    For
1.4   Elect Director Michael P. Cross    Mgmt    For    For    For
1.5   Elect Director David L. Houston    Mgmt    For    For    For
1.6   Elect Director Mark L. Plaumann    Mgmt    For    For    For
1.7   Elect Director Melanie M. Trent    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


IVY VIP PATHFINDER AGGRESSIVE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER CONSERVATIVE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderate, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderate – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATELY AGGRESSIVE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderately Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATELY AGGRESSIVE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderately Aggressive – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATELY CONSERVATIVE

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderately Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP PATHFINDER MODERATELY CONSERVATIVE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy VIP Pathfinder Moderately Conservative – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY VIP SCIENCE AND TECHNOLOGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Evogene Ltd.

 

Meeting Date:    07/18/2017    Country:    Israel    Primary Security ID:    M4119S104
Record Date:    06/15/2017    Meeting Type:    Annual    Ticker:    EVGN

 

Shares Voted:   175,440          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Reelect Martin Gerstel as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1b   Reelect Sarit Firon as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1c   Reelect Ziv Kop as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1d   Reelect Adina Makover as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1e   Reelect Kinneret Livnat Savitsky as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1f   Reelect Leon Recanati as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
2   Approve Option Grants to Kinneret Livnat Savitsky    Mgmt    For    Refer    For
3   Approve Annual Bonus of CEO    Mgmt    For    Refer    For
4   Reappoint Kost Forer Gabbay and Kasierer as Auditors    Mgmt    For    For    For
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against

Pandora Media, Inc.

 

Meeting Date:    08/07/2017    Country:    USA    Primary Security ID:    698354107
Record Date:    06/21/2017    Meeting Type:    Annual    Ticker:    P

 

Shares Voted:   414,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jason Hirschhorn    Mgmt    For    For    For
2   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Pandora Media, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For

Acxiom Corporation

 

Meeting Date:    08/08/2017    Country:    USA    Primary Security ID:    005125109
Record Date:    06/12/2017    Meeting Type:    Annual    Ticker:    ACXM

 

Shares Voted:   355,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Timothy R. Cadogan    Mgmt    For    For    For
1b   Elect Director William T. Dillard, II    Mgmt    For    For    For
1c   Elect Director Scott E. Howe    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

CSRA Inc.

 

Meeting Date:    08/08/2017    Country:    USA    Primary Security ID:    12650T104
Record Date:    06/09/2017    Meeting Type:    Annual    Ticker:    CSRA

 

Shares Voted:   219,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Keith B. Alexander    Mgmt    For    For    For
1b   Elect Director Sanju K. Bansal    Mgmt    For    For    Against
1c   Elect Director Michele A. Flournoy    Mgmt    For    For    Against
1d   Elect Director Mark A. Frantz    Mgmt    For    For    For
1e   Elect Director Nancy Killefer    Mgmt    For    For    For
1f   Elect Director Craig L. Martin    Mgmt    For    For    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

CSRA Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Sean O’Keefe    Mgmt    For    For    For
1h   Elect Director Lawrence B. Prior, III    Mgmt    For    For    For
1i   Elect Director Michael E. Ventling    Mgmt    For    For    Against
1j   Elect Director Billie I. Williamson    Mgmt    For    For    For
1k   Elect Director John F. Young    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Microchip Technology Incorporated

 

Meeting Date:    08/22/2017    Country:    USA    Primary Security ID:    595017104
Record Date:    06/28/2017    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   74,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

WNS (Holdings) Limited

 

Meeting Date:    09/27/2017    Country:    Jersey    Primary Security ID:    92932M101
Record Date:    08/22/2017    Meeting Type:    Annual    Ticker:    WNS

 

Shares Voted:   647,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Ratify Grant Thornton India LLP as Auditors    Mgmt    For    For    For
3   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Reelect Keshav R. Murugesh as a Director    Mgmt    For    For    For
5   Reelect Michael Menezes as a Director    Mgmt    For    For    For
6   Reelect Keith Haviland as a Director    Mgmt    For    For    For
7   Approve Remuneration of Directors    Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:    10/18/2017    Country:    Cayman Islands    Primary Security ID:    01609W102
Record Date:    08/18/2017    Meeting Type:    Annual    Ticker:    BABA

 

Shares Voted:   146,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Elect Jack Yun Ma as Director    Mgmt    For    Refer    Against
1.2   Elect Masayoshi Son as Director    Mgmt    For    Refer    Against
1.3   Elect Walter Teh Ming Kwauk as Director    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Zayo Group Holdings, Inc.

 

Meeting Date:    11/02/2017    Country:    USA    Primary Security ID:    98919V105
Record Date:    09/08/2017    Meeting Type:    Annual    Ticker:    ZAYO

 

Shares Voted:   340,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Phil Canfield    Mgmt    For    Refer    For
1.2   Elect Director Steve Kaplan    Mgmt    For    For    For
1.3   Elect Director Linda Rottenberg    Mgmt    For    Refer    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Microsoft Corporation

 

Meeting Date:    11/29/2017    Country:    USA    Primary Security ID:    594918104
Record Date:    09/29/2017    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   469,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Aspen Technology, Inc.

 

Meeting Date:    12/08/2017    Country:    USA    Primary Security ID:    045327103
Record Date:    10/16/2017    Meeting Type:    Annual    Ticker:    AZPN

 

Shares Voted:   345,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joan C. McArdle    Mgmt    For    For    For
1.2   Elect Director Simon J. Orebi Gann    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Micron Technology, Inc.

 

Meeting Date:    01/17/2018    Country:    USA    Primary Security ID:    595112103
Record Date:    11/20/2017    Meeting Type:    Annual    Ticker:    MU

 

Shares Voted:   1,101,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2   Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3   Elect Director Patrick J. Byrne    Mgmt    For    For    For
1.4   Elect Director Mercedes Johnson    Mgmt    For    For    For
1.5   Elect Director Sanjay Mehrotra    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Micron Technology, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Lawrence N. Mondry    Mgmt    For    For    For
1.7   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Marrone Bio Innovations, Inc.

 

Meeting Date:    01/31/2018    Country:    USA    Primary Security ID:    57165B106
Record Date:    12/18/2017    Meeting Type:    Annual    Ticker:    MBII

 

Shares Voted:   279,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Pamela G. Marrone    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Issuance of Shares for a Private Placement    Mgmt    For    Refer    For
4   Approve Issuance of Shares for a Private Placement    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Adopt Proxy Access Right    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Apple Inc.

 

Meeting Date:    02/13/2018    Country:    USA    Primary Security ID:    037833100
Record Date:    12/15/2017    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   219,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James Bell    Mgmt    For    For    For
1b   Elect Director Tim Cook    Mgmt    For    For    For
1c   Elect Director Al Gore    Mgmt    For    For    For
1d   Elect Director Bob Iger    Mgmt    For    For    For
1e   Elect Director Andrea Jung    Mgmt    For    For    For
1f   Elect Director Art Levinson    Mgmt    For    For    For
1g   Elect Director Ron Sugar    Mgmt    For    For    For
1h   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
5   Proxy Access Amendments    SH    Against    Against    Against
6   Establish Human Rights Committee    SH    Against    Refer    Against

Microsemi Corporation

 

Meeting Date:    02/13/2018    Country:    USA    Primary Security ID:    595137100
Record Date:    12/18/2017    Meeting Type:    Annual    Ticker:    MSCC

 

Shares Voted:   555,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James J. Peterson    Mgmt    For    For    For
1.2   Elect Director Dennis R. Leibel    Mgmt    For    For    For
1.3   Elect Director Kimberly E. Alexy    Mgmt    For    For    For
1.4   Elect Director Thomas R. Anderson    Mgmt    For    For    For
1.5   Elect Director William E. Bendush    Mgmt    For    For    For
1.6   Elect Director Richard M. Beyer    Mgmt    For    For    For
1.7   Elect Director Paul F. Folino    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Microsemi Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director William L. Healey    Mgmt    For    For    For
1.9   Elect Director Matthew E. Massengill    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Marvell Technology Group Ltd.

 

Meeting Date:    03/16/2018    Country:    Bermuda    Primary Security ID:    G5876H105
Record Date:    02/02/2018    Meeting Type:    Special    Ticker:    MRVL

 

Shares Voted:   591,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Broadcom Limited

 

Meeting Date:    03/23/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    03/05/2018    Meeting Type:    Court    Ticker:    AVGO

 

Shares Voted:   20,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court-Ordered Meeting for Shareholders    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

WNS (Holdings) Limited

 

Meeting Date:    03/30/2018    Country:    Jersey    Primary Security ID:    92932M101
Record Date:    02/16/2018    Meeting Type:    Special    Ticker:    WNS

 

Shares Voted:   647,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Share Repurchase Program    Mgmt    For    For    For

Broadcom Limited

 

Meeting Date:    04/04/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    02/12/2018    Meeting Type:    Annual    Ticker:    AVGO

 

Shares Voted:   20,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Hock E. Tan    Mgmt    For    For    For
1b   Elect Director James V. Diller    Mgmt    For    For    For
1c   Elect Director Gayla J. Delly    Mgmt    For    For    For
1d   Elect Director Lewis C. Eggebrecht    Mgmt    For    For    For
1e   Elect Director Kenneth Y. Hao    Mgmt    For    For    For
1f   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1g   Elect Director Check Kian Low    Mgmt    For    For    For
1h   Elect Director Donald Macleod    Mgmt    For    For    For
1i   Elect Director Peter J. Marks    Mgmt    For    For    For
1j   Elect Director Henry Samueli    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Approve Issuance of Shares With or Without Preemptive Rights    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

HP Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    40434L105
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    HPQ

 

Shares Voted:   867,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aida M. Alvarez    Mgmt    For    For    For
1b   Elect Director Shumeet Banerji    Mgmt    For    For    For
1c   Elect Director Robert R. Bennett    Mgmt    For    For    For
1d   Elect Director Charles “Chip” V. Bergh    Mgmt    For    For    For
1e   Elect Director Stacy Brown-Philpot    Mgmt    For    For    For
1f   Elect Director Stephanie A. Burns    Mgmt    For    For    For
1g   Elect Director Mary Anne Citrino    Mgmt    For    For    For
1h   Elect Director Stacey Mobley    Mgmt    For    For    For
1i   Elect Director Subra Suresh    Mgmt    For    For    For
1j   Elect Director Dion J. Weisler    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

ASML Holding NV

 

Meeting Date:    04/25/2018    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    03/28/2018    Meeting Type:    Annual    Ticker:    ASML

 

Shares Voted:   75,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3   Discussion on Company’s Corporate Governance Structure    Mgmt         
4.a   Discuss Remuneration Policy for Management Board    Mgmt         
4.b   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.c   Receive Clarification on Company’s Reserves and Dividend Policy    Mgmt         
4.d   Approve Dividends of EUR 1.40 Per Share    Mgmt    For    For    For
5.a   Approve Discharge of Management Board    Mgmt    For    For    For
5.b   Approve Discharge of Supervisory Board    Mgmt    For    For    For
6   Approve 200,000 Performance Shares for Board of Management    Mgmt    For    For    For
7   Announce Intention to Appoint Directors to Management Board    Mgmt         
8.a   Reelect J.M.C. (Hans) Stork to Supervisory Board    Mgmt    For    For    For
8.b   Elect T.L. (Terri) Kelly to Supervisory Board    Mgmt    For    For    For
8.c   Receive Retirement Schedule of the Supervisory Board    Mgmt         
9   Ratify KPMG as Auditors    Mgmt    For    For    For
10.a   Grant Board Authority to Issue Shares up to 5 Percent of Issued Capital for General Purposes    Mgmt    For    For    For
10.b   Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a    Mgmt    For    For    For
10.c   Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition    Mgmt    For    For    For
10.d   Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c    Mgmt    For    For    For
11.a   Authorize Repurchase of up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
11.b   Authorize Additional Repurchase of up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
13   Other Business (Non-Voting)    Mgmt         
14   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Rambus Inc.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    750917106
Record Date:    02/28/2018    Meeting Type:    Annual    Ticker:    RMBS

 

Shares Voted:   764,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director E. Thomas Fisher    Mgmt    For    For    For
1b   Elect Director Charles Kissner    Mgmt    For    For    For
1c   Elect Director David Shrigley    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

QTS Realty Trust, Inc.

 

Meeting Date:    05/03/2018    Country:    USA    Primary Security ID:    74736A103
Record Date:    03/09/2018    Meeting Type:    Annual    Ticker:    QTS

 

Shares Voted:   187,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Chad L. Williams    Mgmt    For    For    For
1.2   Elect Director John W. Barter    Mgmt    For    For    For
1.3   Elect Director William O. Grabe    Mgmt    For    Refer    For
1.4   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.5   Elect Director Peter A. Marino    Mgmt    For    For    For
1.6   Elect Director Scott D. Miller    Mgmt    For    For    For
1.7   Elect Director Philip P. Trahanas    Mgmt    For    For    For
1.8   Elect Director Stephen E. Westhead    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Gilead Sciences, Inc.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    375558103
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    GILD

 

Shares Voted:   91,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John F. Cogan    Mgmt    For    For    For
1b   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1c   Elect Director Kelly A. Kramer    Mgmt    For    For    For
1d   Elect Director Kevin E. Lofton    Mgmt    For    For    For
1e   Elect Director John C. Martin    Mgmt    For    For    For
1f   Elect Director John F. Milligan    Mgmt    For    For    For
1g   Elect Director Richard J. Whitley    Mgmt    For    For    For
1h   Elect Director Gayle E. Wilson    Mgmt    For    For    For
1i   Elect Director Per Wold-Olsen    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For

Atlantica Yield plc

 

Meeting Date:    05/11/2018    Country:    United Kingdom    Primary Security ID:    G0751N103
Record Date:    05/09/2018    Meeting Type:    Annual    Ticker:    AY

 

Shares Voted:   158,430          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Reappoint Deloitte LLP and Deloitte S.L. as Auditors    Mgmt    For    For    For
4   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Atlantica Yield plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Elect Director Ian Edward Robertson    Mgmt    For    For    For
6   Elect Director Christopher Kenneth Jarratt    Mgmt    For    For    For
7   Elect Director Gonzalo Urquijo    Mgmt    For    Refer    Against
8   Approve Redemption of Share Premium Account    Mgmt    For    For    For
9   Amend Articles of Association    Mgmt    For    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    05/11/2018    Country:    USA    Primary Security ID:    232806109
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    CY

 

Shares Voted:   1,541,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director W. Steve Albrecht    Mgmt    For    For    For
1b   Elect Director Hassane El-Khoury    Mgmt    For    For    For
1c   Elect Director Oh Chul Kwon    Mgmt    For    For    For
1d   Elect Director Catherine P. Lego    Mgmt    For    For    For
1e   Elect Director Camillo Martino    Mgmt    For    For    For
1f   Elect Director J. Daniel McCranie    Mgmt    For    Refer    For
1g   Elect Director Jeffrey J. Owens    Mgmt    For    For    For
1h   Elect Director Jeannine Sargent    Mgmt    For    For    For
1i   Elect Director Michael S. Wishart    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Intel Corporation

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    458140100
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    INTC

 

Shares Voted:   236,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aneel Bhusri    Mgmt    For    For    For
1b   Elect Director Andy D. Bryant    Mgmt    For    For    For
1c   Elect Director Reed E. Hundt    Mgmt    For    For    For
1d   Elect Director Omar Ishrak    Mgmt    For    For    For
1e   Elect Director Brian M. Krzanich    Mgmt    For    For    For
1f   Elect Director Risa Lavizzo-Mourey    Mgmt    For    For    For
1g   Elect Director Tsu-Jae King Liu    Mgmt    For    For    For
1h   Elect Director Gregory D. Smith    Mgmt    For    For    For
1i   Elect Director Andrew Wilson    Mgmt    For    For    For
1j   Elect Director Frank D. Yeary    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Report on Costs and Benefits of Poltical Contributions    SH    Against    Against    Against

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    92532F100
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    VRTX

 

Shares Voted:   171,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sangeeta N. Bhatia    Mgmt    For    For    For
1.2   Elect Director Jeffrey M. Leiden    Mgmt    For    For    For
1.3   Elect Director Bruce I. Sachs    Mgmt    For    For    For
2   Reduce Supermajority Vote Requirement    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Vertex Pharmaceuticals Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Report on Drug Pricing Increases    SH    Against    Refer    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Cerner Corporation

 

Meeting Date:    05/18/2018    Country:    USA    Primary Security ID:    156782104
Record Date:    03/21/2018    Meeting Type:    Annual    Ticker:    CERN

 

Shares Voted:   340,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Mitchell E. Daniels, Jr.    Mgmt    For    For    For
1b   Elect Director Clifford W. Illig    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Microsemi Corporation

 

Meeting Date:    05/22/2018    Country:    USA    Primary Security ID:    595137100
Record Date:    04/10/2018    Meeting Type:    Special    Ticker:    MSCC

 

Shares Voted:   148,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Ionis Pharmaceuticals, Inc.

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    462222100
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    IONS

 

Shares Voted:   350,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frederick T. Muto    Mgmt    For    For    For
1.2   Elect Director Breaux B. Castleman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Euronet Worldwide, Inc.

 

Meeting Date:    05/24/2018    Country:    USA    Primary Security ID:    298736109
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    EEFT

 

Shares Voted:   299,228          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Thomas A. McDonnell    Mgmt    For    For    For
1.2   Elect Director Paul S. Althasen    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Amazon.com, Inc.

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    023135106
Record Date:    04/05/2018    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   3,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director Jamie S. Gorelick    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Daniel P. Huttenlocher    Mgmt    For    For    For
1e   Elect Director Judith A. McGrath    Mgmt    For    For    For
1f   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1g   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1h   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
1i   Elect Director Wendell P. Weeks    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Policy on Board Diversity *Withdrawn Resolution*    SH         
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Marrone Bio Innovations, Inc.

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    57165B106
Record Date:    04/12/2018    Meeting Type:    Annual    Ticker:    MBII

 

Shares Voted:   1,429,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Richard Rominger    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Marcum LLP as Auditors    Mgmt    For    For    For

Facebook, Inc.

 

Meeting Date:    05/31/2018    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   162,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1.3   Elect Director Kenneth I. Chenault    Mgmt    For    For    For
1.4   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    Refer    For
1.5   Elect Director Reed Hastings    Mgmt    For    Refer    For
1.6   Elect Director Jan Koum—Withdrawn Resolution    Mgmt         
1.7   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.8   Elect Director Peter A. Thiel    Mgmt    For    Refer    For
1.9   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
4   Establish Board Committee on Risk Management    SH    Against    Refer    For
5   Adopt Simple Majority Vote    SH    Against    For    For
6   Report on Major Global Content Management Controversies (Fake News)    SH    Against    Refer    Against
7   Report on Gender Pay Gap    SH    Against    Against    Against
8   Report on Responsible Tax Principles    SH    Against    Refer    Against

BioMarin Pharmaceutical Inc.

 

Meeting Date:    06/05/2018    Country:    USA    Primary Security ID:    09061G101
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    BMRN

 

Shares Voted:   89,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.2   Elect Director Willard Dere    Mgmt    For    For    For
1.3   Elect Director Michael Grey    Mgmt    For    For    For
1.4   Elect Director Elaine J. Heron    Mgmt    For    For    For
1.5   Elect Director Robert J. Hombach    Mgmt    For    For    For
1.6   Elect Director V. Bryan Lawlis    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

BioMarin Pharmaceutical Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Alan J. Lewis    Mgmt    For    For    For
1.8   Elect Director Richard A. Meier    Mgmt    For    For    For
1.9   Elect Director David E.I. Pyott    Mgmt    For    For    For
1.10   Elect Director Dennis J. Slamon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Alliance Data Systems Corporation

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    018581108
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    ADS

 

Shares Voted:   31,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bruce K. Anderson    Mgmt    For    For    For
1.2   Elect Director Roger H. Ballou    Mgmt    For    For    For
1.3   Elect Director Kelly J. Barlow    Mgmt    For    For    For
1.4   Elect Director E. Linn Draper, Jr.    Mgmt    For    For    For
1.5   Elect Director Edward J. Heffernan    Mgmt    For    For    For
1.6   Elect Director Kenneth R. Jensen    Mgmt    For    For    For
1.7   Elect Director Robert A. Minicucci    Mgmt    For    For    For
1.8   Elect Director Timothy J. Theriault    Mgmt    For    For    For
1.9   Elect Director Laurie A. Tucker    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Alphabet Inc.

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    02079K305
Record Date:    04/18/2018    Meeting Type:    Annual    Ticker:    GOOGL

 

Shares Voted:   14,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    For
1.5   Elect Director Roger W. Ferguson, Jr.    Mgmt    For    For    For
1.6   Elect Director Diane B. Greene    Mgmt    For    For    For
1.7   Elect Director John L. Hennessy    Mgmt    For    For    For
1.8   Elect Director Ann Mather    Mgmt    For    For    For
1.9   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.10   Elect Director Sundar Pichai    Mgmt    For    For    For
1.11   Elect Director K. Ram Shriram    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Report on Gender Pay Gap    SH    Against    Against    Against
7   Adopt Simple Majority Vote    SH    Against    For    Against
8   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
9   Adopt a Policy on Board Diversity    SH    Against    Against    Against
10   Report on Major Global Content Management Controversies    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Netflix, Inc.

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    64110L106
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    NFLX

 

Shares Voted:   51,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard N. Barton    Mgmt    For    Refer    Withhold
1b   Elect Director Rodolphe Belmer    Mgmt    For    For    For
1c   Elect Director Bradford L. Smith    Mgmt    For    Refer    Withhold
1d   Elect Director Anne M. Sweeney    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For
5   Adopt Proxy Access Right    SH    Against    Against    Against
6   Adopt Compensation Clawback Policy    SH    Against    For    For
7   Provide Right to Act by Written Consent    SH    Against    For    For
8   Adopt Simple Majority Vote    SH    Against    For    For
9   Require a Majority Vote for the Election of Directors    SH    Against    For    For

Switch, Inc.

 

Meeting Date:    06/07/2018    Country:    USA    Primary Security ID:    87105L104
Record Date:    04/18/2018    Meeting Type:    Annual    Ticker:    SWCH

 

Shares Voted:   205,057          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Rob Roy    Mgmt    For    Refer    Withhold
1.2   Elect Director Donald D. Snyder    Mgmt    For    Refer    Withhold
1.3   Elect Director Tom Thomas    Mgmt    For    Refer    Withhold
1.4   Elect Director Bryan Wolf    Mgmt    For    Refer    Withhold
1.5   Elect Director Zareh Sarrafian    Mgmt    For    Refer    Withhold
1.6   Elect Director Kim Sheehy    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

ACI Worldwide, Inc.

 

Meeting Date:    06/12/2018    Country:    USA    Primary Security ID:    004498101
Record Date:    04/18/2018    Meeting Type:    Annual    Ticker:    ACIW

 

Shares Voted:   917,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Janet O. Estep    Mgmt    For    For    For
1.2   Elect Director James C. Hale    Mgmt    For    For    For
1.3   Elect Director Philip G. Heasley    Mgmt    For    For    For
1.4   Elect Director Pamela H. Patsley    Mgmt    For    For    For
1.5   Elect Director Charles E. Peters, Jr.    Mgmt    For    For    For
1.6   Elect Director David A. Poe    Mgmt    For    For    For
1.7   Elect Director Adalio T. Sanchez    Mgmt    For    For    For
1.8   Elect Director Thomas W. Warsop, III    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Semtech Corporation

 

Meeting Date:    06/14/2018    Country:    USA    Primary Security ID:    816850101
Record Date:    04/20/2018    Meeting Type:    Annual    Ticker:    SMTC

 

Shares Voted:   253,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James P. Burra    Mgmt    For    For    For
1.2   Elect Director Bruce C. Edwards    Mgmt    For    For    For
1.3   Elect Director Rockell N. Hankin    Mgmt    For    For    For
1.4   Elect Director Ye Jane Li    Mgmt    For    For    For
1.5   Elect Director James T. Lindstrom    Mgmt    For    For    For
1.6   Elect Director Mohan R. Maheswaran    Mgmt    For    For    For
1.7   Elect Director Carmelo J. Santoro    Mgmt    For    For    For
1.8   Elect Director Sylvia Summers    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Semtech Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

UNIVERSAL DISPLAY CORPORATION

 

Meeting Date:    06/21/2018    Country:    USA    Primary Security ID:    91347P105
Record Date:    04/05/2018    Meeting Type:    Annual    Ticker:    OLED

 

Shares Voted:   185,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven V. Abramson    Mgmt    For    For    For
1b   Elect Director Richard C. Elias    Mgmt    For    For    For
1c   Elect Director Elizabeth H. Gemmill    Mgmt    For    For    For
1d   Elect Director Rosemarie B. Greco    Mgmt    For    For    For
1e   Elect Director C. Keith Hartley    Mgmt    For    For    For
1f   Elect Director Lawrence Lacerte    Mgmt    For    For    For
1g   Elect Director Sidney D. Rosenblatt    Mgmt    For    For    For
1h   Elect Director Sherwin I. Seligsohn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Increase Authorized Common Stock    Mgmt    For    For    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Marvell Technology Group Ltd.

 

Meeting Date:    06/28/2018    Country:    Bermuda    Primary Security ID:    G5876H105
Record Date:    05/09/2018    Meeting Type:    Annual    Ticker:    MRVL

 

Shares Voted:   591,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Tudor Brown    Mgmt    For    For    For
1.2   Elect Director Richard S. Hill    Mgmt    For    For    For
1.3   Elect Director Oleg Khaykin    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 89 – Ivy VIP Science and Technology

 

Marvell Technology Group Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Bethany Mayer    Mgmt    For    For    For
1.5   Elect Director Donna Morris    Mgmt    For    For    For
1.6   Elect Director Matthew J. Murphy    Mgmt    For    For    For
1.7   Elect Director Michael Strachan    Mgmt    For    For    For
1.8   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For


IVY VIP SECURIAN REAL ESTATE SECURITIES

(Prior to April 30, 2018, known as Ivy VIP Advantus Real Estate Securities)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 - Ivy VIP Securian Real Estate Securities

Agree Realty Corporation

 

Ticker

   ADC    Security ID:    CUSIP 008492100    Meeting Date    05/15/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Richard Agree    Mgmt    For    For    For
1.2   Elect John Rakolta, Jr.    Mgmt    For    For    For
1.3   Elect Jerome Rossi    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Alexandria Real Estate Equities, Inc.

 

Ticker

   ARE    Security ID:    CUSIP 015271109    Meeting Date    05/22/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Joel S. Marcus    Mgmt    For    For    For
2   Elect Steven R. Hash    Mgmt    For    For    For
3   Elect John L. Atkins, III    Mgmt    For    For    For
4   Elect James P. Cain    Mgmt    For    For    For
5   Elect Maria C. Freire    Mgmt    For    For    For
6   Elect Richard H. Klein    Mgmt    For    For    For
7   Elect James H. Richardson    Mgmt    For    For    For
8   Elect Michael A. Woronoff    Mgmt    For    For    For
9   Amendment to the 1997 Stock Award and Incentive Plan    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For

American Homes 4 Rent

 

Ticker

   AMH    Security ID:    CUSIP 02665T306    Meeting Date    05/03/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect B. Wayne Hughes    Mgmt    For    For    For
2   Elect David P. Singelyn    Mgmt    For    For    For
3   Elect John Corrigan    Mgmt    For    For    For
4   Elect Dann V. Angeloff    Mgmt    For    For    For
5   Elect Douglas N. Benham    Mgmt    For    For    For
6   Elect Tamara Hughes Gustavson    Mgmt    For    For    For
7   Elect Matthew J. Hart    Mgmt    For    For    For
8   Elect James H. Kropp    Mgmt    For    For    For
9   Elect Kenneth M. Woolley    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

Apple Hospitality REIT, Inc.

 

Ticker

   APLE    Security ID:    CUSIP 03784Y200    Meeting Date    05/17/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Bruce H. Matson    Mgmt    For    For    For
1.2   Elect Blythe J. McGarvie    Mgmt    For    For    For
1.3   Elect L. Hugh Redd    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    For    For
3   Ratification of Auditor    Mgmt    For    For    For
4   Board Declassification Article Amendment    Mgmt    For    For    For

AvalonBay Communities, Inc.

 

Ticker

   AVB    Security ID:    CUSIP 053484101    Meeting Date    05/23/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Glyn F. Aeppel    Mgmt    For    For    For
2   Elect Terry S. Brown    Mgmt    For    For    For
3   Elect Alan B. Buckelew    Mgmt    For    For    For
4   Elect Ronald L. Havner, Jr.    Mgmt    For    For    For
5   Elect Stephen P. Hills    Mgmt    For    For    For
6   Elect Richard J. Lieb    Mgmt    For    For    For
7   Elect Timothy J. Naughton    Mgmt    For    For    For
8   Elect Peter S. Rummell    Mgmt    For    For    For
9   Elect H. Jay Sarles    Mgmt    For    For    For
10   Elect Susan Swanezy    Mgmt    For    For    For
11   Elect W. Edward Walter    Mgmt    For    For    For
12   Ratification of Auditor    Mgmt    For    For    For
13   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Boston Properties, Inc.

 

Ticker

   BXP    Security ID:    CUSIP 101121101    Meeting Date    05/23/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Kelly A. Ayotte    Mgmt    For    For    For
2   Elect Bruce W. Duncan    Mgmt    For    For    For
3   Elect Karen E. Dykstra    Mgmt    For    For    For
4   Elect Carol B. Einiger    Mgmt    For    For    For
5   Elect Jacob A. Frenkel    Mgmt    For    For    For
6   Elect Joel I. Klein    Mgmt    For    For    For
7   Elect Douglas T. Linde    Mgmt    For    For    For
8   Elect Matthew J. Lustig    Mgmt    For    For    For
9   Elect Owen D. Thomas    Mgmt    For    For    For
10   Elect Martin Turchin    Mgmt    For    For    For
11   Elect David A. Twardock    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For
13   Ratification of Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

Brandywine Realty Trust

 

Ticker

   BDN    Security ID:    CUSIP 105368203    Meeting Date    05/23/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect James C. Diggs    Mgmt    For    For    For
2   Elect Wyche Fowler    Mgmt    For    For    For
3   Elect H. Richard Haverstick, Jr.    Mgmt    For    For    For
4   Elect Terri A. Herubin    Mgmt    For    For    For
5   Elect Michael J. Joyce    Mgmt    For    For    For
6   Elect Anthony A. Nichols, Sr.    Mgmt    For    For    For
7   Elect Charles P. Pizzi    Mgmt    For    For    For
8   Elect Gerard H. Sweeney    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For
11   Elimination of Supermajority Requirements for Certain Mergers    Mgmt    For    For    For
12   Opt Out of Maryland Business Combination Act    Mgmt    For    For    For
13   Permit Shareholders to Amend Bylaws    Mgmt    For    For    For

Camden Property Trust

 

Ticker

   CPT    Security ID:    CUSIP 133131102    Meeting Date    05/17/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Richard J. Campo    Mgmt    For    For    For
1.2   Elect Heather J. Brunner    Mgmt    For    For    For
1.3   Elect Scott S. Ingraham    Mgmt    For    For    For
1.4   Elect Renu Khator    Mgmt    For    For    For
1.5   Elect William B. McGuire, Jr.    Mgmt    For    For    For
1.6   Elect D. Keith Oden    Mgmt    For    For    For
1.7   Elect William F. Paulsen    Mgmt    For    For    For
1.8   Elect Frances A. Sevilla-Sacasa    Mgmt    For    For    For
1.9   Elect Steven Webster    Mgmt    For    For    For
1.10   Elect Kelvin R. Westbrook    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Approval of 2018 Share Incentive Plan    Mgmt    For    For    For
5   Approval of 2018 Employee Share Purchase Plan    Mgmt    For    For    For

Corporate Office Properties Trust

 

Ticker

   OFC    Security ID:    CUSIP 22002T108    Meeting Date    05/10/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Thomas F. Brady    Mgmt    For    For    For
2   Elect Stephen E. Budorick    Mgmt    For    For    For
3   Elect Robert L. Denton    Mgmt    For    For    For
4   Elect Philip L. Hawkins    Mgmt    For    For    For
5   Elect David M. Jacobstein    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

6   Elect Steven D. Kesler    Mgmt    For    For    For
7   Elect C. Taylor Pickett    Mgmt    For    For    For
8   Elect Lisa G. Trimberger    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For
10   Adopt Simple Majority Vote to Approve Mergers or Business Combinations    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Cousins Properties Incorporated

 

Ticker

   CUZ    Security ID:    CUSIP 222795106    Meeting Date    04/24/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Charles T. Cannada    Mgmt    For    For    For
2   Elect Edward M. Casal    Mgmt    For    For    For
3   Elect Robert M. Chapman    Mgmt    For    For    For
4   Elect Lawrence L. Gellerstedt, III    Mgmt    For    For    For
5   Elect Lillian C. Giornelli    Mgmt    For    For    For
6   Elect S. Taylor Glover    Mgmt    For    For    For
7   Elect Donna W. Hyland    Mgmt    For    For    For
8   Elect R. Dary Stone    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For

CyrusOne Inc.

 

Ticker

   CONE    Security ID:    CUSIP 23283R100    Meeting Date    05/09/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect David H. Ferdman    Mgmt    For    For    For
1.2   Elect John W. Gamble, Jr    Mgmt    For    For    For
1.3   Elect Michael A. Klayko    Mgmt    For    For    For
1.4   Elect T. Tod Nielsen    Mgmt    For    For    For
1.5   Elect Alex Shumate    Mgmt    For    For    For
1.6   Elect William E. Sullivan    Mgmt    For    For    For
1.7   Elect Lynn A. Wentworth    Mgmt    For    For    For
1.8   Elect Gary J. Wojtaszek    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
3   Ratification of Auditor    Mgmt    For    For    For

Digital Realty Trust Inc

 

Ticker

   DLR    Security ID:    CUSIP 253868103    Meeting Date    05/08/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Laurence A. Chapman    Mgmt    For    For    For
2   Elect Michael A. Coke    Mgmt    For    For    For
3   Elect Kevin J. Kennedy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

4   Elect William G. LaPerch    Mgmt    For    For    For
5   Elect Afshin Mohebbi    Mgmt    For    For    For
6   Elect Mark R. Patterson    Mgmt    For    For    For
7   Elect Mary Hogan Preusse    Mgmt    For    For    For
8   Elect John T. Roberts, Jr.    Mgmt    For    For    For
9   Elect Dennis E. Singleton    Mgmt    For    For    For
10   Elect A. William Stein    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Digital Realty Trust Inc

 

Ticker

   DLR    Security ID:    CUSIP 253868103    Meeting Date    09/13/2017    Meeting Status    Voted

Meeting Type

   Special    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Merger    Mgmt    For    For    For
2   Right to Adjourn Meeting    Mgmt    For    For    For

Duke Realty Corporation

 

Ticker

   DRE    Security ID:    CUSIP 264411505    Meeting Date    04/25/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect John P. Case    Mgmt    For    For    For
2   Elect William Cavanaugh III    Mgmt    For    For    For
3   Elect Alan H. Cohen    Mgmt    For    For    For
4   Elect James B. Connor    Mgmt    For    For    For
5   Elect Ngaire E. Cuneo    Mgmt    For    For    For
6   Elect Charles R. Eitel    Mgmt    For    For    For
7   Elect Norman K. Jenkins    Mgmt    For    For    For
8   Elect Melanie R. Sabelhaus    Mgmt    For    For    For
9   Elect Peter M. Scott III    Mgmt    For    For    For
10   Elect David P. Stockert    Mgmt    For    For    For
11   Elect Chris Sultemeier    Mgmt    For    For    For
12   Elect Michael E. Szymanczyk    Mgmt    For    For    For
13   Elect Lynn C. Thurber    Mgmt    For    For    For
14   Advisory Vote on Executive Compensation    Mgmt    For    For    For
15   Ratification of Auditor    Mgmt    For    For    For

DuPont Fabros Technology, Inc.

 

Ticker

   DFT    Security ID:    CUSIP 26613Q106    Meeting Date    09/13/2017    Meeting Status    Voted

Meeting Type

   Special    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Merger    Mgmt    For    For    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    For    For
3   Right to Adjourn Meeting    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

Equinix, Inc.

 

Ticker

   EQIX    Security ID:    CUSIP 29444U700    Meeting Date    06/07/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Thomas Bartlett    Mgmt    For    For    For
1.2   Elect Nanci E. Caldwell    Mgmt    For    For    For
1.3   Elect Gary F. Hromadko    Mgmt    For    For    For
1.4   Elect Scott Kriens    Mgmt    For    For    For
1.5   Elect William Luby    Mgmt    For    For    For
1.6   Elect Irving F. Lyons, III    Mgmt    For    For    For
1.7   Elect Christopher B. Paisley    Mgmt    For    For    For
1.8   Elect Peter F. Van Camp    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    For    For
3   Ratification of Auditor    Mgmt    For    For    For
4   Shareholder Proposal Regarding Amendment to Proxy Access Bylaw    ShrHoldr    Against    Against    For

Equity LifeStyle Properties, Inc.

 

Ticker

   ELS    Security ID:    CUSIP 29472R108    Meeting Date    05/01/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Philip C. Calian    Mgmt    For    For    For
1.2   Elect David J. Contis    Mgmt    For    For    For
1.3   Elect Constance Freedman    Mgmt    For    For    For
1.4   Elect Thomas P. Heneghan    Mgmt    For    For    For
1.5   Elect Tao Huang    Mgmt    For    For    For
1.6   Elect Marguerite Nader    Mgmt    For    For    For
1.7   Elect Sheli Z. Rosenberg    Mgmt    For    For    For
1.8   Elect Howard Walker    Mgmt    For    For    For
1.9   Elect Samuel Zell    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Equity Residential Properties Trust

 

Ticker

   EQR    Security ID:    CUSIP 29476L107    Meeting Date    06/14/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Charles L. Atwood    Mgmt    For    For    For
1.2   Elect Linda Walker Bynoe    Mgmt    For    For    For
1.3   Elect Connie K. Duckworth    Mgmt    For    For    For
1.4   Elect Mary Kay Haben    Mgmt    For    For    For
1.5   Elect Bradley A. Keywell    Mgmt    For    For    For
1.6   Elect John E. Neal    Mgmt    For    For    For
1.7   Elect David J. Neithercut    Mgmt    For    For    For
1.8   Elect Mark S. Shapiro    Mgmt    For    For    For
1.9   Elect Gerald A. Spector    Mgmt    For    For    For
1.10   Elect Stephen E. Sterrett    Mgmt    For    For    For
1.11   Elect Samuel Zell    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

Essex Property Trust, Inc.

 

Ticker

   ESS    Security ID:    CUSIP 297178105    Meeting Date    05/15/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Keith R. Guericke    Mgmt    For    For    For
1.2   Elect Amal M. Johnson    Mgmt    For    For    For
1.3   Elect Irving F. Lyons, III    Mgmt    For    For    For
1.4   Elect George M. Marcus    Mgmt    For    Withhold    Against
1.5   Elect Thomas E. Robinson    Mgmt    For    For    For
1.6   Elect Michael J. Schall    Mgmt    For    For    For
1.7   Elect Byron A. Scordelis    Mgmt    For    For    For
1.8   Elect Janice L. Sears    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Approval of the 2018 Stock Award and Incentive Compensation Plan    Mgmt    For    For    For

Extra Space Storage Inc.

 

Ticker

   EXR    Security ID:    CUSIP 30225T102    Meeting Date    05/23/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Kenneth M. Woolley    Mgmt    For    For    For
2   Elect Joseph D. Margolis    Mgmt    For    For    For
3   Elect Roger B. Porter    Mgmt    For    For    For
4   Elect Ashley Dreier    Mgmt    For    For    For
5   Elect Spencer F. Kirk    Mgmt    For    Against    Against
6   Elect Dennis J. Letham    Mgmt    For    For    For
7   Elect Diane Olmstead    Mgmt    For    For    For
8   Ratification of Auditor    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Federal Realty Investment Trust

 

Ticker

   FRT    Security ID:    CUSIP 313747206    Meeting Date    05/02/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Jon E. Bortz    Mgmt    For    For    For
2   Elect David W. Faeder    Mgmt    For    For    For
3   Elect Elizabeth Holland    Mgmt    For    For    For
4   Elect Gail P. Steinel    Mgmt    For    For    For
5   Elect Warren M. Thompson    Mgmt    For    For    For
6   Elect Joseph Vassalluzzo    Mgmt    For    For    For
7   Elect Donald C. Wood    Mgmt    For    For    For
8   Advisory Vote on Executive Compensation    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

First Industrial Realty Trust, Inc.

 

Ticker

   FR    Security ID:    CUSIP 32054K103    Meeting Date    05/10/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Peter E. Baccile    Mgmt    For    For    For
2   Elect Matthew S. Dominski    Mgmt    For    For    For
3   Elect Bruce W. Duncan    Mgmt    For    For    For
4   Elect H. Patrick Hackett, Jr.    Mgmt    For    For    For
5   Elect John Rau    Mgmt    For    For    For
6   Elect Peter Sharpe    Mgmt    For    For    For
7   Elect W. Ed Tyler    Mgmt    For    For    For
8   Elect Denise A. Olsen    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For

GGP Inc.

 

Ticker

   GGP    Security ID:    CUSIP 36174X101    Meeting Date    06/19/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Richard B. Clark    Mgmt    For    For    For
2   Elect Mary Lou Fiala    Mgmt    For    For    For
3   Elect J. Bruce Flatt    Mgmt    For    For    For
4   Elect Janice R. Fukakusa    Mgmt    For    For    For
5   Elect John K. Haley    Mgmt    For    For    For
6   Elect Daniel B. Hurwitz    Mgmt    For    For    For
7   Elect Brian W. Kingston    Mgmt    For    For    For
8   Elect Christina M. Lofgren    Mgmt    For    For    For
9   Elect Sandeep Mathrani    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For

Gramercy Property Trust

 

Ticker

   GPT    Security ID:    CUSIP 385002308    Meeting Date    06/12/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Charles E. Black    Mgmt    For    For    For
1.2   Elect Gordon F. DuGan    Mgmt    For    For    For
1.3   Elect Allan J. Baum    Mgmt    For    For    For
1.4   Elect Z. Jamie Behar    Mgmt    For    For    For
1.5   Elect Thomas D. Eckert    Mgmt    For    For    For
1.6   Elect James L. Francis    Mgmt    For    For    For
1.7   Elect Gregory F. Hughes    Mgmt    For    For    For
1.8   Elect Jeffrey E. Kelter    Mgmt    For    For    For
1.9   Elect Louis P. Salvatore    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

HCP, Inc.

 

Ticker

   HCP    Security ID:    CUSIP 40414L109    Meeting Date    04/26/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Brian G. Cartwright    Mgmt    For    For    For
2   Elect Christine N. Garvey    Mgmt    For    For    For
3   Elect David B. Henry    Mgmt    For    For    For
4   Elect Thomas M. Herzog    Mgmt    For    For    For
5   Elect Peter L. Rhein    Mgmt    For    For    For
6   Elect Joseph P. Sullivan    Mgmt    For    For    For
7   Ratification of Auditor    Mgmt    For    For    For
8   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Healthcare Trust of America, Inc.

 

Ticker

   HTA    Security ID:    CUSIP 42225P501    Meeting Date    07/12/2017    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Scott D. Peters    Mgmt    For    For    For
2   Elect W. Bradley Blair, II    Mgmt    For    For    For
3   Elect Maurice J. DeWald    Mgmt    For    For    For
4   Elect Warren D. Fix    Mgmt    For    For    For
5   Elect Peter N. Foss    Mgmt    For    For    For
6   Elect Daniel S. Henson    Mgmt    For    For    For
7   Elect Larry L. Mathis    Mgmt    For    For    For
8   Elect Gary T. Wescombe    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
10   Frequency of Advisory Vote on Executive Compensation    Mgmt    3 Years    1 Year    Against
11   Ratification of Auditor    Mgmt    For    For    For

Highwoods Properties, Inc.

 

Ticker

   HIW    Security ID:    CUSIP 431284108    Meeting Date    05/09/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Charles A. Anderson    Mgmt    For    For    For
1.2   Elect Gene H. Anderson    Mgmt    For    For    For
1.3   Elect Carlos E. Evans    Mgmt    For    For    For
1.4   Elect Edward J. Fritsch    Mgmt    For    For    For
1.5   Elect David J. Hartzell    Mgmt    For    For    For
1.6   Elect Sherry A. Kellett    Mgmt    For    For    For
1.7   Elect Anne H. Lloyd    Mgmt    For    For    For
1.8   Elect O. Temple Sloan, Jr.    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   ADVISORY VOTE ON EXECUTIVE COMPENSATION    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

Hilton Worldwide Holdings Inc.

 

Ticker

   HLT    Security ID:    CUSIP 43300A203    Meeting Date    05/10/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Christopher J. Nassetta    Mgmt    For    For    For
2   Elect Jonathan D. Gray    Mgmt    For    For    For
3   Elect Charlene T. Begley    Mgmt    For    For    For
4   Elect Melanie L. Healey    Mgmt    For    For    For
5   Elect Raymond E. Mabus, Jr.    Mgmt    For    For    For
6   Elect Judith A. McHale    Mgmt    For    For    For
7   Elect John G. Schreiber    Mgmt    For    For    For
8   Elect Elizabeth A. Smith    Mgmt    For    For    For
9   Elect Douglas M. Steenland    Mgmt    For    For    For
10   Elect ZHANG Ling    Mgmt    For    Abstain    Against
11   Ratification of Auditor    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Host Hotels & Resorts, Inc.

 

Ticker

   HST    Security ID:    CUSIP 44107P104    Meeting Date    05/17/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Mary L. Baglivo    Mgmt    For    For    For
2   Elect Sheila C. Bair    Mgmt    For    For    For
3   Elect Ann McLaughlin Korologos    Mgmt    For    For    For
4   Elect Richard E. Marriott    Mgmt    For    For    For
5   Elect Sandeep Lakhmi Mathrani    Mgmt    For    For    For
6   Elect John B. Morse, Jr.    Mgmt    For    For    For
7   Elect Mary Hogan Preusse    Mgmt    For    For    For
8   Elect Walter C. Rakowich    Mgmt    For    For    For
9   Elect James F. Risoleo    Mgmt    For    For    For
10   Elect Gordon H. Smith    Mgmt    For    For    For
11   Elect A. William Stein    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For
13   Shareholder Proposal Regarding Sustainability Report    ShrHoldr    Against    For    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

Invitation Homes Inc.

 

Ticker

   INVH    Security ID:    CUSIP 46187W107    Meeting Date    05/24/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Bryce Blair    Mgmt    For    For    For
1.2   Elect Frederick C. Tuomi    Mgmt    For    For    For
1.3   Elect Richard D. Bronson    Mgmt    For    For    For
1.4   Elect Kenneth A. Caplan    Mgmt    For    For    For
1.5   Elect Michael D. Fascitelli    Mgmt    For    For    For
1.6   Elect Robert Harper    Mgmt    For    For    For
1.7   Elect Jeffrey E. Kelter    Mgmt    For    For    For
1.8   Elect John B. Rhea    Mgmt    For    For    For
1.9   Elect Janice L. Sears    Mgmt    For    For    For
1.10   Elect William J. Stein    Mgmt    For    For    For
1.11   Elect Barry S. Sternlicht    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For

Kilroy Realty Corporation

 

Ticker

   KRC    Security ID:    CUSIP 49427F108    Meeting Date    05/23/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect John Kilroy    Mgmt    For    For    For
2   Elect Edward Brennan    Mgmt    For    For    For
3   Elect Jolie Hunt    Mgmt    For    For    For
4   Elect Scott Ingraham    Mgmt    For    For    For
5   Elect Gary Stevenson    Mgmt    For    For    For
6   Elect Peter Stoneberg    Mgmt    For    For    For
7   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
8   Ratification of Auditor    Mgmt    For    For    For

Kimco Realty Corporation

 

Ticker

   KIM    Security ID:    CUSIP 49446R109    Meeting Date    04/24/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Milton Cooper    Mgmt    For    For    For
2   Elect Philip E. Coviello    Mgmt    For    For    For
3   Elect Richard G. Dooley    Mgmt    For    Against    Against
4   Elect Conor C. Flynn    Mgmt    For    For    For
5   Elect Joe Grills    Mgmt    For    For    For
6   Elect Frank Lourenso    Mgmt    For    For    For
7   Elect Colombe M. Nicholas    Mgmt    For    For    For
8   Elect Mary Hogan Preusse    Mgmt    For    For    For
9   Elect Richard B. Saltzman    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For

Liberty Property Trust

 

Ticker

   LPT    Security ID:    CUSIP 531172104    Meeting Date    05/17/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Thomas C. DeLoach, Jr.    Mgmt    For    For    For
1.2   Elect Katherine E. Dietze    Mgmt    For    For    For
1.3   Elect Antonio F. Fernandez    Mgmt    For    For    For
1.4   Elect Daniel P. Garton    Mgmt    For    For    For
1.5   Elect Robert G Gifford    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.6   Elect William P. Hankowsky    Mgmt    For    For    For
1.7   Elect David L. Lingerfelt    Mgmt    For    For    For
1.8   Elect Marguerite Nader    Mgmt    For    For    For
1.9   Elect Fredric J. Tomczyk    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    For    For
3   Amend the Trust’s Bylaws    Mgmt    For    For    For
4   Ratification of Auditor    Mgmt    For    For    For

Mid-America Apartment Communities, Inc.

 

Ticker

   MAA    Security ID:    CUSIP 59522J103    Meeting Date    05/22/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect H. Eric Bolton, Jr.    Mgmt    For    For    For
2   Elect Russell R. French    Mgmt    For    For    For
3   Elect Alan B. Graf, Jr.    Mgmt    For    For    For
4   Elect Toni Jennings    Mgmt    For    For    For
5   Elect James K. Lowder    Mgmt    For    For    For
6   Elect Thomas H. Lowder    Mgmt    For    For    For
7   Elect Monica McGurk    Mgmt    For    For    For
8   Elect Claude B. Nielsen    Mgmt    For    For    For
9   Elect Philip W. Norwood    Mgmt    For    For    For
10   Elect W. Reid Sanders    Mgmt    For    For    For
11   Elect Gary Shorb    Mgmt    For    For    For
12   Elect David P. Stockert    Mgmt    For    For    For
13   Advisory Vote on Executive Compensation    Mgmt    For    For    For
14   Amendment to the 2013 Stock incentive Plan    Mgmt    For    For    For
15   Ratification of Auditor    Mgmt    For    For    For

National Retail Properties, Inc.

 

Ticker

   NNN    Security ID:    CUSIP 637417106    Meeting Date    05/17/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Pamela K. M. Beall    Mgmt    For    For    For
1.2   Elect Steven Cosler    Mgmt    For    For    For
1.3   Elect Don DeFosset    Mgmt    For    For    For
1.4   Elect David M. Fick    Mgmt    For    For    For
1.5   Elect Edward J. Fritsch    Mgmt    For    For    For
1.6   Elect Kevin B. Habicht    Mgmt    For    Withhold    Against
1.7   Elect Robert C. Legler    Mgmt    For    For    For
1.8   Elect Sam L. Susser    Mgmt    For    For    For
1.9   Elect Julian E. Whitehurst    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation    Mgmt    For    For    For
3   Ratification of Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

Prologis, Inc.

 

Ticker

   PLD    Security ID:    CUSIP 74340W103    Meeting Date    05/02/2018    Meeting Status    Voted

Meeting Type

   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Hamid R. Moghadam    Mgmt    For    For    For
2   Elect Cristina G. Bita    Mgmt    For    For    For
3   Elect George L. Fotiades    Mgmt    For    For    For
4   Elect Lydia H. Kennard    Mgmt    For    For    For
5   Elect J. Michael Losh    Mgmt    For    For    For
6   Elect Irving F. Lyons, III    Mgmt    For    For    For
7   Elect David P. O’Connor    Mgmt    For    For    For
8   Elect Olivier Piani    Mgmt    For    For    For
9   Elect Jeffrey L. Skelton    Mgmt    For    For    For
10   Elect Carl B. Webb    Mgmt    For    For    For
11   Elect William D. Zollars    Mgmt    For    For    For
12   Advisory Vote on Executive    Mgmt    For    For    For
  Compensation            
13   Ratification of Auditor    Mgmt    For    For    For

Public Storage

 

Ticker    PSA    Security ID:    CUSIP 74460D109    Meeting Date    04/25/2018    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Ronald L. Havner, Jr.    Mgmt    For    For    For
2   Elect Tamara Hughes Gustavson    Mgmt    For    For    For
3   Elect Uri P. Harkham    Mgmt    For    For    For
4   Elect Leslie Stone Heisz    Mgmt    For    For    For
5   Elect B. Wayne Hughes, Jr.    Mgmt    For    For    For
6   Elect Avedick B. Poladian    Mgmt    For    For    For
7   Elect Gary E. Pruitt    Mgmt    For    For    For
8   Elect Ronald P. Spogli    Mgmt    For    For    For
9   Elect Daniel C. Staton    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For
11   To Allow Shareholders to Amend Company Bylaws    Mgmt    For    For    For
12   Ratification of Auditor    Mgmt    For    For    For

Realty Income Corporation

 

Ticker   O    Security ID:    CUSIP 756109104    Meeting Date    05/18/2018    Meeting Status    Voted
Meeting Type   Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Kathleen R. Allen    Mgmt    For    For    For
2   Elect John P. Case    Mgmt    For    For    For
3   Elect A. Larry Chapman    Mgmt    For    For    For
4   Elect Priya Cherian Huskins    Mgmt    For    For    For
5   Elect Michael D. McKee    Mgmt    For    For    For
6   Elect Gregory T. McLaughlin    Mgmt    For    For    For
7   Elect Ronald L. Merriman    Mgmt    For    For    For
8   Elect Stephen E. Sterrett    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

Regency Centers Corporation

 

Ticker    REG    Security ID:    CUSIP 758849103    Meeting Date    04/26/2018    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Martin E. Stein, Jr.    Mgmt    For    For    For
2   Elect Joseph F. Azrack    Mgmt    For    For    For
3   Elect Bryce Blair    Mgmt    For    For    For
4   Elect C. Ronald Blankenship    Mgmt    For    For    For
5   Elect Deirdre J. Evens    Mgmt    For    For    For
6   Elect Mary Lou Fiala    Mgmt    For    For    For
7   Elect Peter Linneman    Mgmt    For    For    For
8   Elect David P. O’Connor    Mgmt    For    For    For
9   Elect Lisa Palmer    Mgmt    For    For    For
10   Elect John C. Schweitzer    Mgmt    For    For    For
11   Elect Thomas G. Wattles    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For
13   Ratification of Auditor    Mgmt    For    For    For

RLJ Lodging Trust

 

Ticker    RLJ    Security ID:    CUSIP 74965L101    Meeting Date    05/24/2018    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Robert L. Johnson    Mgmt    For    For    For
1.2   Elect Leslie D. Hale    Mgmt    For    For    For
1.3   Elect B. Evan Bayh III    Mgmt    For    For    For
1.4   Elect Arthur R. Collins    Mgmt    For    For    For
1.5   Elect Nathaniel A. Davis    Mgmt    For    Withhold    Against
1.6   Elect Patricia L. Gibson    Mgmt    For    For    For
1.7   Elect Robert M. La Forgia    Mgmt    For    For    For
1.8   Elect Robert J. McCarthy    Mgmt    For    For    For
1.9   Elect Glenda G. McNeal    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

SBA Communications Corporation

 

Ticker    SBAC    Security ID:    CUSIP 78410G104    Meeting Date    05/17/2018    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Brian C. Carr    Mgmt    For    For    For
2   Elect Mary S. Chan    Mgmt    For    For    For
3   Elect George R. Krouse, Jr.    Mgmt    For    For    For
4   Ratification of Auditor    Mgmt    For    For    For
5   Advisory Vote on Executive Compensation    Mgmt    For    For    For
6   Approval of 2018 Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

Simon Property Group, Inc.

 

Ticker    SPG    Security ID:    CUSIP 828806109    Meeting Date    05/08/2018    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Glyn F. Aeppel    Mgmt    For    For    For
2   Elect Larry C. Glasscock    Mgmt    For    For    For
3   Elect Karen N. Horn    Mgmt    For    For    For
4   Elect Allan B. Hubbard    Mgmt    For    For    For
5   Elect Reuben S. Leibowitz    Mgmt    For    For    For
6   Elect Gary M. Rodkin    Mgmt    For    For    For
7   Elect Stefan Selig    Mgmt    For    For    For
8   Elect Daniel C. Smith    Mgmt    For    For    For
9   Elect J. Albert Smith, Jr.    Mgmt    For    For    For
10   Elect Marta R. Stewart    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For
12   Ratification of Auditor    Mgmt    For    For    For
13   Shareholder Proposal Regarding Prohibiting Termination Benefits Following a Change in Control    ShrHoldr    Against    Against    For

SL Green Realty Corp.

 

Ticker    SLG    Security ID:    CUSIP 78440X101    Meeting Date    05/31/2018    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect John H. Alschuler    Mgmt    For    For    For
2   Elect Lauren B. Dillard    Mgmt    For    For    For
3   Elect Stephen L. Green    Mgmt    For    For    For
4   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
5   Ratification of Auditor    Mgmt    For    For    For

STORE Capital Corporation

 

Ticker    STOR    Security ID:    CUSIP 862121100    Meeting Date    05/31/2018    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Joseph M. Donovan    Mgmt    For    For    For
1.2   Elect Mary Fedewa    Mgmt    For    For    For
1.3   Elect Morton H. Fleischer    Mgmt    For    For    For
1.4   Elect William F. Hipp    Mgmt    For    For    For
1.5   Elect Catherine D. Rice    Mgmt    For    For    For
1.6   Elect Einar A. Seadler    Mgmt    For    For    For
1.7   Elect Mark N. Sklar    Mgmt    For    For    For
1.8   Elect Quentin P. Smith, Jr.    Mgmt    For    For    For
1.9   Elect Christopher H. Volk    Mgmt    For    For    For
2   Approval of Amended and Restated Charter    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Ratification of Auditor    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

Summit Hotel Properties, Inc.

 

Ticker    INN    Security ID:    CUSIP 866082100    Meeting Date    05/17/2018    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1   Elect Daniel P. Hansen    Mgmt    For    For    For
1.2   Elect Bjorn R. L. Hanson    Mgmt    For    For    For
1.3   Elect Jeffrey W. Jones    Mgmt    For    For    For
1.4   Elect Kenneth J. Kay    Mgmt    For    For    For
1.5   Elect Thomas W. Storey    Mgmt    For    For    For
1.6   Elect Hope Taitz    Mgmt    For    For    For
2   Ratification of Auditor    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation    Mgmt    For    For    For
4   Frequency of Advisory Vote on Executive Compensation    Mgmt    1 Year    1 Year    For

Sun Communities, Inc.

 

Ticker    SUI    Security ID:    CUSIP 866674104    Meeting Date    05/17/2018    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Gary A. Shiffman    Mgmt    For    For    For
2   Elect Meghan G. Baivier    Mgmt    For    For    For
3   Elect Stephanie W. Bergeron    Mgmt    For    For    For
4   Elect Brian M. Hermelin    Mgmt    For    For    For
5   Elect Ronald A. Klein    Mgmt    For    For    For
6   Elect Clunet R. Lewis    Mgmt    For    For    For
7   Elect Arthur A. Weiss    Mgmt    For    For    For
8   Ratification of Auditor    Mgmt    For    For    For
9   Advisory Vote on Executive Compensation    Mgmt    For    For    For
10   Amendment to the 2004 Non- Employee Director Option Plan    Mgmt    For    Against    Against

Sunstone Hotel Investors, Inc.

 

Ticker    SHO    Security ID:    CUSIP 867892101    Meeting Date    05/03/2018    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect John V. Arabia    Mgmt    For    For    For
2   Elect W. Blake Baird    Mgmt    For    Against    Against
3   Elect Andrew Batinovich    Mgmt    For    For    For
4   Elect Z. Jamie Behar    Mgmt    For    For    For
5   Elect Thomas A. Lewis Jr.    Mgmt    For    For    For
6   Elect Murray J. McCabe    Mgmt    For    For    For
7   Elect Douglas M. Pasquale    Mgmt    For    For    For
8   Elect Keith P. Russell    Mgmt    For    For    For
9   Ratification of Auditor    Mgmt    For    For    For
10   Advisory Vote on Executive Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Institution Account(s): 79 – Ivy VIP Securian Real Estate Securities

 

UDR, Inc.

 

Ticker    UDR    Security ID:    CUSIP 902653104    Meeting Date    05/24/2018    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Katherine A. Cattanach    Mgmt    For    For    For
2   Elect Robert P. Freeman    Mgmt    For    For    For
3   Elect Jon A. Grove    Mgmt    For    For    For
4   Elect Mary Ann King    Mgmt    For    For    For
5   Elect James D. Klingbeil    Mgmt    For    For    For
6   Elect Clint D. McDonnough    Mgmt    For    For    For
7   Elect Robert A. McNamara    Mgmt    For    For    For
8   Elect Mark R. Patterson    Mgmt    For    For    For
9   Elect Lynne B. Sagalyn    Mgmt    For    For    For
10   Elect Thomas W. Toomey    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    Against    Against
12   Advisory Vote on Executive Compensation    Mgmt    For    Against    Against
13   Amendments to Charter to Permit Shareholders to Amend Bylaws    Mgmt    For    For    For

Ventas, Inc.

 

Ticker    VTR    Security ID:    CUSIP 92276F100    Meeting Date    05/15/2018    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Melody C. Barnes    Mgmt    For    For    For
2   Elect Debra A. Cafaro    Mgmt    For    For    For
3   Elect Jay M. Gellert    Mgmt    For    For    For
4   Elect Richard I. Gilchrist    Mgmt    For    For    For
5   Elect Matthew J. Lustig    Mgmt    For    For    For
6   Elect Roxanne M. Martino    Mgmt    For    For    For
7   Elect Walter C. Rakowich    Mgmt    For    For    For
8   Elect Robert D. Reed    Mgmt    For    For    For
9   Elect James D. Shelton    Mgmt    For    For    For
10   Ratification of Auditor    Mgmt    For    For    For
11   Advisory Vote on Executive Compensation    Mgmt    For    For    For

Welltower Inc.

 

Ticker    WELL    Security ID:    CUSIP 95040Q104    Meeting Date    05/03/2018    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1   Elect Kenneth J. Bacon    Mgmt    For    For    For
2   Elect Thomas J. DeRosa    Mgmt    For    For    For
3   Elect Jeffrey H. Donahue    Mgmt    For    For    For
4   Elect Geoffrey G. Meyers    Mgmt    For    For    For
5   Elect Timothy J. Naughton    Mgmt    For    Against    Against
6   Elect Sharon M. Oster    Mgmt    For    For    For
7   Elect Judith C. Pelham    Mgmt    For    For    For
8   Elect Sergio D. Rivera    Mgmt    For    For    For
9   Elect R. Scott Trumbull    Mgmt    For    For    For
10   Elect Gary Whitelaw    Mgmt    For    For    For
11   Ratification of Auditor    Mgmt    For    For    For
12   Advisory Vote on Executive Compensation    Mgmt    For    For    For
13   Approval of the Employee Stock Purchase Plan    Mgmt    For    For    For


IVY VIP SMALL CAP CORE

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

Advanced Drainage Systems, Inc.

 

Meeting Date:    07/17/2017    Country:    USA    Primary Security ID:    00790R104
Record Date:    05/24/2017    Meeting Type:    Annual    Ticker:    WMS

 

Shares Voted:   246,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Joseph A. Chlapaty    Mgmt    For    Refer    Against
1b   Elect Director Tanya Fratto    Mgmt    For    Refer    Against
1c   Elect Director Carl A. Nelson, Jr.    Mgmt    For    Refer    Against
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

8x8, Inc.

 

Meeting Date:    08/10/2017    Country:    USA    Primary Security ID:    282914100
Record Date:    06/16/2017    Meeting Type:    Annual    Ticker:    EGHT

 

Shares Voted:   389,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Guy L. Hecker, Jr.    Mgmt    For    For    For
1.2   Elect Director Bryan R. Martin    Mgmt    For    For    For
1.3   Elect Director Vikram Verma    Mgmt    For    For    For
1.4   Elect Director Eric Salzman    Mgmt    For    For    For
1.5   Elect Director Ian Potter    Mgmt    For    For    For
1.6   Elect Director Jaswinder Pal Singh    Mgmt    For    For    For
1.7   Elect Director Vladimir Jacimovic    Mgmt    For    For    For
2   Ratify Moss Adams LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Bob Evans Farms, Inc.

 

Meeting Date:    08/23/2017    Country:    USA    Primary Security ID:    096761101
Record Date:    06/30/2017    Meeting Type:    Annual    Ticker:    BOBE

 

Shares Voted:   189,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Douglas N. Benham    Mgmt    For    For    For
1b   Elect Director Charles M. Elson    Mgmt    For    For    For
1c   Elect Director Mary Kay Haben    Mgmt    For    For    For
1d   Elect Director David W. Head    Mgmt    For    For    For
1e   Elect Director Kathleen S. Lane    Mgmt    For    For    For
1f   Elect Director Eileen A. Mallesch    Mgmt    For    For    For
1g   Elect Director Larry S. McWilliams    Mgmt    For    For    For
1h   Elect Director J. Michael Townsley    Mgmt    For    For    For
1i   Elect Director Michael F. Weinstein    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Take-Two Interactive Software, Inc.

 

Meeting Date:    09/15/2017    Country:    USA    Primary Security ID:    874054109
Record Date:    07/21/2017    Meeting Type:    Annual    Ticker:    TTWO

 

Shares Voted:   198,398          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Strauss Zelnick    Mgmt    For    For    For
1.2   Elect Director Robert A. Bowman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Take-Two Interactive Software, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Michael Dornemann    Mgmt    For    For    For
1.4   Elect Director J Moses    Mgmt    For    For    For
1.5   Elect Director Michael Sheresky    Mgmt    For    For    For
1.6   Elect Director LaVerne Srinivasan    Mgmt    For    For    For
1.7   Elect Director Susan Tolson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
7   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Integrated Device Technology, Inc.

 

Meeting Date:    09/25/2017    Country:    USA    Primary Security ID:    458118106
Record Date:    07/27/2017    Meeting Type:    Annual    Ticker:    IDTI

 

Shares Voted:   258,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ken Kannappan    Mgmt    For    For    For
1.2   Elect Director Umesh Padval    Mgmt    For    For    For
1.3   Elect Director Gordon Parnell    Mgmt    For    For    For
1.4   Elect Director Robert Rango    Mgmt    For    For    For
1.5   Elect Director Norman Taffe    Mgmt    For    For    For
1.6   Elect Director Selena LaCroix    Mgmt    For    For    For
1.7   Elect Director Gregory L. Waters    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Woodward, Inc.

 

Meeting Date:    01/24/2018    Country:    USA    Primary Security ID:    980745103
Record Date:    11/27/2017    Meeting Type:    Annual    Ticker:    WWD

 

Shares Voted:   175,456          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Thomas A. Gendron    Mgmt    For    For    For
1.2   Elect Director Daniel G. Korte    Mgmt    For    For    For
1.3   Elect Director Ronald M. Sega    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Post Holdings, Inc.

 

Meeting Date:    01/25/2018    Country:    USA    Primary Security ID:    737446104
Record Date:    11/28/2017    Meeting Type:    Annual    Ticker:    POST

 

Shares Voted:   77,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jay W. Brown    Mgmt    For    For    For
1.2   Elect Director Edwin H. Callison    Mgmt    For    For    For
1.3   Elect Director William P. Stiritz    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Shareholders and the Board with the Concurrent Power to Amend the Bylaws    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Spire Inc.

 

Meeting Date:    01/25/2018    Country:    USA    Primary Security ID:    84857L101
Record Date:    11/30/2017    Meeting Type:    Annual    Ticker:    SR

 

Shares Voted:   39,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark A. Borer    Mgmt    For    For    For
1.2   Elect Director Maria V. Fogarty    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Beacon Roofing Supply, Inc.

 

Meeting Date:    02/13/2018    Country:    USA    Primary Security ID:    073685109
Record Date:    12/18/2017    Meeting Type:    Annual    Ticker:    BECN

 

Shares Voted:   38,756          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert R. Buck    Mgmt    For    For    For
1.2   Elect Director Paul M. Isabella    Mgmt    For    For    For
1.3   Elect Director Carl T. Berquist    Mgmt    For    For    For
1.4   Elect Director Richard W. Frost    Mgmt    For    For    For
1.5   Elect Director Alan Gershenhorn    Mgmt    For    For    For
1.6   Elect Director Philip W. Knisely    Mgmt    For    For    For
1.7   Elect Director Robert M. McLaughlin    Mgmt    For    For    For
1.8   Elect Director Neil S. Novich    Mgmt    For    For    For
1.9   Elect Director Stuart A. Randle    Mgmt    For    For    For
1.10   Elect Director Nathan K. Sleeper    Mgmt    For    For    For
1.11   Elect Director Douglas L. Young    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Navistar International Corporation

 

Meeting Date:    02/13/2018    Country:    USA    Primary Security ID:    63934E108
Record Date:    12/18/2017    Meeting Type:    Annual    Ticker:    NAV

 

Shares Voted:   207,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Troy A. Clarke    Mgmt    For    For    For
1.2   Elect Director Jose Maria Alapont    Mgmt    For    For    For
1.3   Elect Director Stephen R. D’Arcy    Mgmt    For    For    For
1.4   Elect Director Matthias Grundler    Mgmt    For    For    For
1.5   Elect Director Vincent J. Intrieri    Mgmt    For    For    For
1.6   Elect Director Daniel A. Ninivaggi    Mgmt    For    For    For
1.7   Elect Director Mark H. Rachesky    Mgmt    For    For    For
1.8   Elect Director Andreas H. Renschler    Mgmt    For    For    For
1.9   Elect Director Michael F. Sirignano    Mgmt    For    For    For
1.10   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Jack in the Box Inc.

 

Meeting Date:    02/27/2018    Country:    USA    Primary Security ID:    466367109
Record Date:    12/29/2017    Meeting Type:    Annual    Ticker:    JACK

 

Shares Voted:   68,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Leonard A. Comma    Mgmt    For    For    For
1b   Elect Director David L. Goebel    Mgmt    For    For    For
1c   Elect Director Sharon P. John    Mgmt    For    For    For
1d   Elect Director Madeleine A. Kleiner    Mgmt    For    For    For
1e   Elect Director Michael W. Murphy    Mgmt    For    For    For
1f   Elect Director James M. Myers    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Jack in the Box Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director David M. Tehle    Mgmt    For    For    For
1h   Elect Director John T. Wyatt    Mgmt    For    For    For
1i   Elect Director Vivien M. Yeung    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Cabot Corporation

 

Meeting Date:    03/08/2018    Country:    USA    Primary Security ID:    127055101
Record Date:    01/16/2018    Meeting Type:    Annual    Ticker:    CBT

 

Shares Voted:   130,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Cynthia A. Arnold    Mgmt    For    For    For
1.2   Elect Director John K. McGillicuddy    Mgmt    For    For    For
1.3   Elect Director John F. O’Brien    Mgmt    For    For    For
1.4   Elect Director Mark S. Wrighton    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Orion Engineered Carbons SA

 

Meeting Date:    04/16/2018    Country:    Luxembourg    Primary Security ID:    L72967109
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    OEC

 

Shares Voted:   178,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
2   Approve Annual Accounts    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Orion Engineered Carbons SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Consolidated Financial Statements    Mgmt    For    For    For
4   Approve Allocation of Income    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Reelect Marc J. Faber as Director    Mgmt    For    For    For
7   Approve Discharge of Auditors    Mgmt    For    For    For
8   Appoint Auditor    Mgmt    For    For    For
9   Approve Remuneration of Directors    Mgmt    For    Refer    For

Orion Engineered Carbons SA

 

Meeting Date:    04/16/2018    Country:    Luxembourg    Primary Security ID:    L72967109
Record Date:    03/12/2018    Meeting Type:    Special    Ticker:    OEC

 

Shares Voted:   178,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting Agenda    Mgmt         
1   Approve Renewal of Authorized Share Capital    Mgmt    For    Refer    Against
2   Approve Renewal of Existing Authorization to the Board to Purchase Shares    Mgmt    For    For    For
3   Amend Article 15.1 Re: Change in the Composition of the Board to Ten Directors    Mgmt    For    Refer    For
4   Amend Article 18.2 Re: Written Notice of Meeting to the Board of Directors at least Twenty-Four Hours in Advance of Meeting Date    Mgmt    For    Refer    For
5   Amendment and Full Restatement of the Articles of Association    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Pinnacle Financial Partners, Inc.

 

Meeting Date:    04/17/2018    Country:    USA    Primary Security ID:    72346Q104
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    PNFP

 

Shares Voted:   70,034          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Abney S. Boxley, III    Mgmt    For    For    For
1b   Elect Director Charles E. Brock    Mgmt    For    For    For
1c   Elect Director Renda J. Burkhart    Mgmt    For    For    For
1d   Elect Director Gregory L. Burns    Mgmt    For    For    For
1e   Elect Director Richard D. Callicutt, II    Mgmt    For    For    For
1f   Elect Director Marty G. Dickens    Mgmt    For    For    For
1g   Elect Director Thomas C. Farnsworth, III    Mgmt    For    For    For
1h   Elect Director Joseph C. Galante    Mgmt    For    For    For
1i   Elect Director Glenda Baskin Glover    Mgmt    For    For    For
1j   Elect Director David B. Ingram    Mgmt    For    For    For
1k   Elect Director Robert A. McCabe, Jr.    Mgmt    For    For    For
1l   Elect Director Ronald L. Samuels    Mgmt    For    For    For
1m   Elect Director Gary L. Scott    Mgmt    For    For    For
1n   Elect Director Reese L. Smith, III    Mgmt    For    For    For
1o   Elect Director Thomas R. Sloan    Mgmt    For    For    For
1p   Elect Director G. Kennedy Thompson    Mgmt    For    For    For
1q   Elect Director M. Terry Turner    Mgmt    For    For    For
2   Ratify Crowe Horwath LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Approve Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

World Wrestling Entertainment, Inc.

 

Meeting Date:    04/19/2018    Country:    USA    Primary Security ID:    98156Q108
Record Date:    02/21/2018    Meeting Type:    Annual    Ticker:    WWE

 

Shares Voted:   117,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Vincent K. McMahon    Mgmt    For    For    For
1.2   Elect Director George A. Barrios    Mgmt    For    For    For
1.3   Elect Director Michelle D. Wilson    Mgmt    For    For    For
1.4   Elect Director Stephanie McMahon Levesque    Mgmt    For    For    For
1.5   Elect Director Paul “Triple H” Levesque    Mgmt    For    For    For
1.6   Elect Director Stuart U. Goldfarb    Mgmt    For    For    For
1.7   Elect Director Patricia A. Gottesman    Mgmt    For    For    For
1.8   Elect Director Laureen Ong    Mgmt    For    For    For
1.9   Elect Director Robyn W. Peterson    Mgmt    For    For    For
1.10   Elect Director Frank A. Riddick, III    Mgmt    For    For    For
1.11   Elect Director Jeffrey R. Speed    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Chemical Financial Corporation

 

Meeting Date:    04/25/2018    Country:    USA    Primary Security ID:    163731102
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    CHFC

 

Shares Voted:   103,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James R. Fitterling    Mgmt    For    For    For
1.2   Elect Director Ronald A. Klein    Mgmt    For    For    For
1.3   Elect Director Richard M. Lievense    Mgmt    For    For    For
1.4   Elect Director Barbara J. Mahone    Mgmt    For    For    For
1.5   Elect Director Barbara L. McQuade    Mgmt    For    For    For
1.6   Elect Director John E. Pelizzari    Mgmt    For    For    For
1.7   Elect Director David T. Provost    Mgmt    For    For    For
1.8   Elect Director Thomas C. Shafer    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Chemical Financial Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Larry D. Stauffer    Mgmt    For    For    For
1.10   Elect Director Jeffrey L. Tate    Mgmt    For    For    For
1.11   Elect Director Gary Torgow    Mgmt    For    For    For
1.12   Elect Director Arthur A. Weiss    Mgmt    For    For    For
1.13   Elect Director Franklin C. Wheatlake    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Saia, Inc.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    78709Y105
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    SAIA

 

Shares Voted:   102,018          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Di-Ann Eisnor    Mgmt    For    For    For
1.2   Elect Director William F. Evans    Mgmt    For    For    For
1.3   Elect Director Herbert A. Trucksess, III    Mgmt    For    For    For
1.4   Elect Director Jeffrey C. Ward    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Webster Financial Corporation

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    947890109
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    WBS

 

Shares Voted:   244,594          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William L. Atwell    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Webster Financial Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b   Elect Director Joel S. Becker    Mgmt    For    For    For
1c   Elect Director John R. Ciulla    Mgmt    For    For    For
1d   Elect Director John J. Crawford    Mgmt    For    For    For
1e   Elect Director Elizabeth E. Flynn    Mgmt    For    For    For
1f   Elect Director Laurence C. Morse    Mgmt    For    For    For
1g   Elect Director Karen R. Osar    Mgmt    For    For    For
1h   Elect Director Mark Pettie    Mgmt    For    For    For
1i   Elect Director James C. Smith    Mgmt    For    For    For
1j   Elect Director Lauren C. States    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Zynga Inc.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    98986T108
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    ZNGA

 

Shares Voted:   908,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark Pincus    Mgmt    For    For    For
1.2   Elect Director Frank Gibeau    Mgmt    For    For    For
1.3   Elect Director Regina E. Dugan    Mgmt    For    For    For
1.4   Elect Director William “Bing” Gordon    Mgmt    For    For    For
1.5   Elect Director Louis J. Lavigne, Jr.    Mgmt    For    For    For
1.6   Elect Director Ellen F. Siminoff    Mgmt    For    For    For
1.7   Elect Director Carol G. Mills    Mgmt    For    For    For
1.8   Elect Director Janice M. Roberts    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

STAG Industrial, Inc.

 

Meeting Date:    04/30/2018    Country:    USA    Primary Security ID:    85254J102
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    STAG

 

Shares Voted:   95,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Benjamin S. Butcher    Mgmt    For    For    For
1.2   Elect Director Virgis W. Colbert    Mgmt    For    For    For
1.3   Elect Director Michelle Dilley    Mgmt    For    For    For
1.4   Elect Director Jeffrey D. Furber    Mgmt    For    For    For
1.5   Elect Director Larry T. Guillemette    Mgmt    For    For    For
1.6   Elect Director Francis X. Jacoby, III    Mgmt    For    For    For
1.7   Elect Director Christopher P. Marr    Mgmt    For    For    For
1.8   Elect Director Hans S. Weger    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Charter to Allow Shareholders to Amend Bylaws    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Papa John’s International, Inc.

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    698813102
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    PZZA

 

Shares Voted:   52,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Christopher L. Coleman    Mgmt    For    For    For
1b   Elect Director Olivia F. Kirtley    Mgmt    For    For    For
1c   Elect Director Laurette T. Koellner    Mgmt    For    For    For
1d   Elect Director Sonya E. Medina    Mgmt    For    For    For
1e   Elect Director John H. Schnatter    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Papa John’s International, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Mark S. Shapiro    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Encompass Health Corporation

 

Meeting Date:    05/03/2018    Country:    USA    Primary Security ID:    29261A100
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    EHC

 

Shares Voted:   87,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John W. Chidsey    Mgmt    For    For    For
1b   Elect Director Donald L. Correll    Mgmt    For    For    For
1c   Elect Director Yvonne M. Curl    Mgmt    For    For    For
1d   Elect Director Charles M. Elson    Mgmt    For    For    For
1e   Elect Director Joan E. Herman    Mgmt    For    For    For
1f   Elect Director Leo I. Higdon, Jr.    Mgmt    For    For    For
1g   Elect Director Leslye G. Katz    Mgmt    For    For    For
1h   Elect Director John E. Maupin, Jr.    Mgmt    For    For    For
1i   Elect Director Nancy M. Schlichting    Mgmt    For    For    For
1j   Elect Director L. Edward Shaw, Jr.    Mgmt    For    For    For
1k   Elect Director Mark J. Tarr    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Yamana Gold Inc.

 

Meeting Date:    05/03/2018    Country:    Canada    Primary Security ID:    98462Y100
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    YRI

 

Shares Voted:   723,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John Begeman    Mgmt    For    For    For
1.2   Elect Director Christiane Bergevin    Mgmt    For    For    For
1.3   Elect Director Andrea Bertone    Mgmt    For    For    For
1.4   Elect Director Alexander Davidson    Mgmt    For    For    For
1.5   Elect Director Robert Gallagher    Mgmt    For    For    For
1.6   Elect Director Richard Graff    Mgmt    For    For    For
1.7   Elect Director Kimberly Keating    Mgmt    For    For    For
1.8   Elect Director Nigel Lees    Mgmt    For    For    For
1.9   Elect Director Peter Marrone    Mgmt    For    For    For
1.10   Elect Director Jane Sadowsky    Mgmt    For    For    For
1.11   Elect Director Dino Titaro    Mgmt    For    For    For
2   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

ALLETE, Inc.

 

Meeting Date:    05/08/2018    Country:    USA    Primary Security ID:    018522300
Record Date:    03/09/2018    Meeting Type:    Annual    Ticker:    ALE

 

Shares Voted:   32,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kathryn W. Dindo    Mgmt    For    For    For
1b   Elect Director Sidney W. Emery, Jr.    Mgmt    For    For    For
1c   Elect Director George G. Goldfarb    Mgmt    For    For    For
1d   Elect Director James S. Haines, Jr.    Mgmt    For    For    For
1e   Elect Director Alan R. Hodnik    Mgmt    For    For    For
1f   Elect Director James J. Hoolihan    Mgmt    For    For    For
1g   Elect Director Heidi E. Jimmerson    Mgmt    For    For    For
1h   Elect Director Madeleine W. Ludlow    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

ALLETE, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Susan K. Nestegard    Mgmt    For    For    For
1j   Elect Director Douglas C. Neve    Mgmt    For    For    For
1k   Elect Director Robert P. Powers    Mgmt    For    For    For
1l   Elect Director Leonard C. Rodman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Compass Minerals International, Inc.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    20451N101
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    CMP

 

Shares Voted:   12,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David J. D’Antoni    Mgmt    For    For    For
1b   Elect Director Allan R. Rothwell    Mgmt    For    For    For
1c   Elect Director Lori A. Walker    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Radian Group Inc.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    750236101
Record Date:    03/15/2018    Meeting Type:    Annual    Ticker:    RDN

 

Shares Voted:   209,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Herbert Wender    Mgmt    For    For    For
1b   Elect Director David C. Carney    Mgmt    For    For    For
1c   Elect Director Howard B. Culang    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Radian Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Lisa W. Hess    Mgmt    For    For    For
1e   Elect Director Stephen T. Hopkins    Mgmt    For    For    For
1f   Elect Director Brian D. Montgomery    Mgmt    For    For    For
1g   Elect Director Gaetano Muzio    Mgmt    For    For    For
1h   Elect Director Gregory V. Serio    Mgmt    For    For    For
1i   Elect Director Noel J. Spiegel    Mgmt    For    For    For
1j   Elect Director Richard G. Thornberry    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Curtiss-Wright Corporation

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    231561101
Record Date:    03/12/2018    Meeting Type:    Annual    Ticker:    CW

 

Shares Voted:   23,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David C. Adams    Mgmt    For    For    For
1.2   Elect Director Dean M. Flatt    Mgmt    For    For    For
1.3   Elect Director S. Marce Fuller    Mgmt    For    For    For
1.4   Elect Director Rita J. Heise    Mgmt    For    For    For
1.5   Elect Director Bruce D. Hoechner    Mgmt    For    For    For
1.6   Elect Director Allen A. Kozinski    Mgmt    For    For    For
1.7   Elect Director John B. Nathman    Mgmt    For    For    For
1.8   Elect Director Robert J. Rivet    Mgmt    For    For    For
1.9   Elect Director Albert E. Smith    Mgmt    For    For    For
1.10   Elect Director Peter C. Wallace    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

First Industrial Realty Trust, Inc.

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    32054K103
Record Date:    03/20/2018    Meeting Type:    Annual    Ticker:    FR

 

Shares Voted:   76,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peter E. Baccile    Mgmt    For    For    For
1.2   Elect Director Matthew S. Dominski    Mgmt    For    For    For
1.3   Elect Director Bruce W. Duncan    Mgmt    For    For    For
1.4   Elect Director H. Patrick Hackett, Jr.    Mgmt    For    For    For
1.5   Elect Director John Rau    Mgmt    For    For    For
1.6   Elect Director L. Peter Sharpe    Mgmt    For    For    For
1.7   Elect Director W. Ed Tyler    Mgmt    For    For    For
1.8   Elect Director Denise A. Olsen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Novanta Inc.

 

Meeting Date:    05/10/2018    Country:    Canada    Primary Security ID:    67000B104
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    NOVT

 

Shares Voted:   149,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen W. Bershad    Mgmt    For    For    For
1.2   Elect Director Lonny J. Carpenter    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Novanta Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Dennis J. Fortino    Mgmt    For    For    For
1.4   Elect Director Matthijs Glastra    Mgmt    For    For    For
1.5   Elect Director Brian D. King    Mgmt    For    For    For
1.6   Elect Director Ira J. Lamel    Mgmt    For    For    For
1.7   Elect Director Dominic A. Romeo    Mgmt    For    For    For
1.8   Elect Director Thomas N. Secor    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

PROS Holdings, Inc.

 

Meeting Date:    05/11/2018    Country:    USA    Primary Security ID:    74346Y103
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    PRO

 

Shares Voted:   156,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Penelope Herscher    Mgmt    For    For    For
1.2   Elect Director Leslie Rechan    Mgmt    For    For    For
1.3   Elect Director William Russell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

FCB Financial Holdings, Inc.

 

Meeting Date:    05/14/2018    Country:    USA    Primary Security ID:    30255G103
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    FCB

 

Shares Voted:   95,811          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Declassify the Board of Directors and Eliminate Supermajority Voting Requirement for Amendment of Certain Provisions of the Company’s Certificate of Incorporation    Mgmt    For    Refer    For
  If Proposal 1 is Approved, Elect 11 Directors    Mgmt         
2.1   Elect Director Kent S. Ellert    Mgmt    For    For    For
2.2   Elect Director Gerald Luterman    Mgmt    For    Refer    Withhold
2.3   Elect Director Howard R. Curd    Mgmt    For    Refer    Withhold
2.4   Elect Director Paul Anthony Novelly    Mgmt    For    Refer    Withhold
2.5   Elect Director Vincent S. Tese    Mgmt    For    For    For
2.6   Elect Director Thomas E. Constance    Mgmt    For    For    For
2.7   Elect Director Frederic Salerno    Mgmt    For    Refer    Withhold
2.8   Elect Director Les J. Lieberman    Mgmt    For    For    For
2.9   Elect Director Alan S. Bernikow    Mgmt    For    Refer    Withhold
2.10   Elect Director William L. Mack    Mgmt    For    For    For
2.11   Elect Director Stuart I. Oran    Mgmt    For    For    For
  If Proposal 1 is Not Approved, Elect 4 Directors    Mgmt         
2.12   Elect Director Kent S. Ellert    Mgmt    For    For    Withhold
2.13   Elect Director Gerald Luterman    Mgmt    For    Refer    Withhold
2.14   Elect Director Howard R. Curd    Mgmt    For    Refer    Withhold
2.15   Elect Director Paul Anthony Novelly    Mgmt    For    Refer    Withhold
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    Against
4   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Coca-Cola Bottling Co. Consolidated

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    191098102
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    COKE

 

Shares Voted:   36,892          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director J. Frank Harrison, III    Mgmt    For    For    Withhold
1.2   Elect Director Sharon A. Decker    Mgmt    For    Refer    Withhold
1.3   Elect Director Morgan H. Everett    Mgmt    For    For    For
1.4   Elect Director Henry W. Flint    Mgmt    For    For    Withhold
1.5   Elect Director James R. Helvey, III    Mgmt    For    For    For
1.6   Elect Director William H. Jones    Mgmt    For    For    For
1.7   Elect Director Umesh M. Kasbekar    Mgmt    For    For    For
1.8   Elect Director Jennifer K. Mann    Mgmt    For    For    For
1.9   Elect Director James H. Morgan    Mgmt    For    Refer    Withhold
1.10   Elect Director John W. Murrey, III    Mgmt    For    For    For
1.11   Elect Director Sue Anne H. Wells    Mgmt    For    For    For
1.12   Elect Director Dennis A. Wicker    Mgmt    For    Refer    Withhold
1.13   Elect Director Richard T. Williams    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Approve Restricted Stock Plan    Mgmt    For    For    For

ICU Medical, Inc.

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    44930G107
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    ICUI

 

Shares Voted:   24,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Vivek Jain    Mgmt    For    For    For
1.2   Elect Director George A. Lopez    Mgmt    For    For    For
1.3   Elect Director Robert S. Swinney    Mgmt    For    For    For
1.4   Elect Director David C. Greenberg    Mgmt    For    For    For
1.5   Elect Director Elisha W. Finney    Mgmt    For    For    For
1.6   Elect Director Douglas E. Giordano    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

ICU Medical, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director David F. Hoffmeister    Mgmt    For    For    For
1.8   Elect Director Donald M. Abbey    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Omnicell, Inc.

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    68213N109
Record Date:    03/20/2018    Meeting Type:    Annual    Ticker:    OMCL

 

Shares Voted:   37,246          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Randall A. Lipps    Mgmt    For    For    For
1.2   Elect Director Vance B. Moore    Mgmt    For    For    For
1.3   Elect Director Mark W. Parrish    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Insulet Corporation

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    45784P101
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    PODD

 

Shares Voted:   67,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John A. Fallon    Mgmt    For    For    Withhold
1.2   Elect Director Timothy J. Scannell    Mgmt    For    For    Withhold
2   Advisory Vote to Ratify Named Executive    Mgmt    For    For    For
  Officers’ Compensation            
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Everbridge, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    29978A104
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    EVBG

 

Shares Voted:   152,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Kent Mathy    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Other Business    Mgmt    For    Against    Against

Invacare Corporation

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    461203101
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    IVC

 

Shares Voted:   685,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Susan H. Alexander    Mgmt    For    For    For
1.2   Elect Director Barbara W. Bodem    Mgmt    For    For    For
1.3   Elect Director Marc M. Gibeley    Mgmt    For    For    For
1.4   Elect Director C. Martin Harris    Mgmt    For    For    For
1.5   Elect Director Matthew E. Monaghan    Mgmt    For    For    For
1.6   Elect Director Clifford D. Nastas    Mgmt    For    For    For
1.7   Elect Director Baiju R. Shah    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Laredo Petroleum, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    516806106
Record Date:    03/20/2018    Meeting Type:    Annual    Ticker:    LPI

 

Shares Voted:   966,713          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James R. Levy    Mgmt    For    For    For
1.2   Elect Director Myles W. Scoggins    Mgmt    For    For    For
1.3   Elect Director Donald D. Wolf    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Tableau Software, Inc.

 

Meeting Date:    05/22/2018    Country:    USA    Primary Security ID:    87336U105
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    DATA

 

Shares Voted:   148,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Billy Bosworth    Mgmt    For    For    For
1.2   Elect Director Patrick Hanrahan    Mgmt    For    For    For
1.3   Elect Director Hilarie Koplow-McAdams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

ITT Inc.

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    45073V108
Record Date:    03/26/2018    Meeting Type:    Annual    Ticker:    ITT

 

Shares Voted:   118,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Orlando D. Ashford    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

ITT Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b   Elect Director Geraud Darnis    Mgmt    For    For    For
1c   Elect Director Donald DeFosset, Jr.    Mgmt    For    For    For
1d   Elect Director Nicholas C. Fanandakis    Mgmt    For    For    For
1e   Elect Director Christina A. Gold    Mgmt    For    For    For
1f   Elect Director Richard P. Lavin    Mgmt    For    For    For
1g   Elect Director Mario Longhi    Mgmt    For    For    For
1h   Elect Director Frank T. MacInnis    Mgmt    For    For    For
1i   Elect Director Rebecca A. McDonald    Mgmt    For    For    For
1j   Elect Director Timothy H. Powers    Mgmt    For    For    For
1k   Elect Director Denise L. Ramos    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    For    For

Belden Inc.

 

Meeting Date:    05/24/2018    Country:    USA    Primary Security ID:    077454106
Record Date:    03/27/2018    Meeting Type:    Annual    Ticker:    BDC

 

Shares Voted:   93,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David J. Aldrich    Mgmt    For    For    For
1b   Elect Director Lance C. Balk    Mgmt    For    For    For
1c   Elect Director Steven W. Berglund    Mgmt    For    For    For
1d   Elect Director Diane D. Brink    Mgmt    For    For    For
1e   Elect Director Judy L. Brown    Mgmt    For    For    For
1f   Elect Director Bryan C. Cressey    Mgmt    For    For    For
1g   Elect Director Jonathan C. Klein    Mgmt    For    For    For
1h   Elect Director George E. Minnich    Mgmt    For    For    For
1i   Elect Director John M. Monter    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Belden Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director John S. Stroup    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Constellium NV

 

Meeting Date:    05/24/2018    Country:    Netherlands    Primary Security ID:    N22035104
Record Date:    04/26/2018    Meeting Type:    Annual    Ticker:    CSTM

 

Shares Voted:   220,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss Annual Report 2017    Mgmt         
3   Discussion on Company’s Corporate Governance Structure    Mgmt         
4.1   Discuss Remuneration Report    Mgmt         
4.2   Approve Share Increase under the 2013 Equity Incentive Plan    Mgmt    For    For    For
5   Adopt Annual Accounts 2017    Mgmt    For    For    For
6   Discuss Allocation of Income    Mgmt         
7   Approve Discharge of Executive Directors    Mgmt    For    For    For
8   Approve Discharge of Non-Executive Directors    Mgmt    For    For    For
9   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
10   Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition    Mgmt    For    For    For
11   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    Refer    For
12a   Reelect Michiel Brandjes as Non-Executive Director    Mgmt    For    For    For
12b   Reelect Martha Brooks as Non-Executive Director    Mgmt    For    For    For
12c   Reelect Philippe C.A. Guillemot as Non-Executive Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Constellium NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12d   Reelect Peter Hartman as Non-Executive Director    Mgmt    For    For    For
12e   Reelect John Ormerod as Non-Executive Director    Mgmt    For    For    For
12f   Reelect Lori Walker as Non-Executive Director    Mgmt    For    For    For
12g   Elect Stephanie Frachet as Executive Director    Mgmt    For    For    For
13   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
14   Allow Questions    Mgmt         
15   Close Meeting    Mgmt         

RLJ Lodging Trust

 

Meeting Date:    05/24/2018    Country:    USA    Primary Security ID:    74965L101
Record Date:    03/21/2018    Meeting Type:    Annual    Ticker:    RLJ

 

Shares Voted:   188,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert L. Johnson    Mgmt    For    For    For
1.2   Elect Director Leslie D. Hale    Mgmt    For    For    For
1.3   Elect Director Evan Bayh    Mgmt    For    For    For
1.4   Elect Director Arthur R. Collins    Mgmt    For    For    For
1.5   Elect Director Nathaniel A. Davis    Mgmt    For    For    For
1.6   Elect Director Patricia L. Gibson    Mgmt    For    For    For
1.7   Elect Director Robert M. La Forgia    Mgmt    For    For    For
1.8   Elect Director Robert J. McCarthy    Mgmt    For    For    For
1.9   Elect Director Glenda G. McNeal    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Tivity Health, Inc.

 

Meeting Date:    05/24/2018    Country:    USA    Primary Security ID:    88870R102
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    TVTY

 

Shares Voted:   170,711          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Sara J. Finley    Mgmt    For    For    For
1B   Elect Director Archelle Georgiou    Mgmt    For    For    For
1C   Elect Director Robert J. Greczyn, Jr.    Mgmt    For    For    For
1D   Elect Director Peter A. Hudson    Mgmt    For    For    For
1E   Elect Director Beth M. Jacob    Mgmt    For    For    For
1F   Elect Director Bradley S. Karro    Mgmt    For    For    For
1G   Elect Director Paul H. Keckley    Mgmt    For    For    For
1H   Elect Director Lee A. Shapiro    Mgmt    For    For    For
1I   Elect Director Donato J. Tramuto    Mgmt    For    For    For
1J   Elect Director Kevin G. Wills    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Old Republic International Corporation

 

Meeting Date:    05/25/2018    Country:    USA    Primary Security ID:    680223104
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    ORI

 

Shares Voted:   205,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harrington Bischof    Mgmt    For    Refer    Withhold
1.2   Elect Director Spencer LeRoy, III    Mgmt    For    Refer    Withhold
1.3   Elect Director Charles F. Titterton    Mgmt    For    Refer    Withhold
1.4   Elect Director Steven R. Walker    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Old Republic International Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Report on Steps Taken to Improve Board Oversight of Climate Change Risk    SH    Against    Refer    Against
5   Adopt Proxy Access Right    SH    Against    Against    Against

Kemper Corporation

 

Meeting Date:    06/01/2018    Country:    USA    Primary Security ID:    488401100
Record Date:    04/16/2018    Meeting Type:    Annual    Ticker:    KMPR

 

Shares Voted:   74,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    For    For
3.1   Elect Director George N. Cochran    Mgmt    For    For    For
3.2   Elect Director Kathleen M. Cronin    Mgmt    For    For    For
3.3   Elect Director Douglas G. Geoga    Mgmt    For    For    For
3.4   Elect Director Thomas M. Goldstein    Mgmt    For    For    For
3.5   Elect Director Lacy M. Johnson    Mgmt    For    For    For
3.6   Elect Director Robert J. Joyce    Mgmt    For    For    For
3.7   Elect Director Joseph P. Lacher, Jr.    Mgmt    For    For    For
3.8   Elect Director Christopher B. Sarofim    Mgmt    For    For    For
3.9   Elect Director David P. Storch    Mgmt    For    For    For
3.10   Elect Director Susan D. Whiting    Mgmt    For    For    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Visteon Corporation

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    92839U206
Record Date:    04/10/2018    Meeting Type:    Annual    Ticker:    VC

 

Shares Voted:   130,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James J. Barrese    Mgmt    For    For    For
1b   Elect Director Naomi M. Bergman    Mgmt    For    For    For
1c   Elect Director Jeffrey D. Jones    Mgmt    For    For    For
1d   Elect Director Sachin S. Lawande    Mgmt    For    For    For
1e   Elect Director Joanne M. Maguire    Mgmt    For    For    For
1f   Elect Director Robert J. Manzo    Mgmt    For    For    For
1g   Elect Director Francis M. Scricco    Mgmt    For    For    For
1h   Elect Director David L. Treadwell    Mgmt    For    For    For
1i   Elect Director Harry J. Wilson    Mgmt    For    For    For
1j   Elect Director Rouzbeh Yassini-Fard    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Western Alliance Bancorporation

 

Meeting Date:    06/12/2018    Country:    USA    Primary Security ID:    957638109
Record Date:    04/16/2018    Meeting Type:    Annual    Ticker:    WAL

 

Shares Voted:   119,761          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Bruce Beach    Mgmt    For    For    For
1b   Elect Director William S. Boyd    Mgmt    For    For    For
1c   Elect Director Howard N. Gould    Mgmt    For    For    For
1d   Elect Director Steven J. Hilton    Mgmt    For    For    For
1e   Elect Director Marianne Boyd Johnson    Mgmt    For    For    For
1f   Elect Director Robert P. Latta    Mgmt    For    For    For
1g   Elect Director Cary Mack    Mgmt    For    For    For
1h   Elect Director Todd Marshall    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Western Alliance Bancorporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director James E. Nave    Mgmt    For    For    For
1j   Elect Director Michael Patriarca    Mgmt    For    For    For
1k   Elect Director Robert Gary Sarver    Mgmt    For    For    For
1l   Elect Director Donald D. Snyder    Mgmt    For    For    For
1m   Elect Director Sung Won Sohn    Mgmt    For    For    For
1n   Elect Director Kenneth A. Vecchione    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify RSM US LLP as Auditors    Mgmt    For    For    For

Evolent Health, Inc.

 

Meeting Date:    06/13/2018    Country:    USA    Primary Security ID:    30050B101
Record Date:    04/17/2018    Meeting Type:    Annual    Ticker:    EVH

 

Shares Voted:   298,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Bruce Felt    Mgmt    For    Refer    Against
1b   Elect Director Kenneth Samet    Mgmt    For    Refer    Against
1c   Elect Director Cheryl Scott    Mgmt    For    Refer    Against
1d   Elect Director Frank Williams    Mgmt    For    Refer    Against
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Q2 Holdings, Inc.

 

Meeting Date:    06/13/2018    Country:    USA    Primary Security ID:    74736L109
Record Date:    04/25/2018    Meeting Type:    Annual    Ticker:    QTWO

 

Shares Voted:   125,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jeffrey T. Diehl    Mgmt    For    Refer    For
1.2   Elect Director Matthew P. Flake    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vonage Holdings Corp.

 

Meeting Date:    06/13/2018    Country:    USA    Primary Security ID:    92886T201
Record Date:    04/16/2018    Meeting Type:    Annual    Ticker:    VG

 

Shares Voted:   886,075          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey A. Citron    Mgmt    For    For    For
1b   Elect Director Naveen Chopra    Mgmt    For    For    For
1c   Elect Director Stephen Fisher    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For

G-III Apparel Group, Ltd.

 

Meeting Date:    06/14/2018    Country:    USA    Primary Security ID:    36237H101
Record Date:    04/23/2018    Meeting Type:    Annual    Ticker:    GIII

 

Shares Voted:   62,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Morris Goldfarb    Mgmt    For    For    For
1.2   Elect Director Sammy Aaron    Mgmt    For    For    For
1.3   Elect Director Thomas J. Brosig    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

G-III Apparel Group, Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Alan Feller    Mgmt    For    For    For
1.5   Elect Director Jeffrey Goldfarb    Mgmt    For    For    For
1.6   Elect Director Jeanette Nostra    Mgmt    For    For    For
1.7   Elect Director Laura Pomerantz    Mgmt    For    Refer    For
1.8   Elect Director Allen Sirkin    Mgmt    For    Refer    For
1.9   Elect Director Willem Van Bokhorst    Mgmt    For    Refer    For
1.10   Elect Director Cheryl L. Vitali    Mgmt    For    For    For
1.11   Elect Director Richard White    Mgmt    For    Refer    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Nomad Foods Limited

 

Meeting Date:    06/14/2018    Country:    Virgin Isl (UK)    Primary Security ID:    G6564A105
Record Date:    04/30/2018    Meeting Type:    Annual    Ticker:    NOMD

 

Shares Voted:   271,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Martin E. Franklin    Mgmt    For    For    For
1b   Elect Director Noam Gottesman    Mgmt    For    For    For
1c   Elect Director Ian G.H. Ashken    Mgmt    For    For    For
1d   Elect Director Stefan Descheemaeker    Mgmt    For    For    For
1e   Elect Director Mohamed Elsarky    Mgmt    For    For    For
1f   Elect Director Jeremy Isaacs    Mgmt    For    For    For
1g   Elect Director Paul Kenyon    Mgmt    For    For    For
1h   Elect Director James E. Lillie    Mgmt    For    For    For
1i   Elect Director Lord Myners of Truro    Mgmt    For    For    For
1j   Elect Director Victoria Parry    Mgmt    For    For    For
1k   Elect Director Simon White    Mgmt    For    For    For
1l   Elect Director Samy Zekhout    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 87 – Ivy VIP Small Cap Core

 

Nomad Foods Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Red Rock Resorts, Inc.

 

Meeting Date:    06/14/2018    Country:    USA    Primary Security ID:    75700L108
Record Date:    04/17/2018    Meeting Type:    Annual    Ticker:    RRR

 

Shares Voted:   242,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Frank J. Fertitta, III    Mgmt    For    Refer    Withhold
1b   Elect Director Lorenzo J. Fertitta    Mgmt    For    Refer    Withhold
1c   Elect Director Robert A. Cashell, Jr.    Mgmt    For    Refer    Withhold
1d   Elect Director Robert E. Lewis    Mgmt    For    Refer    Withhold
1e   Elect Director James E. Nave    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


IVY VIP SMALL CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

Booz Allen Hamilton Holding Corporation

 

Meeting Date:    08/03/2017    Country:    USA    Primary Security ID:    099502106
Record Date:    06/12/2017    Meeting Type:    Annual    Ticker:    BAH

 

Shares Voted:   275,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ralph W. Shrader    Mgmt    For    For    For
1.2   Elect Director Joan Lordi C. Amble    Mgmt    For    For    For
1.3   Elect Director Peter Clare    Mgmt    For    For    For
1.4   Elect Director Philip A. Odeen    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Eagle Materials Inc.

 

Meeting Date:    08/03/2017    Country:    USA    Primary Security ID:    26969P108
Record Date:    06/06/2017    Meeting Type:    Annual    Ticker:    EXP

 

Shares Voted:   29,230          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Michael R. Nicolais    Mgmt    For    For    For
1B   Elect Director Richard R. Stewart    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    None    Three Years    Three Years
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Monro Muffler Brake, Inc.

 

Meeting Date:    08/15/2017    Country:    USA    Primary Security ID:    610236101
Record Date:    06/26/2017    Meeting Type:    Annual    Ticker:    MNRO

 

Shares Voted:   85,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frederick M. Danziger    Mgmt    For    For    For
1.2   Elect Director Stephen C. McCluski    Mgmt    For    For    For
1.3   Elect Director Robert E. Mellor    Mgmt    For    For    For
1.4   Elect Director Peter J. Solomon    Mgmt    For    Refer    Withhold
2   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Change Company Name to Monro, Inc.    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

KNIGHT TRANSPORTATION, INC.

 

Meeting Date:    09/07/2017    Country:    USA    Primary Security ID:    499049104
Record Date:    07/12/2017    Meeting Type:    Special    Ticker:    KNX

 

Shares Voted:   129,120          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Classify the Board of Directors    Mgmt    For    Against    Against
3   Provide Right to Act by Written Consent    Mgmt    For    For    Against
4   Adjourn Meeting    Mgmt    For    Refer    For
5   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

RBC Bearings Incorporated

 

Meeting Date:    09/13/2017    Country:    USA    Primary Security ID:    75524B104
Record Date:    07/17/2017    Meeting Type:    Annual    Ticker:    ROLL

 

Shares Voted:   27,941          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mitchell I. Quain    Mgmt    For    For    For
1.2   Elect Director Michael J. Hartnett    Mgmt    For    For    For
1.3   Elect Director Amir Faghri    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
5   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
6   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
7   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Home BancShares, Inc.

 

Meeting Date:    09/25/2017    Country:    USA    Primary Security ID:    436893200
Record Date:    08/16/2017    Meeting Type:    Special    Ticker:    HOMB

 

Shares Voted:   253,410          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Mercury Systems, Inc.

 

Meeting Date:    10/18/2017    Country:    USA    Primary Security ID:    589378108
Record Date:    08/14/2017    Meeting Type:    Annual    Ticker:    MRCY

 

Shares Voted:   223,140          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lisa S. Disbrow    Mgmt    For    For    For
1.2   Elect Director Mark Aslett    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Mercury Systems, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Mary Louise (ML) Krakauer    Mgmt    For    For    For
1.4   Elect Director William K. O’Brien    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Lumentum Holdings Inc.

 

Meeting Date:    11/02/2017    Country:    USA    Primary Security ID:    55024U109
Record Date:    09/11/2017    Meeting Type:    Annual    Ticker:    LITE

 

Shares Voted:   87,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Martin A. Kaplan    Mgmt    For    For    For
1b   Elect Director Harold L. Covert    Mgmt    For    For    For
1c   Elect Director Penelope A. Herscher    Mgmt    For    For    For
1d   Elect Director Samuel F. Thomas    Mgmt    For    For    For
1e   Elect Director Brian J. Lillie    Mgmt    For    For    For
1f   Elect Director Alan S. Lowe    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Dycom Industries, Inc.

 

Meeting Date:    11/21/2017    Country:    USA    Primary Security ID:    267475101
Record Date:    10/02/2017    Meeting Type:    Annual    Ticker:    DY

 

Shares Voted:   71,620          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Dwight B. Duke    Mgmt    For    For    For
1b   Elect Director Laurie J. Thomsen    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For

Vail Resorts, Inc.

 

Meeting Date:    12/06/2017    Country:    USA    Primary Security ID:    91879Q109
Record Date:    10/10/2017    Meeting Type:    Annual    Ticker:    MTN

 

Shares Voted:   14,660          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Susan L. Decker    Mgmt    For    For    For
1b   Elect Director Roland A. Hernandez    Mgmt    For    For    For
1c   Elect Director Robert A. Katz    Mgmt    For    For    For
1d   Elect Director John T. Redmond    Mgmt    For    For    For
1e   Elect Director Michele Romanow    Mgmt    For    For    For
1f   Elect Director Hilary A. Schneider    Mgmt    For    For    For
1g   Elect Director D. Bruce Sewell    Mgmt    For    For    For
1h   Elect Director John F. Sorte    Mgmt    For    For    For
1i   Elect Director Peter A. Vaughn    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Fabrinet

 

Meeting Date:    12/14/2017    Country:    Cayman Islands    Primary Security ID:    G3323L100
Record Date:    10/16/2017    Meeting Type:    Annual    Ticker:    FN

 

Shares Voted:   102,660          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Seamus Grady    Mgmt    For    For    For
1.2   Elect Director Thomas F. Kelly    Mgmt    For    For    For
1.3   Elect Director Frank H. Levinson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors    Mgmt    For    For    For
3   Amend Omnibus Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

XPO Logistics, Inc.

 

Meeting Date:    12/20/2017    Country:    USA    Primary Security ID:    983793100
Record Date:    11/17/2017    Meeting Type:    Special    Ticker:    XPO

 

Shares Voted:   132,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
2   Adjourn Meeting    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Woodward, Inc.

 

Meeting Date:    01/24/2018    Country:    USA    Primary Security ID:    980745103
Record Date:    11/27/2017    Meeting Type:    Annual    Ticker:    WWD

 

Shares Voted:   80,320          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Thomas A. Gendron    Mgmt    For    For    For
1.2   Elect Director Daniel G. Korte    Mgmt    For    For    For
1.3   Elect Director Ronald M. Sega    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

BroadSoft, Inc.

 

Meeting Date:    01/25/2018    Country:    USA    Primary Security ID:    11133B409
Record Date:    12/11/2017    Meeting Type:    Special    Ticker:    BSFT

 

Shares Voted:   108,880          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

Beacon Roofing Supply, Inc.

 

Meeting Date:    02/13/2018    Country:    USA    Primary Security ID:    073685109
Record Date:    12/18/2017    Meeting Type:    Annual    Ticker:    BECN

 

Shares Voted:   143,053          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert R. Buck    Mgmt    For    For    For
1.2   Elect Director Paul M. Isabella    Mgmt    For    For    For
1.3   Elect Director Carl T. Berquist    Mgmt    For    For    For
1.4   Elect Director Richard W. Frost    Mgmt    For    For    For
1.5   Elect Director Alan Gershenhorn    Mgmt    For    For    For
1.6   Elect Director Philip W. Knisely    Mgmt    For    For    For
1.7   Elect Director Robert M. McLaughlin    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Beacon Roofing Supply, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director Neil S. Novich    Mgmt    For    For    For
1.9   Elect Director Stuart A. Randle    Mgmt    For    For    For
1.10   Elect Director Nathan K. Sleeper    Mgmt    For    For    For
1.11   Elect Director Douglas L. Young    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

LHC Group, Inc.

 

Meeting Date:    03/29/2018    Country:    USA    Primary Security ID:    50187A107
Record Date:    02/02/2018    Meeting Type:    Special    Ticker:    LHCG

 

Shares Voted:   30,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Adjourn Meeting    Mgmt    For    Refer    For

AMN Healthcare Services, Inc.

 

Meeting Date:    04/18/2018    Country:    USA    Primary Security ID:    001744101
Record Date:    02/21/2018    Meeting Type:    Annual    Ticker:    AMN

 

Shares Voted:   214,747          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark G. Foletta    Mgmt    For    For    For
1.2   Elect Director R. Jeffrey Harris    Mgmt    For    For    For
1.3   Elect Director Michael M.E. Johns    Mgmt    For    For    For
1.4   Elect Director Martha H. Marsh    Mgmt    For    For    For
1.5   Elect Director Susan R. Salka    Mgmt    For    For    For
1.6   Elect Director Andrew M. Stern    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

AMN Healthcare Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Paul E. Weaver    Mgmt    For    For    For
1.8   Elect Director Douglas D. Wheat    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    Against

Home BancShares, Inc.

 

Meeting Date:    04/19/2018    Country:    USA    Primary Security ID:    436893200
Record Date:    02/23/2018    Meeting Type:    Annual    Ticker:    HOMB

 

Shares Voted:   190,840          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John W. Allison    Mgmt    For    For    For
1.2   Elect Director C. Randall Sims    Mgmt    For    For    For
1.3   Elect Director Brian S. Davis    Mgmt    For    For    For
1.4   Elect Director Milburn Adams    Mgmt    For    For    For
1.5   Elect Director Robert H. Adcock, Jr.    Mgmt    For    Refer    For
1.6   Elect Director Richard H. Ashley    Mgmt    For    For    For
1.7   Elect Director Mike D. Beebe    Mgmt    For    For    For
1.8   Elect Director Jack E. Engelkes    Mgmt    For    For    For
1.9   Elect Director Tracy M. French    Mgmt    For    For    For
1.10   Elect Director Karen E. Garrett    Mgmt    For    For    For
1.11   Elect Director James G. Hinkle    Mgmt    For    Refer    For
1.12   Elect Director Alex R. Lieblong    Mgmt    For    For    For
1.13   Elect Director Thomas J. Longe    Mgmt    For    For    For
1.14   Elect Director Jim Rankin, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Ratify BKD, LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

RPC, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    749660106
Record Date:    02/28/2018    Meeting Type:    Annual    Ticker:    RES

 

Shares Voted:   193,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gary W. Rollins    Mgmt    For    Refer    For
1.2   Elect Director Richard A. Hubbell    Mgmt    For    Refer    For
1.3   Elect Director Larry L. Prince    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

JELD-WEN Holding, inc.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    47580P103
Record Date:    03/01/2018    Meeting Type:    Annual    Ticker:    JELD

 

Shares Voted:   77,351          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kirk Hachigian    Mgmt    For    Refer    Withhold
1.2   Elect Director Anthony Munk    Mgmt    For    Refer    Withhold
1.3   Elect Director Steven Wynne    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

SVB Financial Group

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    78486Q101
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    SIVB

 

Shares Voted:   15,120          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Greg W. Becker    Mgmt    For    For    For
1.2   Elect Director Eric A. Benhamou    Mgmt    For    For    For
1.3   Elect Director John S. Clendening    Mgmt    For    For    For
1.4   Elect Director Roger F. Dunbar    Mgmt    For    For    For
1.5   Elect Director Joel P. Friedman    Mgmt    For    For    For
1.6   Elect Director Kimberly A. Jabal    Mgmt    For    For    For
1.7   Elect Director Jeffrey N. Maggioncalda    Mgmt    For    For    For
1.8   Elect Director Mary J. Miller    Mgmt    For    For    For
1.9   Elect Director Kate D. Mitchell    Mgmt    For    For    For
1.10   Elect Director John F. Robinson    Mgmt    For    For    For
1.11   Elect Director Garen K. Staglin    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Varonis Systems, Inc.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    922280102
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    VRNS

 

Shares Voted:   83,660          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gili Iohan    Mgmt    For    For    For
1.2   Elect Director Ofer Segev    Mgmt    For    For    For
1.3   Elect Director Rona Segev-Gal    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Varonis Systems, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Ratify Kost Forer Gabbay & Kasierer as Auditors    Mgmt    For    For    For
5   Other Business    Mgmt    For    Against    Against

Paycom Software, Inc.

 

Meeting Date:    04/30/2018    Country:    USA    Primary Security ID:    70432V102
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    PAYC

 

Shares Voted:   67,510          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert J. Levenson    Mgmt    For    Refer    Withhold
1.2   Elect Director Frederick C. Peters, II    Mgmt    For    Refer    Withhold
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Centennial Resource Development, Inc.

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    15136A102
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    CDEV

 

Shares Voted:   233,135          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Karl E. Bandtel    Mgmt    For    Refer    Withhold
1.2   Elect Director Matthew G. Hyde    Mgmt    For    For    For
1.3   Elect Director Jeffrey H. Tepper    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Heritage Financial Corporation

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    42722X106
Record Date:    03/05/2018    Meeting Type:    Annual    Ticker:    HFWA

 

Shares Voted:   63,640          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Brian S. Charneski    Mgmt    For    For    For
1.2   Elect Director John A. Clees    Mgmt    For    For    For
1.3   Elect Director Kimberly T. Ellwanger    Mgmt    For    For    For
1.4   Elect Director Stephen A. Dennis    Mgmt    For    For    For
1.5   Elect Director Deborah J. Gavin    Mgmt    For    For    For
1.6   Elect Director Jeffrey S. Lyon    Mgmt    For    For    For
1.7   Elect Director Gragg E. Miller    Mgmt    For    For    For
1.8   Elect Director Anthony B. Pickering    Mgmt    For    For    For
1.9   Elect Director Brian L. Vance    Mgmt    For    For    For
1.10   Elect Director Ann Watson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Crowe Horwath LLP as Auditors    Mgmt    For    For    For

Pool Corporation

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    73278L105
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    POOL

 

Shares Voted:   49,504          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andrew W. Code    Mgmt    For    For    For
1b   Elect Director Timothy M. Graven    Mgmt    For    For    For
1c   Elect Director Manuel J. Perez de la Mesa    Mgmt    For    For    For
1d   Elect Director Harlan F. Seymour    Mgmt    For    For    For
1e   Elect Director Robert C. Sledd    Mgmt    For    For    For
1f   Elect Director John E. Stokely    Mgmt    For    For    For
1g   Elect Director David G. Whalen    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Pool Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Sprouts Farmers Market, Inc.

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    85208M102
Record Date:    03/05/2018    Meeting Type:    Annual    Ticker:    SFM

 

Shares Voted:   149,490          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joseph Fortunato    Mgmt    For    For    For
1.2   Elect Director Lawrence (‘Chip’) P. Molloy    Mgmt    For    For    For
1.3   Elect Director Joseph O’Leary    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Wingstop Inc.

 

Meeting Date:    05/02/2018    Country:    USA    Primary Security ID:    974155103
Record Date:    03/13/2018    Meeting Type:    Annual    Ticker:    WING

 

Shares Voted:   126,060          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kilandigalu (Kay) M. Madati    Mgmt    For    Refer    Withhold
1.2   Elect Director Charles R. Morrison    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/03/2018    Country:    USA    Primary Security ID:    00404A109
Record Date:    03/09/2018    Meeting Type:    Annual    Ticker:    ACHC

 

Shares Voted:   149,375          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director E. Perot Bissell    Mgmt    For    For    For
1.2   Elect Director Vicky B. Gregg    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

The Brink’s Company

 

Meeting Date:    05/04/2018    Country:    USA    Primary Security ID:    109696104
Record Date:    03/01/2018    Meeting Type:    Annual    Ticker:    BCO

 

Shares Voted:   66,570          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Paul G. Boynton    Mgmt    For    For    For
1.2   Elect Director Ian D. Clough    Mgmt    For    For    For
1.3   Elect Director Susan E. Docherty    Mgmt    For    For    For
1.4   Elect Director Reginald D. Hedgebeth    Mgmt    For    For    For
1.5   Elect Director Dan R. Henry    Mgmt    For    For    For
1.6   Elect Director Michael J. Herling    Mgmt    For    For    For
1.7   Elect Director Douglas A. Pertz    Mgmt    For    For    For
1.8   Elect Director George I. Stoeckert    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Deloitte and Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

The Timken Company

 

Meeting Date:    05/08/2018    Country:    USA    Primary Security ID:    887389104
Record Date:    02/20/2018    Meeting Type:    Annual    Ticker:    TKR

 

Shares Voted:   87,258          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Maria A. Crowe    Mgmt    For    For    For
1.2   Elect Director Elizabeth A. Harrell    Mgmt    For    For    For
1.3   Elect Director Richard G. Kyle    Mgmt    For    For    For
1.4   Elect Director John A. Luke, Jr.    Mgmt    For    For    For
1.5   Elect Director Christopher L. Mapes    Mgmt    For    For    For
1.6   Elect Director James F. Palmer    Mgmt    For    For    For
1.7   Elect Director Ajita G. Rajendra    Mgmt    For    For    For
1.8   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1.9   Elect Director Frank C. Sullivan    Mgmt    For    For    For
1.10   Elect Director John M. Timken, Jr.    Mgmt    For    For    For
1.11   Elect Director Ward J. Timken, Jr.    Mgmt    For    For    For
1.12   Elect Director Jacqueline F. Woods    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

The Children’s Place, Inc.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    168905107
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    PLCE

 

Shares Voted:   15,890          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joseph Alutto    Mgmt    For    For    For
1.2   Elect Director John E. Bachman    Mgmt    For    For    For
1.3   Elect Director Marla Malcolm Beck    Mgmt    For    For    For
1.4   Elect Director Jane Elfers    Mgmt    For    For    For
1.5   Elect Director Joseph Gromek    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

The Children’s Place, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Norman Matthews    Mgmt    For    For    For
1.7   Elect Director Robert L. Mettler    Mgmt    For    For    For
1.8   Elect Director Stanley W. Reynolds    Mgmt    For    For    For
1.9   Elect Director Susan Sobbott    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

TYLER TECHNOLOGIES, INC.

 

Meeting Date:    05/09/2018    Country:    USA    Primary Security ID:    902252105
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    TYL

 

Shares Voted:   26,590          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Donald R. Brattain    Mgmt    For    For    For
1B   Elect Director Glenn A. Carter    Mgmt    For    For    For
1C   Elect Director Brenda A. Cline    Mgmt    For    For    For
1D   Elect Director J. Luther King, Jr.    Mgmt    For    For    For
1E   Elect Director John S. Marr, Jr.    Mgmt    For    For    For
1F   Elect Director H. Lynn Moore, Jr.    Mgmt    For    For    For
1G   Elect Director Daniel M. Pope    Mgmt    For    For    For
1H   Elect Director Dustin R. Womble    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Other Business    Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Air Transport Services Group, Inc.

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    00922R105
Record Date:    03/15/2018    Meeting Type:    Annual    Ticker:    ATSG

 

Shares Voted:   143,760          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard M. Baudouin    Mgmt    For    For    For
1b   Elect Director Raymond E. Johns, Jr.    Mgmt    For    For    For
1c   Elect Director Joseph C. Hete    Mgmt    For    For    For
1d   Elect Director Randy D. Rademacher    Mgmt    For    For    For
1e   Elect Director J. Christopher Teets    Mgmt    For    For    For
1f   Elect Director Jeffrey J. Vorholt    Mgmt    For    For    For
2   Approve Increase in Size of Board    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Increase Authorized Common Stock    Mgmt    For    For    For
6   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
7   Adjourn Meeting    Mgmt    For    For    For

Envestnet, Inc.

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    29404K106
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    ENV

 

Shares Voted:   65,120          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles Roame    Mgmt    For    For    For
1.2   Elect Director Gregory Smith    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Hilton Grand Vacations Inc.

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    43283X105
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    HGV

 

Shares Voted:   134,580          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark D. Wang    Mgmt    For    For    For
1.2   Elect Director Leonard A. Potter    Mgmt    For    For    For
1.3   Elect Director Brenda J. Bacon    Mgmt    For    For    For
1.4   Elect Director David W. Johnson    Mgmt    For    For    For
1.5   Elect Director Mark H. Lazarus    Mgmt    For    For    For
1.6   Elect Director Pamela H. Patsley    Mgmt    For    For    For
1.7   Elect Director Paul W. Whetsell    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Inogen, Inc.

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    45780L104
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    INGN

 

Shares Voted:   38,131          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director R. Scott Greer    Mgmt    For    Refer    Withhold
1.2   Elect Director Heather Rider    Mgmt    For    Refer    Withhold
1.3   Elect Director Scott A. Beardsley    Mgmt    For    Refer    Withhold
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Tactile Systems Technology, Inc.

 

Meeting Date:    05/10/2018    Country:    USA    Primary Security ID:    87357P100
Record Date:    03/14/2018    Meeting Type:    Annual    Ticker:    TCMD

 

Shares Voted:   90,470          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William W. Burke    Mgmt    For    For    For
1.2   Elect Director Raymond O. Huggenberger    Mgmt    For    For    For
1.3   Elect Director Gerald R. Mattys    Mgmt    For    For    For
1.4   Elect Director Richard J. Nigon    Mgmt    For    Refer    Withhold
1.5   Elect Director Cheryl Pegus    Mgmt    For    For    For
1.6   Elect Director Kevin H. Roche    Mgmt    For    For    For
1.7   Elect Director Peter H. Soderberg    Mgmt    For    Refer    Withhold
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

John Bean Technologies Corporation

 

Meeting Date:    05/11/2018    Country:    USA    Primary Security ID:    477839104
Record Date:    03/15/2018    Meeting Type:    Annual    Ticker:    JBT

 

Shares Voted:   64,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director C. Maury Devine    Mgmt    For    For    Against
1.2   Elect Director James M. Ringler    Mgmt    For    For    Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

The Ultimate Software Group, Inc.

 

Meeting Date:    05/14/2018    Country:    USA    Primary Security ID:    90385D107
Record Date:    03/20/2018    Meeting Type:    Annual    Ticker:    ULTI

 

Shares Voted:   33,740          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Marc D. Scherr    Mgmt    For    Refer    For
1b   Elect Director James A. FitzPatrick, Jr.    Mgmt    For    Refer    For
1c   Elect Director Rick A. Wilber    Mgmt    For    Refer    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

Ameris Bancorp

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    03076K108
Record Date:    03/06/2018    Meeting Type:    Annual    Ticker:    ABCB

 

Shares Voted:   89,040          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director R. Dale Ezzell    Mgmt    For    For    For
1.2   Elect Director Leo J. Hill    Mgmt    For    For    For
1.3   Elect Director Jimmy D. Veal    Mgmt    For    For    For
2   Ratify Crowe Horwath LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Burlington Stores, Inc.

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    122017106
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    BURL

 

Shares Voted:   55,790          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Thomas A. Kingsbury    Mgmt    For    For    For
1.2   Elect Director William P. McNamara    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

LPL Financial Holdings Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    50212V100
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    LPLA

 

Shares Voted:   59,190          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dan H. Arnold    Mgmt    For    For    For
1.2   Elect Director Viet D. Dinh    Mgmt    For    For    For
1.3   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1.4   Elect Director William F. Glavin Jr.    Mgmt    For    For    For
1.5   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1.6   Elect Director James S. Putnam    Mgmt    For    For    For
1.7   Elect Director James S. Riepe    Mgmt    For    For    For
1.8   Elect Director Richard P. Schifter    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Summit Materials, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    86614U100
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    SUM

 

Shares Voted:   121,353          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Howard L. Lance    Mgmt    For    Refer    Withhold
1.2   Elect Director Anne K. Wade    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Texas Roadhouse, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    882681109
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    TXRH

 

Shares Voted:   104,670          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director W. Kent Taylor    Mgmt    For    For    For
1.2   Elect Director James R. Zarley    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

U.S. Concrete, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    90333L201
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    USCR

 

Shares Voted:   49,818          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William J. Sandbrook    Mgmt    For    For    For
1.2   Elect Director Kurt M. Cellar    Mgmt    For    For    For
1.3   Elect Director Michael D. Lundin    Mgmt    For    For    For
1.4   Elect Director Robert M. Rayner    Mgmt    For    For    For
1.5   Elect Director Colin M. Sutherland    Mgmt    For    For    For
1.6   Elect Director Theodore P. Rossi    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

XPO Logistics, Inc.

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    983793100
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    XPO

 

Shares Voted:   77,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bradley S. Jacobs    Mgmt    For    For    For
1.2   Elect Director Gena L. Ashe    Mgmt    For    For    For
1.3   Elect Director AnnaMaria DeSalva    Mgmt    For    For    For
1.4   Elect Director Michael G. Jesselson    Mgmt    For    For    For
1.5   Elect Director Adrian P. Kingshott    Mgmt    For    For    For
1.6   Elect Director Jason D. Papastavrou    Mgmt    For    For    For
1.7   Elect Director Oren G. Shaffer    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Report on Sustainability    SH    Against    Refer    Against
6   Clawback of Incentive Payments    SH    Against    For    For

Ellie Mae, Inc.

 

Meeting Date:    05/18/2018    Country:    USA    Primary Security ID:    28849P100
Record Date:    03/21/2018    Meeting Type:    Annual    Ticker:    ELLI

 

Shares Voted:   39,460          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sigmund Anderman    Mgmt    For    For    For
1.2   Elect Director Craig Davis    Mgmt    For    For    For
1.3   Elect Director Rajat Taneja    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Ellie Mae, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Declassify the Board of Directors    Mgmt    For    For    For
6   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Five9, Inc.

 

Meeting Date:    05/18/2018    Country:    USA    Primary Security ID:    338307101
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    FIVN

 

Shares Voted:   189,690          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael Burdiek    Mgmt    For    Refer    For
1.2   Elect Director David DeWalt    Mgmt    For    Refer    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Nevro Corp.

 

Meeting Date:    05/21/2018    Country:    USA    Primary Security ID:    64157F103
Record Date:    03/28/2018    Meeting Type:    Annual    Ticker:    NVRO

 

Shares Voted:   57,006          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Brad Vale    Mgmt    For    Refer    Withhold
1.2   Elect Director Michael DeMane    Mgmt    For    Refer    Withhold
1.3   Elect Director Lisa D. Earnhardt    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Dycom Industries, Inc.

 

Meeting Date:    05/22/2018    Country:    USA    Primary Security ID:    267475101
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    DY

 

Shares Voted:   67,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Stephen C. Coley    Mgmt    For    For    For
1b   Elect Director Patricia L. Higgins    Mgmt    For    For    For
1c   Elect Director Steven E. Nielsen    Mgmt    For    For    For
1d   Elect Director Richard K. Sykes    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Zendesk, Inc.

 

Meeting Date:    05/22/2018    Country:    USA    Primary Security ID:    98936J101
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    ZEN

 

Shares Voted:   141,770          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michelle Wilson    Mgmt    For    Refer    Against
1b   Elect Director Hilarie Koplow-McAdams    Mgmt    For    For    For
1c   Elect Director Caryn Marooney    Mgmt    For    Refer    Against
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

iRhythm Technologies, Inc.

 

Meeting Date:    05/23/2018    Country:    USA    Primary Security ID:    450056106
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    IRTC

 

Shares Voted:   60,473          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director C. Noel Bairey Merz    Mgmt    For    For    For
1.2   Elect Director Mark J. Rubash    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years

Keane Group, Inc.

 

Meeting Date:    05/24/2018    Country:    USA    Primary Security ID:    48669A108
Record Date:    03/29/2018    Meeting Type:    Annual    Ticker:    FRAC

 

Shares Voted:   211,630          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James C. Stewart    Mgmt    For    Refer    Against
1.2   Elect Director Marc G. R. Edwards    Mgmt    For    For    For
1.3   Elect Director Lucas N. Batzer    Mgmt    For    Refer    Against
1.4   Elect Director Dale M. Dusterhoft    Mgmt    For    Refer    Against
1.5   Elect Director Christian A. Garcia    Mgmt    For    For    For
1.6   Elect Director Lisa A. Gray    Mgmt    For    Refer    Against
1.7   Elect Director Gary M. Halverson    Mgmt    For    For    For
1.8   Elect Director Shawn Keane    Mgmt    For    Refer    Against
1.9   Elect Director Elmer D. Reed    Mgmt    For    For    For
1.10   Elect Director Lenard B. Tessler    Mgmt    For    Refer    Against
1.11   Elect Director Scott Wille    Mgmt    For    Refer    Against
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

RE/MAX Holdings, Inc.

 

Meeting Date:    05/24/2018    Country:    USA    Primary Security ID:    75524W108
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    RMAX

 

Shares Voted:   36,020          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gail A. Liniger    Mgmt    For    For    For
1.2   Elect Director Kathleen J. Cunningham    Mgmt    For    For    For
1.3   Elect Director Christine M. Riordan    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Healthcare Services Group, Inc.

 

Meeting Date:    05/29/2018    Country:    USA    Primary Security ID:    421906108
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    HCSG

 

Shares Voted:   66,370          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Theodore Wahl    Mgmt    For    For    For
1.2   Elect Director John M. Briggs    Mgmt    For    For    For
1.3   Elect Director Robert L. Frome    Mgmt    For    For    For
1.4   Elect Director Robert J. Moss    Mgmt    For    For    For
1.5   Elect Director Dino D. Ottaviano    Mgmt    For    For    For
1.6   Elect Director Michael E. McBryan    Mgmt    For    For    For
1.7   Elect Director Diane S. Casey    Mgmt    For    For    For
1.8   Elect Director John J. McFadden    Mgmt    For    For    For
1.9   Elect Director Jude Visconto    Mgmt    For    For    For
1.10   Elect Director Daniela Castagnino    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Apptio, Inc.

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    03835C108
Record Date:    04/04/2018    Meeting Type:    Annual    Ticker:    APTI

 

Shares Voted:   91,460          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Thomas Bogan    Mgmt    For    Refer    Withhold
1.2   Elect Director Peter Klein    Mgmt    For    Refer    Withhold
1.3   Elect Director Matthew McIlwain    Mgmt    For    Refer    Withhold
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

PDC Energy, Inc.

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    69327R101
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    PDCE

 

Shares Voted:   46,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Anthony J. Crisafio    Mgmt    For    For    For
1.2   Elect Director Christina M. Ibrahim    Mgmt    For    For    For
1.3   Elect Director Randy S. Nickerson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Proofpoint, Inc.

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    743424103
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    PFPT

 

Shares Voted:   61,070          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dana Evan    Mgmt    For    For    For
1.2   Elect Director Kristen Gil    Mgmt    For    For    For
1.3   Elect Director Gary Steele    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Caleres, Inc.

 

Meeting Date:    05/31/2018    Country:    USA    Primary Security ID:    129500104
Record Date:    04/02/2018    Meeting Type:    Annual    Ticker:    CAL

 

Shares Voted:   99,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Brenda C. Freeman    Mgmt    For    For    For
1.2   Elect Director Lori H. Greeley    Mgmt    For    For    For
1.3   Elect Director Mahendra R. Gupta    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Installed Building Products, Inc.

 

Meeting Date:    05/31/2018    Country:    USA    Primary Security ID:    45780R101
Record Date:    04/05/2018    Meeting Type:    Annual    Ticker:    IBP

 

Shares Voted:   107,495          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Margot L. Carter    Mgmt    For    For    For
1.2   Elect Director Robert H. Schottenstein    Mgmt    For    For    For
1.3   Elect Director Michael H. Thomas    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Knight-Swift Transportation Holdings Inc.

 

Meeting Date:    05/31/2018    Country:    USA    Primary Security ID:    499049104
Record Date:    04/05/2018    Meeting Type:    Annual    Ticker:    KNX

 

Shares Voted:   111,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gary Knight    Mgmt    For    For    For
1.2   Elect Director Kathryn Munro    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Certificate of Incorporation to Eliminate Certain Provisions Relating to Class B Common Stock    Mgmt    For    For    For
4   Amend Certificate of Incorporation to Eliminate Legacy Provisions Regarding Approval of Certain Corporate Actions    Mgmt    For    For    For
5   Amend Bylaws to Eliminate Legacy Provisions Regarding Amendment of Certain Provisions of By-Laws    Mgmt    For    For    For
6   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
7   Require Independent Board Chairman    SH    Against    Refer    For

NovoCure Limited

 

Meeting Date:    05/31/2018    Country:    Jersey    Primary Security ID:    G6674U108
Record Date:    03/27/2018    Meeting Type:    Annual    Ticker:    NVCR

 

Shares Voted:   163,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Asaf Danziger    Mgmt    For    For    For
1B   Elect Director William F. Doyle    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

NovoCure Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1C   Elect Director David T. Hung    Mgmt    For    For    For
1D   Elect Director Sherilyn D. McCoy    Mgmt    For    For    For
1E   Elect Director Charles G. Phillips, III    Mgmt    For    For    For
1F   Elect Director William A. Vernon    Mgmt    For    For    For
2   Ratify Kost Forer Gabbay & Kasierer as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Declassify the Board of Directors    Mgmt    For    For    For

Teladoc, Inc.

 

Meeting Date:    05/31/2018    Country:    USA    Primary Security ID:    87918A105
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    TDOC

 

Shares Voted:   162,846          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Increase Authorized Common Stock    Mgmt    For    For    For
2.1   Elect Director Helen Darling    Mgmt    For    For    For
2.2   Elect Director William H. Frist    Mgmt    For    For    For
2.3   Elect Director Michael Goldstein    Mgmt    For    For    For
2.4   Elect Director Jason Gorevic    Mgmt    For    For    For
2.5   Elect Director Brian McAndrews    Mgmt    For    For    For
2.6   Elect Director Thomas G. McKinley    Mgmt    For    For    For
2.7   Elect Director Arneek Multani    Mgmt    For    For    For
2.8   Elect Director Kenneth H. Paulus    Mgmt    For    For    For
2.9   Elect Director David Shedlarz    Mgmt    For    For    For
2.10   Elect Director David B. Snow, Jr.    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Watsco, Inc.

 

Meeting Date:    06/04/2018    Country:    USA    Primary Security ID:    942622200
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    WSO

 

Shares Voted:   35,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven Rubin    Mgmt    For    For    For
1.2   Elect Director George P. Sape    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

K2M Group Holdings, Inc.

 

Meeting Date:    06/05/2018    Country:    USA    Primary Security ID:    48273J107
Record Date:    04/09/2018    Meeting Type:    Annual    Ticker:    KTWO

 

Shares Voted:   236,093          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Eric D. Major    Mgmt    For    Refer    For
1.2   Elect Director Paul B. Queally    Mgmt    For    Refer    For
1.3   Elect Director Raymond A. Ranelli    Mgmt    For    Refer    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

HubSpot, Inc.

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    443573100
Record Date:    04/10/2018    Meeting Type:    Annual    Ticker:    HUBS

 

Shares Voted:   56,570          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Brian Halligan    Mgmt    For    Refer    For
1b   Elect Director Ron Gill    Mgmt    For    Refer    For
1c   Elect Director Jill Ward    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Nexstar Media Group, Inc.

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    65336K103
Record Date:    04/23/2018    Meeting Type:    Annual    Ticker:    NXST

 

Shares Voted:   46,620          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Perry A. Sook    Mgmt    For    For    For
1.2   Elect Director Geoff Armstrong    Mgmt    For    For    For
1.3   Elect Director Jay M. Grossman    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Penumbra, Inc.

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    70975L107
Record Date:    04/11/2018    Meeting Type:    Annual    Ticker:    PEN

 

Shares Voted:   40,184          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Adam Elsesser    Mgmt    For    Refer    Withhold
1.2   Elect Director Harpreet Grewal    Mgmt    For    Refer    Withhold
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Visteon Corporation

 

Meeting Date:    06/06/2018    Country:    USA    Primary Security ID:    92839U206
Record Date:    04/10/2018    Meeting Type:    Annual    Ticker:    VC

 

Shares Voted:   46,741          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James J. Barrese    Mgmt    For    For    For
1b   Elect Director Naomi M. Bergman    Mgmt    For    For    For
1c   Elect Director Jeffrey D. Jones    Mgmt    For    For    For
1d   Elect Director Sachin S. Lawande    Mgmt    For    For    For
1e   Elect Director Joanne M. Maguire    Mgmt    For    For    For
1f   Elect Director Robert J. Manzo    Mgmt    For    For    For
1g   Elect Director Francis M. Scricco    Mgmt    For    For    For
1h   Elect Director David L. Treadwell    Mgmt    For    For    For
1i   Elect Director Harry J. Wilson    Mgmt    For    For    For
1j   Elect Director Rouzbeh Yassini-Fard    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Aerie Pharmaceuticals, Inc.

 

Meeting Date:    06/07/2018    Country:    USA    Primary Security ID:    00771V108
Record Date:    04/12/2018    Meeting Type:    Annual    Ticker:    AERI

 

Shares Voted:   32,169          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy Rec

  

Vote Instruction

1.1   Elect Director Mechiel “Michael” M. du Toit    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Aerie Pharmaceuticals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Murray A. Goldberg    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

LHC Group, Inc.

 

Meeting Date:    06/07/2018    Country:    USA    Primary Security ID:    50187A107
Record Date:    04/20/2018    Meeting Type:    Annual    Ticker:    LHCG

 

Shares Voted:   63,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Keith G. Myers    Mgmt    For    For    For
1.2   Elect Director Ronald T. Nixon    Mgmt    For    For    For
1.3   Elect Director W. Earl Reed, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    For    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Matador Resources Company

 

Meeting Date:    06/07/2018    Country:    USA    Primary Security ID:    576485205
Record Date:    04/13/2018    Meeting Type:    Annual    Ticker:    MTDR

 

Shares Voted:   70,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William M. Byerley    Mgmt    For    For    For
1.2   Elect Director Julia P. Forrester    Mgmt    For    For    For
1.3   Elect Director Timothy E. Parker    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Matador Resources Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director David M. Posner    Mgmt    For    For    For
1.5   Elect Director Kenneth L. Stewart    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

OptiNose, Inc.

 

Meeting Date:    06/07/2018    Country:    USA    Primary Security ID:    68404V100
Record Date:    04/19/2018    Meeting Type:    Annual    Ticker:    OPTN

 

Shares Voted:   40,298          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peter K. Miller    Mgmt    For    Refer    Withhold
1.2   Elect Director Robert P. O’Neil    Mgmt    For    For    For
1.3   Elect Director Sriram Venkataraman    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Evercore Inc.

 

Meeting Date:    06/11/2018    Country:    USA    Primary Security ID:    29977A105
Record Date:    04/23/2018    Meeting Type:    Annual    Ticker:    EVR

 

Shares Voted:   41,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Roger C. Altman    Mgmt    For    For    For
1.2   Elect Director Richard I. Beattie    Mgmt    For    For    For
1.3   Elect Director Ellen V. Futter    Mgmt    For    For    For
1.4   Elect Director Gail B. Harris    Mgmt    For    For    For
1.5   Elect Director Robert B. Millard    Mgmt    For    For    For
1.6   Elect Director Willard J. Overlock, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Evercore Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Sir Simon M. Robertson    Mgmt    For    For    For
1.8   Elect Director Ralph L. Schlosstein    Mgmt    For    For    For
1.9   Elect Director John S. Weinberg    Mgmt    For    For    For
1.10   Elect Director William J. Wheeler    Mgmt    For    For    For
1.11   Elect Director Sarah K. Williamson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    Against
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Western Alliance Bancorporation

 

Meeting Date:    06/12/2018    Country:    USA    Primary Security ID:    957638109
Record Date:    04/16/2018    Meeting Type:    Annual    Ticker:    WAL

 

Shares Voted:   115,180          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Bruce Beach    Mgmt    For    For    For
1b   Elect Director William S. Boyd    Mgmt    For    For    For
1c   Elect Director Howard N. Gould    Mgmt    For    For    For
1d   Elect Director Steven J. Hilton    Mgmt    For    For    For
1e   Elect Director Marianne Boyd Johnson    Mgmt    For    For    For
1f   Elect Director Robert P. Latta    Mgmt    For    For    For
1g   Elect Director Cary Mack    Mgmt    For    For    For
1h   Elect Director Todd Marshall    Mgmt    For    For    For
1i   Elect Director James E. Nave    Mgmt    For    For    For
1j   Elect Director Michael Patriarca    Mgmt    For    For    For
1k   Elect Director Robert Gary Sarver    Mgmt    For    For    For
1l   Elect Director Donald D. Snyder    Mgmt    For    For    For
1m   Elect Director Sung Won Sohn    Mgmt    For    For    For
1n   Elect Director Kenneth A. Vecchione    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify RSM US LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Grand Canyon Education, Inc.

 

Meeting Date:    06/13/2018    Country:    USA    Primary Security ID:    38526M106
Record Date:    04/19/2018    Meeting Type:    Annual    Ticker:    LOPE

 

Shares Voted:   3,630          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Brian E. Mueller    Mgmt    For    For    For
1.2   Elect Director Sara R. Dial    Mgmt    For    For    For
1.3   Elect Director Jack A. Henry    Mgmt    For    For    For
1.4   Elect Director Kevin F. Warren    Mgmt    For    For    For
1.5   Elect Director David J. Johnson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

LendingTree, Inc.

 

Meeting Date:    06/13/2018    Country:    USA    Primary Security ID:    52603B107
Record Date:    04/16/2018    Meeting Type:    Annual    Ticker:    TREE

 

Shares Voted:   4,230          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gabriel Dalporto    Mgmt    For    For    For
1.2   Elect Director Thomas M. Davidson, Jr.    Mgmt    For    For    For
1.3   Elect Director Neal Dermer    Mgmt    For    For    For
1.4   Elect Director Robin Henderson    Mgmt    For    For    For
1.5   Elect Director Peter Horan    Mgmt    For    For    For
1.6   Elect Director Douglas Lebda    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

LendingTree, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Steven Ozonian    Mgmt    For    Refer    For
1.8   Elect Director Saras Sarasvathy    Mgmt    For    Refer    For
1.9   Elect Director G. Kennedy Thompson    Mgmt    For    For    For
1.10   Elect Director Craig Troyer    Mgmt    For    Refer    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Ollie’s Bargain Outlet Holdings, Inc.

 

Meeting Date:    06/13/2018    Country:    USA    Primary Security ID:    681116109
Record Date:    04/27/2018    Meeting Type:    Annual    Ticker:    OLLI

 

Shares Voted:   75,610          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark L. Butler    Mgmt    For    Refer    Withhold
1.2   Elect Director Thomas Hendrickson    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Q2 Holdings, Inc.

 

Meeting Date:    06/13/2018    Country:    USA    Primary Security ID:    74736L109
Record Date:    04/25/2018    Meeting Type:    Annual    Ticker:    QTWO

 

Shares Voted:   101,190          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jeffrey T. Diehl    Mgmt    For    Refer    For
1.2   Elect Director Matthew P. Flake    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Monolithic Power Systems, Inc.

 

Meeting Date:    06/14/2018    Country:    USA    Primary Security ID:    609839105
Record Date:    04/17/2018    Meeting Type:    Annual    Ticker:    MPWR

 

Shares Voted:   49,560          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Eugen Elmiger    Mgmt    For    For    For
1.2   Elect Director Jeff Zhou    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Power Integrations, Inc.

 

Meeting Date:    06/15/2018    Country:    USA    Primary Security ID:    739276103
Record Date:    04/24/2018    Meeting Type:    Annual    Ticker:    POWI

 

Shares Voted:   44,609          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Wendy Arienzo    Mgmt    For    For    For
1.2   Elect Director Balu Balakrishnan    Mgmt    For    For    For
1.3   Elect Director Alan D. Bickell    Mgmt    For    For    For
1.4   Elect Director Nicholas E. Brathwaite    Mgmt    For    For    For
1.5   Elect Director William George    Mgmt    For    For    For
1.6   Elect Director Balakrishnan S. Iyer    Mgmt    For    For    For
1.7   Elect Director E. Floyd Kvamme    Mgmt    For    For    For
1.8   Elect Director Necip Sayiner    Mgmt    For    For    For
1.9   Elect Director Steven J. Sharp    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

At Home Group Inc.

 

Meeting Date:    06/19/2018    Country:    USA    Primary Security ID:    04650Y100
Record Date:    04/20/2018    Meeting Type:    Annual    Ticker:    HOME

 

Shares Voted:   129,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Wendy A. Beck    Mgmt    For    Refer    For
1.2   Elect Director Philip L. Francis    Mgmt    For    Refer    For
1.3   Elect Director Larry D. Stone    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Five Below, Inc.

 

Meeting Date:    06/19/2018    Country:    USA    Primary Security ID:    33829M101
Record Date:    04/24/2018    Meeting Type:    Annual    Ticker:    FIVE

 

Shares Voted:   52,590          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Daniel J. Kaufman    Mgmt    For    For    For
1b   Elect Director Dinesh S. Lathi    Mgmt    For    For    For
1c   Elect Director Richard L. Markee    Mgmt    For    For    For
1d   Elect Director Thomas G. Vellios    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Globant S.A.

 

Meeting Date:    06/20/2018    Country:    Luxembourg    Primary Security ID:    L44385109
Record Date:    06/06/2018    Meeting Type:    Annual    Ticker:    GLOB

 

Shares Voted:   82,470          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Receive Board’s and Auditor’s Reports    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

Globant S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Financial Statements    Mgmt    For    For    For
4   Approve Allocation of Results    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Approve Restricted Stock Plan    Mgmt    For    For    For
7   Approve Remuneration of Directors    Mgmt    For    Refer    For
8   Renew Appointment of Deloitte as Auditor for Annual Accounts    Mgmt    For    For    For
9   Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts    Mgmt    For    For    For
10   Elect Reelect Martín Migoya as Director    Mgmt    For    Refer    For
11   Reelect David J. Moore as Director    Mgmt    For    For    For
12   Reelect Philip A. Odeen as Director    Mgmt    For    For    For

HealthEquity, Inc.

 

Meeting Date:    06/21/2018    Country:    USA    Primary Security ID:    42226A107
Record Date:    05/02/2018    Meeting Type:    Annual    Ticker:    HQY

 

Shares Voted:   100,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert W. Selander    Mgmt    For    For    For
1.2   Elect Director Jon Kessler    Mgmt    For    For    For
1.3   Elect Director Stephen D. Neeleman    Mgmt    For    For    For
1.4   Elect Director Frank A. Corvino    Mgmt    For    For    For
1.5   Elect Director Adrian T. Dillon    Mgmt    For    For    For
1.6   Elect Director Evelyn Dilsaver    Mgmt    For    For    For
1.7   Elect Director Debra McCowan    Mgmt    For    For    For
1.8   Elect Director Frank T. Medici    Mgmt    For    For    For
1.9   Elect Director Ian Sacks    Mgmt    For    For    For
1.10   Elect Director Gayle Wellborn    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 97 – Ivy VIP Small Cap Growth

 

HealthEquity, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
6   Provide Right to Call Special Meeting    Mgmt    For    For    For

InterXion Holding NV

 

Meeting Date:    06/29/2018    Country:    Netherlands    Primary Security ID:    N47279109
Record Date:    06/01/2018    Meeting Type:    Annual    Ticker:    INXN

 

Shares Voted:   78,390          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting Agenda    Mgmt         
1   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board of Directors    Mgmt    For    For    For
3   Reelect Rob Ruijter as Director    Mgmt    For    For    For
4   Elect David Lister as Director    Mgmt    For    For    For
5   Approve Grant of Shares under Restricted Stock Plan up to EUR 40,000 per Non-Executive Director    Mgmt    For    Refer    For
6   Approve Award of Performance Shares to Executive Director    Mgmt    For    For    For
7   Grant Board Authority to Issue Shares Re: Employee Incentive Schemes    Mgmt    For    For    For
8   Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 7    Mgmt    For    Refer    For
9   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital for General Purposes    Mgmt    For    For    For
10   Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9    Mgmt    For    Refer    For
11   Ratify KPMG Accountants N.V. as Auditors    Mgmt    For    For    For
12   Other Business (Non-Voting)    Mgmt         


IVY VIP VALUE

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    07/13/2017    Country:    Israel    Primary Security ID:    881624209
Record Date:    06/13/2017    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   215,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Elect Sol J. Barer as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1b   Elect Jean-Michel Halfon as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1c   Elect Murray A. Goldberg as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1d   Elect Nechemia (Chemi) J. Peres as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1e   Elect Roberto Mignone as Director Until 2019 Annual General Meeting    Mgmt    For    For    For
1f   Elect Perry D. Nisen as Director Until 2019 Annual General Meeting    Mgmt    For    For    For
2   Approve Compensation of Sol J. Barer, Chairman    Mgmt    For    Refer    For
3   Approve Employment Terms of Yitzhak Peterburg, Temporary CEO    Mgmt    For    For    For
4   Approve Compensation of Directors    Mgmt    For    Refer    For
5   Approve an Amendment to the Equity Compensation Plan    Mgmt    For    Refer    For
6   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
7   Reduce Teva’s Registered Share Capital to NIS 249,434,338    Mgmt    For    For    For
8   Appoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Jazz Pharmaceuticals plc

 

Meeting Date:    08/03/2017    Country:    Ireland    Primary Security ID:    G50871105
Record Date:    06/07/2017    Meeting Type:    Annual    Ticker:    JAZZ

 

Shares Voted:   27,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Bruce C. Cozadd    Mgmt    For    For    For
1b   Elect Director Heather Ann McSharry    Mgmt    For    For    For
1c   Elect Director Rick E Winningham    Mgmt    For    For    For
2   Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Authorize Share Repurchase Program    Mgmt    For    For    For

VTTI Energy Partners LP

 

Meeting Date:    09/13/2017    Country:    Marshall Isl    Primary Security ID:    Y9384M101
Record Date:    07/17/2017    Meeting Type:    Special    Ticker:    VTTI

 

Shares Voted:   302,308          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Plan    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

MetLife, Inc.

 

Meeting Date:    10/19/2017    Country:    USA    Primary Security ID:    59156R108
Record Date:    09/05/2017    Meeting Type:    Special    Ticker:    MET

 

Shares Voted:   218,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Western Digital Corporation

 

Meeting Date:    11/02/2017    Country:    USA    Primary Security ID:    958102105
Record Date:    09/06/2017    Meeting Type:    Annual    Ticker:    WDC

 

Shares Voted:   106,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Martin I. Cole    Mgmt    For    For    For
1b   Elect Director Kathleen A. Cote    Mgmt    For    For    For
1c   Elect Director Henry T. DeNero    Mgmt    For    For    For
1d   Elect Director Michael D. Lambert    Mgmt    For    For    For
1e   Elect Director Len J. Lauer    Mgmt    For    For    For
1f   Elect Director Matthew E. Massengill    Mgmt    For    For    For
1g   Elect Director Stephen D. Milligan    Mgmt    For    For    For
1h   Elect Director Paula A. Price    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    11/29/2017    Country:    USA    Primary Security ID:    594918104
Record Date:    09/29/2017    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   123,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William H. Gates, III    Mgmt    For    For    For
1.2   Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3   Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9   Elect Director Penny S. Pritzker    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11   Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12   Elect Director John W. Stanton    Mgmt    For    For    For
1.13   Elect Director John W. Thompson    Mgmt    For    For    For
1.14   Elect Director Padmasree Warrior    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Micron Technology, Inc.

 

Meeting Date:    01/17/2018    Country:    USA    Primary Security ID:    595112103
Record Date:    11/20/2017    Meeting Type:    Annual    Ticker:    MU

 

Shares Voted:   262,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2   Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3   Elect Director Patrick J. Byrne    Mgmt    For    For    For
1.4   Elect Director Mercedes Johnson    Mgmt    For    For    For
1.5   Elect Director Sanjay Mehrotra    Mgmt    For    For    For
1.6   Elect Director Lawrence N. Mondry    Mgmt    For    For    For
1.7   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

CVS Health Corporation

 

Meeting Date:    03/13/2018    Country:    USA    Primary Security ID:    126650100
Record Date:    02/05/2018    Meeting Type:    Special    Ticker:    CVS

 

Shares Voted:   179,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Broadcom Limited

 

Meeting Date:    03/23/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    03/05/2018    Meeting Type:    Court    Ticker:    AVGO

 

Shares Voted:   42,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court-Ordered Meeting for Shareholders    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For

Broadcom Limited

 

Meeting Date:    04/04/2018    Country:    Singapore    Primary Security ID:    Y09827109
Record Date:    02/12/2018    Meeting Type:    Annual    Ticker:    AVGO

 

Shares Voted:   42,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Hock E. Tan    Mgmt    For    For    For
1b   Elect Director James V. Diller    Mgmt    For    For    For
1c   Elect Director Gayla J. Delly    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Broadcom Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Lewis C. Eggebrecht    Mgmt    For    For    For
1e   Elect Director Kenneth Y. Hao    Mgmt    For    For    For
1f   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1g   Elect Director Check Kian Low    Mgmt    For    For    For
1h   Elect Director Donald Macleod    Mgmt    For    For    For
1i   Elect Director Peter J. Marks    Mgmt    For    For    For
1j   Elect Director Henry Samueli    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Approve Issuance of Shares With or Without Preemptive Rights    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

AGNC Investment Corp.

 

Meeting Date:    04/19/2018    Country:    USA    Primary Security ID:    00123Q104
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    AGNC

 

Shares Voted:   714,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gary D. Kain    Mgmt    For    For    For
1.2   Elect Director Morris A. Davis    Mgmt    For    For    For
1.3   Elect Director Larry K. Harvey    Mgmt    For    For    For
1.4   Elect Director Prue B. Larocca    Mgmt    For    For    For
1.5   Elect Director Paul E. Mullings    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Humana Inc.

 

Meeting Date:    04/19/2018    Country:    USA    Primary Security ID:    444859102
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    HUM

 

Shares Voted:   42,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kurt J. Hilzinger    Mgmt    For    For    For
1b   Elect Director Frank J. Bisignano    Mgmt    For    For    For
1c   Elect Director Bruce D. Broussard    Mgmt    For    For    For
1d   Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1e   Elect Director Karen B. DeSalvo    Mgmt    For    For    For
1f   Elect Director W. Roy Dunbar    Mgmt    For    For    For
1g   Elect Director David A. Jones, Jr.    Mgmt    For    For    For
1h   Elect Director William J. McDonald    Mgmt    For    For    For
1i   Elect Director William E. Mitchell    Mgmt    For    For    For
1j   Elect Director David B. Nash    Mgmt    For    For    For
1k   Elect Director James J. O’Brien    Mgmt    For    For    For
1l   Elect Director Marissa T. Peterson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    172967424
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   274,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Ellen M. Costello    Mgmt    For    For    For
1c   Elect Director John C. Dugan    Mgmt    For    For    For
1d   Elect Director Duncan P. Hennes    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Peter B. Henry    Mgmt    For    For    For
1f   Elect Director Franz B. Humer    Mgmt    For    For    For
1g   Elect Director S. Leslie Ireland    Mgmt    For    For    For
1h   Elect Director Renee J. James    Mgmt    For    For    For
1i   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1j   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1k   Elect Director Gary M. Reiner    Mgmt    For    For    For
1l   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1m   Elect Director Diana L. Taylor    Mgmt    For    For    For
1n   Elect Director James S. Turley    Mgmt    For    For    For
1o   Elect Director Deborah C. Wright    Mgmt    For    For    For
1p   Elect Director Ernesto Zedillo Ponce De Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Adopt Human and Indigenous People’s Rights Policy    SH    Against    Against    Against
6   Provide for Cumulative Voting    SH    Against    Against    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Amend Proxy Access Right    SH    Against    Against    Against
9   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For
10   Amend Bylaws — Call Special Meetings    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

SunTrust Banks, Inc.

 

Meeting Date:    04/24/2018    Country:    USA    Primary Security ID:    867914103
Record Date:    02/14/2018    Meeting Type:    Annual    Ticker:    STI

 

Shares Voted:   180,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Agnes Bundy Scanlan    Mgmt    For    For    For
1.2   Elect Director Dallas S. Clement    Mgmt    For    For    For
1.3   Elect Director Paul R. Garcia    Mgmt    For    For    For
1.4   Elect Director M. Douglas Ivester    Mgmt    For    For    For
1.5   Elect Director Donna S. Morea    Mgmt    For    For    For
1.6   Elect Director David M. Ratcliffe    Mgmt    For    For    For
1.7   Elect Director William H. Rogers, Jr.    Mgmt    For    For    For
1.8   Elect Director Frank P. Scruggs, Jr.    Mgmt    For    For    For
1.9   Elect Director Bruce L. Tanner    Mgmt    For    For    For
1.10   Elect Director Steven C. Voorhees    Mgmt    For    For    For
1.11   Elect Director Thomas R. Watjen    Mgmt    For    For    For
1.12   Elect Director Phail Wynn, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Cigna Corporation

 

Meeting Date:    04/25/2018    Country:    USA    Primary Security ID:    125509109
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    CI

 

Shares Voted:   17,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David M. Cordani    Mgmt    For    For    For
1.2   Elect Director Eric J. Foss    Mgmt    For    For    For
1.3   Elect Director Isaiah Harris, Jr.    Mgmt    For    For    For
1.4   Elect Director Roman Martinez, IV    Mgmt    For    For    For
1.5   Elect Director John M. Partridge    Mgmt    For    For    For
1.6   Elect Director James E. Rogers    Mgmt    For    For    For
1.7   Elect Director Eric C. Wiseman    Mgmt    For    For    For
1.8   Elect Director Donna F. Zarcone    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Cigna Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director William D. Zollars    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For

DowDuPont Inc.

 

Meeting Date:    04/25/2018    Country:    USA    Primary Security ID:    26078J100
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    DWDP

 

Shares Voted:   194,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Edward D. Breen    Mgmt    For    For    For
1d   Elect Director Robert A. Brown    Mgmt    For    For    For
1e   Elect Director Alexander M. Cutler    Mgmt    For    For    For
1f   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1g   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1h   Elect Director Lois D. Juliber    Mgmt    For    For    For
1i   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1j   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1k   Elect Director Paul Polman    Mgmt    For    For    For
1l   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1m   Elect Director James M. Ringler    Mgmt    For    For    For
1n   Elect Director Ruth G. Shaw    Mgmt    For    For    For
1o   Elect Director Lee M. Thomas    Mgmt    For    For    For
1p   Elect Director Patrick J. Ward    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

DowDuPont Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Eliminate Supermajority Vote Requirement    SH    Against    For    For
6   Report on Pay Disparity    SH    Against    Refer    Against
7   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    SH    Against    Against    Against
8   Report on Impact of the Bhopal Chemical Explosion    SH    Against    Refer    Against
9   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

Eaton Corporation plc

 

Meeting Date:    04/25/2018    Country:    Ireland    Primary Security ID:    G29183103
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    ETN

 

Shares Voted:   147,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Craig Arnold    Mgmt    For    For    For
1b   Elect Director Todd M. Bluedorn    Mgmt    For    For    For
1c   Elect Director Christopher M. Connor    Mgmt    For    For    For
1d   Elect Director Michael J. Critelli    Mgmt    For    For    For
1e   Elect Director Richard H. Fearon    Mgmt    For    For    For
1f   Elect Director Charles E. Golden    Mgmt    For    For    For
1g   Elect Director Arthur E. Johnson    Mgmt    For    For    For
1h   Elect Director Deborah L. McCoy    Mgmt    For    For    For
1i   Elect Director Gregory R. Page    Mgmt    For    For    For
1j   Elect Director Sandra Pianalto    Mgmt    For    For    For
1k   Elect Director Gerald B. Smith    Mgmt    For    For    For
1l   Elect Director Dorothy C. Thompson    Mgmt    For    For    For
2   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Eaton Corporation plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorize Share Repurchase of Issued Share Capital    Mgmt    For    For    For

Marathon Petroleum Corporation

 

Meeting Date:    04/25/2018    Country:    USA    Primary Security ID:    56585A102
Record Date:    02/26/2018    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   178,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Abdulaziz F. Alkhayyal    Mgmt    For    For    For
1b   Elect Director Donna A. James    Mgmt    For    For    For
1c   Elect Director James E. Rohr    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Eliminate Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For
6   Eliminate Supermajority Vote Requirement to Amend Charter    Mgmt    For    For    For
7   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

HCA Healthcare, Inc.

 

Meeting Date:    04/26/2018    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/07/2018    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   139,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director R. Milton Johnson    Mgmt    For    For    For
1b   Elect Director Robert J. Dennis    Mgmt    For    For    For
1c   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1d   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1e   Elect Director William R. Frist    Mgmt    For    For    For
1f   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1g   Elect Director Ann H. Lamont    Mgmt    For    For    For
1h   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1i   Elect Director Michael W. Michelson    Mgmt    For    For    For
1j   Elect Director Wayne J. Riley    Mgmt    For    For    For
1k   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Capital One Financial Corporation

 

Meeting Date:    05/03/2018    Country:    USA    Primary Security ID:    14040H105
Record Date:    03/06/2018    Meeting Type:    Annual    Ticker:    COF

 

Shares Voted:   169,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Richard D. Fairbank    Mgmt    For    For    For
1B   Elect Director Aparna Chennapragada    Mgmt    For    For    For
1C   Elect Director Ann Fritz Hackett    Mgmt    For    For    For
1D   Elect Director Lewis Hay, III    Mgmt    For    For    For
1E   Elect Director Benjamin P. Jenkins, III    Mgmt    For    For    For
1F   Elect Director Peter Thomas Killalea    Mgmt    For    For    For
1G   Elect Director Pierre E. Leroy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Capital One Financial Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1H   Elect Director Peter E. Raskind    Mgmt    For    For    For
1I   Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For
1J   Elect Director Bradford H. Warner    Mgmt    For    For    For
1K   Elect Director Catherine G. West    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    Against    Against

Welltower Inc.

 

Meeting Date:    05/03/2018    Country:    USA    Primary Security ID:    95040Q104
Record Date:    03/06/2018    Meeting Type:    Annual    Ticker:    WELL

 

Shares Voted:   240,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1b   Elect Director Thomas J. DeRosa    Mgmt    For    For    For
1c   Elect Director Jeffrey H. Donahue    Mgmt    For    For    For
1d   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1e   Elect Director Timothy J. Naughton    Mgmt    For    For    For
1f   Elect Director Sharon M. Oster    Mgmt    For    For    For
1g   Elect Director Judith C. Pelham    Mgmt    For    For    For
1h   Elect Director Sergio D. Rivera    Mgmt    For    For    For
1i   Elect Director R. Scott Trumbull    Mgmt    For    For    For
1j   Elect Director Gary Whitelaw    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

The Timken Company

 

Meeting Date:    05/08/2018    Country:    USA    Primary Security ID:    887389104
Record Date:    02/20/2018    Meeting Type:    Annual    Ticker:    TKR

 

Shares Voted:   225,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Maria A. Crowe    Mgmt    For    For    For
1.2   Elect Director Elizabeth A. Harrell    Mgmt    For    For    For
1.3   Elect Director Richard G. Kyle    Mgmt    For    For    For
1.4   Elect Director John A. Luke, Jr.    Mgmt    For    For    For
1.5   Elect Director Christopher L. Mapes    Mgmt    For    For    For
1.6   Elect Director James F. Palmer    Mgmt    For    For    For
1.7   Elect Director Ajita G. Rajendra    Mgmt    For    For    For
1.8   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1.9   Elect Director Frank C. Sullivan    Mgmt    For    For    For
1.10   Elect Director John M. Timken, Jr.    Mgmt    For    For    For
1.11   Elect Director Ward J. Timken, Jr.    Mgmt    For    For    For
1.12   Elect Director Jacqueline F. Woods    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Magna International Inc.

 

Meeting Date:    05/10/2018    Country:    Canada    Primary Security ID:    559222401
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    MG

 

Shares Voted:   198,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Scott B. Bonham    Mgmt    For    For    For
1.2   Elect Director Peter G. Bowie    Mgmt    For    For    For
1.3   Elect Director Mary S. Chan    Mgmt    For    For    For
1.4   Elect Director Kurt J. Lauk    Mgmt    For    For    For
1.5   Elect Director Robert F. MacLellan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Magna International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Cynthia A. Niekamp    Mgmt    For    For    For
1.7   Elect Director William A. Ruh    Mgmt    For    For    For
1.8   Elect Director Indira V. Samarasekera    Mgmt    For    For    For
1.9   Elect Director Donald J. Walker    Mgmt    For    For    For
1.10   Elect Director Lawrence D. Worrall    Mgmt    For    For    For
1.11   Elect Director William L. Young    Mgmt    For    For    For
2   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

The Allstate Corporation

 

Meeting Date:    05/11/2018    Country:    USA    Primary Security ID:    020002101
Record Date:    03/13/2018    Meeting Type:    Annual    Ticker:    ALL

 

Shares Voted:   113,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kermit R. Crawford    Mgmt    For    For    For
1b   Elect Director Michael L. Eskew    Mgmt    For    For    For
1c   Elect Director Margaret M. Keane    Mgmt    For    For    For
1d   Elect Director Siddharth N. (Bobby) Mehta    Mgmt    For    For    For
1e   Elect Director Jacques P. Perold    Mgmt    For    For    For
1f   Elect Director Andrea Redmond    Mgmt    For    For    For
1g   Elect Director Gregg M. Sherrill    Mgmt    For    For    For
1h   Elect Director Judith A. Sprieser    Mgmt    For    For    For
1i   Elect Director Perry M. Traquina    Mgmt    For    For    For
1j   Elect Director Thomas J. Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against
5   Report on Political Contributions    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

JPMorgan Chase & Co.

 

Meeting Date:    05/15/2018    Country:    USA    Primary Security ID:    46625H100
Record Date:    03/16/2018    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   200,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Stephen B. Burke    Mgmt    For    For    For
1d   Elect Director Todd A. Combs    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Mellody Hobson    Mgmt    For    For    For
1i   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1j   Elect Director Michael A. Neal    Mgmt    For    For    For
1k   Elect Director Lee R. Raymond    Mgmt    For    For    For
1l   Elect Director William C. Weldon    Mgmt    For    For    For
2   Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    Against    Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Prohibit Accelerated Vesting of Awards to Pursue Government Service    SH    Against    Refer    For
8   Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity    SH    Against    Against    Against
9   Restore or Provide for Cumulative Voting    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Everest Re Group, Ltd.

 

Meeting Date:    05/16/2018    Country:    Bermuda    Primary Security ID:    G3223R108
Record Date:    03/19/2018    Meeting Type:    Annual    Ticker:    RE

 

Shares Voted:   25,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dominic J. Addesso    Mgmt    For    For    For
1.2   Elect Director John J. Amore    Mgmt    For    For    For
1.3   Elect Director William F. Galtney, Jr.    Mgmt    For    For    For
1.4   Elect Director John A. Graf    Mgmt    For    For    For
1.5   Elect Director Gerri Losquadro    Mgmt    For    For    For
1.6   Elect Director Roger M. Singer    Mgmt    For    For    For
1.7   Elect Director Joseph V. Taranto    Mgmt    For    For    For
1.8   Elect Director John A. Weber    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

State Street Corporation

 

Meeting Date:    05/16/2018    Country:    USA    Primary Security ID:    857477103
Record Date:    03/09/2018    Meeting Type:    Annual    Ticker:    STT

 

Shares Voted:   164,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kennett F. Burnes    Mgmt    For    For    For
1b   Elect Director Patrick de Saint-Aignan    Mgmt    For    For    For
1c   Elect Director Lynn A. Dugle    Mgmt    For    For    For
1d   Elect Director Amelia C. Fawcett    Mgmt    For    For    For
1e   Elect Director William C. Freda    Mgmt    For    For    For
1f   Elect Director Linda A. Hill    Mgmt    For    For    For
1g   Elect Director Joseph L. Hooley    Mgmt    For    For    For
1h   Elect Director Sara Mathew    Mgmt    For    For    For
1i   Elect Director William L. Meaney    Mgmt    For    For    For
1j   Elect Director Sean O’Sullivan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

State Street Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k   Elect Director Richard P. Sergel    Mgmt    For    For    For
1l   Elect Director Gregory L. Summe    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt Majority Voting Standard for Specified Corporate Actions    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Synchrony Financial

 

Meeting Date:    05/17/2018    Country:    USA    Primary Security ID:    87165B103
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    SYF

 

Shares Voted:   390,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Margaret M. Keane    Mgmt    For    For    For
1b   Elect Director Paget L. Alves    Mgmt    For    For    For
1c   Elect Director Arthur W. Coviello, Jr.    Mgmt    For    For    For
1d   Elect Director William W. Graylin    Mgmt    For    For    For
1e   Elect Director Roy A. Guthrie    Mgmt    For    For    For
1f   Elect Director Richard C. Hartnack    Mgmt    For    For    For
1g   Elect Director Jeffrey G. Naylor    Mgmt    For    For    For
1h   Elect Director Laurel J. Richie    Mgmt    For    For    For
1i   Elect Director Olympia J. Snowe    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Amgen Inc.

 

Meeting Date:    05/22/2018    Country:    USA    Primary Security ID:    031162100
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    AMGN

 

Shares Voted:   76,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Wanda M. Austin    Mgmt    For    For    For
1.2   Elect Director Robert A. Bradway    Mgmt    For    For    For
1.3   Elect Director Brian J. Druker    Mgmt    For    For    For
1.4   Elect Director Robert A. Eckert    Mgmt    For    For    For
1.5   Elect Director Greg C. Garland    Mgmt    For    For    For
1.6   Elect Director Fred Hassan    Mgmt    For    For    For
1.7   Elect Director Rebecca M. Henderson    Mgmt    For    For    For
1.8   Elect Director Frank C. Herringer    Mgmt    For    For    For
1.9   Elect Director Charles M. Holley, Jr.    Mgmt    For    For    For
1.10   Elect Director Tyler Jacks    Mgmt    For    For    For
1.11   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1.12   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1.13   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation    SH    Against    Against    Against

Dollar General Corporation

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    256677105
Record Date:    03/22/2018    Meeting Type:    Annual    Ticker:    DG

 

Shares Voted:   37,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Warren F. Bryant    Mgmt    For    For    For
1b   Elect Director Michael M. Calbert    Mgmt    For    For    For
1c   Elect Director Sandra B. Cochran    Mgmt    For    For    For
1d   Elect Director Patricia D. Fili-Krushel    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Dollar General Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Timothy I. McGuire    Mgmt    For    For    For
1f   Elect Director Paula A. Price *Withdrawn Resolution*    Mgmt         
1g   Elect Director William C. Rhodes, III    Mgmt    For    For    For
1h   Elect Director Ralph E. Santana    Mgmt    For    For    For
1i   Elect Director Todd J. Vasos    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Walmart, Inc.

 

Meeting Date:    05/30/2018    Country:    USA    Primary Security ID:    931142103
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    WMT

 

Shares Voted:   193,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Stephen J. Easterbrook    Mgmt    For    For    For
1b   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1c   Elect Director Sarah J. Friar    Mgmt    For    For    For
1d   Elect Director Carla A. Harris    Mgmt    For    For    For
1e   Elect Director Thomas W. Horton    Mgmt    For    For    For
1f   Elect Director Marissa A. Mayer    Mgmt    For    For    For
1g   Elect Director C. Douglas McMillon    Mgmt    For    For    For
1h   Elect Director Gregory B. Penner    Mgmt    For    For    For
1i   Elect Director Steven S Reinemund    Mgmt    For    For    For
1j   Elect Director S. Robson Walton    Mgmt    For    For    For
1k   Elect Director Steuart L. Walton    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Report on Race or Ethnicity Pay Gap    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Lowe’s Companies, Inc.

 

Meeting Date:    06/01/2018    Country:    USA    Primary Security ID:    548661107
Record Date:    03/23/2018    Meeting Type:    Annual    Ticker:    LOW

 

Shares Voted:   112,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Raul Alvarez    Mgmt    For    For    For
1.2   Elect Director David H. Batchelder    Mgmt    For    For    For
1.3   Elect Director Angela F. Braly    Mgmt    For    For    For
1.4   Elect Director Sandra B. Cochran    Mgmt    For    For    For
1.5   Elect Director Laurie Z. Douglas    Mgmt    For    For    For
1.6   Elect Director Richard W. Dreiling    Mgmt    For    For    For
1.7   Elect Director Marshall O. Larsen    Mgmt    For    For    For
1.8   Elect Director James H. Morgan    Mgmt    For    For    For
1.9   Elect Director Robert A. Niblock    Mgmt    For    For    For
1.10   Elect Director Brian C. Rogers    Mgmt    For    For    For
1.11   Elect Director Bertram L. Scott    Mgmt    For    For    For
1.12   Elect Director Lisa W. Wardell    Mgmt    For    For    For
1.13   Elect Director Eric C. Wiseman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    For    For

CVS Health Corporation

 

Meeting Date:    06/04/2018    Country:    USA    Primary Security ID:    126650100
Record Date:    04/10/2018    Meeting Type:    Annual    Ticker:    CVS

 

Shares Voted:   201,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard M. Bracken    Mgmt    For    For    For
1b   Elect Director C. David Brown, II    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

CVS Health Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Alecia A. DeCoudreaux    Mgmt    For    For    For
1d   Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For
1e   Elect Director David W. Dorman    Mgmt    For    For    For
1f   Elect Director Anne M. Finucane    Mgmt    For    For    For
1g   Elect Director Larry J. Merlo    Mgmt    For    For    For
1h   Elect Director Jean-Pierre Millon    Mgmt    For    For    For
1i   Elect Director Mary L. Schapiro    Mgmt    For    For    For
1j   Elect Director Richard J. Swift    Mgmt    For    For    For
1k   Elect Director William C. Weldon    Mgmt    For    For    For
1l   Elect Director Tony L. White    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    Mgmt    For    For    For
5   Provide For Confidential Running Vote Tallies On Executive Pay Matters    SH    Against    For    For

Comcast Corporation

 

Meeting Date:    06/11/2018    Country:    USA    Primary Security ID:    20030N101
Record Date:    04/06/2018    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   227,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Madeline S. Bell    Mgmt    For    For    For
1.3   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.4   Elect Director Edward D. Breen    Mgmt    For    For    For
1.5   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.6   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.7   Elect Director Maritza G. Montiel    Mgmt    For    For    For
1.8   Elect Director Asuka Nakahara    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Comcast Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director David C. Novak    Mgmt    For    For    For
1.10   Elect Director Brian L. Roberts    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against

MetLife, Inc.

 

Meeting Date:    06/12/2018    Country:    USA    Primary Security ID:    59156R108
Record Date:    04/13/2018    Meeting Type:    Annual    Ticker:    MET

 

Shares Voted:   259,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.2   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.3   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.4   Elect Director David L. Herzog    Mgmt    For    For    For
1.5   Elect Director R. Glenn Hubbard    Mgmt    For    For    For
1.6   Elect Director Steven A. Kandarian    Mgmt    For    For    For
1.7   Elect Director Edward J. Kelly, III    Mgmt    For    For    For
1.8   Elect Director William E. Kennard    Mgmt    For    For    For
1.9   Elect Director James M. Kilts    Mgmt    For    For    For
1.10   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.11   Elect Director Denise M. Morrison    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Target Corporation

 

Meeting Date:    06/13/2018    Country:    USA    Primary Security ID:    87612E106
Record Date:    04/16/2018    Meeting Type:    Annual    Ticker:    TGT

 

Shares Voted:   168,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Roxanne S. Austin    Mgmt    For    For    For
1b   Elect Director Douglas M. Baker, Jr.    Mgmt    For    For    For
1c   Elect Director Brian C. Cornell    Mgmt    For    For    For
1d   Elect Director Calvin Darden    Mgmt    For    For    For
1e   Elect Director Henrique De Castro    Mgmt    For    For    For
1f   Elect Director Robert L. Edwards    Mgmt    For    For    For
1g   Elect Director Melanie L. Healey    Mgmt    For    For    For
1h   Elect Director Donald R. Knauss    Mgmt    For    For    For
1i   Elect Director Monica C. Lozano    Mgmt    For    For    For
1j   Elect Director Mary E. Minnick    Mgmt    For    For    For
1k   Elect Director Kenneth L. Salazar    Mgmt    For    For    For
1l   Elect Director Dmitri L. Stockton    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For

Dollar Tree, Inc.

 

Meeting Date:    06/14/2018    Country:    USA    Primary Security ID:    256746108
Record Date:    04/13/2018    Meeting Type:    Annual    Ticker:    DLTR

 

Shares Voted:   107,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Arnold S. Barron    Mgmt    For    For    For
1.2   Elect Director Gregory M. Bridgeford    Mgmt    For    For    For
1.3   Elect Director Mary Anne Citrino    Mgmt    For    For    For
1.4   Elect Director Conrad M. Hall    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 88 – Ivy VIP Value

 

Dollar Tree, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Lemuel E. Lewis    Mgmt    For    For    For
1.6   Elect Director Jeffrey G. Naylor    Mgmt    For    For    For
1.7   Elect Director Gary M. Philbin    Mgmt    For    For    For
1.8   Elect Director Bob Sasser    Mgmt    For    For    For
1.9   Elect Director Thomas A. Saunders, III    Mgmt    For    For    For
1.10   Elect Director Stephanie P. Stahl    Mgmt    For    For    For
1.11   Elect Director Thomas E. Whiddon    Mgmt    For    For    For
1.12   Elect Director Carl P. Zeithaml    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

IVY VARIABLE INSURANCE PORTFOLIOS

(Registrant)

 

By:  

/s/ Philip A. Shipp

  Philip A. Shipp, Assistant Secretary
Date: August 31, 2018
By:  

/s/ Philip J. Sanders

  Philip J. Sanders, President and Principal Executive Officer
Date: August 31, 2018