0001193125-18-261275.txt : 20180829 0001193125-18-261275.hdr.sgml : 20180829 20180829092811 ACCESSION NUMBER: 0001193125-18-261275 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180829 DATE AS OF CHANGE: 20180829 EFFECTIVENESS DATE: 20180829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ivy Variable Insurance Portfolios CENTRAL INDEX KEY: 0000810016 IRS NUMBER: 481146010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05017 FILM NUMBER: 181043093 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: P O BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 FORMER COMPANY: FORMER CONFORMED NAME: Ivy Funds Variable Insurance Portfolios DATE OF NAME CHANGE: 20100301 FORMER COMPANY: FORMER CONFORMED NAME: Ivy Funds Variable Insurance Portfolios, Inc. DATE OF NAME CHANGE: 20080819 FORMER COMPANY: FORMER CONFORMED NAME: W&R TARGET FUNDS INC DATE OF NAME CHANGE: 20001026 0000810016 S000006224 Ivy VIP Asset Strategy C000017158 Class II C000190645 Class I 0000810016 S000006225 Ivy VIP International Core Equity C000017159 Class II 0000810016 S000006227 Ivy VIP Micro Cap Growth C000017161 Class II C000190646 Class I 0000810016 S000006228 Ivy VIP Mid Cap Growth C000017162 Class II C000190647 Class I 0000810016 S000006229 Ivy VIP Government Money Market C000017163 Class II 0000810016 S000006231 Ivy VIP Securian Real Estate Securities C000017165 Class II 0000810016 S000006232 Ivy VIP Science and Technology C000017166 Class II C000190648 Class I 0000810016 S000006233 Ivy VIP Small Cap Growth C000017167 Class II 0000810016 S000006234 Ivy VIP Small Cap Core C000017168 Class II 0000810016 S000006235 Ivy VIP Balanced C000017169 Class II 0000810016 S000006236 Ivy VIP Value C000017170 Class II 0000810016 S000006237 Ivy VIP Corporate Bond C000017171 Class II 0000810016 S000006238 Ivy VIP Core Equity C000017172 Class II C000184361 Class I 0000810016 S000006239 Ivy VIP Global Equity Income C000017173 Class II 0000810016 S000006240 Ivy VIP Natural Resources C000017174 Class II 0000810016 S000006241 Ivy VIP Growth C000017175 Class II 0000810016 S000006242 Ivy VIP High Income C000017176 Class II C000190649 Class I 0000810016 S000006243 Ivy VIP Global Growth C000017177 Class II 0000810016 S000011749 Ivy VIP Energy C000032174 Class II C000190650 Class I 0000810016 S000020588 Ivy VIP Pathfinder Aggressive C000057543 Class II 0000810016 S000020589 Ivy VIP Pathfinder Moderately Aggressive C000057544 Class II 0000810016 S000020590 Ivy VIP Pathfinder Moderate C000057545 Class II 0000810016 S000020591 Ivy VIP Pathfinder Moderately Conservative C000057546 Class II 0000810016 S000020592 Ivy VIP Pathfinder Conservative C000057547 Class II 0000810016 S000029765 Ivy VIP Global Bond C000091475 Class II 0000810016 S000029766 Ivy VIP Limited-Term Bond C000091476 Class II 0000810016 S000041732 Ivy VIP Pathfinder Moderate - Managed Volatility C000129560 Class II 0000810016 S000041733 Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility C000129561 Class II 0000810016 S000041734 Ivy VIP Pathfinder Moderately Conservative - Managed Volatility C000129562 Class II NSAR-A 1 d600385dnsara.fil IVY FUNDS VARIABLE INSURANCE PORTFOLIOS PAGE 1 000 A000000 06/30/2018 000 C000000 0000810016 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 Ivy Variable Insurance Portfolios 001 B000000 811-5017 001 C000000 9132362000 002 A000000 6300 LAMAR AVENUE, P.O. 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(THE) PAGE 17 025 B000207 13-2614959 025 C000207 D 025 D000207 2815 025 A000208 MORGAN STANLEY 025 B000208 36-3145972 025 C000208 E 025 D000208 2569 025 A000209 MORGAN STANLEY 025 B000209 36-3145972 025 C000209 D 025 D000209 8654 025 A000210 DEUTSCHE BANK AG 025 B000210 INTL 025 C000210 D 025 D000210 2892 028 A010200 2935 028 A020200 0 028 A030200 0 028 A040200 6122 028 B010200 3172 028 B020200 0 028 B030200 0 028 B040200 5542 028 C010200 2168 028 C020200 0 028 C030200 0 028 C040200 5571 028 D010200 717 028 D020200 0 028 D030200 0 028 D040200 7336 028 E010200 24525 028 E020200 11579 028 E030200 0 028 E040200 6976 028 F010200 6838 028 F020200 0 028 F030200 0 028 F040200 6932 028 G010200 40355 028 G020200 11579 028 G030200 0 028 G040200 38479 028 H000200 0 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 PAGE 18 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 657 044 000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.000 048 A010200 1000000 048 A020200 0.475 048 B010200 500000 048 B020200 0.450 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 1500000 048 K020200 0.400 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 N 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 0 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 PAGE 19 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.9 062 J000200 1.0 062 K000200 0.0 062 L000200 0.1 062 M000200 4.3 062 N000200 1.7 062 O000200 0.0 062 P000200 87.3 062 Q000200 3.4 062 R000200 1.3 063 A000200 0 063 B000200 7.8 064 A000200 Y 064 B000200 N 065 000200 066 A000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N PAGE 20 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 97229 071 B000200 78125 071 C000200 516188 071 D000200 15 072 A000200 6 072 B000200 9044 072 C000200 73 072 D000200 0 072 E000200 0 072 F000200 1248 072 G000200 68 072 H000200 2 072 I000200 2 072 J000200 5 072 K000200 0 072 L000200 0 072 M000200 18 072 N000200 0 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 23 072 S000200 4 072 T000200 657 072 U000200 0 072 V000200 0 072 W000200 21 072 X000200 2048 072 Y000200 0 072 Z000200 7069 072AA000200 0 072BB000200 1379 072CC010200 0 072CC020200 21386 072DD010200 10848 072DD020200 0 072EE000200 731 073 A010200 0.1099 073 A020200 0.0000 073 B000200 0.0074 073 C000200 0.0000 PAGE 21 074 A000200 30 074 B000200 0 074 C000200 10527 074 D000200 516614 074 E000200 2569 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 0 074 K000200 2 074 L000200 4783 074 M000200 0 074 N000200 534525 074 O000200 0 074 P000200 34 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 723 074 S000200 0 074 T000200 533768 074 U010200 105062 074 U020200 0 074 V010200 5.08 074 V020200 0.00 074 W000200 0.0000 074 X000200 25 074 Y000200 0 075 A000200 0 075 B000200 529745 076 000200 0.00 008 A000301 IVY INVESTMENT MANAGEMENT COMPANY 008 B000301 A 008 C000301 801-61515 008 D010301 OVERLAND PARK 008 D020301 KS 008 D030301 66202 008 D040301 4200 024 000300 N 028 A010300 12291 028 A020300 0 028 A030300 0 028 A040300 15827 028 B010300 9596 028 B020300 0 028 B030300 0 028 B040300 24238 028 C010300 11918 028 C020300 0 PAGE 22 028 C030300 0 028 C040300 11434 028 D010300 17247 028 D020300 0 028 D030300 0 028 D040300 14050 028 E010300 10997 028 E020300 59518 028 E030300 0 028 E040300 11879 028 F010300 13180 028 F020300 0 028 F030300 0 028 F040300 42446 028 G010300 75229 028 G020300 59518 028 G030300 0 028 G040300 119874 028 H000300 0 037 000300 N 038 000300 0 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 1096 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.000 048 A010300 500000 048 A020300 0.625 048 B010300 500000 048 B020300 0.600 048 C010300 500000 048 C020300 0.550 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 PAGE 23 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 1500000 048 K020300 0.500 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 Y 053 B000300 N 053 C000300 Y 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 0 062 A000300 Y 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 8.7 062 J000300 0.4 062 K000300 0.0 062 L000300 2.3 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 86.7 062 Q000300 0.0 062 R000300 1.9 063 A000300 0 063 B000300 4.3 064 A000300 Y 064 B000300 Y 065 000300 N 066 A000300 N 067 000300 N 068 A000300 N PAGE 24 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 195487 071 B000300 200639 071 C000300 844217 071 D000300 23 072 A000300 6 072 B000300 31237 072 C000300 715 072 D000300 0 072 E000300 49 072 F000300 2856 072 G000300 109 072 H000300 5 072 I000300 4 PAGE 25 072 J000300 6 072 K000300 0 072 L000300 0 072 M000300 25 072 N000300 0 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 30 072 S000300 20 072 T000300 1096 072 U000300 0 072 V000300 0 072 W000300 35 072 X000300 4186 072 Y000300 0 072 Z000300 27815 072AA000300 0 072BB000300 15137 072CC010300 1688 072CC020300 0 072DD010300 59518 072DD020300 0 072EE000300 0 073 A010300 0.2326 073 A020300 0.2386 073 B000300 0.0000 073 C000300 0.0000 074 A000300 1232 074 B000300 0 074 C000300 103194 074 D000300 791112 074 E000300 12248 074 F000300 13498 074 G000300 0 074 H000300 0 074 I000300 24679 074 J000300 5552 074 K000300 366 074 L000300 13096 074 M000300 85 074 N000300 965062 074 O000300 30518 074 P000300 64 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 21344 074 S000300 0 074 T000300 913136 PAGE 26 074 U010300 249445 074 U020300 14409 074 V010300 3.46 074 V020300 3.47 074 W000300 0.0000 074 X000300 57 074 Y000300 0 075 A000300 0 075 B000300 939174 076 000300 0.00 008 A000401 IVY INVESTMENT MANAGEMENT COMPANY 008 B000401 A 008 C000401 801-61515 008 D010401 OVERLAND PARK 008 D020401 KS 008 D030401 66202 008 D040401 4200 024 000400 Y 025 A000401 CITIGROUP, INC. 025 B000401 52-1568099 025 C000401 E 025 D000401 2001 028 A010400 1261 028 A020400 0 028 A030400 0 028 A040400 13443 028 B010400 1648 028 B020400 0 028 B030400 0 028 B040400 10936 028 C010400 985 028 C020400 0 028 C030400 0 028 C040400 12298 028 D010400 1452 028 D020400 0 028 D030400 0 028 D040400 10597 028 E010400 1383 028 E020400 99829 028 E030400 0 028 E040400 81274 028 F010400 1222 028 F020400 0 028 F030400 0 028 F040400 66633 028 G010400 7951 028 G020400 99829 028 G030400 0 028 G040400 195181 028 H000400 0 PAGE 27 037 000400 N 038 000400 0 039 000400 N 040 000400 Y 041 000400 Y 042 A000400 0 042 B000400 0 042 C000400 100 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 043 000400 1108 044 000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.000 048 A010400 1000000 048 A020400 0.700 048 B010400 1000000 048 B020400 0.650 048 C010400 1000000 048 C020400 0.600 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 3000000 048 K020400 0.550 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 N 053 B000400 053 C000400 055 A000400 N 055 B000400 N 056 000400 Y PAGE 28 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 0 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 Y 066 E000400 N 066 F000400 N 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N PAGE 29 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 N 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 Y 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 149362 071 B000400 344788 071 C000400 874466 071 D000400 17 072 A000400 6 072 B000400 48 072 C000400 4200 072 D000400 0 072 E000400 0 072 F000400 3103 072 G000400 105 072 H000400 4 072 I000400 4 072 J000400 9 072 K000400 0 072 L000400 0 072 M000400 41 072 N000400 0 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 17 072 S000400 7 072 T000400 1108 072 U000400 0 072 V000400 0 072 W000400 29 072 X000400 4427 072 Y000400 0 072 Z000400 -179 072AA000400 129767 PAGE 30 072BB000400 0 072CC010400 0 072CC020400 39257 072DD010400 292 072DD020400 0 072EE000400 99537 073 A010400 0.0042 073 A020400 0.0000 073 B000400 1.4348 073 C000400 0.0000 074 A000400 1 074 B000400 0 074 C000400 12088 074 D000400 0 074 E000400 0 074 F000400 774978 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 0 074 K000400 5 074 L000400 248 074 M000400 1 074 N000400 787321 074 O000400 0 074 P000400 61 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 736 074 S000400 0 074 T000400 786524 074 U010400 66151 074 U020400 0 074 V010400 11.89 074 V020400 0.00 074 W000400 0.0000 074 X000400 33 074 Y000400 0 075 A000400 0 075 B000400 894038 076 000400 0.00 008 A000501 IVY INVESTMENT MANAGEMENT COMPANY 008 B000501 A 008 C000501 801-61515 008 D010501 OVERLAND PARK 008 D020501 KS 008 D030501 66202 008 D040501 4200 024 000500 Y PAGE 31 025 A000501 JPMORGAN CHASE & CO. 025 B000501 13-2624428 025 C000501 E 025 D000501 20361 025 A000502 BANK OF AMERICA CORP. 025 B000502 56-0906609 025 C000502 E 025 D000502 13117 025 A000503 CITIGROUP, INC. 025 B000503 52-1568099 025 C000503 E 025 D000503 14260 025 A000504 MORGAN STANLEY 025 B000504 36-3145972 025 C000504 E 025 D000504 18263 028 A010500 256 028 A020500 0 028 A030500 0 028 A040500 6891 028 B010500 767 028 B020500 0 028 B030500 0 028 B040500 5675 028 C010500 407 028 C020500 0 028 C030500 0 028 C040500 6105 028 D010500 819 028 D020500 0 028 D030500 0 028 D040500 6259 028 E010500 157347 028 E020500 35537 028 E030500 0 028 E040500 8097 028 F010500 156310 028 F020500 0 028 F030500 0 028 F040500 10101 028 G010500 315906 028 G020500 35537 028 G030500 0 028 G040500 43128 028 H000500 0 037 000500 N 038 000500 0 039 000500 N 040 000500 Y 041 000500 Y 042 A000500 0 PAGE 32 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 043 000500 619 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.000 048 A010500 1000000 048 A020500 0.700 048 B010500 1000000 048 B020500 0.650 048 C010500 1000000 048 C020500 0.600 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 3000000 048 K020500 0.550 049 000500 N 050 000500 N 051 000500 N 052 000500 N 053 A000500 Y 053 B000500 N 053 C000500 Y 055 A000500 Y 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 0 PAGE 33 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 066 A000500 Y 066 B000500 N 066 C000500 N 066 D000500 Y 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 Y 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 N PAGE 34 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 412498 071 B000500 165603 071 C000500 498665 071 D000500 33 072 A000500 6 072 B000500 117 072 C000500 3488 072 D000500 0 072 E000500 1 072 F000500 1733 072 G000500 66 072 H000500 2 072 I000500 2 072 J000500 8 072 K000500 0 072 L000500 0 072 M000500 25 072 N000500 0 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 15 072 S000500 4 072 T000500 619 072 U000500 0 072 V000500 0 072 W000500 23 072 X000500 2497 072 Y000500 148 072 Z000500 1257 072AA000500 28968 072BB000500 0 072CC010500 0 072CC020500 11393 072DD010500 2016 072DD020500 0 072EE000500 33521 PAGE 35 073 A010500 0.0590 073 A020500 0.0000 073 B000500 0.9810 073 C000500 0.0000 074 A000500 1 074 B000500 0 074 C000500 29253 074 D000500 0 074 E000500 0 074 F000500 704160 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 2445 074 K000500 261 074 L000500 211 074 M000500 700 074 N000500 737031 074 O000500 0 074 P000500 53 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 589 074 S000500 0 074 T000500 736389 074 U010500 61811 074 U020500 0 074 V010500 11.91 074 V020500 0.00 074 W000500 0.0000 074 X000500 29 074 Y000500 0 075 A000500 0 075 B000500 499166 076 000500 0.00 008 A000601 IVY INVESTMENT MANAGEMENT COMPANY 008 B000601 A 008 C000601 801-61515 008 D010601 OVERLAND PARK 008 D020601 KS 008 D030601 66202 008 D040601 4200 024 000600 Y 025 A000601 GOLDMAN SACHS GROUP, INC. (THE) 025 B000601 13-3501777 025 C000601 E 025 D000601 1987 028 A010600 2726 028 A020600 0 PAGE 36 028 A030600 0 028 A040600 6554 028 B010600 2617 028 B020600 0 028 B030600 0 028 B040600 5759 028 C010600 534 028 C020600 0 028 C030600 0 028 C040600 8695 028 D010600 459 028 D020600 0 028 D030600 0 028 D040600 4846 028 E010600 685 028 E020600 27188 028 E030600 0 028 E040600 141662 028 F010600 360 028 F020600 0 028 F030600 0 028 F040600 133590 028 G010600 7381 028 G020600 27188 028 G030600 0 028 G040600 301106 028 H000600 0 037 000600 N 038 000600 0 039 000600 N 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000600 482 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 1000000 048 A020600 0.850 048 B010600 1000000 048 B020600 0.830 048 C010600 1000000 PAGE 37 048 C020600 0.800 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 3000000 048 K020600 0.760 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y 053 B000600 N 053 C000600 Y 055 A000600 Y 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 0 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 PAGE 38 066 A000600 Y 066 B000600 N 066 C000600 N 066 D000600 Y 066 E000600 N 066 F000600 N 066 G000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 Y 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 Y 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 Y 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 71679 071 B000600 356083 071 C000600 364129 071 D000600 20 PAGE 39 072 A000600 6 072 B000600 55 072 C000600 3137 072 D000600 0 072 E000600 3 072 F000600 1638 072 G000600 60 072 H000600 2 072 I000600 2 072 J000600 22 072 K000600 0 072 L000600 0 072 M000600 15 072 N000600 0 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 21 072 S000600 3 072 T000600 482 072 U000600 0 072 V000600 0 072 W000600 17 072 X000600 2262 072 Y000600 88 072 Z000600 1021 072AA000600 88569 072BB000600 0 072CC010600 0 072CC020600 59750 072DD010600 1967 072DD020600 0 072EE000600 25221 073 A010600 0.0482 073 A020600 0.0000 073 B000600 0.6179 073 C000600 0.0000 074 A000600 0 074 B000600 0 074 C000600 4528 074 D000600 0 074 E000600 0 074 F000600 153644 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 5972 074 K000600 132 074 L000600 601 074 M000600 3 074 N000600 164880 PAGE 40 074 O000600 4853 074 P000600 19 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 296 074 S000600 0 074 T000600 159712 074 U010600 16330 074 U020600 0 074 V010600 9.78 074 V020600 0.00 074 W000600 0.0000 074 X000600 19 074 Y000600 0 075 A000600 0 075 B000600 388693 076 000600 0.00 008 A000701 IVY INVESTMENT MANAGEMENT COMPANY 008 B000701 A 008 C000701 801-61515 008 D010701 OVERLAND PARK 008 D020701 KS 008 D030701 66202 008 D040701 4200 024 000700 N 028 A010700 1116 028 A020700 0 028 A030700 0 028 A040700 4867 028 B010700 1609 028 B020700 0 028 B030700 0 028 B040700 3997 028 C010700 1867 028 C020700 0 028 C030700 0 028 C040700 4340 028 D010700 1504 028 D020700 0 028 D030700 0 028 D040700 4656 028 E010700 2087 028 E020700 59720 028 E030700 0 028 E040700 47458 028 F010700 2993 028 F020700 0 028 F030700 0 028 F040700 38543 PAGE 41 028 G010700 11176 028 G020700 59720 028 G030700 0 028 G040700 103861 028 H000700 0 037 000700 N 038 000700 0 039 000700 N 040 000700 Y 041 000700 Y 042 A000700 0 042 B000700 0 042 C000700 100 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 043 000700 471 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.000 048 A010700 1000000 048 A020700 0.850 048 B010700 1000000 048 B020700 0.830 048 C010700 1000000 048 C020700 0.800 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 3000000 048 K020700 0.760 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 Y PAGE 42 053 B000700 N 053 C000700 Y 055 A000700 N 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 0 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 066 A000700 Y 066 B000700 N 066 C000700 N 066 D000700 Y 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 N 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y PAGE 43 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 Y 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 N 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 Y 070 Q010700 N 070 Q020700 N 070 R010700 N 070 R020700 N 071 A000700 80588 071 B000700 175490 071 C000700 357081 071 D000700 23 072 A000700 6 072 B000700 140 072 C000700 1122 072 D000700 0 072 E000700 25 072 F000700 1601 072 G000700 60 072 H000700 2 072 I000700 2 072 J000700 4 072 K000700 0 072 L000700 0 072 M000700 17 072 N000700 0 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 17 072 S000700 3 072 T000700 471 072 U000700 0 072 V000700 0 PAGE 44 072 W000700 19 072 X000700 2196 072 Y000700 56 072 Z000700 -853 072AA000700 55486 072BB000700 0 072CC010700 0 072CC020700 10489 072DD010700 1510 072DD020700 0 072EE000700 58210 073 A010700 0.0482 073 A020700 0.0000 073 B000700 1.8578 073 C000700 0.0000 074 A000700 1 074 B000700 0 074 C000700 29069 074 D000700 0 074 E000700 0 074 F000700 309937 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 1944 074 K000700 127 074 L000700 146 074 M000700 10 074 N000700 341234 074 O000700 865 074 P000700 30 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 12061 074 S000700 0 074 T000700 328278 074 U010700 29656 074 U020700 0 074 V010700 11.07 074 V020700 0.00 074 W000700 0.0000 074 X000700 34 074 Y000700 0 075 A000700 0 075 B000700 379720 076 000700 0.00 008 A000801 IVY INVESTMENT MANAGEMENT COMPANY 008 B000801 A 008 C000801 801-61515 PAGE 45 008 D010801 OVERLAND PARK 008 D020801 KS 008 D030801 66202 008 D040801 4200 024 000800 Y 025 A000801 JPMORGAN CHASE & CO. 025 B000801 13-2624428 025 C000801 E 025 D000801 6770 025 A000802 JPMORGAN CHASE & CO. 025 B000802 13-2624428 025 C000802 D 025 D000802 2522 025 A000803 GOLDMAN SACHS GROUP, INC. (THE) 025 B000803 13-3501777 025 C000803 D 025 D000803 3124 025 A000804 CITIGROUP, INC. 025 B000804 52-1568099 025 C000804 D 025 D000804 2194 025 A000805 BANK OF AMERICA CORP. 025 B000805 56-0906609 025 C000805 D 025 D000805 578 025 A000806 BARCLAYS PLC 025 B000806 INTL 025 C000806 D 025 D000806 688 025 A000807 GOLDMAN SACHS GROUP, INC. (THE) 025 B000807 13-3501777 025 C000807 E 025 D000807 4793 025 A000808 SUNTRUST BANKS, INC. 025 B000808 58-1575035 025 C000808 D 025 D000808 411 025 A000809 MORGAN STANLEY 025 B000809 36-3145972 025 C000809 D 025 D000809 950 028 A010800 849 028 A020800 0 028 A030800 0 028 A040800 6238 028 B010800 375 028 B020800 0 028 B030800 0 028 B040800 4099 028 C010800 440 028 C020800 0 PAGE 46 028 C030800 0 028 C040800 3731 028 D010800 1022 028 D020800 0 028 D030800 0 028 D040800 5186 028 E010800 1265 028 E020800 10863 028 E030800 0 028 E040800 4064 028 F010800 905 028 F020800 0 028 F030800 0 028 F040800 3763 028 G010800 4856 028 G020800 10863 028 G030800 0 028 G040800 27081 028 H000800 0 037 000800 N 038 000800 0 039 000800 N 040 000800 Y 041 000800 Y 042 A000800 0 042 B000800 0 042 C000800 100 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 0 043 000800 440 044 000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.000 048 A010800 1000000 048 A020800 0.700 048 B010800 1000000 048 B020800 0.650 048 C010800 1000000 048 C020800 0.600 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 PAGE 47 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 3000000 048 K020800 0.550 049 000800 N 050 000800 N 051 000800 N 052 000800 N 053 A000800 N 055 A000800 N 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 0 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 066 A000800 N 067 000800 Y 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y PAGE 48 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 Y 070 K010800 Y 070 K020800 Y 070 L010800 Y 070 L020800 Y 070 M010800 Y 070 M020800 N 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 Y 070 Q010800 N 070 Q020800 N 070 R010800 N 070 R020800 N 071 A000800 90887 071 B000800 115894 071 C000800 347104 071 D000800 26 072 A000800 6 072 B000800 2218 072 C000800 2220 072 D000800 0 072 E000800 1 072 F000800 1232 072 G000800 54 072 H000800 2 072 I000800 2 072 J000800 3 072 K000800 0 072 L000800 0 072 M000800 15 072 N000800 0 072 O000800 0 072 P000800 0 PAGE 49 072 Q000800 0 072 R000800 20 072 S000800 3 072 T000800 440 072 U000800 0 072 V000800 0 072 W000800 21 072 X000800 1792 072 Y000800 0 072 Z000800 2647 072AA000800 15699 072BB000800 0 072CC010800 0 072CC020800 12576 072DD010800 5473 072DD020800 0 072EE000800 5390 073 A010800 0.1265 073 A020800 0.0000 073 B000800 0.1246 073 C000800 0.0000 074 A000800 31 074 B000800 0 074 C000800 6593 074 D000800 105305 074 E000800 9702 074 F000800 219404 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 4453 074 K000800 0 074 L000800 1088 074 M000800 0 074 N000800 346576 074 O000800 0 074 P000800 27 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 544 074 S000800 0 074 T000800 346005 074 U010800 44197 074 U020800 0 074 V010800 7.83 074 V020800 0.00 074 W000800 0.0000 074 X000800 32 074 Y000800 0 PAGE 50 075 A000800 0 075 B000800 354969 076 000800 0.00 008 A001001 IVY INVESTMENT MANAGEMENT COMPANY 008 B001001 A 008 C001001 801-61515 008 D011001 OVERLAND PARK 008 D021001 KS 008 D031001 66202 008 D041001 4200 024 001000 Y 025 A001001 GOLDMAN SACHS GROUP, INC (THE) 025 B001001 13-3501777 025 C001001 E 025 D001001 9685 025 A001002 CREDIT SUISSE GROUP AG 025 B001002 INTL 025 C001002 D 025 D001002 2535 025 A001003 BARCLAYS PLC 025 B001003 INTL 025 C001003 D 025 D001003 3800 028 A011000 2263 028 A021000 0 028 A031000 0 028 A041000 19816 028 B011000 3122 028 B021000 0 028 B031000 0 028 B041000 20826 028 C011000 2021 028 C021000 0 028 C031000 0 028 C041000 14701 028 D011000 1869 028 D021000 0 028 D031000 0 028 D041000 15344 028 E011000 2977 028 E021000 1115 028 E031000 0 028 E041000 13580 028 F011000 2233 028 F021000 0 028 F031000 0 028 F041000 12573 028 G011000 14485 028 G021000 1115 028 G031000 0 028 G041000 96840 PAGE 51 028 H001000 0 037 001000 N 038 001000 0 039 001000 N 040 001000 Y 041 001000 Y 042 A001000 0 042 B001000 0 042 C001000 100 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 0 043 001000 1136 044 001000 0 045 001000 Y 046 001000 N 047 001000 Y 048 001000 0.000 048 A011000 1000000 048 A021000 0.700 048 B011000 1000000 048 B021000 0.650 048 C011000 1000000 048 C021000 0.600 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 3000000 048 K021000 0.550 049 001000 N 050 001000 N 051 001000 N 052 001000 N 053 A001000 Y 053 B001000 N 053 C001000 Y 055 A001000 N 055 B001000 N PAGE 52 056 001000 Y 057 001000 N 058 A001000 N 059 001000 Y 060 A001000 Y 060 B001000 Y 061 001000 0 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 066 A001000 Y 066 B001000 N 066 C001000 N 066 D001000 N 066 E001000 N 066 F001000 N 066 G001000 Y 067 001000 N 068 A001000 N 068 B001000 N 069 001000 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 Y 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y PAGE 53 070 H021000 N 070 I011000 Y 070 I021000 N 070 J011000 Y 070 J021000 Y 070 K011000 Y 070 K021000 N 070 L011000 Y 070 L021000 Y 070 M011000 Y 070 M021000 Y 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 Y 070 Q011000 N 070 Q021000 N 070 R011000 N 070 R021000 N 071 A001000 257912 071 B001000 281802 071 C001000 826779 071 D001000 31 072 A001000 6 072 B001000 4261 072 C001000 8384 072 D001000 0 072 E001000 19 072 F001000 3180 072 G001000 108 072 H001000 4 072 I001000 4 072 J001000 26 072 K001000 0 072 L001000 0 072 M001000 34 072 N001000 0 072 O001000 16 072 P001000 0 072 Q001000 0 072 R001000 61 072 S001000 8 072 T001000 1136 072 U001000 0 072 V001000 0 072 W001000 52 072 X001000 4629 072 Y001000 0 072 Z001000 8035 PAGE 54 072AA001000 48958 072BB001000 0 072CC011000 0 072CC021000 40094 072DD011000 1115 072DD021000 0 072EE001000 0 073 A011000 0.0120 073 A021000 0.0129 073 B001000 0.0000 073 C001000 0.0000 074 A001000 292 074 B001000 0 074 C001000 25732 074 D001000 169165 074 E001000 0 074 F001000 632089 074 G001000 0 074 H001000 0 074 I001000 42437 074 J001000 11561 074 K001000 57 074 L001000 3366 074 M001000 2 074 N001000 884701 074 O001000 11865 074 P001000 66 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 2320 074 S001000 0 074 T001000 870450 074 U011000 91439 074 U021000 30 074 V011000 9.52 074 V021000 9.53 074 W001000 0.0000 074 X001000 55 074 Y001000 0 075 A001000 0 075 B001000 916197 076 001000 0.00 008 A001101 IVY INVESTMENT MANAGEMENT COMPANY 008 B001101 A 008 C001101 801-61515 008 D011101 OVERLAND PARK 008 D021101 KS 008 D031101 66202 008 D041101 4200 PAGE 55 024 001100 N 028 A011100 9114 028 A021100 0 028 A031100 0 028 A041100 15358 028 B011100 8902 028 B021100 0 028 B031100 0 028 B041100 11187 028 C011100 8487 028 C021100 0 028 C031100 0 028 C041100 9993 028 D011100 4922 028 D021100 0 028 D031100 0 028 D041100 11774 028 E011100 6317 028 E021100 1730 028 E031100 0 028 E041100 19588 028 F011100 8986 028 F021100 0 028 F031100 0 028 F041100 13287 028 G011100 46728 028 G021100 1730 028 G031100 0 028 G041100 81187 028 H001100 0 037 001100 N 038 001100 0 039 001100 N 040 001100 Y 041 001100 Y 042 A001100 0 042 B001100 0 042 C001100 100 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 0 043 001100 827 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.000 048 A011100 1000000 048 A021100 0.850 PAGE 56 048 B011100 1000000 048 B021100 0.830 048 C011100 1000000 048 C021100 0.800 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 3000000 048 K021100 0.760 049 001100 N 050 001100 N 051 001100 N 052 001100 N 053 A001100 N 053 B001100 053 C001100 055 A001100 N 055 B001100 N 056 001100 Y 057 001100 N 058 A001100 N 059 001100 Y 060 A001100 Y 060 B001100 N 061 001100 0 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 PAGE 57 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 N 066 D001100 Y 066 E001100 N 066 F001100 N 066 G001100 N 067 001100 N 068 A001100 N 068 B001100 N 069 001100 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 Y 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 Y 070 K011100 Y 070 K021100 N 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 Y 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 Y 070 Q011100 N 070 Q021100 N 070 R011100 N 070 R021100 N 071 A001100 72434 PAGE 58 071 B001100 96530 071 C001100 639023 071 D001100 11 072 A001100 6 072 B001100 213 072 C001100 2374 072 D001100 0 072 E001100 9 072 F001100 2821 072 G001100 82 072 H001100 3 072 I001100 27 072 J001100 17 072 K001100 0 072 L001100 0 072 M001100 21 072 N001100 0 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 20 072 S001100 13 072 T001100 827 072 U001100 0 072 V001100 0 072 W001100 28 072 X001100 3859 072 Y001100 0 072 Z001100 -1263 072AA001100 43595 072BB001100 0 072CC011100 13885 072CC021100 0 072DD011100 0 072DD021100 0 072EE001100 1730 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0755 073 C001100 0.0000 074 A001100 1 074 B001100 0 074 C001100 26598 074 D001100 280 074 E001100 0 074 F001100 651035 074 G001100 209 074 H001100 0 074 I001100 131 074 J001100 0 074 K001100 1664 PAGE 59 074 L001100 432 074 M001100 0 074 N001100 680350 074 O001100 773 074 P001100 56 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 110 074 R041100 12889 074 S001100 0 074 T001100 666522 074 U011100 22667 074 U021100 21 074 V011100 29.38 074 V021100 29.42 074 W001100 0.0000 074 X001100 45 074 Y001100 0 075 A001100 0 075 B001100 669212 076 001100 0.00 008 A001201 IVY INVESTMENT MANAGEMENT COMPANY 008 B001201 A 008 C001201 801-61515 008 D011201 OVERLAND PARK 008 D021201 KS 008 D031201 66202 008 D041201 4200 024 001200 Y 025 A001201 JPMORGAN CHASE & CO. 025 B001201 13-2624428 025 C001201 E 025 D001201 24497 025 A001202 CITIGROUP, INC. 025 B001202 52-1568099 025 C001202 E 025 D001202 23456 025 A001203 SUNTRUST BANKS, INC. 025 B001203 58-1575035 025 C001203 E 025 D001203 14089 028 A011200 1641 028 A021200 0 028 A031200 0 028 A041200 5653 028 B011200 634 028 B021200 0 028 B031200 0 028 B041200 4904 028 C011200 406 PAGE 60 028 C021200 0 028 C031200 0 028 C041200 5551 028 D011200 621 028 D021200 0 028 D031200 0 028 D041200 4607 028 E011200 57573 028 E021200 20089 028 E031200 0 028 E041200 5092 028 F011200 59552 028 F021200 0 028 F031200 0 028 F041200 6670 028 G011200 120427 028 G021200 20089 028 G031200 0 028 G041200 32477 028 H001200 0 037 001200 N 038 001200 0 039 001200 N 040 001200 Y 041 001200 Y 042 A001200 0 042 B001200 0 042 C001200 100 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 0 043 001200 550 044 001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 0.000 048 A011200 1000000 048 A021200 0.700 048 B011200 1000000 048 B021200 0.650 048 C011200 1000000 048 C021200 0.600 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 PAGE 61 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 3000000 048 K021200 0.550 049 001200 N 050 001200 N 051 001200 N 052 001200 N 053 A001200 N 055 A001200 N 055 B001200 N 056 001200 Y 057 001200 N 058 A001200 N 059 001200 Y 060 A001200 Y 060 B001200 Y 061 001200 0 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 066 A001200 Y 066 B001200 N 066 C001200 Y 066 D001200 N 066 E001200 N 066 F001200 N 066 G001200 N 067 001200 N 068 A001200 N PAGE 62 068 B001200 N 069 001200 N 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 Y 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 Y 070 K011200 Y 070 K021200 N 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 Y 070 Q011200 N 070 Q021200 N 070 R011200 N 070 R021200 N 071 A001200 183265 071 B001200 94203 071 C001200 427250 071 D001200 22 072 A001200 6 072 B001200 151 072 C001200 4031 072 D001200 0 072 E001200 0 072 F001200 1539 072 G001200 63 072 H001200 2 072 I001200 2 PAGE 63 072 J001200 4 072 K001200 0 072 L001200 0 072 M001200 14 072 N001200 0 072 O001200 8 072 P001200 0 072 Q001200 0 072 R001200 20 072 S001200 3 072 T001200 550 072 U001200 0 072 V001200 0 072 W001200 19 072 X001200 2224 072 Y001200 0 072 Z001200 1958 072AA001200 6885 072BB001200 0 072CC011200 0 072CC021200 12302 072DD011200 7704 072DD021200 0 072EE001200 12385 073 A011200 0.1203 073 A021200 0.0000 073 B001200 0.1934 073 C001200 0.0000 074 A001200 1 074 B001200 0 074 C001200 13841 074 D001200 0 074 E001200 0 074 F001200 499218 074 G001200 0 074 H001200 0 074 I001200 0 074 J001200 4403 074 K001200 25 074 L001200 299 074 M001200 0 074 N001200 517787 074 O001200 1183 074 P001200 39 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 174 074 R041200 311 074 S001200 0 074 T001200 516080 PAGE 64 074 U011200 84403 074 U021200 0 074 V011200 6.11 074 V021200 0.00 074 W001200 0.0000 074 X001200 28 074 Y001200 0 075 A001200 0 075 B001200 443468 076 001200 0.00 008 A001301 IVY INVESTMENT MANAGEMENT COMPANY 008 B001301 A 008 C001301 801-61515 008 D011301 OVERLAND PARK 008 D021301 KS 008 D031301 66202 008 D041301 4200 024 001300 Y 025 A001301 UBS GROUP AG 025 B001301 INTL 025 C001301 E 025 D001301 9808 028 A011300 1908 028 A021300 0 028 A031300 0 028 A041300 9364 028 B011300 2315 028 B021300 0 028 B031300 0 028 B041300 7993 028 C011300 1089 028 C021300 0 028 C031300 0 028 C041300 9154 028 D011300 1318 028 D021300 0 028 D031300 0 028 D041300 8145 028 E011300 4499 028 E021300 32980 028 E031300 0 028 E041300 8276 028 F011300 11718 028 F021300 0 028 F031300 0 028 F041300 7816 028 G011300 22847 028 G021300 32980 028 G031300 0 028 G041300 50748 028 H001300 0 PAGE 65 037 001300 N 038 001300 0 039 001300 N 040 001300 Y 041 001300 Y 042 A001300 0 042 B001300 0 042 C001300 100 042 D001300 0 042 E001300 0 042 F001300 0 042 G001300 0 042 H001300 0 043 001300 1020 044 001300 0 045 001300 Y 046 001300 N 047 001300 Y 048 001300 0.000 048 A011300 1000000 048 A021300 0.850 048 B011300 1000000 048 B021300 0.830 048 C011300 1000000 048 C021300 0.800 048 D011300 0 048 D021300 0.000 048 E011300 0 048 E021300 0.000 048 F011300 0 048 F021300 0.000 048 G011300 0 048 G021300 0.000 048 H011300 0 048 H021300 0.000 048 I011300 0 048 I021300 0.000 048 J011300 0 048 J021300 0.000 048 K011300 3000000 048 K021300 0.760 049 001300 N 050 001300 N 051 001300 N 052 001300 N 053 A001300 N 055 A001300 N 055 B001300 N 056 001300 Y 057 001300 N 058 A001300 N PAGE 66 059 001300 Y 060 A001300 Y 060 B001300 Y 061 001300 0 062 A001300 N 062 B001300 0.0 062 C001300 0.0 062 D001300 0.0 062 E001300 0.0 062 F001300 0.0 062 G001300 0.0 062 H001300 0.0 062 I001300 0.0 062 J001300 0.0 062 K001300 0.0 062 L001300 0.0 062 M001300 0.0 062 N001300 0.0 062 O001300 0.0 062 P001300 0.0 062 Q001300 0.0 062 R001300 0.0 066 A001300 Y 066 B001300 N 066 C001300 N 066 D001300 Y 066 E001300 N 066 F001300 N 066 G001300 N 067 001300 N 068 A001300 N 068 B001300 Y 069 001300 N 070 A011300 Y 070 A021300 N 070 B011300 Y 070 B021300 N 070 C011300 Y 070 C021300 N 070 D011300 Y 070 D021300 N 070 E011300 Y 070 E021300 N 070 F011300 Y 070 F021300 N 070 G011300 Y 070 G021300 N 070 H011300 Y 070 H021300 N 070 I011300 N 070 I021300 N PAGE 67 070 J011300 Y 070 J021300 Y 070 K011300 Y 070 K021300 N 070 L011300 Y 070 L021300 Y 070 M011300 Y 070 M021300 Y 070 N011300 Y 070 N021300 N 070 O011300 Y 070 O021300 N 070 P011300 Y 070 P021300 Y 070 Q011300 N 070 Q021300 N 070 R011300 N 070 R021300 N 071 A001300 174536 071 B001300 205473 071 C001300 795291 071 D001300 22 072 A001300 6 072 B001300 106 072 C001300 14534 072 D001300 0 072 E001300 165 072 F001300 3469 072 G001300 102 072 H001300 4 072 I001300 4 072 J001300 51 072 K001300 0 072 L001300 0 072 M001300 24 072 N001300 0 072 O001300 0 072 P001300 0 072 Q001300 0 072 R001300 22 072 S001300 8 072 T001300 1020 072 U001300 0 072 V001300 0 072 W001300 26 072 X001300 4730 072 Y001300 0 072 Z001300 10075 072AA001300 36924 072BB001300 0 072CC011300 0 PAGE 68 072CC021300 68891 072DD011300 11999 072DD021300 0 072EE001300 20981 073 A011300 0.2776 073 A021300 0.0000 073 B001300 0.4854 073 C001300 0.0000 074 A001300 11423 074 B001300 0 074 C001300 11413 074 D001300 0 074 E001300 0 074 F001300 757930 074 G001300 0 074 H001300 0 074 I001300 0 074 J001300 3317 074 K001300 31 074 L001300 3506 074 M001300 45 074 N001300 787665 074 O001300 2349 074 P001300 67 074 Q001300 0 074 R011300 0 074 R021300 0 074 R031300 0 074 R041300 461 074 S001300 0 074 T001300 784788 074 U011300 45244 074 U021300 0 074 V011300 17.35 074 V021300 0.00 074 W001300 0.0000 074 X001300 39 074 Y001300 0 075 A001300 0 075 B001300 822940 076 001300 0.00 008 A001401 IVY INVESTMENT MANAGEMENT COMPANY 008 B001401 A 008 C001401 801-61515 008 D011401 OVERLAND PARK 008 D021401 KS 008 D031401 66202 008 D041401 4200 024 001400 N 028 A011400 531 028 A021400 0 PAGE 69 028 A031400 0 028 A041400 1121 028 B011400 149 028 B021400 0 028 B031400 0 028 B041400 1118 028 C011400 361 028 C021400 0 028 C031400 0 028 C041400 1773 028 D011400 837 028 D021400 0 028 D031400 0 028 D041400 1240 028 E011400 1923 028 E021400 0 028 E031400 0 028 E041400 1015 028 F011400 3060 028 F021400 0 028 F031400 0 028 F041400 2116 028 G011400 6861 028 G021400 0 028 G031400 0 028 G041400 8383 028 H001400 0 037 001400 N 038 001400 0 039 001400 N 040 001400 Y 041 001400 Y 042 A001400 0 042 B001400 0 042 C001400 100 042 D001400 0 042 E001400 0 042 F001400 0 042 G001400 0 042 H001400 0 043 001400 93 044 001400 0 045 001400 Y 046 001400 N 047 001400 Y 048 001400 0.000 048 A011400 1000000 048 A021400 0.950 048 B011400 1000000 048 B021400 0.930 048 C011400 1000000 PAGE 70 048 C021400 0.900 048 D011400 0 048 D021400 0.000 048 E011400 0 048 E021400 0.000 048 F011400 0 048 F021400 0.000 048 G011400 0 048 G021400 0.000 048 H011400 0 048 H021400 0.000 048 I011400 0 048 I021400 0.000 048 J011400 0 048 J021400 0.000 048 K011400 3000000 048 K021400 0.860 049 001400 N 050 001400 N 051 001400 N 052 001400 N 053 A001400 Y 053 B001400 N 053 C001400 Y 055 A001400 N 055 B001400 N 056 001400 Y 057 001400 N 058 A001400 N 059 001400 Y 060 A001400 Y 060 B001400 Y 061 001400 0 062 A001400 N 062 B001400 0.0 062 C001400 0.0 062 D001400 0.0 062 E001400 0.0 062 F001400 0.0 062 G001400 0.0 062 H001400 0.0 062 I001400 0.0 062 J001400 0.0 062 K001400 0.0 062 L001400 0.0 062 M001400 0.0 062 N001400 0.0 062 O001400 0.0 062 P001400 0.0 062 Q001400 0.0 062 R001400 0.0 PAGE 71 066 A001400 Y 066 B001400 N 066 C001400 N 066 D001400 Y 066 E001400 N 066 F001400 N 066 G001400 N 067 001400 N 068 A001400 N 068 B001400 N 069 001400 N 070 A011400 Y 070 A021400 N 070 B011400 Y 070 B021400 N 070 C011400 Y 070 C021400 N 070 D011400 Y 070 D021400 N 070 E011400 Y 070 E021400 N 070 F011400 Y 070 F021400 N 070 G011400 Y 070 G021400 N 070 H011400 Y 070 H021400 N 070 I011400 N 070 I021400 N 070 J011400 Y 070 J021400 Y 070 K011400 Y 070 K021400 N 070 L011400 Y 070 L021400 Y 070 M011400 Y 070 M021400 N 070 N011400 Y 070 N021400 N 070 O011400 Y 070 O021400 N 070 P011400 Y 070 P021400 N 070 Q011400 N 070 Q021400 N 070 R011400 N 070 R021400 N 071 A001400 12244 071 B001400 13895 071 C001400 71987 071 D001400 17 PAGE 72 072 A001400 6 072 B001400 40 072 C001400 96 072 D001400 0 072 E001400 8 072 F001400 357 072 G001400 22 072 H001400 0 072 I001400 0 072 J001400 2 072 K001400 0 072 L001400 0 072 M001400 2 072 N001400 0 072 O001400 0 072 P001400 0 072 Q001400 0 072 R001400 15 072 S001400 1 072 T001400 93 072 U001400 0 072 V001400 0 072 W001400 20 072 X001400 512 072 Y001400 0 072 Z001400 -368 072AA001400 3260 072BB001400 0 072CC011400 12283 072CC021400 0 072DD011400 0 072DD021400 0 072EE001400 0 073 A011400 0.0000 073 A021400 0.0000 073 B001400 0.0000 073 C001400 0.0000 074 A001400 1 074 B001400 0 074 C001400 11689 074 D001400 0 074 E001400 0 074 F001400 80653 074 G001400 0 074 H001400 0 074 I001400 0 074 J001400 0 074 K001400 56 074 L001400 14 074 M001400 0 074 N001400 92413 PAGE 73 074 O001400 811 074 P001400 9 074 Q001400 0 074 R011400 0 074 R021400 0 074 R031400 0 074 R041400 5861 074 S001400 0 074 T001400 85732 074 U011400 3122 074 U021400 17 074 V011400 27.32 074 V021400 27.40 074 W001400 0.0000 074 X001400 21 074 Y001400 0 075 A001400 0 075 B001400 75832 076 001400 0.00 008 A001501 IVY INVESTMENT MANAGEMENT COMPANY 008 B001501 A 008 C001501 801-61515 008 D011501 OVERLAND PARK 008 D021501 KS 008 D031501 66202 008 D041501 4200 024 001500 N 028 A011500 1101 028 A021500 0 028 A031500 0 028 A041500 3655 028 B011500 789 028 B021500 0 028 B031500 0 028 B041500 3397 028 C011500 1257 028 C021500 0 028 C031500 0 028 C041500 3261 028 D011500 961 028 D021500 0 028 D031500 0 028 D041500 2861 028 E011500 575 028 E021500 56235 028 E031500 0 028 E041500 55388 028 F011500 912 028 F021500 0 028 F031500 0 028 F041500 53943 PAGE 74 028 G011500 5595 028 G021500 56235 028 G031500 0 028 G041500 122505 028 H001500 0 037 001500 N 038 001500 0 039 001500 N 040 001500 Y 041 001500 Y 042 A001500 0 042 B001500 0 042 C001500 100 042 D001500 0 042 E001500 0 042 F001500 0 042 G001500 0 042 H001500 0 043 001500 368 044 001500 0 045 001500 Y 046 001500 N 047 001500 Y 048 001500 0.000 048 A011500 1000000 048 A021500 0.850 048 B011500 1000000 048 B021500 0.830 048 C011500 1000000 048 C021500 0.800 048 D011500 0 048 D021500 0.000 048 E011500 0 048 E021500 0.000 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 048 J021500 0.000 048 K011500 3000000 048 K021500 0.760 049 001500 N 050 001500 N 051 001500 N 052 001500 N 053 A001500 N PAGE 75 055 A001500 N 055 B001500 N 056 001500 Y 057 001500 N 058 A001500 N 059 001500 Y 060 A001500 Y 060 B001500 Y 061 001500 0 062 A001500 N 062 B001500 0.0 062 C001500 0.0 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 062 N001500 0.0 062 O001500 0.0 062 P001500 0.0 062 Q001500 0.0 062 R001500 0.0 066 A001500 Y 066 B001500 N 066 C001500 Y 066 D001500 N 066 E001500 N 066 F001500 N 066 G001500 N 067 001500 N 068 A001500 N 068 B001500 N 069 001500 N 070 A011500 Y 070 A021500 N 070 B011500 Y 070 B021500 N 070 C011500 Y 070 C021500 N 070 D011500 Y 070 D021500 Y 070 E011500 Y 070 E021500 N 070 F011500 Y 070 F021500 N 070 G011500 Y PAGE 76 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 N 070 I021500 N 070 J011500 Y 070 J021500 Y 070 K011500 Y 070 K021500 N 070 L011500 Y 070 L021500 Y 070 M011500 Y 070 M021500 N 070 N011500 Y 070 N021500 N 070 O011500 Y 070 O021500 N 070 P011500 Y 070 P021500 Y 070 Q011500 N 070 Q021500 N 070 R011500 N 070 R021500 N 071 A001500 159208 071 B001500 278837 071 C001500 284650 071 D001500 56 072 A001500 6 072 B001500 74 072 C001500 1075 072 D001500 0 072 E001500 3 072 F001500 1252 072 G001500 46 072 H001500 1 072 I001500 1 072 J001500 7 072 K001500 0 072 L001500 0 072 M001500 10 072 N001500 0 072 O001500 0 072 P001500 0 072 Q001500 0 072 R001500 16 072 S001500 2 072 T001500 368 072 U001500 0 072 V001500 0 072 W001500 16 072 X001500 1719 PAGE 77 072 Y001500 0 072 Z001500 -567 072AA001500 33054 072BB001500 0 072CC011500 0 072CC021500 9169 072DD011500 353 072DD021500 0 072EE001500 55882 073 A011500 0.0212 073 A021500 0.0000 073 B001500 3.3590 073 C001500 0.0000 074 A001500 1 074 B001500 0 074 C001500 3901 074 D001500 0 074 E001500 0 074 F001500 218131 074 G001500 0 074 H001500 0 074 I001500 0 074 J001500 0 074 K001500 21 074 L001500 113 074 M001500 0 074 N001500 222167 074 O001500 0 074 P001500 21 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 197 074 S001500 0 074 T001500 221949 074 U011500 13647 074 U021500 0 074 V011500 16.26 074 V021500 0.00 074 W001500 0.0000 074 X001500 31 074 Y001500 0 075 A001500 0 075 B001500 296998 076 001500 0.00 008 A001601 IVY INVESTMENT MANAGEMENT COMPANY 008 B001601 A 008 C001601 801-61515 008 D011601 OVERLAND PARK 008 D021601 KS PAGE 78 008 D031601 66202 008 D041601 4200 024 001600 Y 025 A001601 JPMORGAN CHASE & CO. 025 B001601 13-2624428 025 C001601 E 025 D001601 3279 028 A011600 622 028 A021600 0 028 A031600 0 028 A041600 6398 028 B011600 718 028 B021600 0 028 B031600 0 028 B041600 5837 028 C011600 372 028 C021600 0 028 C031600 0 028 C041600 6439 028 D011600 439 028 D021600 0 028 D031600 0 028 D041600 5683 028 E011600 4681 028 E021600 45707 028 E031600 0 028 E041600 87818 028 F011600 4696 028 F021600 0 028 F031600 0 028 F041600 86486 028 G011600 11528 028 G021600 45707 028 G031600 0 028 G041600 198661 028 H001600 0 037 001600 N 038 001600 0 039 001600 N 040 001600 Y 041 001600 Y 042 A001600 0 042 B001600 0 042 C001600 100 042 D001600 0 042 E001600 0 042 F001600 0 042 G001600 0 042 H001600 0 043 001600 598 044 001600 0 PAGE 79 045 001600 Y 046 001600 N 047 001600 Y 048 001600 0.000 048 A011600 1000000 048 A021600 0.700 048 B011600 1000000 048 B021600 0.650 048 C011600 1000000 048 C021600 0.600 048 D011600 0 048 D021600 0.000 048 E011600 0 048 E021600 0.000 048 F011600 0 048 F021600 0.000 048 G011600 0 048 G021600 0.000 048 H011600 0 048 H021600 0.000 048 I011600 0 048 I021600 0.000 048 J011600 0 048 J021600 0.000 048 K011600 3000000 048 K021600 0.550 049 001600 N 050 001600 N 051 001600 N 052 001600 N 053 A001600 N 055 A001600 N 055 B001600 N 056 001600 Y 057 001600 N 058 A001600 N 059 001600 Y 060 A001600 Y 060 B001600 Y 061 001600 0 062 A001600 N 062 B001600 0.0 062 C001600 0.0 062 D001600 0.0 062 E001600 0.0 062 F001600 0.0 062 G001600 0.0 062 H001600 0.0 062 I001600 0.0 062 J001600 0.0 062 K001600 0.0 PAGE 80 062 L001600 0.0 062 M001600 0.0 062 N001600 0.0 062 O001600 0.0 062 P001600 0.0 062 Q001600 0.0 062 R001600 0.0 066 A001600 Y 066 B001600 N 066 C001600 N 066 D001600 N 066 E001600 N 066 F001600 N 066 G001600 Y 067 001600 N 068 A001600 N 068 B001600 Y 069 001600 N 070 A011600 Y 070 A021600 N 070 B011600 Y 070 B021600 N 070 C011600 Y 070 C021600 N 070 D011600 Y 070 D021600 N 070 E011600 Y 070 E021600 N 070 F011600 Y 070 F021600 N 070 G011600 Y 070 G021600 N 070 H011600 Y 070 H021600 N 070 I011600 N 070 I021600 N 070 J011600 Y 070 J021600 Y 070 K011600 Y 070 K021600 N 070 L011600 Y 070 L021600 Y 070 M011600 Y 070 M021600 Y 070 N011600 Y 070 N021600 N 070 O011600 Y 070 O021600 N 070 P011600 Y 070 P021600 Y 070 Q011600 N PAGE 81 070 Q021600 N 070 R011600 N 070 R021600 N 071 A001600 291052 071 B001600 453118 071 C001600 451431 071 D001600 64 072 A001600 6 072 B001600 179 072 C001600 7114 072 D001600 0 072 E001600 17 072 F001600 1674 072 G001600 65 072 H001600 2 072 I001600 2 072 J001600 7 072 K001600 0 072 L001600 0 072 M001600 14 072 N001600 0 072 O001600 0 072 P001600 0 072 Q001600 0 072 R001600 16 072 S001600 11 072 T001600 598 072 U001600 0 072 V001600 0 072 W001600 20 072 X001600 2409 072 Y001600 0 072 Z001600 4901 072AA001600 80621 072BB001600 0 072CC011600 0 072CC021600 99274 072DD011600 8020 072DD021600 0 072EE001600 37687 073 A011600 0.1370 073 A021600 0.0000 073 B001600 0.6438 073 C001600 0.0000 074 A001600 26 074 B001600 0 074 C001600 9225 074 D001600 0 074 E001600 0 074 F001600 318482 074 G001600 0 PAGE 82 074 H001600 0 074 I001600 0 074 J001600 0 074 K001600 4 074 L001600 914 074 M001600 16 074 N001600 328667 074 O001600 0 074 P001600 27 074 Q001600 0 074 R011600 0 074 R021600 0 074 R031600 0 074 R041600 2280 074 S001600 0 074 T001600 326360 074 U011600 43494 074 U021600 0 074 V011600 7.50 074 V021600 0.00 074 W001600 0.0000 074 X001600 23 074 Y001600 0 075 A001600 0 075 B001600 482236 076 001600 0.00 008 A001801 IVY INVESTMENT MANAGEMENT COMPANY 008 B001801 A 008 C001801 801-61515 008 D011801 OVERLAND PARK 008 D021801 KS 008 D031801 66202 008 D041801 4200 008 A001802 SECURIAN ASSET MANAGEMENT, INC. 008 B001802 S 008 C001802 801-47262 008 D011802 ST. PAUL 008 D021802 MN 008 D031802 55101 024 001800 N 028 A011800 477 028 A021800 0 028 A031800 0 028 A041800 568 028 B011800 377 028 B021800 0 028 B031800 0 028 B041800 753 028 C011800 612 028 C021800 0 028 C031800 0 PAGE 83 028 C041800 859 028 D011800 331 028 D021800 0 028 D031800 0 028 D041800 722 028 E011800 253 028 E021800 3316 028 E031800 0 028 E041800 832 028 F011800 533 028 F021800 0 028 F031800 0 028 F041800 641 028 G011800 2583 028 G021800 3316 028 G031800 0 028 G041800 4375 028 H001800 0 037 001800 N 038 001800 0 039 001800 N 040 001800 Y 041 001800 Y 042 A001800 0 042 B001800 0 042 C001800 100 042 D001800 0 042 E001800 0 042 F001800 0 042 G001800 0 042 H001800 0 043 001800 50 044 001800 0 045 001800 Y 046 001800 N 047 001800 Y 048 001800 0.000 048 A011800 1000000 048 A021800 0.900 048 B011800 1000000 048 B021800 0.870 048 C011800 1000000 048 C021800 0.840 048 D011800 0 048 D021800 0.000 048 E011800 0 048 E021800 0.000 048 F011800 0 048 F021800 0.000 048 G011800 0 048 G021800 0.000 PAGE 84 048 H011800 0 048 H021800 0.000 048 I011800 0 048 I021800 0.000 048 J011800 0 048 J021800 0.000 048 K011800 3000000 048 K021800 0.800 049 001800 N 050 001800 N 051 001800 N 052 001800 N 053 A001800 Y 053 B001800 Y 053 C001800 N 055 A001800 N 055 B001800 N 056 001800 Y 057 001800 N 058 A001800 N 059 001800 Y 060 A001800 Y 060 B001800 Y 061 001800 0 062 A001800 N 062 B001800 0.0 062 C001800 0.0 062 D001800 0.0 062 E001800 0.0 062 F001800 0.0 062 G001800 0.0 062 H001800 0.0 062 I001800 0.0 062 J001800 0.0 062 K001800 0.0 062 L001800 0.0 062 M001800 0.0 062 N001800 0.0 062 O001800 0.0 062 P001800 0.0 062 Q001800 0.0 062 R001800 0.0 066 A001800 Y 066 B001800 N 066 C001800 N 066 D001800 N 066 E001800 N 066 F001800 N 066 G001800 Y 067 001800 N 068 A001800 N PAGE 85 068 B001800 N 069 001800 N 070 A011800 Y 070 A021800 N 070 B011800 Y 070 B021800 N 070 C011800 Y 070 C021800 N 070 D011800 Y 070 D021800 N 070 E011800 Y 070 E021800 N 070 F011800 Y 070 F021800 N 070 G011800 Y 070 G021800 N 070 H011800 Y 070 H021800 N 070 I011800 Y 070 I021800 N 070 J011800 Y 070 J021800 N 070 K011800 Y 070 K021800 N 070 L011800 Y 070 L021800 N 070 M011800 Y 070 M021800 N 070 N011800 Y 070 N021800 N 070 O011800 Y 070 O021800 N 070 P011800 Y 070 P021800 N 070 Q011800 N 070 Q021800 N 070 R011800 N 070 R021800 N 071 A001800 14626 071 B001800 15907 071 C001800 39963 071 D001800 37 072 A001800 6 072 B001800 4 072 C001800 677 072 D001800 0 072 E001800 0 072 F001800 178 072 G001800 9 072 H001800 0 072 I001800 0 PAGE 86 072 J001800 6 072 K001800 0 072 L001800 0 072 M001800 2 072 N001800 0 072 O001800 0 072 P001800 0 072 Q001800 0 072 R001800 22 072 S001800 0 072 T001800 50 072 U001800 0 072 V001800 0 072 W001800 9 072 X001800 276 072 Y001800 18 072 Z001800 423 072AA001800 0 072BB001800 478 072CC011800 0 072CC021800 207 072DD011800 628 072DD021800 0 072EE001800 2688 073 A011800 0.1149 073 A021800 0.0000 073 B001800 0.4913 073 C001800 0.0000 074 A001800 1 074 B001800 0 074 C001800 651 074 D001800 0 074 E001800 0 074 F001800 40594 074 G001800 0 074 H001800 0 074 I001800 0 074 J001800 39 074 K001800 8 074 L001800 142 074 M001800 0 074 N001800 41435 074 O001800 60 074 P001800 5 074 Q001800 0 074 R011800 0 074 R021800 0 074 R031800 0 074 R041800 51 074 S001800 0 074 T001800 41319 PAGE 87 074 U011800 5927 074 U021800 0 074 V011800 6.97 074 V021800 0.00 074 W001800 0.0000 074 X001800 23 074 Y001800 0 075 A001800 0 075 B001800 39919 076 001800 0.00 008 A001901 IVY INVESTMENT MANAGEMENT COMPANY 008 B001901 A 008 C001901 801-61515 008 D011901 OVERLAND PARK 008 D021901 KS 008 D031901 66202 008 D041901 4200 024 001900 N 028 A011900 2300 028 A021900 0 028 A031900 0 028 A041900 4151 028 B011900 818 028 B021900 0 028 B031900 0 028 B041900 2615 028 C011900 1483 028 C021900 0 028 C031900 0 028 C041900 2228 028 D011900 1004 028 D021900 0 028 D031900 0 028 D041900 4097 028 E011900 1028 028 E021900 351 028 E031900 0 028 E041900 2173 028 F011900 768 028 F021900 0 028 F031900 0 028 F041900 2712 028 G011900 7401 028 G021900 351 028 G031900 0 028 G041900 17976 028 H001900 0 037 001900 N 038 001900 0 039 001900 N 040 001900 Y PAGE 88 041 001900 Y 042 A001900 0 042 B001900 0 042 C001900 100 042 D001900 0 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 0 043 001900 153 044 001900 0 045 001900 Y 046 001900 N 047 001900 Y 048 001900 0.000 048 A011900 1000000 048 A021900 0.850 048 B011900 1000000 048 B021900 0.830 048 C011900 1000000 048 C021900 0.800 048 D011900 0 048 D021900 0.000 048 E011900 0 048 E021900 0.000 048 F011900 0 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 3000000 048 K021900 0.760 049 001900 N 050 001900 N 051 001900 N 052 001900 N 053 A001900 N 055 A001900 N 055 B001900 N 056 001900 Y 057 001900 N 058 A001900 N 059 001900 Y 060 A001900 Y 060 B001900 Y 061 001900 0 PAGE 89 062 A001900 N 062 B001900 0.0 062 C001900 0.0 062 D001900 0.0 062 E001900 0.0 062 F001900 0.0 062 G001900 0.0 062 H001900 0.0 062 I001900 0.0 062 J001900 0.0 062 K001900 0.0 062 L001900 0.0 062 M001900 0.0 062 N001900 0.0 062 O001900 0.0 062 P001900 0.0 062 Q001900 0.0 062 R001900 0.0 066 A001900 Y 066 B001900 N 066 C001900 N 066 D001900 Y 066 E001900 N 066 F001900 N 066 G001900 N 067 001900 N 068 A001900 N 068 B001900 N 069 001900 N 070 A011900 Y 070 A021900 N 070 B011900 Y 070 B021900 N 070 C011900 Y 070 C021900 N 070 D011900 Y 070 D021900 N 070 E011900 Y 070 E021900 N 070 F011900 Y 070 F021900 N 070 G011900 Y 070 G021900 N 070 H011900 Y 070 H021900 N 070 I011900 Y 070 I021900 N 070 J011900 Y 070 J021900 Y 070 K011900 Y 070 K021900 N PAGE 90 070 L011900 Y 070 L021900 Y 070 M011900 Y 070 M021900 Y 070 N011900 Y 070 N021900 N 070 O011900 Y 070 O021900 N 070 P011900 Y 070 P021900 N 070 Q011900 N 070 Q021900 N 070 R011900 N 070 R021900 N 071 A001900 21244 071 B001900 34946 071 C001900 120889 071 D001900 18 072 A001900 6 072 B001900 24 072 C001900 1176 072 D001900 0 072 E001900 12 072 F001900 521 072 G001900 31 072 H001900 1 072 I001900 1 072 J001900 3 072 K001900 0 072 L001900 0 072 M001900 4 072 N001900 0 072 O001900 0 072 P001900 0 072 Q001900 0 072 R001900 19 072 S001900 1 072 T001900 153 072 U001900 0 072 V001900 0 072 W001900 11 072 X001900 745 072 Y001900 0 072 Z001900 467 072AA001900 1760 072BB001900 0 072CC011900 0 072CC021900 5040 072DD011900 351 072DD021900 0 072EE001900 0 PAGE 91 073 A011900 0.0132 073 A021900 0.0000 073 B001900 0.0000 073 C001900 0.0000 074 A001900 1 074 B001900 0 074 C001900 9316 074 D001900 0 074 E001900 0 074 F001900 111756 074 G001900 0 074 H001900 0 074 I001900 0 074 J001900 380 074 K001900 19 074 L001900 125 074 M001900 811 074 N001900 122408 074 O001900 605 074 P001900 14 074 Q001900 0 074 R011900 0 074 R021900 0 074 R031900 0 074 R041900 3781 074 S001900 0 074 T001900 118008 074 U011900 26111 074 U021900 0 074 V011900 4.52 074 V021900 0.00 074 W001900 0.0000 074 X001900 20 074 Y001900 0 075 A001900 0 075 B001900 123620 076 001900 0.00 008 A002001 IVY INVESTMENT MANAGEMENT COMPANY 008 B002001 A 008 C002001 801-61515 008 D012001 OVERLAND PARK 008 D022001 KS 008 D032001 66202 008 D042001 4200 024 002000 N 028 A012000 3283 028 A022000 0 028 A032000 0 028 A042000 8561 028 B012000 7068 028 B022000 0 PAGE 92 028 B032000 0 028 B042000 11369 028 C012000 5251 028 C022000 0 028 C032000 0 028 C042000 10472 028 D012000 7816 028 D022000 0 028 D032000 0 028 D042000 125535 028 E012000 44484 028 E022000 29663 028 E032000 0 028 E042000 6221 028 F012000 58414 028 F022000 0 028 F032000 0 028 F042000 7282 028 G012000 126316 028 G022000 29663 028 G032000 0 028 G042000 169440 028 H002000 0 037 002000 N 038 002000 0 039 002000 N 040 002000 Y 041 002000 Y 042 A002000 0 042 B002000 0 042 C002000 100 042 D002000 0 042 E002000 0 042 F002000 0 042 G002000 0 042 H002000 0 043 002000 696 044 002000 0 045 002000 Y 046 002000 N 047 002000 Y 048 002000 0.000 048 A012000 1000000 048 A022000 0.850 048 B012000 1000000 048 B022000 0.830 048 C012000 1000000 048 C022000 0.800 048 D012000 0 048 D022000 0.000 048 E012000 0 PAGE 93 048 E022000 0.000 048 F012000 0 048 F022000 0.000 048 G012000 0 048 G022000 0.000 048 H012000 0 048 H022000 0.000 048 I012000 0 048 I022000 0.000 048 J012000 0 048 J022000 0.000 048 K012000 3000000 048 K022000 0.760 049 002000 N 050 002000 N 051 002000 N 052 002000 N 053 A002000 Y 053 B002000 N 053 C002000 Y 055 A002000 N 055 B002000 N 056 002000 Y 057 002000 N 058 A002000 N 059 002000 Y 060 A002000 Y 060 B002000 Y 061 002000 0 062 A002000 N 062 B002000 0.0 062 C002000 0.0 062 D002000 0.0 062 E002000 0.0 062 F002000 0.0 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 062 N002000 0.0 062 O002000 0.0 062 P002000 0.0 062 Q002000 0.0 062 R002000 0.0 066 A002000 Y 066 B002000 N 066 C002000 N 066 D002000 Y PAGE 94 066 E002000 N 066 F002000 N 066 G002000 N 067 002000 N 068 A002000 N 068 B002000 N 069 002000 N 070 A012000 Y 070 A022000 N 070 B012000 Y 070 B022000 Y 070 C012000 Y 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 Y 070 E022000 N 070 F012000 Y 070 F022000 N 070 G012000 Y 070 G022000 N 070 H012000 Y 070 H022000 N 070 I012000 N 070 I022000 N 070 J012000 Y 070 J022000 Y 070 K012000 Y 070 K022000 N 070 L012000 Y 070 L022000 Y 070 M012000 Y 070 M022000 Y 070 N012000 Y 070 N022000 N 070 O012000 Y 070 O022000 N 070 P012000 Y 070 P022000 Y 070 Q012000 N 070 Q022000 N 070 R012000 N 070 R022000 N 071 A002000 189824 071 B002000 257637 071 C002000 695084 071 D002000 27 072 A002000 6 072 B002000 145 072 C002000 2374 072 D002000 0 PAGE 95 072 E002000 14 072 F002000 2997 072 G002000 87 072 H002000 3 072 I002000 3 072 J002000 9 072 K002000 0 072 L002000 0 072 M002000 18 072 N002000 0 072 O002000 0 072 P002000 0 072 Q002000 0 072 R002000 13 072 S002000 6 072 T002000 696 072 U002000 0 072 V002000 0 072 W002000 26 072 X002000 3858 072 Y002000 169 072 Z002000 -1156 072AA002000 79264 072BB002000 0 072CC012000 0 072CC022000 8008 072DD012000 0 072DD022000 0 072EE002000 29663 073 A012000 0.0000 073 A022000 0.0000 073 B002000 0.5856 073 C002000 0.0000 074 A002000 46 074 B002000 0 074 C002000 37143 074 D002000 0 074 E002000 0 074 F002000 708901 074 G002000 8 074 H002000 0 074 I002000 0 074 J002000 993 074 K002000 9672 074 L002000 286 074 M002000 0 074 N002000 757049 074 O002000 0 074 P002000 58 074 Q002000 0 074 R012000 0 PAGE 96 074 R022000 0 074 R032000 3 074 R042000 14132 074 S002000 0 074 T002000 742856 074 U012000 42764 074 U022000 17429 074 V012000 12.34 074 V022000 12.36 074 W002000 0.0000 074 X002000 46 074 Y002000 0 075 A002000 0 075 B002000 711082 076 002000 0.00 008 A002101 IVY INVESTMENT MANAGEMENT COMPANY 008 B002101 A 008 C002101 801-61515 008 D012101 OVERLAND PARK 008 D022101 KS 008 D032101 66202 008 D042101 4200 024 002100 N 028 A012100 3996 028 A022100 0 028 A032100 0 028 A042100 3091 028 B012100 3171 028 B022100 0 028 B032100 0 028 B042100 3605 028 C012100 1965 028 C022100 0 028 C032100 0 028 C042100 3299 028 D012100 2847 028 D022100 0 028 D032100 0 028 D042100 1796 028 E012100 5039 028 E022100 0 028 E032100 0 028 E042100 2985 028 F012100 2777 028 F022100 0 028 F032100 0 028 F042100 4160 028 G012100 19795 028 G022100 0 028 G032100 0 028 G042100 18936 PAGE 97 028 H002100 0 037 002100 N 038 002100 0 039 002100 N 040 002100 Y 041 002100 Y 042 A002100 0 042 B002100 0 042 C002100 100 042 D002100 0 042 E002100 0 042 F002100 0 042 G002100 0 042 H002100 0 043 002100 209 044 002100 0 045 002100 Y 046 002100 N 047 002100 Y 048 002100 0.000 048 A012100 1000000 048 A022100 0.850 048 B012100 1000000 048 B022100 0.830 048 C012100 1000000 048 C022100 0.800 048 D012100 0 048 D022100 0.000 048 E012100 0 048 E022100 0.000 048 F012100 0 048 F022100 0.000 048 G012100 0 048 G022100 0.000 048 H012100 0 048 H022100 0.000 048 I012100 0 048 I022100 0.000 048 J012100 0 048 J022100 0.000 048 K012100 3000000 048 K022100 0.760 049 002100 N 050 002100 N 051 002100 N 052 002100 N 053 A002100 Y 053 B002100 N 053 C002100 Y 055 A002100 N 055 B002100 N PAGE 98 056 002100 Y 057 002100 N 058 A002100 N 059 002100 Y 060 A002100 Y 060 B002100 Y 061 002100 0 062 A002100 N 062 B002100 0.0 062 C002100 0.0 062 D002100 0.0 062 E002100 0.0 062 F002100 0.0 062 G002100 0.0 062 H002100 0.0 062 I002100 0.0 062 J002100 0.0 062 K002100 0.0 062 L002100 0.0 062 M002100 0.0 062 N002100 0.0 062 O002100 0.0 062 P002100 0.0 062 Q002100 0.0 062 R002100 0.0 066 A002100 Y 066 B002100 N 066 C002100 N 066 D002100 Y 066 E002100 N 066 F002100 N 066 G002100 N 067 002100 N 068 A002100 N 068 B002100 N 069 002100 N 070 A012100 Y 070 A022100 N 070 B012100 Y 070 B022100 N 070 C012100 Y 070 C022100 N 070 D012100 Y 070 D022100 N 070 E012100 Y 070 E022100 N 070 F012100 Y 070 F022100 N 070 G012100 Y 070 G022100 N 070 H012100 Y PAGE 99 070 H022100 N 070 I012100 Y 070 I022100 N 070 J012100 Y 070 J022100 Y 070 K012100 Y 070 K022100 N 070 L012100 Y 070 L022100 Y 070 M012100 Y 070 M022100 Y 070 N012100 Y 070 N022100 N 070 O012100 Y 070 O022100 N 070 P012100 Y 070 P022100 N 070 Q012100 N 070 Q022100 N 070 R012100 N 070 R022100 N 071 A002100 33292 071 B002100 32746 071 C002100 165798 071 D002100 20 072 A002100 6 072 B002100 29 072 C002100 595 072 D002100 0 072 E002100 16 072 F002100 714 072 G002100 33 072 H002100 1 072 I002100 1 072 J002100 3 072 K002100 0 072 L002100 0 072 M002100 4 072 N002100 0 072 O002100 0 072 P002100 0 072 Q002100 0 072 R002100 16 072 S002100 2 072 T002100 209 072 U002100 0 072 V002100 0 072 W002100 17 072 X002100 1000 072 Y002100 0 072 Z002100 -360 PAGE 100 072AA002100 0 072BB002100 3429 072CC012100 10015 072CC022100 0 072DD012100 0 072DD022100 0 072EE002100 0 073 A012100 0.0000 073 A022100 0.0000 073 B002100 0.0000 073 C002100 0.0000 074 A002100 1 074 B002100 0 074 C002100 5346 074 D002100 0 074 E002100 0 074 F002100 172696 074 G002100 0 074 H002100 0 074 I002100 0 074 J002100 1385 074 K002100 180 074 L002100 61 074 M002100 4 074 N002100 179673 074 O002100 0 074 P002100 16 074 Q002100 0 074 R012100 0 074 R022100 0 074 R032100 0 074 R042100 4052 074 S002100 0 074 T002100 175605 074 U012100 28768 074 U022100 43 074 V012100 6.10 074 V022100 6.10 074 W002100 0.0000 074 X002100 34 074 Y002100 0 075 A002100 0 075 B002100 169370 076 002100 0.00 008 A002201 IVY INVESTMENT MANAGEMENT COMPANY 008 B002201 A 008 C002201 801-61515 008 D012201 OVERLAND PARK 008 D022201 KS 008 D032201 66202 008 D042201 4200 PAGE 101 024 002200 N 028 A012200 1008 028 A022200 0 028 A032200 0 028 A042200 2897 028 B012200 141 028 B022200 0 028 B032200 0 028 B042200 1305 028 C012200 502 028 C022200 0 028 C032200 0 028 C042200 1375 028 D012200 212 028 D022200 0 028 D032200 0 028 D042200 1334 028 E012200 177 028 E022200 5066 028 E032200 0 028 E042200 1397 028 F012200 89 028 F022200 0 028 F032200 0 028 F042200 568 028 G012200 2129 028 G022200 5066 028 G032200 0 028 G042200 8876 028 H002200 0 037 002200 N 038 002200 0 039 002200 N 040 002200 N 045 002200 Y 046 002200 N 047 002200 N 048 002200 0.000 048 A012200 0 048 A022200 0.000 048 B012200 0 048 B022200 0.000 048 C012200 0 048 C022200 0.000 048 D012200 0 048 D022200 0.000 048 E012200 0 048 E022200 0.000 048 F012200 0 048 F022200 0.000 048 G012200 0 PAGE 102 048 G022200 0.000 048 H012200 0 048 H022200 0.000 048 I012200 0 048 I022200 0.000 048 J012200 0 048 J022200 0.000 048 K012200 0 048 K022200 0.000 049 002200 N 050 002200 N 051 002200 N 052 002200 N 053 A002200 N 055 A002200 N 055 B002200 N 056 002200 Y 057 002200 N 058 A002200 N 059 002200 Y 060 A002200 Y 060 B002200 Y 061 002200 0 062 A002200 N 062 B002200 0.0 062 C002200 0.0 062 D002200 0.0 062 E002200 0.0 062 F002200 0.0 062 G002200 0.0 062 H002200 0.0 062 I002200 0.0 062 J002200 0.0 062 K002200 0.0 062 L002200 0.0 062 M002200 0.0 062 N002200 0.0 062 O002200 0.0 062 P002200 0.0 062 Q002200 0.0 062 R002200 0.0 066 A002200 Y 066 B002200 N 066 C002200 N 066 D002200 Y 066 E002200 N 066 F002200 N 066 G002200 N 067 002200 N 068 A002200 N 068 B002200 N PAGE 103 069 002200 N 070 A012200 Y 070 A022200 N 070 B012200 N 070 B022200 N 070 C012200 N 070 C022200 N 070 D012200 N 070 D022200 N 070 E012200 N 070 E022200 N 070 F012200 N 070 F022200 N 070 G012200 N 070 G022200 N 070 H012200 N 070 H022200 N 070 I012200 N 070 I022200 N 070 J012200 Y 070 J022200 N 070 K012200 Y 070 K022200 Y 070 L012200 Y 070 L022200 N 070 M012200 N 070 M022200 N 070 N012200 Y 070 N022200 N 070 O012200 Y 070 O022200 N 070 P012200 Y 070 P022200 N 070 Q012200 N 070 Q022200 N 070 R012200 N 070 R022200 N 071 A002200 31987 071 B002200 33194 071 C002200 72992 071 D002200 44 072 A002200 6 072 B002200 9 072 C002200 1782 072 D002200 0 072 E002200 0 072 F002200 0 072 G002200 13 072 H002200 1 072 I002200 0 072 J002200 1 PAGE 104 072 K002200 0 072 L002200 0 072 M002200 2 072 N002200 0 072 O002200 0 072 P002200 0 072 Q002200 0 072 R002200 12 072 S002200 0 072 T002200 0 072 U002200 0 072 V002200 0 072 W002200 7 072 X002200 36 072 Y002200 0 072 Z002200 1755 072AA002200 5000 072BB002200 0 072CC012200 0 072CC022200 3777 072DD012200 1280 072DD022200 0 072EE002200 3787 073 A012200 0.0939 073 A022200 0.0000 073 B002200 0.2779 073 C002200 0.0000 074 A002200 1 074 B002200 0 074 C002200 1025 074 D002200 0 074 E002200 0 074 F002200 0 074 G002200 0 074 H002200 0 074 I002200 71004 074 J002200 0 074 K002200 3 074 L002200 2 074 M002200 0 074 N002200 72035 074 O002200 26 074 P002200 2 074 Q002200 0 074 R012200 0 074 R022200 0 074 R032200 0 074 R042200 12 074 S002200 0 074 T002200 71995 074 U012200 14400 PAGE 105 074 U022200 0 074 V012200 5.00 074 V022200 0.00 074 W002200 0.0000 074 X002200 7 074 Y002200 0 075 A002200 0 075 B002200 74355 076 002200 0.00 008 A002301 IVY INVESTMENT MANAGEMENT COMPANY 008 B002301 A 008 C002301 801-61515 008 D012301 OVERLAND PARK 008 D022301 KS 008 D032301 66202 008 D042301 4200 024 002300 N 028 A012300 528 028 A022300 0 028 A032300 0 028 A042300 15194 028 B012300 1003 028 B022300 0 028 B032300 0 028 B042300 11806 028 C012300 277 028 C022300 0 028 C032300 0 028 C042300 15861 028 D012300 728 028 D022300 0 028 D032300 0 028 D042300 12316 028 E012300 1107 028 E022300 65728 028 E032300 0 028 E042300 13930 028 F012300 104 028 F022300 0 028 F032300 0 028 F042300 16006 028 G012300 3747 028 G022300 65728 028 G032300 0 028 G042300 85113 028 H002300 0 037 002300 N 038 002300 0 039 002300 N 040 002300 N 045 002300 Y PAGE 106 046 002300 N 047 002300 N 048 002300 0.000 048 A012300 0 048 A022300 0.000 048 B012300 0 048 B022300 0.000 048 C012300 0 048 C022300 0.000 048 D012300 0 048 D022300 0.000 048 E012300 0 048 E022300 0.000 048 F012300 0 048 F022300 0.000 048 G012300 0 048 G022300 0.000 048 H012300 0 048 H022300 0.000 048 I012300 0 048 I022300 0.000 048 J012300 0 048 J022300 0.000 048 K012300 0 048 K022300 0.000 049 002300 N 050 002300 N 051 002300 N 052 002300 N 053 A002300 N 055 A002300 N 055 B002300 N 056 002300 Y 057 002300 N 058 A002300 N 059 002300 Y 060 A002300 Y 060 B002300 Y 061 002300 0 062 A002300 N 062 B002300 0.0 062 C002300 0.0 062 D002300 0.0 062 E002300 0.0 062 F002300 0.0 062 G002300 0.0 062 H002300 0.0 062 I002300 0.0 062 J002300 0.0 062 K002300 0.0 062 L002300 0.0 PAGE 107 062 M002300 0.0 062 N002300 0.0 062 O002300 0.0 062 P002300 0.0 062 Q002300 0.0 062 R002300 0.0 066 A002300 Y 066 B002300 N 066 C002300 N 066 D002300 N 066 E002300 Y 066 F002300 N 066 G002300 N 067 002300 N 068 A002300 N 068 B002300 N 069 002300 N 070 A012300 Y 070 A022300 N 070 B012300 N 070 B022300 N 070 C012300 N 070 C022300 N 070 D012300 N 070 D022300 N 070 E012300 N 070 E022300 N 070 F012300 N 070 F022300 N 070 G012300 N 070 G022300 N 070 H012300 N 070 H022300 N 070 I012300 N 070 I022300 N 070 J012300 Y 070 J022300 N 070 K012300 Y 070 K022300 Y 070 L012300 Y 070 L022300 N 070 M012300 N 070 M022300 N 070 N012300 Y 070 N022300 N 070 O012300 Y 070 O022300 N 070 P012300 Y 070 P022300 N 070 Q012300 N 070 Q022300 N PAGE 108 070 R012300 N 070 R022300 N 071 A002300 337416 071 B002300 348623 071 C002300 1030200 071 D002300 33 072 A002300 6 072 B002300 9 072 C002300 23067 072 D002300 0 072 E002300 0 072 F002300 0 072 G002300 86 072 H002300 5 072 I002300 5 072 J002300 1 072 K002300 0 072 L002300 0 072 M002300 27 072 N002300 0 072 O002300 0 072 P002300 0 072 Q002300 0 072 R002300 12 072 S002300 5 072 T002300 0 072 U002300 0 072 V002300 0 072 W002300 36 072 X002300 177 072 Y002300 0 072 Z002300 22899 072AA002300 70246 072BB002300 0 072CC012300 0 072CC022300 68692 072DD012300 17455 072DD022300 0 072EE002300 48273 073 A012300 0.0981 073 A022300 0.0000 073 B002300 0.2713 073 C002300 0.0000 074 A002300 1 074 B002300 0 074 C002300 823 074 D002300 0 074 E002300 0 074 F002300 0 074 G002300 0 074 H002300 0 PAGE 109 074 I002300 994997 074 J002300 676 074 K002300 0 074 L002300 9 074 M002300 0 074 N002300 996506 074 O002300 0 074 P002300 18 074 Q002300 0 074 R012300 0 074 R022300 0 074 R032300 0 074 R042300 944 074 S002300 0 074 T002300 995544 074 U012300 186048 074 U022300 0 074 V012300 5.35 074 V022300 0.00 074 W002300 0.0000 074 X002300 7 074 Y002300 0 075 A002300 0 075 B002300 1036486 076 002300 0.00 008 A002401 IVY INVESTMENT MANAGEMENT COMPANY 008 B002401 A 008 C002401 801-61515 008 D012401 OVERLAND PARK 008 D022401 KS 008 D032401 66202 008 D042401 4200 024 002400 N 028 A012400 131 028 A022400 0 028 A032400 0 028 A042400 12869 028 B012400 258 028 B022400 0 028 B032400 0 028 B042400 14411 028 C012400 331 028 C022400 0 028 C032400 0 028 C042400 13139 028 D012400 83 028 D022400 0 028 D032400 0 028 D042400 13316 028 E012400 246 028 E022400 48519 PAGE 110 028 E032400 0 028 E042400 14001 028 F012400 1728 028 F022400 0 028 F032400 0 028 F042400 9802 028 G012400 2777 028 G022400 48519 028 G032400 0 028 G042400 77538 028 H002400 0 037 002400 N 038 002400 0 039 002400 N 040 002400 N 045 002400 Y 046 002400 N 047 002400 N 048 002400 0.000 048 A012400 0 048 A022400 0.000 048 B012400 0 048 B022400 0.000 048 C012400 0 048 C022400 0.000 048 D012400 0 048 D022400 0.000 048 E012400 0 048 E022400 0.000 048 F012400 0 048 F022400 0.000 048 G012400 0 048 G022400 0.000 048 H012400 0 048 H022400 0.000 048 I012400 0 048 I022400 0.000 048 J012400 0 048 J022400 0.000 048 K012400 0 048 K022400 0.000 049 002400 N 050 002400 N 051 002400 N 052 002400 N 053 A002400 N 055 A002400 N 055 B002400 N 056 002400 Y 057 002400 N 058 A002400 N PAGE 111 059 002400 Y 060 A002400 Y 060 B002400 Y 061 002400 0 062 A002400 N 062 B002400 0.0 062 C002400 0.0 062 D002400 0.0 062 E002400 0.0 062 F002400 0.0 062 G002400 0.0 062 H002400 0.0 062 I002400 0.0 062 J002400 0.0 062 K002400 0.0 062 L002400 0.0 062 M002400 0.0 062 N002400 0.0 062 O002400 0.0 062 P002400 0.0 062 Q002400 0.0 062 R002400 0.0 066 A002400 Y 066 B002400 N 066 C002400 N 066 D002400 N 066 E002400 N 066 F002400 N 066 G002400 Y 067 002400 N 068 A002400 N 068 B002400 N 069 002400 N 070 A012400 Y 070 A022400 N 070 B012400 N 070 B022400 N 070 C012400 N 070 C022400 N 070 D012400 N 070 D022400 N 070 E012400 N 070 E022400 N 070 F012400 N 070 F022400 N 070 G012400 N 070 G022400 N 070 H012400 N 070 H022400 N 070 I012400 N 070 I022400 N PAGE 112 070 J012400 Y 070 J022400 Y 070 K012400 Y 070 K022400 Y 070 L012400 Y 070 L022400 N 070 M012400 N 070 M022400 N 070 N012400 Y 070 N022400 N 070 O012400 Y 070 O022400 N 070 P012400 Y 070 P022400 N 070 Q012400 N 070 Q022400 N 070 R012400 N 070 R022400 N 071 A002400 251449 071 B002400 274650 071 C002400 849781 071 D002400 30 072 A002400 6 072 B002400 7 072 C002400 17980 072 D002400 0 072 E002400 0 072 F002400 0 072 G002400 73 072 H002400 4 072 I002400 4 072 J002400 1 072 K002400 0 072 L002400 0 072 M002400 23 072 N002400 0 072 O002400 0 072 P002400 0 072 Q002400 0 072 R002400 12 072 S002400 6 072 T002400 0 072 U002400 0 072 V002400 0 072 W002400 30 072 X002400 153 072 Y002400 0 072 Z002400 17834 072AA002400 51214 072BB002400 0 072CC012400 0 PAGE 113 072CC022400 52289 072DD012400 11471 072DD022400 0 072EE002400 37048 073 A012400 0.0757 073 A022400 0.0000 073 B002400 0.2445 073 C002400 0.0000 074 A002400 1 074 B002400 0 074 C002400 1317 074 D002400 0 074 E002400 0 074 F002400 0 074 G002400 0 074 H002400 0 074 I002400 818067 074 J002400 182 074 K002400 0 074 L002400 15 074 M002400 0 074 N002400 819582 074 O002400 0 074 P002400 15 074 Q002400 0 074 R012400 0 074 R022400 0 074 R032400 0 074 R042400 187 074 S002400 0 074 T002400 819380 074 U012400 158128 074 U022400 0 074 V012400 5.18 074 V022400 0.00 074 W002400 0.0000 074 X002400 6 074 Y002400 0 075 A002400 0 075 B002400 854031 076 002400 0.00 008 A002501 IVY INVESTMENT MANAGEMENT COMPANY 008 B002501 A 008 C002501 801-61515 008 D012501 OVERLAND PARK 008 D022501 KS 008 D032501 66202 008 D042501 4200 024 002500 N 028 A012500 168 028 A022500 0 PAGE 114 028 A032500 0 028 A042500 2814 028 B012500 87 028 B022500 0 028 B032500 0 028 B042500 2994 028 C012500 4 028 C022500 0 028 C032500 0 028 C042500 4415 028 D012500 301 028 D022500 0 028 D032500 0 028 D042500 4859 028 E012500 43 028 E022500 12956 028 E032500 0 028 E042500 2972 028 F012500 34 028 F022500 0 028 F032500 0 028 F042500 2930 028 G012500 637 028 G022500 12956 028 G032500 0 028 G042500 20984 028 H002500 0 037 002500 N 038 002500 0 039 002500 N 040 002500 N 045 002500 Y 046 002500 N 047 002500 N 048 002500 0.000 048 A012500 0 048 A022500 0.000 048 B012500 0 048 B022500 0.000 048 C012500 0 048 C022500 0.000 048 D012500 0 048 D022500 0.000 048 E012500 0 048 E022500 0.000 048 F012500 0 048 F022500 0.000 048 G012500 0 048 G022500 0.000 048 H012500 0 048 H022500 0.000 PAGE 115 048 I012500 0 048 I022500 0.000 048 J012500 0 048 J022500 0.000 048 K012500 0 048 K022500 0.000 049 002500 N 050 002500 N 051 002500 N 052 002500 N 053 A002500 N 055 A002500 N 055 B002500 N 056 002500 Y 057 002500 N 058 A002500 N 059 002500 Y 060 A002500 Y 060 B002500 Y 061 002500 0 062 A002500 N 062 B002500 0.0 062 C002500 0.0 062 D002500 0.0 062 E002500 0.0 062 F002500 0.0 062 G002500 0.0 062 H002500 0.0 062 I002500 0.0 062 J002500 0.0 062 K002500 0.0 062 L002500 0.0 062 M002500 0.0 062 N002500 0.0 062 O002500 0.0 062 P002500 0.0 062 Q002500 0.0 062 R002500 0.0 066 A002500 Y 066 B002500 N 066 C002500 N 066 D002500 N 066 E002500 N 066 F002500 N 066 G002500 Y 067 002500 N 068 A002500 N 068 B002500 N 069 002500 N 070 A012500 Y 070 A022500 N PAGE 116 070 B012500 N 070 B022500 N 070 C012500 N 070 C022500 N 070 D012500 N 070 D022500 N 070 E012500 N 070 E022500 N 070 F012500 N 070 F022500 N 070 G012500 N 070 G022500 N 070 H012500 N 070 H022500 N 070 I012500 N 070 I022500 N 070 J012500 Y 070 J022500 N 070 K012500 Y 070 K022500 Y 070 L012500 Y 070 L022500 N 070 M012500 N 070 M022500 N 070 N012500 Y 070 N022500 N 070 O012500 Y 070 O022500 N 070 P012500 Y 070 P022500 N 070 Q012500 N 070 Q022500 N 070 R012500 N 070 R022500 N 071 A002500 66233 071 B002500 73011 071 C002500 243844 071 D002500 27 072 A002500 6 072 B002500 8 072 C002500 4673 072 D002500 0 072 E002500 0 072 F002500 0 072 G002500 28 072 H002500 1 072 I002500 1 072 J002500 1 072 K002500 0 072 L002500 0 072 M002500 7 PAGE 117 072 N002500 0 072 O002500 0 072 P002500 0 072 Q002500 0 072 R002500 12 072 S002500 2 072 T002500 0 072 U002500 0 072 V002500 0 072 W002500 16 072 X002500 68 072 Y002500 0 072 Z002500 4613 072AA002500 12273 072BB002500 0 072CC012500 0 072CC022500 11993 072DD012500 3136 072DD022500 0 072EE002500 9820 073 A012500 0.0711 073 A022500 0.0000 073 B002500 0.2226 073 C002500 0.0000 074 A002500 1 074 B002500 0 074 C002500 869 074 D002500 0 074 E002500 0 074 F002500 0 074 G002500 0 074 H002500 0 074 I002500 235023 074 J002500 130 074 K002500 0 074 L002500 7 074 M002500 0 074 N002500 236030 074 O002500 0 074 P002500 6 074 Q002500 0 074 R012500 0 074 R022500 0 074 R032500 0 074 R042500 135 074 S002500 0 074 T002500 235889 074 U012500 45965 074 U022500 0 074 V012500 5.13 074 V022500 0.00 PAGE 118 074 W002500 0.0000 074 X002500 7 074 Y002500 0 075 A002500 0 075 B002500 245381 076 002500 0.00 008 A002601 IVY INVESTMENT MANAGEMENT COMPANY 008 B002601 A 008 C002601 801-61515 008 D012601 OVERLAND PARK 008 D022601 KS 008 D032601 66202 008 D042601 4200 024 002600 N 028 A012600 636 028 A022600 0 028 A032600 0 028 A042600 1898 028 B012600 1744 028 B022600 0 028 B032600 0 028 B042600 2069 028 C012600 1006 028 C022600 0 028 C032600 0 028 C042600 2543 028 D012600 934 028 D022600 0 028 D032600 0 028 D042600 1900 028 E012600 1413 028 E022600 4721 028 E032600 0 028 E042600 1642 028 F012600 788 028 F022600 0 028 F032600 0 028 F042600 1425 028 G012600 6521 028 G022600 4721 028 G032600 0 028 G042600 11477 028 H002600 0 037 002600 N 038 002600 0 039 002600 N 040 002600 N 045 002600 Y 046 002600 N 047 002600 N 048 002600 0.000 PAGE 119 048 A012600 0 048 A022600 0.000 048 B012600 0 048 B022600 0.000 048 C012600 0 048 C022600 0.000 048 D012600 0 048 D022600 0.000 048 E012600 0 048 E022600 0.000 048 F012600 0 048 F022600 0.000 048 G012600 0 048 G022600 0.000 048 H012600 0 048 H022600 0.000 048 I012600 0 048 I022600 0.000 048 J012600 0 048 J022600 0.000 048 K012600 0 048 K022600 0.000 049 002600 N 050 002600 N 051 002600 N 052 002600 N 053 A002600 N 055 A002600 N 055 B002600 N 056 002600 Y 057 002600 N 058 A002600 N 059 002600 Y 060 A002600 Y 060 B002600 Y 061 002600 0 062 A002600 N 062 B002600 0.0 062 C002600 0.0 062 D002600 0.0 062 E002600 0.0 062 F002600 0.0 062 G002600 0.0 062 H002600 0.0 062 I002600 0.0 062 J002600 0.0 062 K002600 0.0 062 L002600 0.0 062 M002600 0.0 062 N002600 0.0 062 O002600 0.0 PAGE 120 062 P002600 0.0 062 Q002600 0.0 062 R002600 0.0 066 A002600 Y 066 B002600 N 066 C002600 N 066 D002600 N 066 E002600 N 066 F002600 N 066 G002600 Y 067 002600 N 068 A002600 N 068 B002600 N 069 002600 N 070 A012600 Y 070 A022600 N 070 B012600 N 070 B022600 N 070 C012600 N 070 C022600 N 070 D012600 N 070 D022600 N 070 E012600 N 070 E022600 N 070 F012600 N 070 F022600 N 070 G012600 N 070 G022600 N 070 H012600 N 070 H022600 N 070 I012600 N 070 I022600 N 070 J012600 Y 070 J022600 N 070 K012600 Y 070 K022600 Y 070 L012600 Y 070 L022600 N 070 M012600 N 070 M022600 N 070 N012600 Y 070 N022600 N 070 O012600 Y 070 O022600 N 070 P012600 Y 070 P022600 N 070 Q012600 N 070 Q022600 N 070 R012600 N 070 R022600 N 071 A002600 32879 PAGE 121 071 B002600 32486 071 C002600 106311 071 D002600 31 072 A002600 6 072 B002600 9 072 C002600 1856 072 D002600 0 072 E002600 0 072 F002600 0 072 G002600 17 072 H002600 0 072 I002600 1 072 J002600 1 072 K002600 0 072 L002600 0 072 M002600 3 072 N002600 0 072 O002600 0 072 P002600 0 072 Q002600 0 072 R002600 12 072 S002600 1 072 T002600 0 072 U002600 0 072 V002600 0 072 W002600 9 072 X002600 44 072 Y002600 0 072 Z002600 1821 072AA002600 4393 072BB002600 0 072CC012600 0 072CC022600 4570 072DD012600 1197 072DD022600 0 072EE002600 3524 073 A012600 0.0590 073 A022600 0.0000 073 B002600 0.1736 073 C002600 0.0000 074 A002600 1 074 B002600 0 074 C002600 808 074 D002600 0 074 E002600 0 074 F002600 0 074 G002600 0 074 H002600 0 074 I002600 104844 074 J002600 191 074 K002600 0 PAGE 122 074 L002600 5 074 M002600 0 074 N002600 105849 074 O002600 0 074 P002600 3 074 Q002600 0 074 R012600 0 074 R022600 0 074 R032600 0 074 R042600 240 074 S002600 0 074 T002600 105606 074 U012600 21102 074 U022600 0 074 V012600 5.00 074 V022600 0.00 074 W002600 0.0000 074 X002600 7 074 Y002600 0 075 A002600 0 075 B002600 107388 076 002600 0.00 008 A002701 IVY INVESTMENT MANAGEMENT COMPANY 008 B002701 A 008 C002701 801-61515 008 D012701 OVERLAND PARK 008 D022701 KS 008 D032701 66202 008 D042701 4200 024 002700 Y 025 A002701 CITIGROUP, INC. 025 B002701 52-1568099 025 C002701 D 025 D002701 117 025 A002702 BARCLAYS PLC 025 B002702 INTL 025 C002702 D 025 D002702 203 025 A002703 BANK OF AMERICA CORP. 025 B002703 56-0906609 025 C002703 D 025 D002703 119 025 A002704 GOLDMAN SACHS GROUP, INC (THE) 025 B002704 13-3501777 025 C002704 D 025 D002704 95 025 A002705 JP MORGAN CHASE & CO 025 B002705 13-2624428 025 C002705 D 025 D002705 113 025 A002706 CREDIT SUISSE GROUP AG PAGE 123 025 B002706 INTL 025 C002706 D 025 D002706 243 028 A012700 274 028 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J012700 0 048 J022700 0.000 048 K012700 1500000 048 K022700 0.500 049 002700 N 050 002700 N 051 002700 N 052 002700 N 053 A002700 Y 053 B002700 Y 053 C002700 N 055 A002700 N 055 B002700 N 056 002700 Y 057 002700 N 058 A002700 N 059 002700 Y 060 A002700 Y 060 B002700 Y 061 002700 0 062 A002700 Y 062 B002700 0.0 062 C002700 0.0 062 D002700 0.0 062 E002700 0.0 062 F002700 0.0 062 G002700 0.0 062 H002700 0.0 062 I002700 0.0 062 J002700 1.1 062 K002700 0.0 062 L002700 0.3 062 M002700 23.4 PAGE 125 062 N002700 0.0 062 O002700 0.0 062 P002700 60.0 062 Q002700 13.5 062 R002700 1.7 063 A002700 0 063 B002700 5.1 064 A002700 Y 064 B002700 Y 065 002700 N 066 A002700 N 066 B002700 066 C002700 066 D002700 066 E002700 066 F002700 066 G002700 067 002700 N 068 A002700 N 068 B002700 Y 069 002700 N 070 A012700 Y 070 A022700 N 070 B012700 Y 070 B022700 N 070 C012700 Y 070 C022700 N 070 D012700 Y 070 D022700 N 070 E012700 Y 070 E022700 N 070 F012700 Y 070 F022700 N 070 G012700 Y 070 G022700 N 070 H012700 Y 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E002700 0 074 F002700 188 074 G002700 0 074 H002700 0 074 I002700 0 074 J002700 0 074 K002700 1 074 L002700 249 074 M002700 0 074 N002700 21897 074 O002700 0 074 P002700 2 074 Q002700 0 074 R012700 0 074 R022700 0 074 R032700 0 074 R042700 70 074 S002700 0 074 T002700 21825 074 U012700 4607 074 U022700 0 074 V012700 4.74 074 V022700 0.00 074 W002700 0.0000 074 X002700 21 074 Y002700 0 075 A002700 0 075 B002700 22400 076 002700 0.00 008 A002801 IVY INVESTMENT MANAGEMENT COMPANY 008 B002801 A 008 C002801 801-61515 008 D012801 OVERLAND PARK 008 D022801 KS 008 D032801 66202 008 D042801 4200 024 002800 Y 025 A002801 CITIGROUP, INC. 025 B002801 52-1568099 025 C002801 D 025 D002801 3901 025 A002802 GOLDMAN SACHS GROUP, INC. 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PAUL 008 D022902 MN 008 D032902 55101 024 002900 N 028 A012900 3589 028 A022900 0 028 A032900 0 028 A042900 1639 028 B012900 2170 028 B022900 0 028 B032900 0 028 B042900 3186 028 C012900 4323 028 C022900 0 PAGE 133 028 C032900 0 028 C042900 1543 028 D012900 6496 028 D022900 0 028 D032900 0 028 D042900 2088 028 E012900 5110 028 E022900 24303 028 E032900 0 028 E042900 1808 028 F012900 5015 028 F022900 0 028 F032900 0 028 F042900 2329 028 G012900 26703 028 G022900 24303 028 G032900 0 028 G042900 12593 028 H002900 0 037 002900 N 039 002900 N 040 002900 N 045 002900 Y 046 002900 N 047 002900 Y 048 A012900 500000 048 A022900 0.200 048 B012900 500000 048 B022900 0.170 048 C012900 0 048 C022900 0.000 048 D012900 0 048 D022900 0.000 048 E012900 0 048 E022900 0.000 048 F012900 0 048 F022900 0.000 048 G012900 0 048 G022900 0.000 048 H012900 0 048 H022900 0.000 048 I012900 0 048 I022900 0.000 048 J012900 0 048 J022900 0.000 048 K012900 1000000 048 K022900 0.150 049 002900 N 050 002900 N 051 002900 N 052 002900 N PAGE 134 053 A002900 N 055 A002900 N 055 B002900 N 056 002900 Y 057 002900 N 058 A002900 N 059 002900 Y 060 A002900 Y 060 B002900 Y 061 002900 0 062 A002900 N 066 A002900 Y 066 B002900 N 066 C002900 N 066 D002900 N 066 E002900 N 066 F002900 N 066 G002900 Y 067 002900 N 068 A002900 N 068 B002900 N 069 002900 N 070 A012900 Y 070 A022900 N 070 B012900 N 070 B022900 N 070 C012900 N 070 C022900 N 070 D012900 N 070 D022900 N 070 E012900 N 070 E022900 N 070 F012900 Y 070 F022900 Y 070 G012900 N 070 G022900 N 070 H012900 N 070 H022900 N 070 I012900 N 070 I022900 N 070 J012900 Y 070 J022900 Y 070 K012900 Y 070 K022900 Y 070 L012900 Y 070 L022900 N 070 M012900 N 070 M022900 N 070 N012900 Y 070 N022900 N 070 O012900 Y PAGE 135 070 O022900 N 070 P012900 Y 070 P022900 Y 070 Q012900 N 070 Q022900 N 070 R012900 N 070 R022900 N 071 A002900 190854 071 B002900 142661 071 C002900 593703 071 D002900 24 072 A002900 6 072 B002900 176 072 C002900 12897 072 D002900 0 072 E002900 0 072 F002900 592 072 G002900 55 072 H002900 3 072 I002900 3 072 J002900 2 072 K002900 0 072 L002900 0 072 M002900 13 072 N002900 0 072 O002900 0 072 P002900 0 072 Q002900 0 072 R002900 14 072 S002900 5 072 T002900 0 072 U002900 0 072 V002900 0 072 W002900 24 072 X002900 711 072 Y002900 0 072 Z002900 12362 072AA002900 26745 072BB002900 0 072CC012900 0 072CC022900 30561 072DD012900 5968 072DD022900 0 072EE002900 18335 073 A012900 0.0566 073 A022900 0.0000 073 B002900 0.1739 073 C002900 0.0000 074 A002900 375 074 B002900 0 074 C002900 18128 PAGE 136 074 D002900 0 074 E002900 0 074 F002900 0 074 G002900 0 074 H002900 0 074 I002900 604085 074 J002900 0 074 K002900 123 074 L002900 38 074 M002900 0 074 N002900 622749 074 O002900 0 074 P002900 18 074 Q002900 0 074 R012900 0 074 R022900 0 074 R032900 0 074 R042900 448 074 S002900 0 074 T002900 622283 074 U012900 110430 074 U022900 0 074 V012900 5.64 074 V022900 0.00 074 W002900 0.0000 074 X002900 8 074 Y002900 0 075 A002900 0 075 B002900 614709 008 A003001 IVY INVESTMENT MANAGEMENT COMPANY 008 B003001 A 008 C003001 801-61515 008 D013001 OVERLAND PARK 008 D023001 KS 008 D033001 66202 008 D043001 4200 008 A003002 SECURIAN ASSET MANAGEMENT, INC. 008 B003002 S 008 C003002 801-47262 008 D013002 ST. PAUL 008 D023002 MN 008 D033002 55101 024 003000 N 028 A013000 148 028 A023000 0 028 A033000 0 028 A043000 760 028 B013000 1002 028 B023000 0 028 B033000 0 028 B043000 889 PAGE 137 028 C013000 264 028 C023000 0 028 C033000 0 028 C043000 567 028 D013000 432 028 D023000 0 028 D033000 0 028 D043000 1246 028 E013000 615 028 E023000 4062 028 E033000 0 028 E043000 844 028 F013000 311 028 F023000 0 028 F033000 0 028 F043000 486 028 G013000 2772 028 G023000 4062 028 G033000 0 028 G043000 4792 028 H003000 0 037 003000 N 039 003000 N 040 003000 N 045 003000 Y 046 003000 N 047 003000 Y 048 A013000 500000 048 A023000 0.200 048 B013000 500000 048 B023000 0.170 048 C013000 0 048 C023000 0.000 048 D013000 0 048 D023000 0.000 048 E013000 0 048 E023000 0.000 048 F013000 0 048 F023000 0.000 048 G013000 0 048 G023000 0.000 048 H013000 0 048 H023000 0.000 048 I013000 0 048 I023000 0.000 048 J013000 0 048 J023000 0.000 048 K013000 1000000 048 K023000 0.150 049 003000 N 050 003000 N PAGE 138 051 003000 N 052 003000 N 053 A003000 N 055 A003000 N 055 B003000 N 056 003000 Y 057 003000 N 058 A003000 N 059 003000 Y 060 A003000 Y 060 B003000 Y 061 003000 0 062 A003000 N 066 A003000 Y 066 B003000 N 066 C003000 N 066 D003000 N 066 E003000 Y 066 F003000 N 066 G003000 N 067 003000 N 068 A003000 N 068 B003000 N 069 003000 N 070 A013000 Y 070 A023000 N 070 B013000 N 070 B023000 N 070 C013000 N 070 C023000 N 070 D013000 N 070 D023000 N 070 E013000 N 070 E023000 N 070 F013000 Y 070 F023000 Y 070 G013000 N 070 G023000 N 070 H013000 N 070 H023000 N 070 I013000 N 070 I023000 N 070 J013000 Y 070 J023000 N 070 K013000 Y 070 K023000 Y 070 L013000 Y 070 L023000 N 070 M013000 N 070 M023000 N 070 N013000 Y PAGE 139 070 N023000 N 070 O013000 Y 070 O023000 N 070 P013000 Y 070 P023000 N 070 Q013000 N 070 Q023000 N 070 R013000 N 070 R023000 N 071 A003000 30527 071 B003000 27512 071 C003000 90189 071 D003000 31 072 A003000 6 072 B003000 20 072 C003000 2033 072 D003000 0 072 E003000 0 072 F003000 92 072 G003000 14 072 H003000 1 072 I003000 0 072 J003000 1 072 K003000 0 072 L003000 0 072 M003000 2 072 N003000 0 072 O003000 0 072 P003000 0 072 Q003000 0 072 R003000 14 072 S003000 1 072 T003000 0 072 U003000 0 072 V003000 0 072 W003000 6 072 X003000 131 072 Y003000 0 072 Z003000 1922 072AA003000 4725 072BB003000 0 072CC013000 0 072CC023000 5033 072DD013000 1195 072DD023000 0 072EE003000 2867 073 A013000 0.0747 073 A023000 0.0000 073 B003000 0.1793 073 C003000 0.0000 074 A003000 41 PAGE 140 074 B003000 0 074 C003000 2256 074 D003000 0 074 E003000 0 074 F003000 0 074 G003000 0 074 H003000 0 074 I003000 89611 074 J003000 0 074 K003000 0 074 L003000 6 074 M003000 0 074 N003000 91914 074 O003000 0 074 P003000 3 074 Q003000 0 074 R013000 0 074 R023000 0 074 R033000 0 074 R043000 14 074 S003000 0 074 T003000 91897 074 U013000 16700 074 U023000 0 074 V013000 5.50 074 V023000 0.00 074 W003000 0.0000 074 X003000 6 074 Y003000 0 075 A003000 0 075 B003000 93114 008 A003101 IVY INVESTMENT MANAGEMENT COMPANY 008 B003101 A 008 C003101 801-61515 008 D013101 OVERLAND PARK 008 D023101 KS 008 D033101 66202 008 D043101 4200 008 A003102 SECURIAN ASSET MANAGEMENT, INC. 008 B003102 S 008 C003102 801-47262 008 D013102 ST. PAUL 008 D023102 MN 008 D033102 55101 024 003100 N 028 A013100 515 028 A023100 0 028 A033100 0 028 A043100 683 028 B013100 374 028 B023100 0 PAGE 141 028 B033100 0 028 B043100 839 028 C013100 354 028 C023100 0 028 C033100 0 028 C043100 448 028 D013100 682 028 D023100 0 028 D033100 0 028 D043100 423 028 E013100 612 028 E023100 2876 028 E033100 0 028 E043100 799 028 F013100 628 028 F023100 0 028 F033100 0 028 F043100 322 028 G013100 3165 028 G023100 2876 028 G033100 0 028 G043100 3514 028 H003100 0 037 003100 N 039 003100 N 040 003100 N 045 003100 Y 046 003100 N 047 003100 Y 048 A013100 500000 048 A023100 0.200 048 B013100 500000 048 B023100 0.170 048 C013100 0 048 C023100 0.000 048 D013100 0 048 D023100 0.000 048 E013100 0 048 E023100 0.000 048 F013100 0 048 F023100 0.000 048 G013100 0 048 G023100 0.000 048 H013100 0 048 H023100 0.000 048 I013100 0 048 I023100 0.000 048 J013100 0 048 J023100 0.000 048 K013100 1000000 048 K023100 0.150 PAGE 142 049 003100 N 050 003100 N 051 003100 N 052 003100 N 053 A003100 N 055 A003100 N 055 B003100 N 056 003100 Y 057 003100 N 058 A003100 N 059 003100 Y 060 A003100 Y 060 B003100 Y 061 003100 0 062 A003100 N 066 A003100 Y 066 B003100 N 066 C003100 N 066 D003100 N 066 E003100 N 066 F003100 N 066 G003100 Y 067 003100 N 068 A003100 N 068 B003100 N 069 003100 N 070 A013100 Y 070 A023100 N 070 B013100 N 070 B023100 N 070 C013100 N 070 C023100 N 070 D013100 N 070 D023100 N 070 E013100 N 070 E023100 N 070 F013100 Y 070 F023100 Y 070 G013100 N 070 G023100 N 070 H013100 N 070 H023100 N 070 I013100 N 070 I023100 N 070 J013100 Y 070 J023100 N 070 K013100 Y 070 K023100 Y 070 L013100 Y 070 L023100 N 070 M013100 N PAGE 143 070 M023100 N 070 N013100 Y 070 N023100 N 070 O013100 Y 070 O023100 N 070 P013100 Y 070 P023100 N 070 Q013100 N 070 Q023100 N 070 R013100 N 070 R023100 N 071 A003100 20208 071 B003100 17285 071 C003100 72326 071 D003100 24 072 A003100 6 072 B003100 18 072 C003100 1416 072 D003100 0 072 E003100 0 072 F003100 74 072 G003100 13 072 H003100 0 072 I003100 0 072 J003100 1 072 K003100 0 072 L003100 0 072 M003100 2 072 N003100 0 072 O003100 0 072 P003100 0 072 Q003100 0 072 R003100 14 072 S003100 0 072 T003100 0 072 U003100 0 072 V003100 0 072 W003100 8 072 X003100 112 072 Y003100 0 072 Z003100 1322 072AA003100 3013 072BB003100 0 072CC013100 0 072CC023100 3329 072DD013100 675 072DD023100 0 072EE003100 2201 073 A013100 0.0508 073 A023100 0.0000 073 B003100 0.1656 PAGE 144 073 C003100 0.0000 074 A003100 38 074 B003100 0 074 C003100 2100 074 D003100 0 074 E003100 0 074 F003100 0 074 G003100 0 074 H003100 0 074 I003100 72542 074 J003100 0 074 K003100 149 074 L003100 5 074 M003100 0 074 N003100 74834 074 O003100 0 074 P003100 3 074 Q003100 0 074 R013100 0 074 R023100 0 074 R033100 0 074 R043100 36 074 S003100 0 074 T003100 74795 074 U013100 13815 074 U023100 0 074 V013100 5.41 074 V023100 0.00 074 W003100 0.0000 074 X003100 6 074 Y003100 0 075 A003100 0 075 B003100 74641 SIGNATURE Joseph W. Kauten TITLE Sr. V.P. & Treasurer EX-99.B.77D(A) 2 d600385dex99b77da.htm THE TYPE OF SECURITIES IN WHICH IT MAY INVEST The type of securities in which it may invest

EX-99.B-77D(a)

SUB-ITEM 77D(a): The type of securities (e.g. bonds, preferred stocks, common stocks) in which it may invest, indicating the proportion of the assets which may be invested in each type of security.

IVY VARIABLE INSURANCE PORTFOLIOS

Supplement dated April 12, 2018 to the

Ivy Variable Insurance Portfolios Prospectus

dated April 28, 2017

as supplemented July 14, 2017, August 10, 2017, December 8, 2017, December 29, 2017, February 6, 2018 and February 26, 2018

Effective immediately, the following is inserted as a new paragraph for each Portfolio in the “More About the Portfolios — Additional Information about Principal Investment Strategies, Other Investments and Risks” section:

The Portfolio may lend its portfolio securities to brokers, dealers and other financial institutions. In connection with such loans, the Portfolio receives liquid collateral equal to at least 102% (105% for international securities) of the value of the loaned portfolio securities. This collateral is marked-to-market on a daily basis.

*****

IVY VARIABLE INSURANCE PORTFOLIOS

Supplement dated April 12, 2018 to the

Ivy Variable Insurance Portfolios Statement of Additional Information

dated April 28, 2017

as supplemented July 14, 2017, December 8, 2017 and February 26, 2018

Effective immediately, the following replaces the last sentence of the second paragraph of the “The Portfolios, Their Investments, Related Risks and Restrictions — Securities — General” section on page 6:

In the case of a “split-rated” security, which results when NRSROs rate the security at different rating levels (e.g., BBB by S&P and a higher or lower rating by another NRSRO), it is each Portfolio’s general policy to classify such security at the lower rating level if only two ratings are available. If more than two ratings are available and a median exists, the median is used. If more than two ratings exist without a median, the lower of the two middle ratings is used.

Effective immediately, the following replaces the “The Portfolios, Their Investments, Related Risks and Restrictions — Specific Securities and Investment Practices — Lending Securities” section on pages 15-16:

Lending Securities

For the purpose of realizing additional income or offsetting expenses, each Portfolio may lend portfolio securities up to the maximum amount of its total assets allowed under the 1940 Act (currently, one-third of total assets which, for purposes of this limitation, include the value of collateral received in return for securities loaned). Under a Portfolio’s securities lending procedures, the Portfolio may lend securities only to broker-dealers and financial institutions deemed creditworthy by the Investment Manager. The creditworthiness of entities to which a Portfolio makes loans of portfolio securities is monitored by the Investment Manager throughout the term of the loan.

If a Portfolio lends securities, the borrower pays the Portfolio an amount equal to the dividends or interest on the securities that the Portfolio would have received if it had not loaned the securities. The Portfolio also receives additional compensation.

In addition, a borrower must collateralize any securities loans that it receives from a Portfolio in accordance with applicable regulatory requirements (the Guidelines). At the time of each loan, the Portfolio must receive collateral equal to no less than 102% of the market value of the securities loaned (or 105% of the market value of foreign securities loaned), including any accrued interest thereon. Under the present Guidelines, the collateral must consist of cash or U.S. government securities or bank letters of credit, at least equal in value to the market value of the securities loaned on each day that the loan is outstanding. Such collateral will be marked-to-market daily, and if the market value of the lent securities exceeds the value of the collateral, the borrower must add more collateral so that it at least equals 102% of the market value of the domestic securities loaned (or 105% of the foreign securities loaned). If the market value of the securities decreases, the borrower is entitled to a return of the excess collateral.

There are two methods of receiving compensation for making loans. The first is to receive a negotiated loan fee from the borrower. This method is available for all three types of collateral. The second method, which is not available when letters of credit are used as collateral, is for a Portfolio to receive interest on the investment of the cash collateral or to receive interest on the U.S. government securities used as collateral. Part of the interest received in either case may be shared with the borrower.

The letters of credit that a Portfolio may accept as collateral are agreements by banks (other than the borrowers of the Portfolio’s securities), entered into at the request of the borrower and for its account and risk, under which the banks are obligated to pay to the Portfolio, while the letter is in effect, amounts demanded by the Portfolio if the demand meets the terms of the letter. The Portfolio’s right to make this demand secures the borrower’s obligations to it. The terms of any such letters and the creditworthiness of the banks providing them (which might include the Portfolio’s custodian bank) must be satisfactory to the Investment Manager. The Portfolio will make loans only under rules of the New York Stock Exchange (NYSE), which presently require the borrower to give the securities back to the Portfolio within five business days after the Portfolio gives notice to do so. If the Portfolio loses its voting rights on securities loaned, it will not be able to have the securities returned to it in time to vote them if a material event affecting the investment is to be voted on. The Portfolio may pay reasonable finder’s, administrative and custodian fees in connection with loans of securities.

Some, but not all, of these rules are necessary to meet regulatory requirements relating to securities loans. These rules will not be changed unless the change is permitted under these requirements. The requirements do not cover the rules which may be changed without shareholder vote, as to: (1) whom securities may be loaned; (2) the investment of cash collateral; or (3) voting rights.

There may be risks of delay in receiving additional collateral from the borrower if the market value of the securities loaned increases. If the borrower defaults on its obligation to return the securities loaned because of insolvency or other reasons, a Portfolio could experience delays and costs in recovering the securities loaned or in gaining access to the collateral. These delays and costs could be greater for foreign securities. If a Portfolio is not able to recover the securities loaned, the Portfolio may sell the collateral and purchase a replacement investment in the market. Additional transaction costs would result, and the value of the collateral could decrease below the value of the replacement investment by the time the replacement investment is purchased. Until the replacement can be purchased, the Portfolio will not have the desired level of exposure to the security which the borrower failed to return. Cash received as collateral through loan transactions may be invested in other eligible securities, including shares of a money market fund. Investing this cash subjects the Portfolio to greater market risk including losses on the collateral and, should the Portfolio need to look to the collateral in the event of the borrower’s default, losses on the loan secured by that collateral.

Effective immediately, the following is inserted as a new paragraph of the “Taxation of the Portfolios” section beginning on page 98:

When a Portfolio engages in securities lending, while securities are loaned out by such Portfolio, the Portfolio generally will receive from the borrower amounts equal to any dividends or interest paid on the borrowed securities. For federal income tax purposes, payments made “in lieu of” dividends are not considered dividend income. These distributions will neither qualify for the reduced rate of taxation for individuals on qualified dividends nor the 50% dividends-received deduction for corporations. Also, any foreign tax withheld on payments made “in lieu of” dividends or interest will not qualify for the pass-through of foreign tax credits to shareholders. Additionally, in the

case of a Portfolio with a strategy of investing in tax-exempt securities, any payments made “in lieu of” tax-exempt interest will be considered taxable income to the Portfolio, and thus, to the investors, even though such interest may be tax-exempt when paid to the borrower.

*****

IVY VARIABLE INSURANCE PORTFOLIOS

Supplement dated February 26, 2018 to the

Ivy Variable Insurance Portfolios Prospectus

dated April 28, 2017

as supplemented July 14, 2017, August 10, 2017, December 8, 2017, December 29, 2017 and February 6, 2018

Important Notice Regarding Change in Investment Policy for Ivy VIP Bond

The Board of Trustees of the Ivy Variable Insurance Portfolios approved changes to the name, principal investment strategy and a non-fundamental investment restriction of Ivy VIP Bond (the “Portfolio”). Such changes will become effective on April 30, 2018 (the “Effective Date”).

As of the Effective Date, the following will occur:

 

2)

Principal Investment Strategy Change. Currently, the Portfolio seeks to achieve its objective by investing, under normal circumstances, at least 80% of its net assets in bonds (for this purpose, “bonds” includes any debt security with an initial maturity greater than one year). Such bonds include corporate debt securities, mortgage-backed securities, debt securities issued or guaranteed by the U.S. government or any of its agencies or instrumentalities and other asset-backed securities.

On the Effective Date, the Portfolio’s principal investment strategy will change, with the Portfolio focusing on investments specifically in corporate bonds, rather than in bonds generally. The Portfolio will seek to achieve its objective by investing, under normal circumstances, at least 80% of its net assets in corporate bonds. For this purpose, “corporate bonds” includes any debt security issued by a domestic or foreign company with an initial maturity greater than one year.

 

3)

Non-Fundamental Investment Restriction Change. In connection with the Portfolio’s amended investment strategy, on the Effective Date, the Portfolio’s non-fundamental investment restriction pertaining to “names rule” investments also will change, from investments in bonds to investments in corporate bonds, as follows:

 

Current “Names Rule” Non-Fundamental

Investment Restriction

   

New “Names Rule” Non-Fundamental
Investment Restriction

1.  “Name Rule” investments:

Under normal circumstances, at least 80% of the Portfolio’s net assets, plus any borrowings for investment purposes, will be invested in bonds. The Portfolio will notify its shareholders with written notice at least 60 days prior to a change in its 80% investment policy.

   

1.  “Name Rule” investments:

Under normal circumstances, at least 80% of the Portfolio’s net assets, plus any borrowings for investment purposes, will be invested in corporate bonds. The Portfolio will notify its shareholders with written notice at least 60 days prior to a change in its 80% investment policy.

Important Notice Regarding Change in Investment Policy for Ivy VIP Dividend Opportunities

The Board of Trustees of the Ivy Variable Insurance Portfolios recently approved changes to the name, investment objective, principal investment strategy and a non-fundamental investment restriction of Ivy VIP Dividend Opportunities (the “Portfolio”). Such changes will become effective on April 30, 2018 (the “Effective Date”).

As of the Effective Date, the following will occur:

 

3)

Principal Investment Strategy Change. Currently, the Portfolio seeks to invest primarily in large-capitalization companies, that often are market leaders in their industry, with established operating records that Ivy Investment Management Company (“IICO”), the Portfolio’s investment manager, believes may accelerate or grow their dividend payout ratio and that also demonstrate favorable prospects for total return. On the Effective Date, the Portfolio will seek to invest primarily in equity securities that are issued by companies of any size located largely in developed markets around the world. Specifically, the Portfolio’s investment strategy as of the Effective Date will be as follows:

The Portfolio will invest primarily in equity securities that are issued by companies of any size located largely in developed markets around the world, that IICO believes will be able to generate a reasonable level of current income for investors given current market conditions, and that demonstrate favorable prospects for total return. The Portfolio focuses on companies that IICO believes have the ability to maintain and/or grow their dividends while providing capital appreciation over the long-term.

Under normal circumstances, the Portfolio will invest at least 80% of its net assets in equity securities. For this purpose, such equity securities consist primarily of dividend-paying common stocks across the globe. In an attempt to enhance return, the Portfolio also may invest, to a lesser extent, in companies not currently paying dividends to shareholders or companies with an unsustainably high dividend. The Portfolio may invest in U.S. and non-U.S. issuers and may invest up to 100% of its total assets in foreign securities. Although the Portfolio will invest primarily in large-capitalization companies (typically companies with market capitalizations of at least $10 billion at the time of acquisition), it may invest in companies of any size.

Under normal circumstances, the Portfolio will invest at least 40% (or, if IICO deems it warranted by market conditions, at least 30%) of its total assets in securities of non-U.S. issuers.

In selecting securities for the Portfolio, IICO combines a top-down (assessing the market environment) approach with a bottom-up (researching individual issuers) stock selection process, and uses a combination of country analysis, sector and industry dynamics, and individual stock selection. As part of its investment process, IICO seeks to identify investment themes, then seeks to determine the most appropriate sectors and geographies to benefit from its top-down analysis and generally seeks to find what it believes are reasonably-valued, dividend-paying companies with growth prospects, a sound balance sheet and steady cash flow generation. IICO also considers several other factors, which typically include a company’s history of fundamentals; management proficiency; competitive environment; and relative valuation.

Many of the companies in which the Portfolio may invest have diverse operations, with products or services in foreign markets. Therefore, the Portfolio may have indirect exposure to various additional foreign markets through investments in these companies, even if the Portfolio is not invested directly in such markets.

The Portfolio may use forward foreign currency contracts to manage the Portfolio’s exposure to various foreign currencies and the U.S. dollar.

Generally, in determining whether to sell a security, IICO uses the same type of analysis that it uses in buying securities of that type. For example, IICO may sell a security if it believes the security no longer offers attractive current income prospects or significant growth potential, if it believes the management of the company has weakened, and/or there exists political or economic instability in the issuer’s country. IICO also may sell a security to reduce the Portfolio’s holding in that security, to take advantage of what it believes are more attractive investment opportunities or to raise cash.

4)

Non-Fundamental Investment Restriction Change. In connection with the Portfolio’s amended investment strategy, on the Effective Date, the Portfolio’s non-fundamental investment restriction pertaining to “names rule” investments also will change, from investments in dividend-paying equity securities to investments in equity securities, as follows:

 

Current “Names Rule” Non-Fundamental

Investment Restriction

   

New “Names Rule” Non-Fundamental
Investment Restriction

1.  “Name Rule” investments:

Under normal circumstances, at least 80% of the Portfolio’s net assets, plus any borrowings for investment purposes, will be invested in dividend-paying equity securities. The Portfolio will notify its shareholders with written notice at least 60 days prior to a change in its 80% investment policy.

   

1.  “Name Rule” investments:

Under normal circumstances, at least 80% of the Portfolio’s net assets, plus any borrowings for investment purposes, will be invested in equity securities. The Portfolio will notify its shareholders with written notice at least 60 days prior to a change in its 80% investment policy.

Ivy VIP Science and Technology Non-Diversification Proposal

The Board of Trustees of Ivy Variable Insurance Portfolios has determined that it is in the best interest of Ivy VIP Science and Technology (Portfolio) and its shareholders to change the status of the Portfolio from “diversified” to “non-diversified,” as such term is defined in the Investment Company Act of 1940. A meeting of shareholders of record of the Portfolio as of February 9, 2018 has been called for April 13, 2018 to consider the approval of the change in the Portfolio’s diversification status. If Portfolio shareholders approve the proposal, the Portfolio is expected to begin operating as a non-diversified fund on April 30, 2018. Informational materials about the proposal were mailed to shareholders on or about February 16, 2018.

EX-99.B.77D(G) 3 d600385dex99b77dg.htm ANY OTHER INVESTMENT POLICY SET FORTH IN THE REGISTRANTS CHARTER Any other investment policy set forth in the registrants charter

EX-99.B-77D(g)

SUB-ITEM 77D(g): Any other investment policy set forth in the registrant’s charter, by-laws or prospectus.

IVY VARIABLE INSURANCE PORTFOLIOS

Supplement dated April 12, 2018 to the

Ivy Variable Insurance Portfolios Prospectus

dated April 28, 2017

as supplemented July 14, 2017, August 10, 2017, December 8, 2017, December 29, 2017, February 6, 2018 and February 26, 2018

Effective immediately, the following bullet point is inserted as a Non-Principal Risk for each Portfolio in the “More About the Portfolios — Additional Information about Principal Investment Strategies, Other Investments and Risks” section:

 

∎

Securities Lending Risk

Effective immediately, the following is inserted immediately following the “More About the Portfolios — Defining Risks — Sector Risk” section:

Securities Lending Risk — Securities lending involves a risk of loss because the borrower may fail to return the securities in a timely manner or at all. If a Portfolio that lent its securities were unable to recover the securities loaned, it may sell the collateral and purchase a replacement security in the market. Lending securities entails a risk of loss to a Portfolio if and to the extent that the market value of the loaned securities increases and the collateral is not increased accordingly. Cash received as collateral for loaned securities may be invested, and such investment is subject to market appreciation or depreciation, with the Portfolio bearing any loss.

*****

IVY VARIABLE INSURANCE PORTFOLIOS

Supplement dated February 6, 2018 to the

Ivy Variable Insurance Portfolios Prospectus

dated April 28, 2017

as supplemented July 14, 2017, August 10, 2017, December 8, 2017 and December 29, 2017

Effective immediately, Ivy VIP Asset Strategy’s benchmark index is the MSCI ACWI Index, replacing the three current benchmark indexes (the S&P 500 Index, the Bloomberg Barclays U.S. Aggregate Bond Index and the Bloomberg Barclays U.S. Treasury Bills: 1-3 Month Index) shown in the “Average Annual Total Returns” table. IICO, the Portfolio’s investment manager, believes that the MSCI ACWI Index is a more representative index for the types of securities that the Portfolio purchases. All four benchmark indexes will be shown in the Portfolio’s prospectus for a period of one year for comparison purposes. The 1, 5 and 10 Year performance information for the MSCI ACWI Index as of December 31, 2016 is shown below:

Average Annual Total Returns

 

Indexes

    1 Year     5 Years     10 Years  

MSCI ACWI Index (reflects no deduction for fees, expenses or taxes)

      7.86 %      9.36 %      3.56 % 
 EX-99.B.77Q1(A) 4 d600385dex99b77q1a.htm MATERIAL AMENDMENTS TO THE REGISTRANT'S CHARTER OR BY-LAWS Material amendments to the registrant's charter or by-laws

EX-99.B-77Q1(a)

SUB-ITEM 77Q1(a): Material amendments to the registrant’s charter or by-laws.

IVY VARIABLE INSURANCE PORTFOLIOS

Supplement dated May 8, 2018 to the

Ivy Variable Insurance Portfolios Prospectus

dated April 30, 2018

The following replaces the “Portfolio Managers” section for Ivy VIP Small Cap Core:

Portfolio Manager

Kenneth G. Gau, Senior Vice President of IICO, has managed the Portfolio since August 2014.

The following replaces the first sentence of the first paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Small Cap Core” section:

Ivy VIP Small Cap Core: Kenneth G. Gau is primarily responsible for the day-to-day portfolio management of Ivy VIP Small Cap Core.

The second paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Small Cap Core” section is deleted in its entirety.

*****

IVY VARIABLE INSURANCE PORTFOLIOS

Supplement dated May 8, 2018 to the

Ivy Variable Insurance Portfolios Statement of Additional Information

dated April 30, 2018

Effective immediately, Scott R. Sullivan will no longer serve as a co-portfolio manager of Ivy VIP Small Cap Core. Accordingly, all references and information related to Mr. Sullivan are deleted in their entirety.

*****

IVY VARIABLE INSURANCE PORTFOLIOS

Supplement dated April 13, 2018 to the

Ivy Variable Insurance Portfolios Prospectus

dated April 28, 2017

as supplemented July 14, 2017, August 10, 2017, December 8, 2017, December 29, 2017, February 6, 2018,

February 26, 2018 and April 12, 2018

Effective immediately, the following replaces the “Portfolio Managers” section for Ivy VIP Growth:

Portfolio Manager

Bradley M. Klapmeyer, Vice President of IICO, has managed the Portfolio since August 2016.

Effective immediately, the following replaces the “Portfolio Manager” section for Ivy VIP Bond:

Portfolio Managers

Mark G. Beischel, Senior Vice President of IICO, and Susan K. Regan, Senior Vice President of IICO, have managed the Portfolio since April 2018.

Effective immediately, the following replaces the “Portfolio Manager” section for Ivy VIP Balanced:

Portfolio Managers

Matthew A. Hekman, Vice President of IICO, has managed the Portfolio since August 2014, and Mark G. Beischel, Senior Vice President of IICO, and Susan K. Regan, Senior Vice President of IICO, have managed the Portfolio since April 2018.

Effective immediately, the following replaces the first sentence of the first paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Balanced” section (as supplemented July 14, 2017):

Ivy VIP Balanced: Matthew A. Hekman, Mark G. Beischel and Susan K. Regan are primarily responsible for the day-to-day portfolio management of Ivy VIP Balanced.

Effective immediately, the following replaces the second paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Balanced” section (as supplemented July 14, 2017):

Mr. Beischel has held his Portfolio responsibilities since April 2018. Biographical information for Mr. Beischel is listed below under The Management of the Portfolios—Portfolio Management—Ivy VIP Global Bond.

Ms. Regan has held her Fund responsibilities since April 2018. Biographical information for Ms. Regan is listed below under The Management of the Portfolios—Portfolio Management—Ivy VIP Limited-Term Bond.

Effective immediately, the following replaces the first paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Bond” section:

Ivy VIP Bond: Mark G. Beischel and Susan K. Regan are primarily responsible for the day-to-day portfolio management of Ivy VIP Bond. Mr. Beischel has held his Portfolio responsibilities since April 2018. Biographical information for Mr. Beischel is listed below under The Management of the Portfolios—Portfolio Management—Ivy VIP Global Bond.

Ms. Regan has held her Fund responsibilities since April 2018. Biographical information for Ms. Regan is listed below under The Management of the Portfolios—Portfolio Management—Ivy VIP Limited-Term Bond.

Effective immediately, the following replaces the first paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Growth” section:

Ivy VIP Growth: Bradley M. Klapmeyer is primarily responsible for the day-to-day portfolio management of Ivy VIP Growth.

*****

IVY VARIABLE INSURANCE PORTFOLIOS

Supplement dated April 13, 2018 to the

Ivy Variable Insurance Portfolios Statement of Additional Information

dated April 28, 2017

as supplemented July 14, 2017, December 8, 2017, February 26, 2018 and April 12, 2018

Effective immediately, Daniel P. Becker will no longer serve as a co-portfolio manager of Ivy VIP Growth. Accordingly, all references and information related to Mr. Becker are deleted in their entirety.

Effective immediately, Eric C. Perry will no longer serve as a co-portfolio manager of Ivy VIP Balanced or Ivy VIP Bond. Accordingly, all references and information related to Mr. Perry are deleted in their entirety.

*****

IVY VARIABLE INSURANCE PORTFOLIOS

Supplement dated April 12, 2018 to the

Ivy Variable Insurance Portfolios Prospectus

dated April 28, 2017

as supplemented July 14, 2017, August 10, 2017, December 8, 2017, December 29, 2017, February 6, 2018

and February 26, 2018

Advantus Capital Management, Inc., the subadviser to Ivy VIP Advantus Real Estate Securities, will change its name to Securian Asset Management, Inc. (Securian) effective April 30, 2018. Therefore, effective April 30, 2018, the Prospectus is amended to reflect the following name changes:

 

∎

The name of Ivy VIP Advantus Real Estate Securities is changed to Ivy VIP Securian Real Estate Securities

∎

All references to Advantus Capital Management, Inc. and Advantus Capital are amended to read Securian Asset Management, Inc. and Securian, respectively.

Effective April 30, 2018, the following replaces the “Portfolio Managers” section for Ivy VIP Securian Real Estate Securities:

Portfolio Managers

Lowell R. Bolken, Vice President and Portfolio Manager of Securian, has managed the Portfolio since April 2006; Matthew K. Richmond, Vice President and Portfolio Manager of Securian, has managed the Portfolio since January 2014; and Joshua M. Klaetsch, Portfolio Manager of Securian, has managed the Portfolio since April 2018.

Effective April 30, 2018, the following replaces the “The Management of the Portfolios — Portfolio Management — Ivy VIP Securian Real Estate Securities” section:

Ivy VIP Securian Real Estate Securities: Lowell R. Bolken, Matthew K. Richmond and Joshua M. Klaetsch are primarily responsible for the day-to-day portfolio management of Ivy VIP Securian Real Estate Securities. Messrs. Bolken, Richmond and Klaetsch also are primarily responsible for the day-to-day portfolio management of Ivy Securian Real Estate Securities Fund, which also is managed by IICO. Mr. Bolken has held his Portfolio responsibilities since April 2006. He has been a Portfolio Manager with Securian since September 2005. From April 2001 to September 2005, he was Managing Director and Manager, Corporate Bond Research, Dain Rauscher, Inc.

Mr. Richmond has held his Portfolio responsibilities since January 2014. He has been a Vice President and Portfolio Manager with Securian since December 2013. Most recently, Mr. Richmond served as Director of Real Estate Securities Portfolio Management for Principal Real Estate Investors, the dedicated real estate group of Principal Global Investors, a position he held since 2000. He received a BS in Finance from the University of Nebraska and an MBA in Finance from the University of Iowa.

Mr. Klaetsch has held his Portfolio responsibilities since April 2018. He has been an Investment Officer with Securian since November 2016 and has been an analyst at Securian since joining the firm in June 2008. He is a CFA Charterholder, received a BA in Economics and Business Management from Luther College and an MBA in Real Estate Finance from the University of Wisconsin.

*****

IVY VARIABLE INSURANCE PORTFOLIOS

Supplement dated April 12, 2018 to the

Ivy Variable Insurance Portfolios Statement of Additional Information

dated April 28, 2017

as supplemented July 14, 2017, December 8, 2017 and February 26, 2018

Advantus Capital Management, Inc., the subadviser to Ivy VIP Advantus Real Estate Securities, will change its name to Securian Asset Management, Inc. (Securian) effective April 30, 2018. Therefore, effective April 30, 2018, the Statement of Additional Information is amended to reflect the following name changes:

 

∎

The name of Ivy VIP Advantus Real Estate Securities is changed to Ivy VIP Securian Real Estate Securities

∎

All references to Advantus Capital Management, Inc. and Advantus Capital are amended to read Securian Asset Management, Inc. and Securian, respectively.

Effective April 30, 2018, the following is inserted immediately preceding the “Portfolio Managers — Portfolio Managers employed by Securian — Conflicts of Interest” section beginning on page 87:

The following table provides information relating to the portfolio manager of the specified Portfolio as of March 31, 2018:

Joshua M. Klaetsch – Ivy VIP Securian Real Estate Securities *

 

     Registered
Investment
Companies		      Other Pooled
Investment
Vehicles		      Other
Accounts		  

Number of Accounts Managed

      0        0        0  

Number of Accounts Managed with Performance-Based Advisory Fees

      0        0        0  

Assets Managed (in millions)

    $ 0      $ 0      $ 0  

Assets Managed with Performance-Based Advisory Fees (in millions)

    $ 0      $ 0      $ 0  

 

*

Mr. Klaetsch assumed co-investment management responsibilities for Ivy VIP Securian Real Estate Securities effective April 30, 2018.

Effective April 30, 2018, the following is inserted immediately preceding the “Brokerage Allocation and Other Practices” section beginning on page 88:

As of March 31, 2018, the dollar range of shares of the Portfolio beneficially owned by the portfolio manager was:

 

Manager

   

Dollar Range of Shares Owned*
in Ivy VIP Securian

Real Estate Securities

   

Dollar Range of Shares
Owned in the Fund
Complex

Joshua M. Klaetsch**

    $0    $10,001 to $50,000

 

*

The Portfolio’s shares are available for purchase only by Participating Insurance Companies and are indirectly owned by investors in the Policies for which the Portfolio serves as an underlying investment vehicle.

**

Mr. Klaetsch assumed co-portfolio management responsibilities for Ivy VIP Securian Real Estate Securities effective April 30, 2018.

*****

IVY VARIABLE INSURANCE PORTFOLIOS

Supplement dated February 26, 2018 to the

Ivy Variable Insurance Portfolios Prospectus

dated April 28, 2017

as supplemented July 14, 2017, August 10, 2017, December 8, 2017, December 29, 2017 and February 6, 2018

Important Notice Regarding Change in Investment Policy for Ivy VIP Bond

The Board of Trustees of the Ivy Variable Insurance Portfolios approved changes to the name, principal investment strategy and a non-fundamental investment restriction of Ivy VIP Bond (the “Portfolio”). Such changes will become effective on April 30, 2018 (the “Effective Date”).

As of the Effective Date, the following will occur:

 

1)

Name Change. The Portfolio’s name will change, as set forth below:

 

Current Name

   

New Name

Ivy VIP Bond    Ivy VIP Corporate Bond

Important Notice Regarding Change in Investment Policy for Ivy VIP Dividend Opportunities

The Board of Trustees of the Ivy Variable Insurance Portfolios recently approved changes to the name, investment objective, principal investment strategy and a non-fundamental investment restriction of Ivy VIP Dividend Opportunities (the “Portfolio”). Such changes will become effective on April 30, 2018 (the “Effective Date”).

As of the Effective Date, the following will occur:

 

1)

Name Change. The Portfolio’s name will change, as set forth below:

 

Current Name

   

New Name

Ivy VIP Dividend Opportunities    Ivy VIP Global Equity Income

 

2)

Investment Objective Change. The Portfolio’s investment objective will change, as set forth below:

 

Current Investment Objective

   

New Investment Objective

To seek to provide total return.   

To seek to provide total return through a combination of

current income and capital appreciation.

*****

IVY VARIABLE INSURANCE PORTFOLIOS

Supplement dated February 6, 2018 to the

Ivy Variable Insurance Portfolios Prospectus

dated April 28, 2017

as supplemented July 14, 2017, August 10, 2017, December 8, 2017 and December 29, 2017

The following replaces the “Portfolio Managers” section for Ivy VIP Asset Strategy:

Portfolio Managers

F. Chace Brundige, Senior Vice President of IICO, and Cynthia P. Prince-Fox, Senior Vice President of IICO, have managed the Portfolio since August 2014, and W. Jeffery Surles, Senior Vice President of IICO, has managed the Portfolio since February 2018. Effective April 30, 2018, Ms. Prince-Fox is retiring from IICO and will no longer serve as a co-portfolio manager of the Portfolio.

The following replaces the “Portfolio Managers” section for Ivy VIP Pathfinder Aggressive, Ivy VIP Pathfinder Moderately Aggressive, Ivy VIP Pathfinder Moderate, Ivy VIP Pathfinder Moderately Conservative and Ivy VIP Pathfinder Conservative, as well as the first paragraph of the “Portfolio Managers” section for Ivy VIP Pathfinder Moderate — Managed Volatility, Ivy VIP Pathfinder Moderately Aggressive — Managed Volatility and Ivy VIP Pathfinder Moderately Conservative — Managed Volatility:

Portfolio Managers

F. Chace Brundige, Senior Vice President of IICO, and Cynthia P. Prince-Fox, Senior Vice President of IICO, have managed the Portfolio since June 2016; and Aaron Young, Vice President of IICO, has managed the Portfolio since October 2016; and W. Jeffery Surles, Senior Vice President of IICO, has managed the Portfolio since February 2018. Effective April 30, 2018, Ms. Prince-Fox is retiring from IICO and will no longer serve as a co-portfolio manager of the Portfolio.

The following replaces the first sentence of the first paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Asset Strategy” section:

F. Chace Brundige, Cynthia P. Prince-Fox and W. Jeffery Surles are primarily responsible for the day-to-day portfolio management of the Ivy VIP Asset Strategy.

The following is inserted following the final sentence of the second paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Asset Strategy” section:

Effective April 30, 2018, Ms. Prince-Fox is retiring from IICO and will no longer serve as a co-portfolio manager of the Portfolio.

The following is inserted as a new paragraph following the final paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Asset Strategy” section:

Mr. Surles has held his responsibilities for Ivy VIP Asset Strategy since February 2018. He is Senior Vice President of IICO and Vice President of the Trust. He joined WRIMCO in 2007 initially serving as an investment analyst. Mr. Surles earned a BS degree from Vanderbilt University, and an MBA from the University of Wisconsin. He is a Chartered Financial Analyst.

The following replaces the first sentence of the first paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Pathfinder Aggressive, Ivy VIP Pathfinder Moderately Aggressive, Ivy VIP Pathfinder Moderate, Ivy VIP Pathfinder Moderately Conservative and Ivy VIP Pathfinder Conservative” section:

F. Chace Brundige, Cynthia Prince-Fox, Aaron Young and W. Jeffery Surles are primarily responsible for the day-to-day portfolio management of each of the Pathfinder Portfolios.

The following is inserted following the final sentence of the second paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Pathfinder Aggressive, Ivy VIP Pathfinder Moderately Aggressive, Ivy VIP Pathfinder Moderate, Ivy VIP Pathfinder Moderately Conservative and Ivy VIP Pathfinder Conservative” section:

Effective April 30, 2018, Ms. Prince-Fox is retiring from IICO and will no longer serve as a co-portfolio manager of the Pathfinder Portfolios.

The following is inserted as a new paragraph following the final paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Pathfinder Aggressive, Ivy VIP Pathfinder Moderately Aggressive, Ivy VIP Pathfinder Moderate, Ivy VIP Pathfinder Moderately Conservative and Ivy VIP Pathfinder Conservative” section:

Mr. Surles has held his responsibilities for the Pathfinder Portfolios since February 2018. Biographical information for Mr. Surles is listed above under TheManagement of the Portfolios—Portfolio Management—Ivy VIP Asset Strategy.

The following replaces the first sentence of the first paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Pathfinder Moderate — Managed Volatility, Ivy VIP Pathfinder Moderately Aggressive — Managed Volatility and Ivy VIP Pathfinder Moderately Conservative — Managed Volatility” section:

F. Chace Brundige, Cynthia Prince-Fox, Aaron Young and W. Jeffery Surles are primarily responsible for the day-to-day portfolio management of each of the Managed Volatility Portfolios.

The following is inserted following the final sentence of the second paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Pathfinder Moderate — Managed Volatility, Ivy VIP Pathfinder Moderately Aggressive — Managed Volatility and Ivy VIP Pathfinder Moderately Conservative — Managed Volatility” section:

Effective April 30, 2018, Ms. Prince-Fox is retiring from IICO and will no longer serve as a co-portfolio manager of the Managed Volatility Portfolios.

The following is inserted as a new paragraph following the third paragraph of the “The Management of the Portfolios — Portfolio Management — Ivy VIP Pathfinder Moderate — Managed Volatility, Ivy VIP Pathfinder Moderately Aggressive — Managed Volatility and Ivy VIP Pathfinder Moderately Conservative — Managed Volatility” section:

Mr. Surles has held his responsibilities for the Managed Volatility Portfolios since February 2018. Biographical information for Mr. Surles is listed above under The Management of the Portfolios — Portfolio Management — Ivy VIP Asset Strategy.

EX-99.B.77Q1(E) 5 d600385dex99b77q1e.htm NEW OR AMENDED REGISTRANT INVESTMENT ADVISORY CONTRACTS New or amended Registrant investment advisory contracts

EX-99.B-77Q1(e)

SUB-ITEM 77Q1(e): New or amended Registrant investment advisory contracts.

IVY VARIABLE INSURANCE PORTFOLIOS

Amended and Restated Appendix A and Amended and Restated Appendix B to the Investment Management Agreement between Ivy Variable Insurance Portfolios and Ivy Investment Management Company, on behalf of its series Ivy VIP Asset Strategy; Ivy VIP Balanced; Ivy VIP Core Equity; Ivy VIP Corporate Bond; Ivy VIP Energy; Ivy VIP Global Bond; Ivy VIP Global Equity Income; Ivy VIP Global Growth; Ivy VIP Government Money Market; Ivy VIP Growth; Ivy VIP High Income; Ivy VIP Limited-Term Bond; Ivy VIP Mid Cap Growth; Ivy VIP Science and Technology; Ivy VIP Small Cap Growth; Ivy VIP Value; Ivy VIP Pathfinder Aggressive; Ivy VIP Pathfinder Moderately Aggressive; Ivy VIP Pathfinder Moderate; Ivy VIP Pathfinder Moderately Conservative; and Ivy VIP Pathfinder Conservative, as amended April 30, 2018, was filed with the Securities and Exchange Commission by EDGAR on April 27, 2018, in Post-Effective Amendment No. 73 to the Registration Statement on Form N-1A, and is incorporated by reference herein.

*****

Amended and Restated Appendix A and Amended and Restated Appendix B to the Investment Management Agreement between Ivy Variable Insurance Portfolios and Ivy Investment Management Company, on behalf of its series Ivy VIP International Core Equity; Ivy VIP Micro Cap Growth; Ivy VIP Natural Resources; Ivy VIP Securian Real Estate Securities; Ivy VIP Small Cap Core; Ivy VIP Pathfinder Moderately Aggressive – Managed Volatility; Ivy VIP Pathfinder Moderate – Managed Volatility; and Ivy VIP Pathfinder Moderately Conservative – Managed Volatility, as amended April 30, 2018, was filed with the Securities and Exchange Commission by EDGAR on April 27, 2018, in Post-Effective Amendment No. 73 to the Registration Statement on Form N-1A, and is incorporated by reference herein.

*****

Investment Management Fee Reduction Agreement by and between Ivy Investment Management Company and Ivy Variable Insurance Portfolios, on behalf of its series Ivy VIP Advantus Real Estate Securities, effective April 30, 2018, was filed with the Securities and Exchange Commission by EDGAR on April 27, 2018, in Post-Effective Amendment No. 73 to the Registration Statement on Form N-1A, and is incorporated by reference herein.