0001181431-12-047358.txt : 20120829
0001181431-12-047358.hdr.sgml : 20120829
20120824143044
ACCESSION NUMBER: 0001181431-12-047358
CONFORMED SUBMISSION TYPE: N-MFP/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120824
DATE AS OF CHANGE: 20120824
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ivy Funds Variable Insurance Portfolios
CENTRAL INDEX KEY: 0000810016
IRS NUMBER: 481146010
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05017
FILM NUMBER: 121054397
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVENUE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: P O BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
FORMER COMPANY:
FORMER CONFORMED NAME: Ivy Funds Variable Insurance Portfolios, Inc.
DATE OF NAME CHANGE: 20080819
FORMER COMPANY:
FORMER CONFORMED NAME: W&R TARGET FUNDS INC
DATE OF NAME CHANGE: 20001026
FORMER COMPANY:
FORMER CONFORMED NAME: TARGET UNITED FUNDS INC
DATE OF NAME CHANGE: 19990506
0000810016
S000006229
Ivy Funds VIP Money Market
C000017163
SAME
N-MFP/A
1
primary_doc.xml
N-MFP/A
N-MFP/A
LIVE
N
2012-06-30
0000810016
S000006229
1
N
N
33-11466
Waddell & Reed Investment Management Company
801-40372
Deloitte & Touche LLP
Kansas City
MO
Waddell & Reed Services Company
Waddell & Reed Services Company
0000700533
84-1062
N
N
Y
Prime
41
52
228206249.74
364418.42
784765.09
227785903.07
0.0033
1.0000
2012-06-30
1.0000
2012-06-30
C000017163
1.00
227785903.07
1.00
3013965.88
6785011.19
3771045.31
0.0002
1.0000
2012-06-30
1.0000
2012-06-30
American Honda Finance Corp. (GTD by Honda Motor Co.)
American Honda Finance Corp. (GTD by Honda Motor Co.), 0.71%
02666QJ87
Other Note
N
First Tier Security
N/A
N/A
2012-09-26
2012-09-26
N
Y
Honda Motor Co.
N/A
N/A
N
1000000.00
1000000.00
0.0043
N/A
N
1001002.00
1001002.00
American Honda Finance Corp. (GTD by Honda Motor Co.)
American Honda Finance Corp. (GTD by Honda Motor Co.), 0.72%
02666QK28
Other Note
N
First Tier Security
N/A
N/A
2012-09-07
2012-12-07
N
Y
Honda Motor Co.
N/A
N/A
N
3400000.00
3400000.00
0.0148
N/A
N
3402822.00
3402822.00
Banco del Estado de Chile
Banco del Estado de Chile, 1.09%
05962PJD2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-09-24
2013-03-22
N
N
N
4000000.00
4000000.00
0.0174
N/A
N
3999228.00
3999228.00
Banco del Estado de Chile
Banco del Estado de Chile, 0.79%
05962PHS1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-09-10
2012-09-10
N
N
N
2354000.00
2354000.00
0.0102
N/A
N
2355306.47
2355306.47
Banco del Estado de Chile
Banco del Estado de Chile, 0.35%
05962PMT3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-08-10
2012-08-10
N
N
N
4500000.00
4500000.00
0.0196
N/A
N
4499896.50
4499896.50
Bank of America, N.A.
Bank of America, N.A., 0.82%
0605A06R0
Other Note
N
First Tier Security
N/A
N/A
2012-07-20
2012-07-20
N
N
Y
Maturity Extension Option
Bank of America, N.A.
N/A
N/A
1300000.00
1300000.00
0.0056
N/A
N
1299918.10
1299918.10
Baxter International Inc.
Baxter International Inc., 0.29%
0718A2G96
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-09
2012-07-09
N
N
N
1800000.00
1799884.01
0.0078
N/A
N
1799877.60
1799877.60
Baxter International Inc.
Baxter International Inc., 0.27%
0718A2GC9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-12
2012-07-12
N
N
N
9500000.00
9499158.21
0.0413
N/A
N
9499107.00
9499107.00
BellSouth Corporation (GTD by AT&T Inc.)
BellSouth Corporation (GTD by AT&T Inc.), 3.92%
079860AA0
Other Note
N
First Tier Security
N/A
N/A
2013-04-26
2013-04-26
N
Y
AT&T Inc.
N/A
N/A
N
7000000.00
7185613.86
0.0312
N/A
N
7176729.00
7176729.00
CA Hlth Fac Fin Auth, Var Rate Hosp Rev Bonds (Adventist Hlth Sys/West), Ser 1998B (GTD by Bank of America, N.A.)
CA Hlth Fac Fin Auth, Var Rate Hosp Rev Bonds (Adventist Hlth Sys/West), Ser 1998B (GTD by Bank of America, N.A.), 0.13%
13033F7N4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Bank of America, N.A.
N/A
N/A
Y
Bank of America, N.A.
N/A
N/A
N
1400000.00
1400000.00
0.0061
N/A
N
1400000.00
1400000.00
CA Infra and Econ Dev Bank, Var Rate Demand Rfdg Rev Bonds (Los Angeles Cnty Museum of Natural History Fndtn), Ser 2008A GTD by Wells Fargo Bank, N.A.
CA Infra and Econ Dev Bank, Var Rate Demand Rfdg Rev Bonds (Los Angeles Cnty Museum of Natural History Fndtn) Ser 08A GTD by Wells Fargo Bank NA .14%
13033W6H1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Wells Fargo Bank, N.A.
N/A
N/A
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
1900000.00
1900000.00
0.0082
N/A
N
1900000.00
1900000.00
CA Muni Fin Auth, Recovery Zone Fac Bonds (Chevron U.S.A. Inc. Proj), Ser 2010C (GTD by Chevron Corporation)
CA Muni Fin Auth, Recovery Zone Fac Bonds (Chevron U.S.A. Inc. Proj), Ser 2010C (GTD by Chevron Corporation), 0.15%
13048TGV9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Chevron Corporation
N/A
N/A
Y
Chevron Corporation
N/A
N/A
N
2210000.00
2210000.00
0.0096
N/A
N
2210000.00
2210000.00
CA Pollutn Ctl Fin Auth, Pollutn Ctl Rfdg Rev Bonds (Pacific Gas and Elec Co), Ser C (GTD by JPMorgan Chase Bank, N.A.)
CA Pollutn Ctl Fin Auth, Pollutn Ctl Rfdg Rev Bonds (Pacific Gas and Elec Co), Ser C (GTD by JPMorgan Chase Bank, N.A.), 0.17%
130534XA3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
4250000.00
4250000.00
0.0185
N/A
N
4250000.00
4250000.00
Campbell Soup Co.
Campbell Soup Co., 0.19%
13443CH79
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-07
2012-08-07
N
N
N
6000000.00
5998766.70
0.0260
N/A
N
5999088.00
5999088.00
Castle Rock, CO, Cert of Part, Ser 2008 (GTD by Wells Fargo Bank, N.A.)
Castle Rock, CO, Cert of Part, Ser 2008 (GTD by Wells Fargo Bank, N.A.), 0.19%
14848PAL5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
Wells Fargo Bank, N.A.
N/A
N/A
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
4520000.00
4520000.00
0.0196
N/A
N
4520000.00
4520000.00
Caterpillar Inc.
Caterpillar Inc., 0.57%
149123BT7
Other Note
N
First Tier Security
N/A
N/A
2012-11-21
2012-11-21
N
N
N
2200000.00
2201825.21
0.0096
N/A
N
2202114.20
2202114.20
CA Statewide Cmnty Dev Auth, Multifam Hsng Rev Bonds (The Crossings Sr Apts/Phase I), Ser 2005 I (GTD by United States Government)
CA Statewide Cmnty Dev Auth, Multifam Hsng Rev Bonds (The Crossings Sr Apts/Phase I), Ser 2005 I (GTD by United States Government), 0.16%
13077V7E6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
United States Government
N/A
N/A
Y
United States Government
N/A
N/A
N
5200000.00
5200000.00
0.0226
N/A
N
5200000.00
5200000.00
CA Statewide Cmnty Dev Auth, Multifam Hsng Rev Bonds (Wyndover Apts), Ser 2004 LL (GTD by United States Government)
CA Statewide Cmnty Dev Auth, Multifam Hsng Rev Bonds (Wyndover Apts), Ser 2004 LL (GTD by United States Government), 0.16%
13077V6N7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
United States Government
N/A
N/A
Y
United States Government
N/A
N/A
N
2210000.00
2210000.00
0.0096
N/A
N
2210000.00
2210000.00
Chicago Midway Intl Arpt Commercial Paper Notes, Ser 2006 C (GTD by JPMorgan Chase Bank, N.A.)
Chicago Midway Intl Arpt Commercial Paper Notes, Ser 2006 C (GTD by JPMorgan Chase Bank, N.A.), 0.27%
16757CVS0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-09-19
2012-09-19
N
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
2000000.00
2000000.00
0.0087
N/A
N
2000040.00
2000040.00
City of Whittier, Hlth Fac Rev Bonds (Presbyterian Intercmnty Hosp), Ser 2009 (GTD by U.S. Bank, N.A.)
City of Whittier, Hlth Fac Rev Bonds (Presbyterian Intercmnty Hosp), Ser 2009 (GTD by U.S. Bank, N.A.), 0.14%
966769CY5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
U.S. Bank, N.A.
N/A
N/A
Y
U.S. Bank, N.A.
N/A
N/A
N
400000.00
400000.00
0.0017
N/A
N
400000.00
400000.00
City of Whittier, Hlth Fac Rev Bonds (Presbyterian Intercmnty Hosp), Ser 2009 (GTD by U.S. Bank, N.A.)
City of Whittier, Hlth Fac Rev Bonds (Presbyterian Intercmnty Hosp), Ser 2009 (GTD by U.S. Bank, N.A.), 0.14%
966769CZ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
U.S. Bank, N.A.
N/A
N/A
Y
U.S. Bank, N.A.
N/A
N/A
N
1395000.00
1395000.00
0.0061
N/A
N
1395000.00
1395000.00
CO Hsng and Fin Auth, Multifam Hsng Rev Bonds (Greentree Vlg Apts Proj), Ser 2007 (GTD by U.S. Bank, N.A.)
CO Hsng and Fin Auth, Multifam Hsng Rev Bonds (Greentree Vlg Apts Proj), Ser 2007 (GTD by U.S. Bank, N.A.), 0.19%
196479MC0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
U.S. Bank, N.A.
N/A
N/A
Y
U.S. Bank, N.A.
N/A
N/A
N
1895000.00
1895000.00
0.0083
N/A
N
1895000.00
1895000.00
Corporacion Andina de Fomento
Corporacion Andina de Fomento, 0.23%
2198X2GG8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-16
2012-07-16
N
N
N
3100000.00
3099638.33
0.0135
N/A
N
3099696.20
3099696.20
Corporacion Andina de Fomento
Corporacion Andina de Fomento, 0.17%
2198X2GJ2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-18
2012-07-18
N
N
N
1000000.00
999915.00
0.0044
N/A
N
999888.00
999888.00
Corporacion Andina de Fomento
Corporacion Andina de Fomento, 0.28%
2198X2G29
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
N
N
N
5100000.00
5099960.32
0.0221
N/A
N
5099933.70
5099933.70
Corporacion Andina de Fomento
Corporacion Andina de Fomento, 0.28%
2198X2HP7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-23
2012-08-23
N
N
N
1800000.00
1799258.02
0.0078
N/A
N
1799119.80
1799119.80
Dev Auth of Monroe Cty, Pollutn Ctl Rev Bonds (GAPower Co Plant Scherer Proj), First Ser 2008 (GTD by Georgia Power Company)
Dev Auth of Monroe Cty, Pollutn Ctl Rev Bonds (GAPower Co Plant Scherer Proj), First Ser 2008 (GTD by Georgia Power Company), 0.23%
610530EU7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Georgia Power Company
N/A
N/A
Y
Georgia Power Company
N/A
N/A
N
2275000.00
2275000.00
0.0099
N/A
N
2275000.00
2275000.00
Dev Auth of Talbot Cnty, Incr Indl Dev Rev Bonds (Junction City Mining Co, LLC Proj), Ser 2000 (GTD by Wachovia Bank, N.A.)
Dev Auth of Talbot Cnty, Incr Indl Dev Rev Bonds (Junction City Mining Co, LLC Proj), Ser 2000 (GTD by Wachovia Bank, N.A.), 0.26%
874135AB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
Wachovia Bank, N.A.
N/A
N/A
Y
Wachovia Bank, N.A.
N/A
N/A
N
105000.00
105000.00
0.0004
N/A
N
105000.00
105000.00
E.I. du Pont de Nemours and Company
E.I. du Pont de Nemours and Company, 0.15%
2635J4GB2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-11
2012-07-11
N
N
N
1500000.00
1499929.17
0.0065
N/A
N
1499910.00
1499910.00
E.I. du Pont de Nemours and Company
E.I. du Pont de Nemours and Company, 0.2%
2635J4H21
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-02
2012-08-02
N
N
N
6515000.00
6513783.91
0.0283
N/A
N
6513827.30
6513827.30
Elmhurst, IL, Adj Demand Rev Bonds, Joint Comsn on Accred of Hltcare Org (GTD by JPMorgan Chase Bank, N.A.)
Elmhurst, IL, Adj Demand Rev Bonds, Joint Comsn on Accred of Hltcare Org (GTD by JPMorgan Chase Bank, N.A.), 0.17%
289470AA4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
835000.00
835000.00
0.0036
N/A
N
835000.00
835000.00
Exempla Gen Impvt Dist of Lafayette, CO, Spl Impvt Dist No. 02-01, Spl Assmt Rev Rfdg and Impvt Bonds, Ser 2002 (GTD by Wells Fargo Bank, N.A.)
Exempla Gen Impvt Dist of Lafayette, CO, Spl Impvt Dist No. 02-01, Spl Assmt Rev Rfdg and Impvt Bonds, Ser 2002 (GTD by Wells Fargo Bank, N.A.), 0.18%
506053AA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
Wells Fargo Bank, N.A.
N/A
N/A
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
250000.00
250000.00
0.0011
N/A
N
250000.00
250000.00
General Electric Capital Corporation
General Electric Capital Corporation, 5.25%
36962G3K8
Other Note
N
First Tier Security
N/A
N/A
2012-10-19
2012-10-19
N
N
N
6850000.00
6940724.13
0.0301
N/A
N
6945893.15
6945893.15
General Electric Capital Corporation
General Electric Capital Corporation, 3.5%
36962G4E1
Other Note
N
First Tier Security
N/A
N/A
2012-08-13
2012-08-13
N
N
N
2800000.00
2809606.37
0.0122
N/A
N
2809326.80
2809326.80
General Electric Capital Corporation
General Electric Capital Corporation, 5.45%
36962GZY3
Other Note
N
First Tier Security
N/A
N/A
2013-01-15
2013-01-15
N
N
N
1300000.00
1333850.25
0.0058
N/A
N
1333597.20
1333597.20
Harris Cnty Hosp Dist, Sr Lien Rfdg Rev Bonds, Ser 2010 (GTD by JPMorgan Chase & Co.)
Harris Cnty Hosp Dist, Sr Lien Rfdg Rev Bonds, Ser 2010 (GTD by JPMorgan Chase & Co.), 0.18%
41415WBT8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
JPMorgan Chase & Co.
N/A
N/A
Y
JPMorgan Chase & Co.
N/A
N/A
N
2910000.00
2910000.00
0.0126
N/A
N
2910000.00
2910000.00
Overseas Private Investment Corporation (GTD by United States Government)
Overseas Private Investment Corporation (GTD by United States Government), 0.18%
690353LD7
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
United States Government
N/A
N/A
Y
United States Government
N/A
N/A
N
1081395.71
1081395.71
0.0047
N/A
N
1081395.71
1081395.71
Harvest Junction Metro Dist (Longmont, CO), Ltd Tax GO Var Rate Bonds, Ser 2006 (GTD by U.S Bank, N.A.)
Harvest Junction Metro Dist (Longmont, CO), Ltd Tax GO Var Rate Bonds, Ser 2006 (GTD by U.S Bank, N.A.), 0.2%
417536AA7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
U.S Bank, N.A.
N/A
N/A
Y
U.S Bank, N.A.
N/A
N/A
N
1080000.00
1080000.00
0.0047
N/A
N
1080000.00
1080000.00
Hosp Fac Auth of Clackamas Cnty, OR, Rev Bonds (Legacy Hlth Sys), Ser 2008B (GTD by U.S. Bank, N.A.)
Hosp Fac Auth of Clackamas Cnty, OR, Rev Bonds (Legacy Hlth Sys), Ser 2008B (GTD by U.S. Bank, N.A.), 0.16%
179027VK0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
U.S. Bank, N.A.
N/A
N/A
Y
U.S. Bank, N.A.
N/A
N/A
N
700000.00
700000.00
0.0030
N/A
N
700000.00
700000.00
IA Fin Auth, Var Rate Demand Hlth Fac Rev Bonds (Great River Med Ctr Proj), Ser 2008 (GTD by Great River Medical Center)
IA Fin Auth, Var Rate Demand Hlth Fac Rev Bonds (Great River Med Ctr Proj), Ser 2008 (GTD by Great River Medical Center), 0.17%
462466BV4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Great River Medical Center
N/A
N/A
Y
Great River Medical Center
N/A
N/A
N
1170000.00
1170000.00
0.0051
N/A
N
1170000.00
1170000.00
IBM International Group Capital LLC (GTD by International Business Machines Corporation)
IBM International Group Capital LLC (GTD by International Business Machines Corporation), 0.75%
44924EAZ3
Other Note
N
First Tier Security
N/A
N/A
2012-08-28
2012-12-26
N
Y
International Business Machines Corporation
N/A
N/A
Y
Maturity Extension Option
International Business Machines Corporation
N/A
N/A
1500000.00
1500000.00
0.0065
N/A
N
1500246.00
1500246.00
IL Fin Auth, Var Rate Demand Rev Bonds (Provena Health), Ser 2009B (GTD by JPMorgan Chase & Co.)
IL Fin Auth, Var Rate Demand Rev Bonds (Provena Health), Ser 2009B (GTD by JPMorgan Chase & Co.), 0.17%
45200FYF0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
JPMorgan Chase & Co.
N/A
N/A
Y
JPMorgan Chase & Co.
N/A
N/A
N
1055000.00
1055000.00
0.0046
N/A
N
1055000.00
1055000.00
IL Fin Auth, Var Rate Demand Rev Bonds (The Univ of Chicago Med Ctr), Ser D (GTD by JPMorgan Chase &Co.)
IL Fin Auth, Var Rate Demand Rev Bonds (The Univ of Chicago Med Ctr), Ser D (GTD by JPMorgan Chase &Co.), 0.17%
45200FZX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
JPMorgan Chase &Co.
N/A
N/A
Y
JPMorgan Chase &Co.
N/A
N/A
N
790000.00
790000.00
0.0034
N/A
N
790000.00
790000.00
Irvine Unif Sch Dist, Cmnty Fac Dist No. 09-1, Adj Rate Spl Tax Bonds, Ser 2012 A (GTD by U.S. Bank,N.A.)
Irvine Unif Sch Dist, Cmnty Fac Dist No. 09-1, Adj Rate Spl Tax Bonds, Ser 2012 A (GTD by U.S. Bank,N.A.), 0.13%
463612GB1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
U.S. Bank,N.A.
N/A
N/A
Y
U.S. Bank,N.A.
N/A
N/A
N
3000000.00
3000000.00
0.0130
N/A
N
3000000.00
3000000.00
John Deere Financial Limited (GTD by John Deere Capital Corporation)
John Deere Financial Limited (GTD by John Deere Capital Corporation), 0.15%
24423MGP9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-23
2012-07-23
N
Y
John Deere Capital Corporation
N/A
N/A
N
1000000.00
999902.22
0.0043
N/A
N
999880.00
999880.00
Kansas City, MO, Var Rate Demand Taxable Spl Oblig Rfdg Bonds (President Hotel Redev Proj), Ser 2009B (GTD by JPMorgan Chase & Co.)
Kansas City, MO, Var Rate Demand Taxable Spl Oblig Rfdg Bonds (President Hotel Redev Proj), Ser 2009B (GTD by JPMorgan Chase & Co.), 0.24%
485106CW6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
JPMorgan Chase & Co.
N/A
N/A
Y
JPMorgan Chase & Co.
N/A
N/A
N
1340000.00
1340000.00
0.0058
N/A
N
1340000.00
1340000.00
Kimberly-Clark Corporation
Kimberly-Clark Corporation, 4.03%
494368AZ6
Other Note
N
First Tier Security
N/A
N/A
2012-12-19
2012-12-19
N
N
N
6100000.00
6203165.64
0.0269
N/A
N
6200869.60
6200869.60
L'Oreal USA, Inc.
L'Oreal USA, Inc., 0.16%
50211TGS9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-26
2012-07-26
N
N
N
1400000.00
1399834.73
0.0061
N/A
N
1399780.20
1399780.20
LA Pub Fac Auth, Rev Bonds (Air Products and Chemicals Proj), Ser 2009A (GTD by Air Products and Chemicals, Inc.)
LA Pub Fac Auth, Rev Bonds (Air Products and Chemicals Proj), Ser 2009A (GTD by Air Products and Chemicals, Inc.), 0.16%
546398C48
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
Air Products and Chemicals, Inc.
N/A
N/A
Y
Air Products and Chemicals, Inc.
N/A
N/A
N
2350000.00
2350000.00
0.0102
N/A
N
2350000.00
2350000.00
LA Pub Fac Auth, Var Rate Rev Rfdg Bonds (CHRISTUS Hlth), Ser 2009B-1 (GTD by Bank of New York (The))
LA Pub Fac Auth, Var Rate Rev Rfdg Bonds (CHRISTUS Hlth), Ser 2009B-1 (GTD by Bank of New York (The)), 0.14%
546398C71
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
Bank of New York (The)
N/A
N/A
Y
Bank of New York (The)
N/A
N/A
N
1750000.00
1750000.00
0.0076
N/A
N
1750000.00
1750000.00
MA Hlth and Edu Fac Auth, Var Rate Rev Bonds, Dana-Farber Cancer Institute Issue, Ser 2008L-1 (GTD by JPMorgan Chase Bank, N.A.)
MA Hlth and Edu Fac Auth, Var Rate Rev Bonds, Dana-Farber Cancer Institute Issue, Ser 2008L-1 (GTD by JPMorgan Chase Bank, N.A.), 0.15%
57586CY90
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
3000000.00
3000000.00
0.0130
N/A
N
3000000.00
3000000.00
MD Hlth and Higher Edu Fac Auth Rev Bonds, Anne Arundel Hlth Sys Issue, Ser 2009A (GTD by Toronto Dominion Bank)
MD Hlth and Higher Edu Fac Auth Rev Bonds, Anne Arundel Hlth Sys Issue, Ser 2009A (GTD by Toronto Dominion Bank), 0.19%
5742165U7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
Toronto Dominion Bank
N/A
N/A
Y
Toronto Dominion Bank
N/A
N/A
N
915000.00
915000.00
0.0040
N/A
N
915000.00
915000.00
MS Business Fin Corp, Adj Mode Indl Dev Rev Bonds (Belk, Inc. Proj), Ser 2005 (GTD by Wachovia Bank, N.A.)
MS Business Fin Corp, Adj Mode Indl Dev Rev Bonds (Belk, Inc. Proj), Ser 2005 (GTD by Wachovia Bank, N.A.), 0.21%
605275QQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
Wachovia Bank, N.A.
N/A
N/A
Y
Wachovia Bank, N.A.
N/A
N/A
N
3936000.00
3936000.00
0.0171
N/A
N
3936000.00
3936000.00
NY State Hsng Fin Agy, 600 W 42nd Street Hsng Rev Bonds, Ser 2008B
NY State Hsng Fin Agy, 600 W 42nd Street Hsng Rev Bonds, Ser 2008B, 0.17%
64986MT62
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
N
N
N
2750000.00
2750000.00
0.0120
N/A
N
2750000.00
2750000.00
Overseas Private Investment Corporation (GTD by United States Government)
Overseas Private Investment Corporation (GTD by United States Government), 0.5%
690353UH8
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-12-09
2012-12-09
N
Y
United States Government
N/A
N/A
N
815000.00
815000.00
0.0035
N/A
N
816817.45
816817.45
Overseas Private Investment Corporation (GTD by United States Government)
Overseas Private Investment Corporation (GTD by United States Government), 0.18%
690353QZ3
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
United States Government
N/A
N/A
Y
United States Government
N/A
N/A
N
1890764.35
1890764.20
0.0083
N/A
N
1890764.35
1890764.35
MS Business Fin Corp, Gulf Opp Zone Indl Dev Rev Bonds (Chevron U.S.A. Inc. Proj), Ser 2007D (GTD by Chevron Corporation)
MS Business Fin Corp, Gulf Opp Zone Indl Dev Rev Bonds (Chevron U.S.A. Inc. Proj), Ser 2007D (GTD by Chevron Corporation), 0.16%
60528AAV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Chevron Corporation
N/A
N/A
Y
Chevron Corporation
N/A
N/A
N
9510000.00
9510000.00
0.0413
N/A
N
9510000.00
9510000.00
MS Business Fin Corp, Gulf Opp Zone Indl Dev Rev Bonds (Chevron U.S.A. Inc. Proj), Ser 2010J (GTD by Chevron Corporation)
MS Business Fin Corp, Gulf Opp Zone Indl Dev Rev Bonds (Chevron U.S.A. Inc. Proj), Ser 2010J (GTD by Chevron Corporation), 0.16%
60528ACA0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Chevron Corporation
N/A
N/A
Y
Chevron Corporation
N/A
N/A
N
1750000.00
1750000.00
0.0076
N/A
N
1750000.00
1750000.00
Municipal Electric Authority of Georgia, General Resolution Projects Bond Anticipation Notes, Series B (Taxable), (GTD by Wells Fargo Bank, N.A.)
Municipal Electric Authority of Georgia, General Resolution Projects Bond Anticipation Notes, Series B (Taxable), (GTD by Wells Fargo Bank, N.A.) .17%
62621KQV9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-11
2012-07-11
N
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
6250000.00
6250000.00
0.0271
N/A
N
6249812.50
6249812.50
NY Hsng Fin Agy, Related-Caroline Apt Hsng Rev Bonds, Ser 2008A (GTD by Federal Home Loan Mortgage Corporation)
NY Hsng Fin Agy, Related-Caroline Apt Hsng Rev Bonds, Ser 2008A (GTD by Federal Home Loan Mortgage Corporation), 0.21%
64986MT54
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
Federal Home Loan Mortgage Corporation
N/A
N/A
Y
Federal Home Loan Mortgage Corporation
N/A
N/A
N
900000.00
900000.00
0.0039
N/A
N
900000.00
900000.00
Overseas Private Investment Corporation (GTD by United States Government)
Overseas Private Investment Corporation (GTD by United States Government), 0.18%
690353RD1
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
United States Government
N/A
N/A
Y
United States Government
N/A
N/A
N
2250000.01
2250000.01
0.0098
N/A
N
2250000.01
2250000.01
Parish of St. Bernard, LA, Exempt Fac Rev Bonds (Mobil Oil Corp Proj), Ser 1996 (GTD by Exxon Mobil Corporation)
Parish of St. Bernard, LA, Exempt Fac Rev Bonds (Mobil Oil Corp Proj), Ser 1996 (GTD by Exxon Mobil Corporation), 0.14%
787490AB7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Exxon Mobil Corporation
N/A
N/A
Y
Exxon Mobil Corporation
N/A
N/A
N
1000000.00
1000000.00
0.0043
N/A
N
1000000.00
1000000.00
Peninsula Ports Auth of VA, Coal Terminal Rev Rfdg Bonds (Dominion Terminal Assoc Proj), Ser 1987-A(GTD by U.S. Bank, N.A.)
Peninsula Ports Auth of VA, Coal Terminal Rev Rfdg Bonds (Dominion Terminal Assoc Proj), Ser 1987-A(GTD by U.S. Bank, N.A.), 0.14%
70716RKW7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-11
2012-07-11
N
Y
U.S. Bank, N.A.
N/A
N/A
N
2035000.00
2035000.00
0.0088
N/A
N
2034938.95
2034938.95
Port Arthur Navigation Dist Indl Dev Corp, Exempt Fac Var Rate Rev Bonds (Air Products Proj), Ser 2005 (GTD by Air Products and Chemicals, Inc.)
Port Arthur Navigation Dist Indl Dev Corp, Exempt Fac Var Rate Rev Bonds (Air Products Proj), Ser 2005 (GTD by Air Products and Chemicals, Inc.), .16%
733508AD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Air Products and Chemicals, Inc.
N/A
N/A
Y
Air Products and Chemicals, Inc.
N/A
N/A
N
2250000.00
2250000.00
0.0098
N/A
N
2250000.00
2250000.00
Port Arthur Navigation Dist Indl Dev Corp, Exempt Fac Var Rate Rev Bonds (Air Products Proj), Ser 2006 (GTD by Air Products and Chemicals, Inc.)
Port Arthur Navigation Dist Indl Dev Corp, Exempt Fac Var Rate Rev Bonds (Air Products Proj), Ser 2006 (GTD by Air Products and Chemicals, Inc.), .16%
733508AE5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Air Products and Chemicals, Inc.
N/A
N/A
Y
Air Products and Chemicals, Inc.
N/A
N/A
N
3040000.00
3040000.00
0.0132
N/A
N
3040000.00
3040000.00
Rabobank Nederland
Rabobank Nederland, 0.61%
74977RCR3
Other Note
N
First Tier Security
N/A
N/A
2012-08-16
2012-09-14
N
N
Y
Maturity Extension Option
Rabobank Nederland
N/A
N/A
1000000.00
1000000.00
0.0043
N/A
N
999964.00
999964.00
River Fuel Funding Company #3, Inc. (GTD by Bank of New York (The))
River Fuel Funding Company #3, Inc. (GTD by Bank of New York (The)), 0.21%
7682A0GX8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-31
2012-07-31
N
Y
Bank of New York (The)
N/A
N/A
N
2500000.00
2499541.68
0.0109
N/A
N
2499570.00
2499570.00
River Fuel Funding Company #3, Inc. (GTD by Bank of Nova Scotia)
River Fuel Funding Company #3, Inc. (GTD by Bank of Nova Scotia), 0.19%
7682A0HF6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-15
2012-08-15
N
Y
Bank of Nova Scotia
N/A
N/A
N
348000.00
347917.35
0.0015
N/A
N
347898.38
347898.38
Santa Clara Cnty Fin Auth, Var Rate Rev Bonds, El Camino Hosp, Ser 2009A (GTD by Wells Fargo Bank, N.A.)
Santa Clara Cnty Fin Auth, Var Rate Rev Bonds, El Camino Hosp, Ser 2009A (GTD by Wells Fargo Bank, N.A.), 0.15%
801642BN8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
Wells Fargo Bank, N.A.
N/A
N/A
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
1085000.00
1085000.00
0.0047
N/A
N
1085000.00
1085000.00
Sheridan Redev Agy CO Tax, Var Rfdg S Santa Fe Dr Corridor Redev PJ-Ser A-1 (GTD by JPMorgan Chase & Co.)
Sheridan Redev Agy CO Tax, Var Rfdg S Santa Fe Dr Corridor Redev PJ-Ser A-1 (GTD by JPMorgan Chase & Co.), 0.22%
82382LAJ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
JPMorgan Chase & Co.
N/A
N/A
Y
JPMorgan Chase & Co.
N/A
N/A
N
1500000.00
1500000.00
0.0065
N/A
N
1500000.00
1500000.00
Sheridan Redev Agy CO Tax, Var Rfdg S Santa Fe Dr Corridor Redev PJ-Ser A-1 (GTD by JPMorgan Chase & Co.)
Sheridan Redev Agy CO Tax, Var Rfdg S Santa Fe Dr Corridor Redev PJ-Ser A-1 (GTD by JPMorgan Chase & Co.), 0.5%
82382LAK5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
JPMorgan Chase & Co.
N/A
N/A
Y
JPMorgan Chase & Co.
N/A
N/A
N
550000.00
550000.00
0.0024
N/A
N
550000.00
550000.00
St. Jude Medical, Inc.
St. Jude Medical, Inc., 0.19%
8522W2GC3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-12
2012-07-12
N
N
N
4312000.00
4311723.34
0.0187
N/A
N
4311594.67
4311594.67
St. Jude Medical, Inc.
St. Jude Medical, Inc., 0.2%
8522W2GG4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-16
2012-07-16
N
N
N
1775000.00
1774844.69
0.0077
N/A
N
1774767.48
1774767.48
St. Jude Medical, Inc.
St. Jude Medical, Inc., 0.19%
8522W2GP4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-23
2012-07-23
N
N
N
2875000.00
2874648.62
0.0125
N/A
N
2874425.00
2874425.00
St. Jude Medical, Inc.
St. Jude Medical, Inc., 0.2%
8522W2GT6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-27
2012-07-27
N
N
N
1000000.00
999848.33
0.0043
N/A
N
999757.00
999757.00
The Academy of the New Church, Var Rate Demand Bonds, Ser 2008 (GTD by Wachovia Bank, N.A.)
The Academy of the New Church, Var Rate Demand Bonds, Ser 2008 (GTD by Wachovia Bank, N.A.), 0.21%
004011AA0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
Wachovia Bank, N.A.
N/A
N/A
Y
Wachovia Bank, N.A.
N/A
N/A
N
2335000.00
2335000.00
0.0101
N/A
N
2335000.00
2335000.00
The Indl Dev Auth of Phoenix, AZ, Adj Mode Multifam Hsng Rev Rfdg Bonds (Paradise Lakes Apt Proj), Ser 2007A (GTD by Wachovia Bank, N.A.)
The Indl Dev Auth of Phoenix, AZ, Adj Mode Multifam Hsng Rev Rfdg Bonds (Paradise Lakes Apt Proj), Ser 2007A (GTD by Wachovia Bank, N.A.), 0.18%
718903QQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
Wachovia Bank, N.A.
N/A
N/A
Y
Wachovia Bank, N.A.
N/A
N/A
N
1817000.00
1817000.00
0.0079
N/A
N
1817000.00
1817000.00
Totem Ocean Trailer Express, Inc. (GTD by United States Government)
Totem Ocean Trailer Express, Inc. (GTD by United States Government), 0.72%
89152TAB1
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-07-16
2012-07-16
Y
United States Government
N/A
N/A
Y
United States Government
N/A
N/A
N
1254538.38
1254538.38
0.0054
N/A
N
1254538.38
1254538.38
Toyota Motor Credit Corporation
Toyota Motor Credit Corporation, 0.67%
89233P5W2
Other Note
N
First Tier Security
N/A
N/A
2012-07-24
2013-01-24
N
N
N
1700000.00
1700000.00
0.0074
N/A
N
1702437.80
1702437.80
Toyota Motor Credit Corporation
Toyota Motor Credit Corporation, 0.67%
89233P5P7
Other Note
N
First Tier Security
N/A
N/A
2012-09-17
2012-12-17
N
N
N
6100000.00
6100000.00
0.0265
N/A
N
6109808.80
6109808.80
Toyota Motor Credit Corporation
Toyota Motor Credit Corporation, 0.14%
892332MN4
Other Note
N
First Tier Security
N/A
N/A
2012-07-04
2012-10-05
N
N
N
8000.00
8000.00
0.0000
N/A
N
8000.00
8000.00
Trap Rock Industries, Inc., Var Demand Bonds, Ser 2005 (GTD by Wachovia Bank, N.A.)
Trap Rock Industries, Inc., Var Demand Bonds, Ser 2005 (GTD by Wachovia Bank, N.A.), 0.21%
894123AB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
Wachovia Bank, N.A.
N/A
N/A
Y
Wachovia Bank, N.A.
N/A
N/A
N
1267000.00
1267000.00
0.0055
N/A
N
1267000.00
1267000.00
Uinta Cnty, WY, Pollutn Ctl Rfdg Rev Bonds (Chevron U.S.A. Inc. Proj), Ser 1992 (GTD by Chevron Corporation)
Uinta Cnty, WY, Pollutn Ctl Rfdg Rev Bonds (Chevron U.S.A. Inc. Proj), Ser 1992 (GTD by Chevron Corporation), 0.16%
903592AP8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Chevron Corporation
N/A
N/A
Y
Chevron Corporation
N/A
N/A
N
1156000.00
1156000.00
0.0050
N/A
N
1156000.00
1156000.00
Unilever Capital Corporation
Unilever Capital Corporation, 0.45%
90477DNH5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
N
N
1400000.00
1396500.00
0.0061
N/A
N
1397643.80
1397643.80
United States Treasury Bills
United States Treasury Bills, 0.14%
9127955Q0
Treasury Debt
N
First Tier Security
N/A
N/A
2012-12-13
2012-12-13
N
N
N
1720000.00
1718896.34
0.0075
N/A
N
1718883.72
1718883.72
United States Treasury Bills
United States Treasury Bills, 0.15%
9127956M8
Treasury Debt
N
First Tier Security
N/A
N/A
2012-10-11
2012-10-11
N
N
N
1500000.00
1499362.50
0.0065
N/A
N
1499611.50
1499611.50
United States Treasury Bills
United States Treasury Bills, 0.15%
9127956J5
Treasury Debt
N
First Tier Security
N/A
N/A
2012-09-27
2012-09-27
N
N
N
1600000.00
1599413.34
0.0069
N/A
N
1599672.00
1599672.00
Westminster Econ Dev Auth, Tax Incr Rev Rfdg Bonds (Mandalay Gardens Urban Renewal Proj), Ser 2009 (GTD by U.S. Bank, N.A.)
Westminster Econ Dev Auth, Tax Incr Rev Rfdg Bonds (Mandalay Gardens Urban Renewal Proj), Ser 2009 (GTD by U.S. Bank, N.A.), 0.19%
960660AN8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
U.S. Bank, N.A.
N/A
N/A
Y
U.S. Bank, N.A.
N/A
N/A
N
1110000.00
1110000.00
0.0048
N/A
N
1110000.00
1110000.00
WI Hlth and Edu Fac Auth, Var Rate Demand Rev Bonds (Wausau Hosp, Inc.), Ser 1998B (GTD by JPMorgan Chase Bank, N.A.)
WI Hlth and Edu Fac Auth, Var Rate Demand Rev Bonds (Wausau Hosp, Inc.), Ser 1998B (GTD by JPMorgan Chase Bank, N.A.), 0.18%
97710BLV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
600000.00
600000.00
0.0026
N/A
N
600000.00
600000.00
WI Hlth and Edu Fac Auth, Var Rate Rev Bonds (Aurora Hlth Care Inc.), Ser 2008-A (GTD by U.S. Bank, N.A.)
WI Hlth and Edu Fac Auth, Var Rate Rev Bonds (Aurora Hlth Care Inc.), Ser 2008-A (GTD by U.S. Bank, N.A.), 0.17%
97710VND6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-05
2012-07-05
Y
U.S. Bank, N.A.
N/A
N/A
Y
U.S. Bank, N.A.
N/A
N/A
N
2700000.00
2700000.00
0.0117
N/A
N
2700000.00
2700000.00
Wisconsin Electric Power Co.
Wisconsin Electric Power Co., 0.23%
97665RGH9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-17
2012-07-17
N
N
N
500000.00
499946.67
0.0022
N/A
N
499930.00
499930.00
Wisconsin Electric Power Co.
Wisconsin Electric Power Co., 0.21%
97665RGB2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-11
2012-07-11
N
N
N
4500000.00
4499712.50
0.0195
N/A
N
4499617.50
4499617.50
Wisconsin Electric Power Co.
Wisconsin Electric Power Co., 0.19%
97665RGK2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-19
2012-07-19
N
N
N
6200000.00
6199380.00
0.0269
N/A
N
6199014.20
6199014.20