a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Sit U.S. Government Securities Fund - Class S |
ii. Class identification number, if any | C000032004 |
iii. Ticker symbol, if any | SNGVX |
Shares Outstanding Record:
2 |
i. Full name of Class | Sit U.S. Government Securities Fund - Class Y |
ii. Class identification number, if any | C000217198 |
iii. Ticker symbol, if any | SNGYX |
Pricing Services Record:
1 |
i. Full name | Thomson Reuters Corporation |
ii. LEI, if any, or provide and describe other
identifying number
| 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Intercontinental Exchange, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000F4ZO33MV32P92 |
Description of other identifying number | |
iii. State, if applicable |
GEORGIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg Finance L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 5493001KJTIIGC8Y1R12 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | BNY Mellon Investment Servicing (US) Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | 549300CFZQLI9QMJ1Z03 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | BNY Mellon Investment Servicing (US) Inc. |
ii. LEI, if any, or other identifying number | 549300CFZQLI9QMJ1Z03 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | STEPHENS INC. |
ii. SEC file number | 008-01927 |
iii. CRD number | 000003496 |
iv. LEI, if any | 213800LH6T9XDYZCA534 |
v. State, if applicable |
ARKANSAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 30,534,085.56000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Robert W. Baird & Co. Incorporated |
ii. SEC file number | 008-00497 |
iii. CRD number | 000008158 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 108,459,206.36000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 008-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 39,077,918.63000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | BREAN CAPITAL, LLC |
ii. SEC file number | 008-40742 |
iii. CRD number | 000023723 |
iv. LEI, if any | 254900ZZA1UBVDCNQ378 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 66,774,808.83000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | GNMA FUND |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 5493001L5ZV8Q54PWC13 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 62,148,242.04000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | ARBOR RESEARCH AND TRADING LLC |
ii. SEC file number | 008-38818 |
iii. CRD number | 000021313 |
iv. LEI, if any | ZXV72XFMG8HDWWYVKP59 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 224,736,297.30000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | TD SECURITIES (USA) LLC |
ii. SEC file number | 008-36747 |
iii. CRD number | 000018476 |
iv. LEI, if any | SUVUFHICNZMP2WKHG940 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 70,739,702.46000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | HILLTOP SECURITIES INC. |
ii. SEC file number | 008-45123 |
iii. CRD number | 000006220 |
iv. LEI, if any | 549300IXU82PMU6XZT45 |
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 73,455,798.56000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | BOK FINANCIAL SECURITIES, INC. |
ii. SEC file number | 008-35381 |
iii. CRD number | 000017530 |
iv. LEI, if any | 5493008UZFTI4G7UQ733 |
v. State, if applicable |
OKLAHOMA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 91,777,324.60000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | STONEX FINANCIAL INC. |
ii. SEC file number | 008-51269 |
iii. CRD number | 000045993 |
iv. LEI, if any | 549300LNKU6K5TJCRG93 |
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 60,098,559.71000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 20,000,000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | The Bank of New York Mellon |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Sit Mid Cap Growth Fund |
SEC File number(
e.g., 811-
)
| 811-03342 |
Shared Credit Users Record:
2 |
Name of fund | Sit Global Dividend Growth Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
Shared Credit Users Record:
3 |
Name of fund | Sit Large Cap Growth Fund |
SEC File number(
e.g., 811-
)
| 811-03343 |
Shared Credit Users Record:
4 |
Name of fund | Sit Small Cap Dividend Growth Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
Shared Credit Users Record:
5 |
Name of fund | Sit Developing Markets Growth Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
Shared Credit Users Record:
6 |
Name of fund | Sit Small Cap Growth Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
Shared Credit Users Record:
7 |
Name of fund | Sit Tax-Free Income Fund |
SEC File number(
e.g., 811-
)
| 811-04033 |
Shared Credit Users Record:
8 |
Name of fund | Sit Quality Income Fund |
SEC File number(
e.g., 811-
)
| 811-04033 |
Shared Credit Users Record:
9 |
Name of fund | Sit Dividend Growth Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
Shared Credit Users Record:
10 |
Name of fund | Sit ESG Growth Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
Shared Credit Users Record:
11 |
Name of fund | Sit Balanced Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
Shared Credit Users Record:
12 |
Name of fund | Sit Minnesota Tax-Free Income Fund |
SEC File number(
e.g., 811-
)
| 811-04033 |
Shared Credit Users Record:
13 |
Name of fund | Sit International Growth Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|