a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 1 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Sit U.S. Government Securities Fund - Class S |
ii. Class identification number, if any | C000032004 |
iii. Ticker symbol, if any | SNGVX |
Shares Outstanding Record:
2 |
i. Full name of Class | Sit U.S. Government Securities Fund - Class Y |
ii. Class identification number, if any | C000217198 |
iii. Ticker symbol, if any | SNGYX |
Pricing Services Record:
1 |
i. Full name | Intercontinental Exchange, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000F4ZO33MV32P92 |
Description of other identifying number | |
iii. State, if applicable |
GEORGIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | BNY Mellon Investment Servicing (US) Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | 549300CFZQLI9QMJ1Z03 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | BNY Mellon Investment Servicing (US) Inc. |
ii. LEI, if any, or other identifying number | 549300CFZQLI9QMJ1Z03 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | SG AMERICAS SECURITIES, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,601,042.130000000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | CitiGroup Global Markets Inc. |
ii. SEC file number | 008-08177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,374,398.450000000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | STEPHENS INC. |
ii. SEC file number | 008-01927 |
iii. CRD number | 000003496 |
iv. LEI, if any | 213800LH6T9XDYZCA534 |
v. State, if applicable |
ARKANSAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 17,443,954.270000000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Robert W. Baird & Co. Incorporated |
ii. SEC file number | 008-00497 |
iii. CRD number | 000008158 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 28,184,932.940000000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | National Alliance Securities, LLC |
ii. SEC file number | 008-48723 |
iii. CRD number | 000039455 |
iv. LEI, if any | 549300Q8AVM3P2CCKI12 |
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,517,359.570000000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | MIZUHO SECURITIES USA LLC |
ii. SEC file number | 008-37710 |
iii. CRD number | 000019647 |
iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,296,777.340000000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | BOK FINANCIAL SECURITIES, INC. |
ii. SEC file number | 008-35381 |
iii. CRD number | 000017530 |
iv. LEI, if any | 5493008UZFTI4G7UQ733 |
v. State, if applicable |
OKLAHOMA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 16,735,786.490000000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | HILLTOP SECURITIES INC. |
ii. SEC file number | 008-45123 |
iii. CRD number | 000006220 |
iv. LEI, if any | 549300IXU82PMU6XZT45 |
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5,684,375.000000000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | BREAN CAPITAL, LLC |
ii. SEC file number | 008-40742 |
iii. CRD number | 000023723 |
iv. LEI, if any | 254900ZZA1UBVDCNQ378 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,665,549.720000000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | ARBOR RESEARCH AND TRADING LLC |
ii. SEC file number | 008-38818 |
iii. CRD number | 000021313 |
iv. LEI, if any | ZXV72XFMG8HDWWYVKP59 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 99,425,843.900000000000 |