0001209191-19-044763.txt : 20190806
0001209191-19-044763.hdr.sgml : 20190806
20190806152729
ACCESSION NUMBER: 0001209191-19-044763
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190802
FILED AS OF DATE: 20190806
DATE AS OF CHANGE: 20190806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANK RONALD L
CENTRAL INDEX KEY: 0000933327
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09065
FILM NUMBER: 191001771
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLOGY & ENVIRONMENT INC
CENTRAL INDEX KEY: 0000809933
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711]
IRS NUMBER: 160971022
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 368 PLEASANTVIEW DR
CITY: LANCASTER
STATE: NY
ZIP: 14086
BUSINESS PHONE: 7166848060
MAIL ADDRESS:
STREET 1: 368 PLEASANTVIEW DRIVE
CITY: LANCASTER
STATE: NY
ZIP: 14086
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-08-02
0
0000809933
ECOLOGY & ENVIRONMENT INC
EEI
0000933327
FRANK RONALD L
368 PLEASANT VIEW DRIVE
LANCASTER
NY
14086
1
1
0
0
Executive V.P. of Finance
Class B Common Stock
196291
D
Class A Common Stock
22406
D
Class A Common Stock
6265
I
by 401 k Plan
Class A Common Stock
8640
I
By IRA
Class A Common Stock
2019-08-02
4
A
0
1376
10.90
A
1376
D
Class B Common Stock is convertible one-for-one into Class A Common Stock
Reporting person is a party to an Agreement dated May 12, 1970, as amended January 24, 2011, among Messrs. Gerhard J. Neumaier (deceased 2013), Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares (now classified as Class B Common Stock) subject to the Agreement including shares owned by them, certain children of those individuals and any such shares subsequently transferred to their spouses and/or children outright or in trust for their benefit upon the demise of a signatory to that agreement may be sold without the seller first granting the other signatories a right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others nor is this an admission that all shares held by the reporting person are subject to the Agreement
Award of Class A Common Stock pursuant to 2016 Ecology and Environment Inc. Stock Award Plan.
Ronald L. Frank
2019-08-05