0001209191-18-030266.txt : 20180515 0001209191-18-030266.hdr.sgml : 20180515 20180515173051 ACCESSION NUMBER: 0001209191-18-030266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180515 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gross Michael C. CENTRAL INDEX KEY: 0001482368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09065 FILM NUMBER: 18838046 MAIL ADDRESS: STREET 1: 368 PLEASANT VIEW DRIVE CITY: LANCASTER STATE: NY ZIP: 14086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLOGY & ENVIRONMENT INC CENTRAL INDEX KEY: 0000809933 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 160971022 STATE OF INCORPORATION: NY FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 368 PLEASANTVIEW DR CITY: LANCASTER STATE: NY ZIP: 14086 BUSINESS PHONE: 7166848060 MAIL ADDRESS: STREET 1: 368 PLEASANTVIEW DRIVE CITY: LANCASTER STATE: NY ZIP: 14086 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-15 0 0000809933 ECOLOGY & ENVIRONMENT INC EEI 0001482368 Gross Michael C. 4664 GREEN ROAD LOCKPORT NY 14094 1 0 0 0 Class A Common Stock 400 D Class B Common Stock 5949 I Co-Trustee and 1/3 contingent remainderman of Trust that owns shares Class B Common Stock 17500 I Co-Trustee and 1/3 contingent remainderman of Trust that owns shares Class A Common Stock 4265 D Class A Common Stock 2018-05-15 4 A 0 1721 11.62 A 1721 D Class B Common Stock is convertible one-for-one into Class A Common Stock Reporting Person is one of three co-trustees of an inter vivos trust established by his parents for their benefit that owns these shares of Class B Common Stock and is a one-third contingent remainder beneficiary of the trust's assets which include a total of 17,848 of such shares of which he disclaims beneficial interest in 11,899 of those shares. Reporting Person is one of three co-trustees of an inter vivos trust established by his father for the benefit of his mother, himself and his siblings that owns shares of Class B Common Stock. The Reporting Person is a one-third contingent remainder beneficiary of the trust's assets which include 52,500 of such shares of whch he disclaims beneficial intest in 35,000 of those shares. Award of Class A Common Stock pursuant to 2016 Ecology and Environment Inc. Stock Award Plan Michael C Gross 2018-05-15