0000809707-20-000024.txt : 20200828 0000809707-20-000024.hdr.sgml : 20200828 20200828080358 ACCESSION NUMBER: 0000809707-20-000024 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200828 DATE AS OF CHANGE: 20200828 EFFECTIVENESS DATE: 20200828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN INVESTORS SECURITIES TRUST CENTRAL INDEX KEY: 0000809707 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-04986 FILM NUMBER: 201144900 BUSINESS ADDRESS: STREET 1: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403-1906 BUSINESS PHONE: 650-312-2200 MAIL ADDRESS: STREET 1: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403-1906 0000809707 S000006850 FRANKLIN ADJUSTABLE U.S. GOVERNMENT SECURITIES FUND C000018509 CLASS A FISAX C000018510 CLASS C FCSCX C000064441 ADVISOR CLASS FAUZX C000133492 Class R6 C000140480 Class A1 FAUGX 0000809707 S000006851 FRANKLIN CONVERTIBLE SECURITIES FUND C000018511 CLASS A FISCX C000018512 CLASS C FROTX C000064442 ADVISOR CLASS FCSZX C000141439 Class R6 FCSKX 0000809707 S000006852 FRANKLIN EQUITY INCOME FUND C000018513 CLASS A FISEX C000018515 CLASS C FRETX C000018516 CLASS R FREIX C000064443 ADVISOR CLASS FEIFX C000128878 Class R6 FEIQX 0000809707 S000006853 FRANKLIN FLOATING RATE DAILY ACCESS FUND C000018517 CLASS A FAFRX C000018519 CLASS C FCFRX C000018520 ADVISOR CLASS FDAAX C000128879 Class R6 FFRDX 0000809707 S000006855 FRANKLIN LOW DURATION TOTAL RETURN FUND C000018523 CLASS A FLDAX C000064444 ADVISOR CLASS FLDZX C000120960 Class C FLDCX C000128881 Class R6 FLRRX C000215060 Class R FLPRX 0000809707 S000006856 FRANKLIN REAL RETURN FUND C000018524 ADVISOR CLASS FARRX C000018525 CLASS A FRRAX C000073537 CLASS C FRRCX C000128882 Class R6 FRRRX 0000809707 S000006857 FRANKLIN TOTAL RETURN FUND C000018526 CLASS A FKBAX C000018528 CLASS C FCTLX C000018529 ADVISOR CLASS FBDAX C000018530 CLASS R FTRRX C000128883 Class R6 FRERX 0000809707 S000012705 Franklin Managed Income Fund C000034238 CLASS A FBLAX C000034239 CLASS C FBMCX C000034240 CLASS R C000034241 ADVISOR CLASS FBFZX C000128884 Class R6 FBFRX N-PX 1 fistn-px0620.htm FIST_NPX_0820 fistn-px0620.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-04986   

 

 

Franklin Investors Securities Trust

(Exact name of registrant as specified in charter)

 

One Franklin Parkway, San Mateo, CA 94403-1906

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (650) 312-2000

 

Date of fiscal year end:      10/31      

 

Date of reporting period:     6/30/2020  

 

 

Item 1. Proxy Voting Records.

Franklin Adjustable U.S. Government Securities Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.



 

Franklin Convertible Securities Fund

 

ALIBABA GROUP HOLDING LIMITED
Meeting Date:  JUL 15, 2019
Record Date:  JUN 07, 2019
Meeting Type:  ANNUAL

Ticker:  BABA
Security ID:  01609W102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Share Subdivision

Management

For

For

2.1

Elect Daniel Yong Zhang as Director

Management

For

Against

2.2

Elect Chee Hwa Tung as Director

Management

For

For

2.3

Elect Jerry Yang as Director

Management

For

For

2.4

Elect Wan Ling Martello as Director

Management

For

For

3

Ratify PricewaterhouseCoopers as Auditors

Management

For

For
 



 

Franklin Equity Income Fund

 

ANALOG DEVICES, INC.
Meeting Date:  MAR 11, 2020
Record Date:  JAN 06, 2020
Meeting Type:  ANNUAL

Ticker:  ADI
Security ID:  032654105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ray Stata

Management

For

For

1b

Elect Director Vincent Roche

Management

For

For

1c

Elect Director James A. Champy

Management

For

For

1d

Elect Director Anantha P. Chandrakasan

Management

For

Against

1e

Elect Director Bruce R. Evans

Management

For

For

1f

Elect Director Edward H. Frank

Management

For

For

1g

Elect Director Karen M. Golz

Management

For

For

1h

Elect Director Mark M. Little

Management

For

For

1i

Elect Director Kenton J. Sicchitano

Management

For

For

1j

Elect Director Susie Wee

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

APPLE INC.
Meeting Date:  FEB 26, 2020
Record Date:  JAN 02, 2020
Meeting Type:  ANNUAL

Ticker:  AAPL
Security ID:  037833100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James Bell

Management

For

For

1b

Elect Director Tim Cook

Management

For

For

1c

Elect Director Al Gore

Management

For

For

1d

Elect Director Andrea Jung

Management

For

For

1e

Elect Director Art Levinson

Management

For

For

1f

Elect Director Ron Sugar

Management

For

For

1g

Elect Director Sue Wagner

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Proxy Access Amendments

Shareholder

Against

Against

5

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

6

Report on Freedom of Expression and Access to Information Policies

Shareholder

Against

For
 

 

 

ARES MANAGEMENT CORPORATION
Meeting Date:  JUN 11, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  ARES
Security ID:  03990B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael J Arougheti

Management

For

For

1b

Elect Director Antoinette Bush

Management

For

For

1c

Elect Director Paul G. Joubert

Management

For

For

1d

Elect Director R. Kipp deVeer

Management

For

For

1e

Elect Director David B. Kaplan

Management

For

For

1f

Elect Director Michael Lynton

Management

For

For

1g

Elect Director Judy D. Olian

Management

For

For

1h

Elect Director Antony P. Ressler

Management

For

For

1i

Elect Director Bennett Rosenthal

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

ARTHUR J. GALLAGHER & CO.
Meeting Date:  MAY 12, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  AJG
Security ID:  363576109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sherry S. Barrat

Management

For

For

1b

Elect Director William L. Bax

Management

For

For

1c

Elect Director D. John Coldman

Management

For

For

1d

Elect Director Frank E. English, Jr.

Management

For

For

1e

Elect Director J. Patrick Gallagher, Jr.

Management

For

For

1f

Elect Director David S. Johnson

Management

For

For

1g

Elect Director Kay W. McCurdy

Management

For

For

1h

Elect Director Christopher C. Miskel

Management

For

For

1i

Elect Director Ralph J. Nicoletti

Management

For

For

1j

Elect Director Norman L. Rosenthal

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Adopt a Policy on Board Diversity

Shareholder

Against

For
 

 

 

BANK OF AMERICA CORPORATION
Meeting Date:  APR 22, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  BAC
Security ID:  060505104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sharon L. Allen

Management

For

For

1b

Elect Director Susan S. Bies

Management

For

For

1c

Elect Director Jack O. Bovender, Jr.

Management

For

For

1d

Elect Director Frank P. Bramble, Sr.

Management

For

For

1e

Elect Director Pierre J.P. de Weck

Management

For

For

1f

Elect Director Arnold W. Donald

Management

For

For

1g

Elect Director Linda P. Hudson

Management

For

For

1h

Elect Director Monica C. Lozano

Management

For

For

1i

Elect Director Thomas J. May

Management

For

For

1j

Elect Director Brian T. Moynihan

Management

For

For

1k

Elect Director Lionel L. Nowell, III

Management

For

For

1l

Elect Director Denise L. Ramos

Management

For

For

1m

Elect Director Clayton S. Rose

Management

For

For

1n

Elect Director Michael D. White

Management

For

For

1o

Elect Director Thomas D. Woods

Management

For

For

1p

Elect Director R. David Yost

Management

For

For

1q

Elect Director Maria T. Zuber

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

Against

5

Provide Right to Act by Written Consent

Shareholder

Against

Against

6

Report on Gender Pay Gap

Shareholder

Against

Against

7

Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices

Shareholder

Against

Against
 

 

 

BASF SE
Meeting Date:  JUN 18, 2020
Record Date:  
Meeting Type:  ANNUAL

Ticker:  BAS
Security ID:  D06216317

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

Management

None

None

2

Approve Allocation of Income and Dividends of EUR 3.30 per Share

Management

For

For

3

Approve Discharge of Supervisory Board for Fiscal 2019

Management

For

For

4

Approve Discharge of Management Board for Fiscal 2019

Management

For

For

5

Ratify KPMG AG as Auditors for Fiscal 2020

Management

For

For

6

Elect Kurt Bock to the Supervisory Board

Management

For

For

7

Approve Remuneration Policy for the Management Board

Management

For

For

8

Amend Articles Re: Supervisory Board Term of Office

Management

For

For

9

Amend Articles Re: Remuneration of Supervisory Board Members

Management

For

For

10

Approve Remuneration of Supervisory Board

Management

For

For
 

 

 

BAXTER INTERNATIONAL INC.
Meeting Date:  MAY 05, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL

Ticker:  BAX
Security ID:  071813109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jose "Joe" E. Almeida

Management

For

For

1b

Elect Director Thomas F. Chen

Management

For

For

1c

Elect Director John D. Forsyth

Management

For

For

1d

Elect Director James R. Gavin, III

Management

For

For

1e

Elect Director Peter S. Hellman

Management

For

For

1f

Elect Director Michael F. Mahoney

Management

For

For

1g

Elect Director Patricia B. Morrrison

Management

For

For

1h

Elect Director Stephen N. Oesterle

Management

For

For

1i

Elect Director Cathy R. Smith

Management

For

For

1j

Elect Director Thomas T. Stallkamp

Management

For

For

1k

Elect Director Albert P.L. Stroucken

Management

For

For

1l

Elect Director Amy A. Wendell

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

BB&T CORPORATION
Meeting Date:  JUL 30, 2019
Record Date:  JUN 24, 2019
Meeting Type:  SPECIAL

Ticker:  BBT
Security ID:  054937107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For

2

Change Company Name to Truist Financial Corporation

Management

For

For

3

Adjourn Meeting

Management

For

For
 

 

 

BLACKROCK, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  BLK
Security ID:  09247X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bader M. Alsaad

Management

For

For

1b

Elect Director Mathis Cabiallavetta

Management

For

For

1c

Elect Director Pamela Daley

Management

For

For

1d

Elect Director William S. Demchak

Management

For

For

1e

Elect Director Jessica P. Einhorn

Management

For

For

1f

Elect Director Laurence D. Fink

Management

For

For

1g

Elect Director William E. Ford

Management

For

For

1h

Elect Director Fabrizio Freda

Management

For

For

1i

Elect Director Murry S. Gerber

Management

For

For

1j

Elect Director Margaret L. Johnson

Management

For

For

1k

Elect Director Robert S. Kapito

Management

For

For

1l

Elect Director Cheryl D. Mills

Management

For

For

1m

Elect Director Gordon M. Nixon

Management

For

For

1n

Elect Director Charles H. Robbins

Management

For

For

1o

Elect Director Marco Antonio Slim Domit

Management

For

For

1p

Elect Director Susan L. Wagner

Management

For

For

1q

Elect Director Mark Wilson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte LLP as Auditors

Management

For

For

4

Report on the Statement on the Purpose of a Corporation

Shareholder

Against

Against

 

 

CANADIAN NATURAL RESOURCES LIMITED
Meeting Date:  MAY 07, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL

Ticker:  CNQ
Security ID:  136385101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Catherine M. Best

Management

For

For

1.2

Elect Director M. Elizabeth Cannon

Management

For

For

1.3

Elect Director N. Murray Edwards

Management

For

For

1.4

Elect Director Christopher L. Fong

Management

For

For

1.5

Elect Director Gordon D. Giffin

Management

For

For

1.6

Elect Director Wilfred A. Gobert

Management

For

For

1.7

Elect Director Steve W. Laut

Management

For

For

1.8

Elect Director Tim S. McKay

Management

For

For

1.9

Elect Director Frank J. McKenna

Management

For

For

1.10

Elect Director David A. Tuer

Management

For

For

1.11

Elect Director Annette M. Verschuren

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

CHEVRON CORPORATION
Meeting Date:  MAY 27, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL

Ticker:  CVX
Security ID:  166764100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wanda M. Austin

Management

For

For

1b

Elect Director John B. Frank

Management

For

For

1c

Elect Director Alice P. Gast

Management

For

For

1d

Elect Director Enrique Hernandez, Jr.

Management

For

For

1e

Elect Director Charles W. Moorman, IV

Management

For

For

1f

Elect Director Dambisa F. Moyo

Management

For

For

1g

Elect Director Debra Reed-Klages

Management

For

For

1h

Elect Director Ronald D. Sugar

Management

For

For

1i

Elect Director D. James Umpleby, III

Management

For

For

1j

Elect Director Michael K. Wirth

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Establish Board Committee on Climate Risk

Shareholder

Against

Against

6

Report on Climate Lobbying Aligned with Paris Agreement Goals

Shareholder

Against

Against

7

Report on Petrochemical Risk

Shareholder

Against

Against

8

Report on Human Rights Practices

Shareholder

Against

Against

9

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

10

Require Independent Board Chair

Shareholder

Against

Against
 

 

 

CISCO SYSTEMS, INC.
Meeting Date:  DEC 10, 2019
Record Date:  OCT 11, 2019
Meeting Type:  ANNUAL

Ticker:  CSCO
Security ID:  17275R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director M. Michele Burns

Management

For

For

1b

Elect Director Wesley G. Bush

Management

For

For

1c

Elect Director Michael D. Capellas

Management

For

For

1d

Elect Director Mark Garrett

Management

For

For

1e

Elect Director Kristina M. Johnson

Management

For

For

1f

Elect Director Roderick C. McGeary

Management

For

For

1g

Elect Director Charles H. Robbins

Management

For

For

1h

Elect Director Arun Sarin

Management

For

For

1i

Elect Director Brenton L. Saunders

Management

For

For

1j

Elect Director Carol B. Tome

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

 

 

CITIGROUP INC.
Meeting Date:  APR 21, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  C
Security ID:  172967424

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael L. Corbat

Management

For

For

1b

Elect Director Ellen M. Costello

Management

For

For

1c

Elect Director Grace E. Dailey

Management

For

For

1d

Elect Director Barbara J. Desoer

Management

For

For

1e

Elect Director John C. Dugan

Management

For

For

1f

Elect Director Duncan P. Hennes

Management

For

For

1g

Elect Director Peter B. Henry

Management

For

For

1h

Elect Director S. Leslie Ireland

Management

For

For

1i

Elect Director Lew W. (Jay) Jacobs, IV

Management

For

For

1j

Elect Director Renee J. James

Management

For

For

1k

Elect Director Gary M. Reiner

Management

For

For

1l

Elect Director Diana L. Taylor

Management

For

For

1m

Elect Director James S. Turley

Management

For

For

1n

Elect Director Deborah C. Wright

Management

For

For

1o

Elect Director Alexander R. Wynaendts

Management

For

For

1p

Elect Director Ernesto Zedillo Ponce de Leon

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Proxy Access Right

Shareholder

Against

Against

6

Review on Governance Documents

Shareholder

Against

Against

7

Report on Lobbying Payments and Policy

Shareholder

Against

Against
 

 

 

COMCAST CORPORATION
Meeting Date:  JUN 03, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL

Ticker:  CMCSA
Security ID:  20030N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kenneth J. Bacon

Management

For

For

1.2

Elect Director Madeline S. Bell

Management

For

For

1.3

Elect Director Naomi M. Bergman

Management

For

For

1.4

Elect Director Edward D. Breen

Management

For

For

1.5

Elect Director Gerald L. Hassell

Management

For

For

1.6

Elect Director Jeffrey A. Honickman

Management

For

For

1.7

Elect Director Maritza G. Montiel

Management

For

For

1.8

Elect Director Asuka Nakahara

Management

For

For

1.9

Elect Director David C. Novak

Management

For

For

1.10

Elect Director Brian L. Roberts

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

3

Amend Stock Option Plan

Management

For

For

4

Amend Restricted Stock Plan

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

Against

7

Require Independent Board Chair

Shareholder

Against

For

8

Report on Risks Posed by Failing to Prevent Sexual Harassment

Shareholder

Against

Against
 

 

 

DUKE ENERGY CORPORATION
Meeting Date:  MAY 07, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  DUK
Security ID:  26441C204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael G. Browning

Management

For

For

1.2

Elect Director Annette K. Clayton

Management

For

For

1.3

Elect Director Theodore F. Craver, Jr.

Management

For

For

1.4

Elect Director Robert M. Davis

Management

For

For

1.5

Elect Director Daniel R. DiMicco

Management

For

For

1.6

Elect Director Nicholas C. Fanandakis

Management

For

For

1.7

Elect Director Lynn J. Good

Management

For

For

1.8

Elect Director John T. Herron

Management

For

For

1.9

Elect Director William E. Kennard

Management

For

For

1.10

Elect Director E. Marie McKee

Management

For

For

1.11

Elect Director Marya M. Rose

Management

For

For

1.12

Elect Director Thomas E. Skains

Management

For

For

1.13

Elect Director William E. Webster, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against

5

Eliminate Supermajority Vote Requirement

Shareholder

None

For

6

Report on Political Contributions

Shareholder

Against

Against

7

Report on Lobbying Payments and Policy

Shareholder

Against

Against
 

 

 

EMERSON ELECTRIC CO.
Meeting Date:  FEB 04, 2020
Record Date:  NOV 26, 2019
Meeting Type:  ANNUAL

Ticker:  EMR
Security ID:  291011104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Martin S. Craighead

Management

For

For

1.2

Elect Director David N. Farr

Management

For

For

1.3

Elect Director Gloria A. Flach

Management

For

For

1.4

Elect Director Matthew S. Levatich

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Declassify the Board of Directors

Management

For

For

 

 

EQUITY RESIDENTIAL
Meeting Date:  JUN 25, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  EQR
Security ID:  29476L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Raymond Bennett

Management

For

For

1.2

Elect Director Linda Walker Bynoe

Management

For

For

1.3

Elect Director Connie K. Duckworth

Management

For

For

1.4

Elect Director Mary Kay Haben

Management

For

For

1.5

Elect Director Tahsinul Zia Huque

Management

For

For

1.6

Elect Director Bradley A. Keywell

Management

For

For

1.7

Elect Director John E. Neal

Management

For

For

1.8

Elect Director David J. Neithercut

Management

For

For

1.9

Elect Director Mark J. Parrell

Management

For

For

1.10

Elect Director Mark S. Shapiro

Management

For

For

1.11

Elect Director Stephen E. Sterrett

Management

For

For

1.12

Elect Director Samuel Zell

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

EXXON MOBIL CORPORATION
Meeting Date:  MAY 27, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL

Ticker:  XOM
Security ID:  30231G102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Susan K. Avery

Management

For

For

1.2

Elect Director Angela F. Braly

Management

For

For

1.3

Elect Director Ursula M. Burns

Management

For

For

1.4

Elect Director Kenneth C. Frazier

Management

For

For

1.5

Elect Director Joseph L. Hooley

Management

For

For

1.6

Elect Director Steven A. Kandarian

Management

For

For

1.7

Elect Director Douglas R. Oberhelman

Management

For

For

1.8

Elect Director Samuel J. Palmisano

Management

For

For

1.9

Elect Director William C. Weldon

Management

For

For

1.10

Elect Director Darren W. Woods

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

For

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

6

Report on Costs & Benefits of Climate-Related Expenditures

Shareholder

Against

Against

7

Report on Risks of Petrochemical Operations in Flood Prone Areas

Shareholder

Against

Against

8

Report on Political Contributions

Shareholder

Against

Against

9

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

FASTENAL COMPANY
Meeting Date:  APR 25, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL

Ticker:  FAST
Security ID:  311900104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Willard D. Oberton

Management

For

For

1b

Elect Director Michael J. Ancius

Management

For

For

1c

Elect Director Michael J. Dolan

Management

For

For

1d

Elect Director Stephen L. Eastman

Management

For

For

1e

Elect Director Daniel L. Florness

Management

For

For

1f

Elect Director Rita J. Heise

Management

For

For

1g

Elect Director Daniel L. Johnson

Management

For

For

1h

Elect Director Nicholas J. Lundquist

Management

For

For

1i

Elect Director Scott A. Satterlee

Management

For

For

1j

Elect Director Reyne K. Wisecup

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Prepare Employment Diversity Report

Shareholder

Against

For
 

 

 

HCA HEALTHCARE, INC.
Meeting Date:  MAY 01, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  HCA
Security ID:  40412C101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas F. Frist, III

Management

For

For

1b

Elect Director Samuel N. Hazen

Management

For

For

1c

Elect Director Meg G. Crofton

Management

For

For

1d

Elect Director Robert J. Dennis

Management

For

For

1e

Elect Director Nancy-Ann DeParle

Management

For

For

1f

Elect Director William R. Frist

Management

For

For

1g

Elect Director Charles O. Holliday, Jr.

Management

For

For

1h

Elect Director Michael W. Michelson

Management

For

For

1i

Elect Director Wayne J. Riley

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Provide Right to Call Special Meeting

Management

For

For

6

Provide Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

HOST HOTELS & RESORTS, INC.
Meeting Date:  MAY 15, 2020
Record Date:  MAR 19, 2020
Meeting Type:  ANNUAL

Ticker:  HST
Security ID:  44107P104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mary L. Baglivo

Management

For

For

1.2

Elect Director Sheila C. Bair

Management

For

For

1.3

Elect Director Richard E. Marriott

Management

For

For

1.4

Elect Director Sandeep L. Mathrani

Management

For

For

1.5

Elect Director John B. Morse, Jr.

Management

For

For

1.6

Elect Director Mary Hogan Preusse

Management

For

For

1.7

Elect Director Walter C. Rakowich

Management

For

For

1.8

Elect Director James F. Risoleo

Management

For

For

1.9

Elect Director Gordon H. Smith

Management

For

For

1.10

Elect Director A. William Stein

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

ILLINOIS TOOL WORKS INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  ITW
Security ID:  452308109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Daniel J. Brutto

Management

For

For

1b

Elect Director Susan Crown

Management

For

For

1c

Elect Director James W. Griffith

Management

For

For

1d

Elect Director Jay L. Henderson

Management

For

For

1e

Elect Director Richard H. Lenny

Management

For

For

1f

Elect Director E. Scott Santi

Management

For

For

1g

Elect Director David B. Smith, Jr.

Management

For

For

1h

Elect Director Pamela B. Strobel

Management

For

For

1i

Elect Director Kevin M. Warren

Management

For

For

1j

Elect Director Anre D. Williams

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

INTEL CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  INTC
Security ID:  458140100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James J. Goetz

Management

For

For

1b

Elect Director Alyssa Henry

Management

For

For

1c

Elect Director Omar Ishrak

Management

For

For

1d

Elect Director Risa Lavizzo-Mourey

Management

For

For

1e

Elect Director Tsu-Jae King Liu

Management

For

For

1f

Elect Director Gregory D. Smith

Management

For

For

1g

Elect Director Robert 'Bob' H. Swan

Management

For

For

1h

Elect Director Andrew Wilson

Management

For

For

1i

Elect Director Frank D. Yeary

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

Against

6

Report on Global Median Gender/Racial Pay Gap

Shareholder

Against

Against

 

 

 

JOHNSON & JOHNSON
Meeting Date:  APR 23, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL

Ticker:  JNJ
Security ID:  478160104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mary C. Beckerle

Management

For

For

1b

Elect Director D. Scott Davis

Management

For

For

1c

Elect Director Ian E. L. Davis

Management

For

For

1d

Elect Director Jennifer A. Doudna

Management

For

For

1e

Elect Director Alex Gorsky

Management

For

For

1f

Elect Director Marillyn A. Hewson

Management

For

For

1g

Elect Director Hubert Joly

Management

For

For

1h

Elect Director Mark B. McClellan

Management

For

For

1i

Elect Director Anne M. Mulcahy

Management

For

For

1j

Elect Director Charles Prince

Management

For

For

1k

Elect Director A. Eugene Washington

Management

For

For

1l

Elect Director Mark A. Weinberger

Management

For

For

1m

Elect Director Ronald A. Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

Against

6

Report on Governance Measures Implemented Related to Opioids

Shareholder

Against

For

 

 

JPMORGAN CHASE & CO.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  JPM
Security ID:  46625H100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Linda B. Bammann

Management

For

For

1b

Elect Director Stephen B. Burke

Management

For

For

1c

Elect Director Todd A. Combs

Management

For

For

1d

Elect Director James S. Crown

Management

For

For

1e

Elect Director James Dimon

Management

For

For

1f

Elect Director Timothy P. Flynn

Management

For

For

1g

Elect Director Mellody Hobson

Management

For

For

1h

Elect Director Michael A. Neal

Management

For

For

1i

Elect Director Lee R. Raymond

Management

For

For

1j

Elect Director Virginia M. Rometty

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

Against

5

Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production.

Shareholder

Against

Against

6

Report on Climate Change

Shareholder

Against

For

7

Amend Shareholder Written Consent Provisions

Shareholder

Against

Against

8

Report on Charitable Contributions

Shareholder

Against

Against

9

Report on Gender/Racial Pay Gap

Shareholder

Against

Against
 

 

 

LOCKHEED MARTIN CORPORATION
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  LMT
Security ID:  539830109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel F. Akerson

Management

For

For

1.2

Elect Director David B. Burritt

Management

For

For

1.3

Elect Director Bruce A. Carlson

Management

For

Against

1.4

Elect Director Joseph F. Dunford, Jr.

Management

For

For

1.5

Elect Director James O. Ellis, Jr.

Management

For

For

1.6

Elect Director Thomas J. Falk

Management

For

For

1.7

Elect Director Ilene S. Gordon

Management

For

For

1.8

Elect Director Marillyn A. Hewson

Management

For

For

1.9

Elect Director Vicki A. Hollub

Management

For

For

1.10

Elect Director Jeh C. Johnson

Management

For

For

1.11

Elect Director Debra L. Reed-Klages

Management

For

For

1.12

Elect Director James D. Taiclet, Jr.

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

LOWE'S COMPANIES, INC.
Meeting Date:  MAY 29, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  LOW
Security ID:  548661107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Raul Alvarez

Management

For

For

1.2

Elect Director David H. Batchelder

Management

For

For

1.3

Elect Director Angela F. Braly

Management

For

For

1.4

Elect Director Sandra B. Cochran

Management

For

For

1.5

Elect Director Laurie Z. Douglas

Management

For

For

1.6

Elect Director Richard W. Dreiling

Management

For

For

1.7

Elect Director Marvin R. Ellison

Management

For

For

1.8

Elect Director Brian C. Rogers

Management

For

For

1.9

Elect Director Bertram L. Scott

Management

For

For

1.10

Elect Director Lisa W. Wardell

Management

For

For

1.11

Elect Director Eric C. Wiseman

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Management

For

For

5

Approve Qualified Employee Stock Purchase Plan

Management

For

For

6

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

 

 

MCDONALD'S CORPORATION
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  MCD
Security ID:  580135101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lloyd Dean

Management

For

For

1b

Elect Director Robert Eckert

Management

For

For

1c

Elect Director Catherine Engelbert

Management

For

For

1d

Elect Director Margaret Georgiadis

Management

For

For

1e

Elect Director Enrique Hernandez, Jr.

Management

For

For

1f

Elect Director Christopher Kempczinski

Management

For

For

1g

Elect Director Richard Lenny

Management

For

Against

1h

Elect Director John Mulligan

Management

For

For

1i

Elect Director Sheila Penrose

Management

For

For

1j

Elect Director John Rogers, Jr.

Management

For

For

1k

Elect Director Paul Walsh

Management

For

For

1l

Elect Director Miles White

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

6

Report on Sugar and Public Health

Shareholder

Against

Against
 

 

 

MEDTRONIC PLC
Meeting Date:  DEC 06, 2019
Record Date:  OCT 10, 2019
Meeting Type:  ANNUAL

Ticker:  MDT
Security ID:  G5960L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard H. Anderson

Management

For

For

1b

Elect Director Craig Arnold

Management

For

For

1c

Elect Director Scott C. Donnelly

Management

For

For

1d

Elect Director Andrea J. Goldsmith

Management

For

For

1e

Elect Director Randall J. Hogan, III

Management

For

For

1f

Elect Director Omar Ishrak

Management

For

For

1g

Elect Director Michael O. Leavitt

Management

For

For

1h

Elect Director James T. Lenehan

Management

For

For

1i

Elect Director Geoffrey S. Martha

Management

For

For

1j

Elect Director Elizabeth G. Nabel

Management

For

For

1k

Elect Director Denise M. O'Leary

Management

For

For

1l

Elect Director Kendall J. Powell

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Renew the Board's Authority to Issue Shares Under Irish Law

Management

For

For

5

Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law

Management

For

For

6

Authorize Overseas Market Purchases of Ordinary Shares

Management

For

For
 

 

 

MERCK & CO., INC.
Meeting Date:  MAY 26, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  MRK
Security ID:  58933Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leslie A. Brun

Management

For

For

1b

Elect Director Thomas R. Cech

Management

For

For

1c

Elect Director Mary Ellen Coe

Management

For

For

1d

Elect Director Pamela J. Craig

Management

For

For

1e

Elect Director Kenneth C. Frazier

Management

For

For

1f

Elect Director Thomas H. Glocer

Management

For

For

1g

Elect Director Risa J. Lavizzo-Mourey

Management

For

For

1h

Elect Director Paul B. Rothman

Management

For

For

1i

Elect Director Patricia F. Russo

Management

For

For

1j

Elect Director Christine E. Seidman

Management

For

For

1k

Elect Director Inge G. Thulin

Management

For

For

1l

Elect Director Kathy J. Warden

Management

For

For

1m

Elect Director Peter C. Wendell

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Report on Corporate Tax Savings Allocation

Shareholder

Against

Against
 

 

 

METLIFE, INC.
Meeting Date:  JUN 16, 2020
Record Date:  APR 23, 2020
Meeting Type:  ANNUAL

Ticker:  MET
Security ID:  59156R108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Cheryl W. Grise

Management

For

For

1b

Elect Director Carlos M. Gutierrez

Management

For

For

1c

Elect Director Gerald L. Hassell

Management

For

For

1d

Elect Director David L. Herzog

Management

For

For

1e

Elect Director R. Glenn Hubbard

Management

For

For

1f

Elect Director Edward J. Kelly, III

Management

For

For

1g

Elect Director William E. Kennard

Management

For

For

1h

Elect Director Michel A. Khalaf

Management

For

For

1i

Elect Director Catherine R. Kinney

Management

For

For

1j

Elect Director Diana L. McKenzie

Management

For

For

1k

Elect Director Denise M. Morrison

Management

For

For

1l

Elect Director Mark A. Weinberger

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

MICROSOFT CORPORATION
Meeting Date:  DEC 04, 2019
Record Date:  OCT 08, 2019
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William H. Gates, III

Management

For

For

1.2

Elect Director Reid G. Hoffman

Management

For

For

1.3

Elect Director Hugh F. Johnston

Management

For

For

1.4

Elect Director Teri L. List-Stoll

Management

For

For

1.5

Elect Director Satya Nadella

Management

For

For

1.6

Elect Director Sandra E. Peterson

Management

For

For

1.7

Elect Director Penny S. Pritzker

Management

For

For

1.8

Elect Director Charles W. Scharf

Management

For

For

1.9

Elect Director Arne M. Sorenson

Management

For

For

1.10

Elect Director John W. Stanton

Management

For

For

1.11

Elect Director John W. Thompson

Management

For

For

1.12

Elect Director Emma N. Walmsley

Management

For

For

1.13

Elect Director Padmasree Warrior

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Employee Representation on the Board of Directors

Shareholder

Against

Against

5

Report on Gender Pay Gap

Shareholder

Against

Against
 

 

 

MORGAN STANLEY
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  MS
Security ID:  617446448

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Elizabeth Corley

Management

For

For

1b

Elect Director Alistair Darling

Management

For

For

1c

Elect Director Thomas H. Glocer

Management

For

For

1d

Elect Director James P. Gorman

Management

For

For

1e

Elect Director Robert H. Herz

Management

For

For

1f

Elect Director Nobuyuki Hirano

Management

For

For

1g

Elect Director Stephen J. Luczo

Management

For

For

1h

Elect Director Jami Miscik

Management

For

For

1i

Elect Director Dennis M. Nally

Management

For

For

1j

Elect Director Takeshi Ogasawara

Management

For

For

1k

Elect Director Hutham S. Olayan

Management

For

For

1l

Elect Director Mary L. Schapiro

Management

For

For

1m

Elect Director Perry M. Traquina

Management

For

For

1n

Elect Director Rayford Wilkins, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

NESTLE SA
Meeting Date:  APR 23, 2020
Record Date:  
Meeting Type:  ANNUAL

Ticker:  NESN
Security ID:  H57312649

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Accept Financial Statements and Statutory Reports

Management

For

For

1.2

Approve Remuneration Report

Management

For

For

2

Approve Discharge of Board and Senior Management

Management

For

For

3

Approve Allocation of Income and Dividends of CHF 2.70 per Share

Management

For

For

4.1.a

Reelect Paul Bulcke as Director and Board Chairman

Management

For

For

4.1.b

Reelect Ulf Schneider as Director

Management

For

For

4.1.c

Reelect Henri de Castries as Director

Management

For

For

4.1.d

Reelect Renato Fassbind as Director

Management

For

For

4.1.e

Reelect Ann Veneman as Director

Management

For

For

4.1.f

Reelect Eva Cheng as Director

Management

For

For

4.1.g

Reelect Patrick Aebischer as Director

Management

For

For

4.1.h

Reelect Ursula Burns as Director

Management

For

For

4.1.i

Reelect Kasper Rorsted as Director

Management

For

For

4.1.j

Reelect Pablo Isla as Director

Management

For

For

4.1.k

Reelect Kimberly Ross as Director

Management

For

For

4.1.l

Reelect Dick Boer as Director

Management

For

For

4.1.m

Reelect Dinesh Paliwal as Director

Management

For

For

4.2

Elect Hanne Jimenez de Mora as Director

Management

For

For

4.3.1

Appoint Patrick Aebischer as Member of the Compensation Committee

Management

For

For

4.3.2

Appoint Ursula Burns as Member of the Compensation Committee

Management

For

For

4.3.3

Appoint Pablo Isla as Member of the Compensation Committee

Management

For

For

4.3.4

Appoint Dick Boer as Member of the Compensation Committee

Management

For

For

4.4

Ratify Ernst & Young AG as Auditors

Management

For

For

4.5

Designate Hartmann Dreyer as Independent Proxy

Management

For

For

5.1

Approve Remuneration of Directors in the Amount of CHF 10 Million

Management

For

For

5.2

Approve Remuneration of Executive Committee in the Amount of CHF 55 Million

Management

For

For

6

Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares

Management

For

For

7

Transact Other Business (Voting)

Management

Against

Against
 

 

 

NEXTERA ENERGY, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  NEE
Security ID:  65339F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sherry S. Barrat

Management

For

For

1b

Elect Director James L. Camaren

Management

For

For

1c

Elect Director Kenneth B. Dunn

Management

For

For

1d

Elect Director Naren K. Gursahaney

Management

For

For

1e

Elect Director Kirk S. Hachigian

Management

For

For

1f

Elect Director Toni Jennings

Management

For

For

1g

Elect Director Amy B. Lane

Management

For

For

1h

Elect Director David L. Porges

Management

For

For

1i

Elect Director James L. Robo

Management

For

For

1j

Elect Director Rudy E. Schupp

Management

For

For

1k

Elect Director John L. Skolds

Management

For

For

1l

Elect Director William H. Swanson

Management

For

For

1m

Elect Director Darryl L. Wilson

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Political Contributions

Shareholder

Against

Against

5

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

NORFOLK SOUTHERN CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL

Ticker:  NSC
Security ID:  655844108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas D. Bell, Jr.

Management

For

For

1b

Elect Director Mitchell E. Daniels, Jr.

Management

For

For

1c

Elect Director Marcela E. Donadio

Management

For

For

1d

Elect Director John C. Huffard, Jr.

Management

For

For

1e

Elect Director Christopher T. Jones

Management

For

For

1f

Elect Director Thomas C. Kelleher

Management

For

For

1g

Elect Director Steven F. Leer

Management

For

For

1h

Elect Director Michael D. Lockhart

Management

For

For

1i

Elect Director Amy E. Miles

Management

For

For

1j

Elect Director Claude Mongeau

Management

For

For

1k

Elect Director Jennifer F. Scanlon

Management

For

For

1l

Elect Director James A. Squires

Management

For

For

1m

Elect Director John R. Thompson

Management

For

For

2a

Amend Articles Re: Voting Standard for Amendment of Articles

Management

For

For

2b

Amend Articles Re: Simple Majority Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation

Management

For

For

2c

Amend Articles Re: Simple Majority Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions

Management

For

For

3

Ratify KPMG LLP as Auditor

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

OCCIDENTAL PETROLEUM CORPORATION
Meeting Date:  DEC 31, 2019
Record Date:  JUL 11, 2019
Meeting Type:  PROXY CONTEST

Ticker:  OXY
Security ID:  674599105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (White Proxy Card)

1

Revoke Consent to Request to Fix a Record Date

Shareholder

For

Did Not Vote

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Card

1

Consent to Request to Fix a Record Date

Shareholder

For

Did Not Vote

 

 

ORACLE CORPORATION
Meeting Date:  NOV 19, 2019
Record Date:  SEP 20, 2019
Meeting Type:  ANNUAL

Ticker:  ORCL
Security ID:  68389X105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jeffrey S. Berg

Management

For

For

1.2

Elect Director Michael J. Boskin

Management

For

For

1.3

Elect Director Safra A. Catz

Management

For

For

1.4

Elect Director Bruce R. Chizen

Management

For

For

1.5

Elect Director George H. Conrades

Management

For

Withhold

1.6

Elect Director Lawrence J. Ellison

Management

For

For

1.7

Elect Director Rona A. Fairhead

Management

For

For

1.8

Elect Director Hector Garcia-Molina *Withdrawn Resolution*

Management

None

None

1.9

Elect Director Jeffrey O. Henley

Management

For

For

1.10

Elect Director Mark V. Hurd - Deceased

Management

None

None

1.11

Elect Director Renee J. James

Management

For

For

1.12

Elect Director Charles W. Moorman, IV

Management

For

Withhold

1.13

Elect Director Leon E. Panetta

Management

For

Withhold

1.14

Elect Director William G. Parrett

Management

For

For

1.15

Elect Director Naomi O. Seligman

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Report on Gender Pay Gap

Shareholder

Against

For

5

Require Independent Board Chairman

Shareholder

Against

For
 

 

 

PEPSICO, INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  PEP
Security ID:  713448108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Shona L. Brown

Management

For

For

1b

Elect Director Cesar Conde

Management

For

For

1c

Elect Director Ian Cook

Management

For

For

1d

Elect Director Dina Dublon

Management

For

For

1e

Elect Director Richard W. Fisher

Management

For

For

1f

Elect Director Michelle Gass

Management

For

For

1g

Elect Director Ramon L. Laguarta

Management

For

For

1h

Elect Director David C. Page

Management

For

For

1i

Elect Director Robert C. Pohlad

Management

For

For

1j

Elect Director Daniel Vasella

Management

For

For

1k

Elect Director Darren Walker

Management

For

For

1l

Elect Director Alberto Weisser

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

5

Report on Sugar and Public Health

Shareholder

Against

Against

 

 

PFIZER INC.
Meeting Date:  APR 23, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL

Ticker:  PFE
Security ID:  717081103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronald E. Blaylock

Management

For

For

1.2

Elect Director Albert Bourla

Management

For

For

1.3

Elect Director W. Don Cornwell

Management

For

For

1.4

Elect Director Joseph J. Echevarria

Management

For

For

1.5

Elect Director Scott Gottlieb

Management

For

For

1.6

Elect Director Helen H. Hobbs

Management

For

For

1.7

Elect Director Susan Hockfield

Management

For

For

1.8

Elect Director James M. Kilts

Management

For

For

1.9

Elect Director Dan R. Littman

Management

For

For

1.10

Elect Director Shantanu Narayen

Management

For

For

1.11

Elect Director Suzanne Nora Johnson

Management

For

For

1.12

Elect Director James Quincey

Management

For

For

1.13

Elect Director James C. Smith

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Amend Proxy Access Right

Shareholder

Against

Against

6

Report on Lobbying Payments and Policy

Shareholder

Against

Against

7

Require Independent Board Chair

Shareholder

Against

For

8

Report on Gender Pay Gap

Shareholder

Against

Against

9

Elect Director Susan Desmond-Hellmann

Management

For

For
 

 

 

PROLOGIS, INC.
Meeting Date:  APR 29, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL

Ticker:  PLD
Security ID:  74340W103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Hamid R. Moghadam

Management

For

For

1b

Elect Director Cristina G. Bita

Management

For

For

1c

Elect Director George L. Fotiades

Management

For

For

1d

Elect Director Lydia H. Kennard

Management

For

For

1e

Elect Director Irving F. Lyons, III

Management

For

For

1f

Elect Director Avid Modjtabai

Management

For

For

1g

Elect Director David P. O'Connor

Management

For

For

1h

Elect Director Olivier Piani

Management

For

For

1i

Elect Director Jeffrey L. Skelton

Management

For

For

1j

Elect Director Carl B. Webb

Management

For

For

1k

Elect Director William D. Zollars

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Increase Authorized Common Stock

Management

For

For

5

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

RAYTHEON COMPANY
Meeting Date:  OCT 11, 2019
Record Date:  SEP 10, 2019
Meeting Type:  SPECIAL

Ticker:  RTN
Security ID:  755111507

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

RAYTHEON TECHNOLOGIES CORPORATION
Meeting Date:  APR 27, 2020
Record Date:  MAR 03, 2020
Meeting Type:  ANNUAL

Ticker:  RTX
Security ID:  913017109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lloyd J. Austin, III

Management

For

For

1b

Elect Director Gregory J. Hayes

Management

For

For

1c

Elect Director Marshall O. Larsen

Management

For

For

1d

Elect Director Robert K. (Kelly) Ortberg

Management

For

For

1e

Elect Director Margaret L. O'Sullivan

Management

For

For

1f

Elect Director Denise L. Ramos

Management

For

For

1g

Elect Director Fredric G. Reynolds

Management

For

For

1h

Elect Director Brian C. Rogers

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Adopt Simple Majority Vote

Shareholder

None

For

5

Report on Plant Closures

Shareholder

Against

Against
 

 

 

REPUBLIC SERVICES, INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL

Ticker:  RSG
Security ID:  760759100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Manuel Kadre

Management

For

For

1b

Elect Director Tomago Collins

Management

For

For

1c

Elect Director Thomas W. Handley

Management

For

For

1d

Elect Director Jennifer M. Kirk

Management

For

For

1e

Elect Director Michael Larson

Management

For

For

1f

Elect Director Kim S. Pegula

Management

For

For

1g

Elect Director Donald W. Slager

Management

For

For

1h

Elect Director James P. Snee

Management

For

For

1i

Elect Director Sandra M. Volpe

Management

For

For

1j

Elect Director Katharine B. Weymouth

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

 

 

ROYAL DUTCH SHELL PLC
Meeting Date:  MAY 19, 2020
Record Date:  APR 08, 2020
Meeting Type:  ANNUAL

Ticker:  RDSB
Security ID:  780259206

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Policy

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Elect Dick Boer as Director

Management

For

For

5

Elect Andrew Mackenzie as Director

Management

For

For

6

Elect Martina Hund-Mejean as Director

Management

For

For

7

Re-elect Ben van Beurden as Director

Management

For

For

8

Re-elect Neil Carson as Director

Management

For

For

9

Re-elect Ann Godbehere as Director

Management

For

For

10

Re-elect Euleen Goh as Director

Management

For

For

11

Re-elect Charles Holliday as Director

Management

For

For

12

Re-elect Catherine Hughes as Director

Management

For

For

13

Re-elect Sir Nigel Sheinwald as Director

Management

For

For

14

Re-elect Jessica Uhl as Director

Management

For

For

15

Re-elect Gerrit Zalm as Director

Management

For

For

16

Reappoint Ernst & Young LLP as Auditors

Management

For

For

17

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

18

Authorise Issue of Equity

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Market Purchase of Ordinary Shares

Management

For

For

21

Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions

Shareholder

Against

Against
 

 

 

STANLEY BLACK & DECKER, INC.
Meeting Date:  APR 17, 2020
Record Date:  FEB 14, 2020
Meeting Type:  ANNUAL

Ticker:  SWK
Security ID:  854502101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Andrea J. Ayers

Management

For

For

1.2

Elect Director George W. Buckley

Management

For

For

1.3

Elect Director Patrick D. Campbell

Management

For

For

1.4

Elect Director Carlos M. Cardoso

Management

For

For

1.5

Elect Director Robert B. Coutts

Management

For

For

1.6

Elect Director Debra A. Crew

Management

For

For

1.7

Elect Director Michael D. Hankin

Management

For

For

1.8

Elect Director James M. Loree

Management

For

For

1.9

Elect Director Dmitri L. Stockton

Management

For

For

1.10

Elect Director Irving Tan

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

SUNCOR ENERGY INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  SU
Security ID:  867224107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Patricia M. Bedient

Management

For

For

1.2

Elect Director Mel E. Benson

Management

For

For

1.3

Elect Director John D. Gass

Management

For

For

1.4

Elect Director Dennis M. Houston

Management

For

For

1.5

Elect Director Mark S. Little

Management

For

For

1.6

Elect Director Brian P. MacDonald

Management

For

For

1.7

Elect Director Maureen McCaw

Management

For

For

1.8

Elect Director Lorraine Mitchelmore

Management

For

For

1.9

Elect Director Eira M. Thomas

Management

For

For

1.10

Elect Director Michael M. Wilson

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

TARGET CORPORATION
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  TGT
Security ID:  87612E106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Douglas M. Baker, Jr.

Management

For

For

1b

Elect Director George S. Barrett

Management

For

For

1c

Elect Director Brian C. Cornell

Management

For

For

1d

Elect Director Calvin Darden

Management

For

For

1e

Elect Director Robert L. Edwards

Management

For

For

1f

Elect Director Melanie L. Healey

Management

For

For

1g

Elect Director Donald R. Knauss

Management

For

For

1h

Elect Director Monica C. Lozano

Management

For

For

1i

Elect Director Mary E. Minnick

Management

For

For

1j

Elect Director Kenneth L. Salazar

Management

For

For

1k

Elect Director Dmitri L. Stockton

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For
 

 

 

TELUS CORPORATION
Meeting Date:  MAY 07, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  T
Security ID:  87971M103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director R.H. (Dick) Auchinleck

Management

For

For

1.2

Elect Director Raymond T. Chan

Management

For

For

1.3

Elect Director Stockwell Day

Management

For

For

1.4

Elect Director Lisa de Wilde

Management

For

For

1.5

Elect Director Darren Entwistle

Management

For

For

1.6

Elect Director Thomas E. Flynn

Management

For

For

1.7

Elect Director Mary Jo Haddad

Management

For

For

1.8

Elect Director Kathy Kinloch

Management

For

For

1.9

Elect Director Christine Magee

Management

For

For

1.10

Elect Director John Manley

Management

For

For

1.11

Elect Director David Mowat

Management

For

For

1.12

Elect Director Marc Parent

Management

For

For

1.13

Elect Director Denise Pickett

Management

For

For

2

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  TXN
Security ID:  882508104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark A. Blinn

Management

For

For

1b

Elect Director Todd M. Bluedorn

Management

For

For

1c

Elect Director Janet F. Clark

Management

For

For

1d

Elect Director Carrie S. Cox

Management

For

For

1e

Elect Director Martin S. Craighead

Management

For

For

1f

Elect Director Jean M. Hobby

Management

For

For

1g

Elect Director Michael D. Hsu

Management

For

For

1h

Elect Director Ronald Kirk

Management

For

For

1i

Elect Director Pamela H. Patsley

Management

For

For

1j

Elect Director Robert E. Sanchez

Management

For

For

1k

Elect Director Richard k. Templeton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

THE COCA-COLA COMPANY
Meeting Date:  APR 22, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  KO
Security ID:  191216100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Herbert A. Allen

Management

For

For

1.2

Elect Director Marc Bolland

Management

For

For

1.3

Elect Director Ana Botin

Management

For

For

1.4

Elect Director Christopher C. Davis

Management

For

For

1.5

Elect Director Barry Diller

Management

For

For

1.6

Elect Director Helene D. Gayle

Management

For

For

1.7

Elect Director Alexis M. Herman

Management

For

For

1.8

Elect Director Robert A. Kotick

Management

For

For

1.9

Elect Director Maria Elena Lagomasino

Management

For

For

1.10

Elect Director James Quincey

Management

For

For

1.11

Elect Director Caroline J. Tsay

Management

For

For

1.12

Elect Director David B. Weinberg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditor

Management

For

For

4

Report on the Health Impacts and Risks of Sugar in the Company's Products

Shareholder

Against

Against
 

 

 

THE PROCTER & GAMBLE COMPANY
Meeting Date:  OCT 08, 2019
Record Date:  AUG 09, 2019
Meeting Type:  ANNUAL

Ticker:  PG
Security ID:  742718109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Francis S. Blake

Management

For

For

1b

Elect Director Angela F. Braly

Management

For

For

1c

Elect Director Amy L. Chang

Management

For

For

1d

Elect Director Scott D. Cook

Management

For

For

1e

Elect Director Joseph Jimenez

Management

For

For

1f

Elect Director Terry J. Lundgren

Management

For

For

1g

Elect Director Christine M. McCarthy

Management

For

For

1h

Elect Director W. James McNerney, Jr.

Management

For

For

1i

Elect Director Nelson Peltz

Management

For

For

1j

Elect Director David S. Taylor

Management

For

For

1k

Elect Director Margaret C. Whitman

Management

For

For

1l

Elect Director Patricia A. Woertz

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For
 

 

 

TRACTOR SUPPLY COMPANY
Meeting Date:  MAY 07, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL

Ticker:  TSCO
Security ID:  892356106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Cynthia T. Jamison

Management

For

For

1.2

Elect Director Ricardo Cardenas

Management

For

For

1.3

Elect Director Denise L. Jackson

Management

For

For

1.4

Elect Director Thomas A. Kingsbury

Management

For

For

1.5

Elect Director Ramkumar Krishnan

Management

For

For

1.6

Elect Director George MacKenzie

Management

For

For

1.7

Elect Director Edna K. Morris

Management

For

For

1.8

Elect Director Mark J. Weikel

Management

For

For

1.9

Elect Director Harry A. Lawton, III

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Eliminate Supermajority Vote Requirement

Management

For

For

 

 

TRUIST FINANCIAL CORPORATION
Meeting Date:  APR 28, 2020
Record Date:  FEB 21, 2020
Meeting Type:  ANNUAL

Ticker:  TFC
Security ID:  89832Q109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jennifer S. Banner

Management

For

For

1.2

Elect Director K. David Boyer, Jr.

Management

For

For

1.3

Elect Director Agnes Bundy Scanlan

Management

For

For

1.4

Elect Director Anna R. Cablik

Management

For

For

1.5

Elect Director Dallas S. Clement

Management

For

For

1.6

Elect Director Paul D. Donahue

Management

For

For

1.7

Elect Director Paul R. Garcia

Management

For

For

1.8

Elect Director Patrick C. Graney, III

Management

For

For

1.9

Elect Director Linnie M. Haynesworth

Management

For

For

1.10

Elect Director Kelly S. King

Management

For

For

1.11

Elect Director Easter A. Maynard

Management

For

For

1.12

Elect Director Donna S. Morea

Management

For

For

1.13

Elect Director Charles A. Patton

Management

For

For

1.14

Elect Director Nido R. Qubein

Management

For

For

1.15

Elect Director David M. Ratcliffe

Management

For

For

1.16

Elect Director William H. Rogers, Jr.

Management

For

For

1.17

Elect Director Frank P. Scruggs, Jr.

Management

For

For

1.18

Elect Director Christine Sears

Management

For

For

1.19

Elect Director Thomas E. Skains

Management

For

For

1.20

Elect Director Bruce L. Tanner

Management

For

For

1.21

Elect Director Thomas N. Thompson

Management

For

For

1.22

Elect Director Steven C. Voorhees

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against
 

 

 

U.S. BANCORP
Meeting Date:  APR 21, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL

Ticker:  USB
Security ID:  902973304

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Warner L. Baxter

Management

For

For

1b

Elect Director Dorothy J. Bridges

Management

For

For

1c

Elect Director Elizabeth L. Buse

Management

For

For

1d

Elect Director Marc N. Casper

Management

For

For

1e

Elect Director Andrew Cecere

Management

For

For

1f

Elect Director Kimberly J. Harris

Management

For

For

1g

Elect Director Roland A. Hernandez

Management

For

For

1h

Elect Director Olivia F. Kirtley

Management

For

For

1i

Elect Director Karen S. Lynch

Management

For

For

1j

Elect Director Richard P. McKenney

Management

For

For

1k

Elect Director Yusuf I. Mehdi

Management

For

For

1l

Elect Director John P. Wiehoff

Management

For

For

1m

Elect Director Scott W. Wine

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

UNILEVER NV
Meeting Date:  APR 30, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL

Ticker:  UNA
Security ID:  904784709

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Discussion of the Annual Report and Accounts for the 2019 Financial Year

Management

None

None

2

Approve Financial Statements and Allocation of Income

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Approve Discharge of Executive Directors

Management

For

For

5

Approve Discharge of Non-Executive Directors

Management

For

For

6

Reelect N Andersen as Non-Executive Director

Management

For

For

7

Reelect L Cha as Non-Executive Director

Management

For

For

8

Reelect V Colao as Non-Executive Director

Management

For

For

9

Reelect J Hartmann as Non-Executive Director

Management

For

For

10

Reelect A Jope as Executive Director

Management

For

For

11

Reelect A Jung as Non-Executive Director

Management

For

For

12

Reelect S Kilsby as Non-Executive Director

Management

For

For

13

Reelect S Masiyiwa as Non-Executive Director

Management

For

For

14

Reelect Y Moon as Non-Executive Director

Management

For

For

15

Reelect G Pitkethly as Executive Director

Management

For

For

16

Reelect J Rishton as Director

Management

For

For

17

Reelect F Sijbesma as Director

Management

For

For

18

Ratify KPMG as Auditors

Management

For

For

19

Grant Board Authority to Issue Shares

Management

For

For

20

Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes

Management

For

For

21

Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes

Management

For

For

22

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

23

Approve Reduction in Share Capital through Cancellation of Ordinary Shares

Management

For

For
 

 

 

UNITED TECHNOLOGIES CORPORATION
Meeting Date:  OCT 11, 2019
Record Date:  SEP 10, 2019
Meeting Type:  SPECIAL

Ticker:  UTX
Security ID:  913017109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 01, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL

Ticker:  UNH
Security ID:  91324P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard T. Burke

Management

For

For

1b

Elect Director Timothy P. Flynn

Management

For

For

1c

Elect Director Stephen J. Hemsley

Management

For

For

1d

Elect Director Michele J. Hooper

Management

For

For

1e

Elect Director F. William McNabb, III

Management

For

For

1f

Elect Director Valerie C. Montgomery Rice

Management

For

For

1g

Elect Director John H. Noseworthy

Management

For

For

1h

Elect Director Glenn M. Renwick

Management

For

For

1i

Elect Director David S. Wichmann

Management

For

For

1j

Elect Director Gail R. Wilensky

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

Shareholder

Against

Against
 

 

 

VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  VZ
Security ID:  92343V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Shellye L. Archambeau

Management

For

For

1.2

Elect Director Mark T. Bertolini

Management

For

For

1.3

Elect Director Vittorio Colao

Management

For

For

1.4

Elect Director Melanie L. Healey

Management

For

For

1.5

Elect Director Clarence Otis, Jr.

Management

For

For

1.6

Elect Director Daniel H. Schulman

Management

For

For

1.7

Elect Director Rodney E. Slater

Management

For

For

1.8

Elect Director Hans E. Vestberg

Management

For

For

1.9

Elect Director Gregory G. Weaver

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Eliminate Above-Market Earnings in Executive Retirement Plans

Shareholder

Against

Against

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

For

7

Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

8

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against

 

 

WALMART INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL

Ticker:  WMT
Security ID:  931142103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Cesar Conde

Management

For

For

1b

Elect Director Timothy P. Flynn

Management

For

For

1c

Elect Director Sarah J. Friar

Management

For

For

1d

Elect Director Carla A. Harris

Management

For

For

1e

Elect Director Thomas W. Horton

Management

For

For

1f

Elect Director Marissa A. Mayer

Management

For

For

1g

Elect Director C. Douglas McMillon

Management

For

For

1h

Elect Director Gregory B. Penner

Management

For

For

1i

Elect Director Steven S Reinemund

Management

For

For

1j

Elect Director S. Robson Walton

Management

For

For

1k

Elect Director Steuart L. Walton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Report on Impacts of Single-Use Plastic Bags

Shareholder

Against

Against

6

Report on Supplier Antibiotics Use Standards

Shareholder

Against

Against

7

Adopt Policy to Include Hourly Associates as Director Candidates

Shareholder

Against

Against

8

Report on Strengthening Prevention of Workplace Sexual Harassment

Shareholder

Against

Against
 

 

 

WELLS FARGO & COMPANY
Meeting Date:  APR 28, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  WFC
Security ID:  949746101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Steven D. Black

Management

For

For

1b

Elect Director Celeste A. Clark

Management

For

For

1c

Elect Director Theodore F. Craver, Jr.

Management

For

For

1d

Elect Director Wayne M. Hewett

Management

For

For

1e

Elect Director Donald M. James

Management

For

For

1f

Elect Director Maria R. Morris

Management

For

For

1g

Elect Director Charles H. Noski

Management

For

For

1h

Elect Director Richard B. Payne, Jr.

Management

For

For

1i

Elect Director Juan A. Pujadas

Management

For

For

1j

Elect Director Ronald L. Sargent

Management

For

For

1k

Elect Director Charles W. Scharf

Management

For

For

1l

Elect Director Suzanne M. Vautrinot

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

Against

4

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

Shareholder

Against

Against

5

Report on Incentive-Based Compensation and Risks of Material Losses

Shareholder

Against

Against

6

Report on Global Median Gender Pay Gap

Shareholder

Against

Against
 

 

 

XCEL ENERGY INC.
Meeting Date:  MAY 22, 2020
Record Date:  MAR 25, 2020
Meeting Type:  ANNUAL

Ticker:  XEL
Security ID:  98389B100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lynn Casey

Management

For

For

1b

Elect Director Ben Fowke

Management

For

For

1c

Elect Director Netha N. Johnson

Management

For

For

1d

Elect Director George Kehl

Management

For

For

1e

Elect Director Richard T. O'Brien

Management

For

For

1f

Elect Director David K. Owens

Management

For

For

1g

Elect Director Christopher J. Policinski

Management

For

For

1h

Elect Director James T. Prokopanko

Management

For

For

1i

Elect Director A. Patricia Sampson

Management

For

For

1j

Elect Director James J. Sheppard

Management

For

For

1k

Elect Director David A. Westerlund

Management

For

For

1l

Elect Director Kim Williams

Management

For

For

1m

Elect Director Timothy V. Wolf

Management

For

For

1n

Elect Director Daniel Yohannes

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Costs and Benefits of Climate-Related Activities

Shareholder

Against

Against
 



 

Franklin Floating Rate Daily Access Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.



 

Franklin Low Duration Total Return Fund

 

BATTALION OIL CORPORATION
Meeting Date:  MAY 18, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  BATL
Security ID:  07134L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott H. Germann

Management

For

For

1.2

Elect Director Gregory S. Hinds

Management

For

For

1.3

Elect Director Richard H. Little

Management

For

For

1.4

Elect Director William L. Transier

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

Against

 

 

INVESCO EXCHANGE-TRADED FUND TRUST II
Meeting Date:  AUG 19, 2019
Record Date:  JUN 25, 2019
Meeting Type:  SPECIAL

Ticker:  PTRP
Security ID:  46138G508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronn R. Bagge

Management

For

For

1.2

Elect Director Todd J. Barre

Management

For

For

1.3

Elect Director Kevin M. Carome

Management

For

For

1.4

Elect Director Edmund P. Giambastiani, Jr.

Management

For

For

1.5

Elect Director Victoria J. Herget

Management

For

For

1.6

Elect Director Marc M. Kole

Management

For

For

1.7

Elect Director Yung Bong Lim

Management

For

For

1.8

Elect Director Joanne Pace

Management

For

For

1.9

Elect Director Gary R. Wicker

Management

For

For

1.10

Elect Director Donald H. Wilson

Management

For

For
 

 

 

RIVIERA RESOURCES, INC.
Meeting Date:  JUN 24, 2020
Record Date:  APR 27, 2020
Meeting Type:  ANNUAL

Ticker:  RVRA
Security ID:  76964R104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David B. Rottino

Management

For

For

1.2

Elect Director Evan Lederman

Management

For

For

1.3

Elect Director Joseph A. Mills

Management

For

For

1.4

Elect Director Win Rollins

Management

For

For

1.5

Elect Director Thanasi Skafidas

Management

For

For

2

Ratify KPMG LLP as Auditors - withdrawn

Management

None

None

 

 

ROAN RESOURCES, INC.
Meeting Date:  DEC 04, 2019
Record Date:  OCT 28, 2019
Meeting Type:  SPECIAL

Ticker:  ROAN
Security ID:  769755109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

VERSO CORPORATION
Meeting Date:  JAN 31, 2020
Record Date:  DEC 16, 2019
Meeting Type:  PROXY CONTEST

Ticker:  VRS
Security ID:  92531L207

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (White Proxy Card)

1a

Elect Director Robert K. Beckler

Management

For

Did Not Vote

1b

Elect Director Paula H.J. Cholmondeley

Management

For

Did Not Vote

1c

Elect Director Randy J. Nebel

Management

For

Did Not Vote

1d

Elect Director Steven D. Scheiwe

Management

For

Did Not Vote

1e

Elect Director Jay Shuster

Management

For

Did Not Vote

1f

Elect Director Adam St. John

Management

For

Did Not Vote

1g

Elect Director Nancy M. Taylor

Management

For

Did Not Vote

2

Approve Sale of Androscoggin Mill

Management

For

Did Not Vote

3

Adjourn Meeting

Management

For

Did Not Vote

4a

Reduce Supermajority Vote Requirement for Removal of Directors

Management

For

Did Not Vote

4b

Reduce Supermajority Vote Requirement to Amend Bylaws

Management

For

Did Not Vote

4c

Reduce Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation

Management

For

Did Not Vote

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Did Not Vote

6

Ratify Deloitte & Touche LLP as Auditors

Management

For

Did Not Vote

7

Adopt Stockholder Rights Plan

Management

For

Did Not Vote

8

Adopt Majority Vote for Election of Directors

Management

None

Did Not Vote

9

Repeal Amendments to Verso's Amended and Restated Bylaws Adopted After June 26, 2019

Shareholder

Against

Did Not Vote

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Proxy (Blue Proxy Card)

1.1

Elect Director Sean T. Erwin

Shareholder

For

For

1.2

Elect Director Jeffrey E. Kirt

Shareholder

For

Withhold

1.3

Elect Director Timothy Lowe

Shareholder

For

Withhold

1.4

Management Nominee Robert K. Beckler

Shareholder

For

For

1.5

Management Nominee Paula H.J. Cholmondeley

Shareholder

For

For

1.6

Management Nominee Randy J. Nebel

Shareholder

For

For

1.7

Management Nominee Adam St. John

Shareholder

For

For

2

Approve Sale of Androscoggin Mill

Management

None

For

3

Adjourn Meeting

Management

None

For

4a

Reduce Supermajority Vote Requirement for Removal of Directors

Management

For

For

4b

Reduce Supermajority Vote Requirement to Amend Bylaws

Management

For

For

4c

Reduce Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

None

For

6

Ratify Deloitte & Touche LLP as Auditors

Management

None

For

7

Adopt Stockholder Rights Plan

Management

None

For

8

Adopt Majority Vote for Election of Directors

Management

For

For

9

Repeal Amendments to Verso's Amended and Restated Bylaws Adopted After June 26, 2019

Shareholder

For

For
 



 

Franklin Managed Income Fund

 

ABBVIE INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  ABBV
Security ID:  00287Y109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Alpern

Management

For

For

1.2

Elect Director Edward M. Liddy

Management

For

For

1.3

Elect Director Melody B. Meyer

Management

For

For

1.4

Elect Director Frederick H. Waddell

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Eliminate Supermajority Vote Requirement

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

6

Require Independent Board Chairman

Shareholder

Against

Against

7

Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation

Shareholder

Against

Against
 

 

 

ANALOG DEVICES, INC.
Meeting Date:  MAR 11, 2020
Record Date:  JAN 06, 2020
Meeting Type:  ANNUAL

Ticker:  ADI
Security ID:  032654105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ray Stata

Management

For

For

1b

Elect Director Vincent Roche

Management

For

For

1c

Elect Director James A. Champy

Management

For

For

1d

Elect Director Anantha P. Chandrakasan

Management

For

Against

1e

Elect Director Bruce R. Evans

Management

For

For

1f

Elect Director Edward H. Frank

Management

For

For

1g

Elect Director Karen M. Golz

Management

For

For

1h

Elect Director Mark M. Little

Management

For

For

1i

Elect Director Kenton J. Sicchitano

Management

For

For

1j

Elect Director Susie Wee

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

ASTRAZENECA PLC
Meeting Date:  APR 29, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL

Ticker:  AZN
Security ID:  046353108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Dividends

Management

For

For

3

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Authorise Board to Fix Remuneration of Auditors

Management

For

For

5a

Re-elect Leif Johansson as Director

Management

For

For

5b

Re-elect Pascal Soriot as Director

Management

For

For

5c

Re-elect Marc Dunoyer as Director

Management

For

For

5d

Re-elect Genevieve Berger as Director

Management

For

For

5e

Re-elect Philip Broadley as Director

Management

For

For

5f

Re-elect Graham Chipchase as Director

Management

For

For

5g

Elect Michel Demare as Director

Management

For

For

5h

Re-elect Deborah DiSanzo as Director

Management

For

For

5i

Re-elect Sheri McCoy as Director

Management

For

For

5j

Re-elect Tony Mok as Director

Management

For

For

5k

Re-elect Nazneen Rahman as Director

Management

For

For

5l

Re-elect Marcus Wallenberg as Director

Management

For

For

6

Approve Remuneration Report

Management

For

For

7

Approve Remuneration Policy

Management

For

For

8

Authorise EU Political Donations and Expenditure

Management

For

For

9

Authorise Issue of Equity

Management

For

For

10

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

11

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

12

Authorise Market Purchase of Ordinary Shares

Management

For

For

13

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

14

Approve Performance Share Plan

Management

For

For
 

 

 

AT&T INC.
Meeting Date:  APR 24, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL

Ticker:  T
Security ID:  00206R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Randall L. Stephenson

Management

For

For

1.2

Elect Director Samuel A. Di Piazza, Jr.

Management

For

For

1.3

Elect Director Richard W. Fisher

Management

For

For

1.4

Elect Director Scott T. Ford

Management

For

For

1.5

Elect Director Glenn H. Hutchins

Management

For

For

1.6

Elect Director William E. Kennard

Management

For

For

1.7

Elect Director Debra L. Lee

Management

For

For

1.8

Elect Director Stephen J. Luczo

Management

For

For

1.9

Elect Director Michael B. McCallister

Management

For

For

1.10

Elect Director Beth E. Mooney

Management

For

For

1.11

Elect Director Matthew K. Rose

Management

For

For

1.12

Elect Director Cynthia B. Taylor

Management

For

For

1.13

Elect Director Geoffrey Y. Yang

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

5

Approve Nomination of Employee Representative Director

Shareholder

Against

Against

6

Improve Guiding Principles of Executive Compensation

Shareholder

Against

Against
 

 

 

BANK OF AMERICA CORPORATION
Meeting Date:  APR 22, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  BAC
Security ID:  060505104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sharon L. Allen

Management

For

For

1b

Elect Director Susan S. Bies

Management

For

For

1c

Elect Director Jack O. Bovender, Jr.

Management

For

For

1d

Elect Director Frank P. Bramble, Sr.

Management

For

For

1e

Elect Director Pierre J.P. de Weck

Management

For

For

1f

Elect Director Arnold W. Donald

Management

For

For

1g

Elect Director Linda P. Hudson

Management

For

For

1h

Elect Director Monica C. Lozano

Management

For

For

1i

Elect Director Thomas J. May

Management

For

For

1j

Elect Director Brian T. Moynihan

Management

For

For

1k

Elect Director Lionel L. Nowell, III

Management

For

For

1l

Elect Director Denise L. Ramos

Management

For

For

1m

Elect Director Clayton S. Rose

Management

For

For

1n

Elect Director Michael D. White

Management

For

For

1o

Elect Director Thomas D. Woods

Management

For

For

1p

Elect Director R. David Yost

Management

For

For

1q

Elect Director Maria T. Zuber

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Proxy Access Right

Shareholder

Against

Against

5

Provide Right to Act by Written Consent

Shareholder

Against

Against

6

Report on Gender Pay Gap

Shareholder

Against

Against

7

Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices

Shareholder

Against

Against
 

 

 

BLACKROCK, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  BLK
Security ID:  09247X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bader M. Alsaad

Management

For

For

1b

Elect Director Mathis Cabiallavetta

Management

For

For

1c

Elect Director Pamela Daley

Management

For

For

1d

Elect Director William S. Demchak

Management

For

For

1e

Elect Director Jessica P. Einhorn

Management

For

For

1f

Elect Director Laurence D. Fink

Management

For

For

1g

Elect Director William E. Ford

Management

For

For

1h

Elect Director Fabrizio Freda

Management

For

For

1i

Elect Director Murry S. Gerber

Management

For

For

1j

Elect Director Margaret L. Johnson

Management

For

For

1k

Elect Director Robert S. Kapito

Management

For

For

1l

Elect Director Cheryl D. Mills

Management

For

For

1m

Elect Director Gordon M. Nixon

Management

For

For

1n

Elect Director Charles H. Robbins

Management

For

For

1o

Elect Director Marco Antonio Slim Domit

Management

For

For

1p

Elect Director Susan L. Wagner

Management

For

For

1q

Elect Director Mark Wilson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte LLP as Auditors

Management

For

For

4

Report on the Statement on the Purpose of a Corporation

Shareholder

Against

Against
 

 

 

BP PLC
Meeting Date:  MAY 27, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL

Ticker:  BP
Security ID:  055622104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Remuneration Policy

Management

For

For

4(a)

Elect Bernard Looney as Director

Management

For

For

4(b)

Re-elect Brian Gilvary as Director

Management

For

For

4(c)

Re-elect Dame Alison Carnwath as Director

Management

For

For

4(d)

Re-elect Pamela Daley as Director

Management

For

For

4(e)

Re-elect Sir Ian Davis as Director

Management

For

For

4(f)

Re-elect Dame Ann Dowling as Director

Management

For

For

4(g)

Re-elect Helge Lund as Director

Management

For

For

4(h)

Re-elect Melody Meyer as Director

Management

For

For

4(i)

Re-elect Brendan Nelson as Director

Management

For

For

4(j)

Re-elect Paula Reynolds as Director

Management

For

For

4(k)

Re-elect Sir John Sawers as Director

Management

For

For

5

Reappoint Deloitte LLP as Auditors

Management

For

For

6

Authorise Audit Committee to Fix Remuneration of Auditors

Management

For

For

7

Approve Executive Directors' Incentive Plan

Management

For

For

8

Authorise EU Political Donations and Expenditure

Management

For

For

9

Authorise Issue of Equity

Management

For

For

10

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

11

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

12

Authorise Market Purchase of Ordinary Shares

Management

For

For

13

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For
 

 

 

CHEVRON CORPORATION
Meeting Date:  MAY 27, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL

Ticker:  CVX
Security ID:  166764100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wanda M. Austin

Management

For

For

1b

Elect Director John B. Frank

Management

For

For

1c

Elect Director Alice P. Gast

Management

For

For

1d

Elect Director Enrique Hernandez, Jr.

Management

For

For

1e

Elect Director Charles W. Moorman, IV

Management

For

For

1f

Elect Director Dambisa F. Moyo

Management

For

For

1g

Elect Director Debra Reed-Klages

Management

For

For

1h

Elect Director Ronald D. Sugar

Management

For

For

1i

Elect Director D. James Umpleby, III

Management

For

For

1j

Elect Director Michael K. Wirth

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Establish Board Committee on Climate Risk

Shareholder

Against

Against

6

Report on Climate Lobbying Aligned with Paris Agreement Goals

Shareholder

Against

Against

7

Report on Petrochemical Risk

Shareholder

Against

Against

8

Report on Human Rights Practices

Shareholder

Against

Against

9

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

10

Require Independent Board Chair

Shareholder

Against

Against
 

 

 

COMCAST CORPORATION
Meeting Date:  JUN 03, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL

Ticker:  CMCSA
Security ID:  20030N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kenneth J. Bacon

Management

For

For

1.2

Elect Director Madeline S. Bell

Management

For

For

1.3

Elect Director Naomi M. Bergman

Management

For

For

1.4

Elect Director Edward D. Breen

Management

For

For

1.5

Elect Director Gerald L. Hassell

Management

For

For

1.6

Elect Director Jeffrey A. Honickman

Management

For

For

1.7

Elect Director Maritza G. Montiel

Management

For

For

1.8

Elect Director Asuka Nakahara

Management

For

For

1.9

Elect Director David C. Novak

Management

For

For

1.10

Elect Director Brian L. Roberts

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

3

Amend Stock Option Plan

Management

For

For

4

Amend Restricted Stock Plan

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

Against

7

Require Independent Board Chair

Shareholder

Against

For

8

Report on Risks Posed by Failing to Prevent Sexual Harassment

Shareholder

Against

Against

 

 

CVS HEALTH CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL

Ticker:  CVS
Security ID:  126650100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Fernando Aguirre

Management

For

For

1b

Elect Director C. David Brown, II

Management

For

For

1c

Elect Director Alecia A. DeCoudreaux

Management

For

For

1d

Elect Director Nancy-Ann M. DeParle

Management

For

For

1e

Elect Director David W. Dorman

Management

For

For

1f

Elect Director Roger N. Farah

Management

For

For

1g

Elect Director Anne M. Finucane

Management

For

For

1h

Elect Director Edward J. Ludwig

Management

For

For

1i

Elect Director Larry J. Merlo

Management

For

For

1j

Elect Director Jean-Pierre Millon

Management

For

For

1k

Elect Director Mary L. Schapiro

Management

For

For

1l

Elect Director William C. Weldon

Management

For

For

1m

Elect Director Tony L. White

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Amend Shareholder Written Consent Provisions

Shareholder

Against

For

7

Require Independent Board Chairman

Shareholder

Against

Against
 

 

 

DEUTSCHE TELEKOM AG
Meeting Date:  JUN 19, 2020
Record Date:  
Meeting Type:  ANNUAL

Ticker:  DTE
Security ID:  D2035M136

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

Management

None

None

2

Approve Allocation of Income and Dividends of EUR 0.60 per Share

Management

For

For

3

Approve Discharge of Management Board for Fiscal 2019

Management

For

For

4

Approve Discharge of Supervisory Board for Fiscal 2019

Management

For

For

5

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020

Management

For

For

6

Elect Michael Kaschke to the Supervisory Board

Management

For

For

7

Approve Spin-Off and Takeover Agreement with Telekom Deutschland GmbH

Management

For

For

8

Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2021

Management

For

For
 

 

 

DOMINION ENERGY, INC.
Meeting Date:  MAY 06, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  D
Security ID:  25746U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James A. Bennett

Management

For

For

1b

Elect Director Helen E. Dragas

Management

For

For

1c

Elect Director James O. Ellis, Jr.

Management

For

For

1d

Elect Director Thomas F. Farrell, II

Management

For

For

1e

Elect Director D. Maybank Hagood

Management

For

For

1f

Elect Director John W. Harris

Management

For

For

1g

Elect Director Ronald W. Jibson

Management

For

For

1h

Elect Director Mark J. Kington

Management

For

For

1i

Elect Director Joseph M. Rigby

Management

For

For

1j

Elect Director Pamela J. Royal

Management

For

For

1k

Elect Director Robert H. Spilman, Jr.

Management

For

For

1l

Elect Director Susan N. Story

Management

For

For

1m

Elect Director Michael E. Szymanczyk

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against

5

Provide Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

DTE ENERGY COMPANY
Meeting Date:  MAY 07, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL

Ticker:  DTE
Security ID:  233331107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gerard M. Anderson

Management

For

For

1.2

Elect Director David A. Brandon

Management

For

For

1.3

Elect Director Charles G. McClure, Jr.

Management

For

For

1.4

Elect Director Gail J. McGovern

Management

For

For

1.5

Elect Director Mark A. Murray

Management

For

For

1.6

Elect Director Gerardo Norcia

Management

For

For

1.7

Elect Director Ruth G. Shaw

Management

For

For

1.8

Elect Director Robert C. Skaggs, Jr.

Management

For

For

1.9

Elect Director David A. Thomas

Management

For

For

1.10

Elect Director Gary H. Torgow

Management

For

For

1.11

Elect Director James H. Vandenberghe

Management

For

For

1.12

Elect Director Valerie M. Williams

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Political Contributions

Shareholder

Against

Against

 

 

EXXON MOBIL CORPORATION
Meeting Date:  MAY 27, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL

Ticker:  XOM
Security ID:  30231G102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Susan K. Avery

Management

For

For

1.2

Elect Director Angela F. Braly

Management

For

For

1.3

Elect Director Ursula M. Burns

Management

For

For

1.4

Elect Director Kenneth C. Frazier

Management

For

For

1.5

Elect Director Joseph L. Hooley

Management

For

For

1.6

Elect Director Steven A. Kandarian

Management

For

For

1.7

Elect Director Douglas R. Oberhelman

Management

For

For

1.8

Elect Director Samuel J. Palmisano

Management

For

For

1.9

Elect Director William C. Weldon

Management

For

For

1.10

Elect Director Darren W. Woods

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

For

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

6

Report on Costs & Benefits of Climate-Related Expenditures

Shareholder

Against

Against

7

Report on Risks of Petrochemical Operations in Flood Prone Areas

Shareholder

Against

Against

8

Report on Political Contributions

Shareholder

Against

Against

9

Report on Lobbying Payments and Policy

Shareholder

Against

Against
 

 

 

FASTENAL COMPANY
Meeting Date:  APR 25, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL

Ticker:  FAST
Security ID:  311900104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Willard D. Oberton

Management

For

For

1b

Elect Director Michael J. Ancius

Management

For

For

1c

Elect Director Michael J. Dolan

Management

For

For

1d

Elect Director Stephen L. Eastman

Management

For

For

1e

Elect Director Daniel L. Florness

Management

For

For

1f

Elect Director Rita J. Heise

Management

For

For

1g

Elect Director Daniel L. Johnson

Management

For

For

1h

Elect Director Nicholas J. Lundquist

Management

For

For

1i

Elect Director Scott A. Satterlee

Management

For

For

1j

Elect Director Reyne K. Wisecup

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Prepare Employment Diversity Report

Shareholder

Against

For
 

 

 

FEDEX CORPORATION
Meeting Date:  SEP 23, 2019
Record Date:  JUL 29, 2019
Meeting Type:  ANNUAL

Ticker:  FDX
Security ID:  31428X106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John A. Edwardson

Management

For

For

1.2

Elect Director Marvin R. Ellison

Management

For

For

1.3

Elect Director Susan Patricia Griffith

Management

For

For

1.4

Elect Director John C. (Chris) Inglis

Management

For

For

1.5

Elect Director Kimberly A. Jabal

Management

For

For

1.6

Elect Director Shirley Ann Jackson

Management

For

For

1.7

Elect Director R. Brad Martin

Management

For

For

1.8

Elect Director Joshua Cooper Ramo

Management

For

For

1.9

Elect Director Susan C. Schwab

Management

For

For

1.10

Elect Director Frederick W. Smith

Management

For

For

1.11

Elect Director David P. Steiner

Management

For

For

1.12

Elect Director Paul S. Walsh

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Report on Employee Representation on the Board of Directors

Shareholder

Against

Against

 

 

GENERAL DYNAMICS CORPORATION
Meeting Date:  MAY 06, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  GD
Security ID:  369550108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James S. Crown

Management

For

For

1b

Elect Director Rudy F. deLeon

Management

For

For

1c

Elect Director Cecil D. Haney

Management

For

For

1d

Elect Director Mark M. Malcolm

Management

For

For

1e

Elect Director James N. Mattis

Management

For

For

1f

Elect Director Phebe N. Novakovic

Management

For

For

1g

Elect Director C. Howard Nye

Management

For

For

1h

Elect Director William A. Osborn

Management

For

For

1i

Elect Director Catherine B. Reynolds

Management

For

For

1j

Elect Director Laura J. Schumacher

Management

For

For

1k

Elect Director John G. Stratton

Management

For

For

1l

Elect Director Peter A. Wall

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For
 

 

 

GENERAL MOTORS COMPANY
Meeting Date:  JUN 16, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  GM
Security ID:  37045V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mary T. Barra

Management

For

For

1b

Elect Director Wesley G. Bush

Management

For

For

1c

Elect Director Linda R. Gooden

Management

For

For

1d

Elect Director Joseph Jimenez

Management

For

For

1e

Elect Director Jane L. Mendillo

Management

For

For

1f

Elect Director Judith A. Miscik

Management

For

For

1g

Elect Director Patricia F. Russo

Management

For

For

1h

Elect Director Thomas M. Schoewe

Management

For

For

1i

Elect Director Theodore M. Solso

Management

For

For

1j

Elect Director Carol M. Stephenson

Management

For

For

1k

Elect Director Devin N. Wenig

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

For

6

Provide Right to Act by Written Consent

Shareholder

Against

For

7

Amend Proxy Access Right

Shareholder

Against

Against

8

Report on Human Rights Policy Implementation

Shareholder

Against

Against

9

Report on Lobbying Payments and Policy

Shareholder

Against

For
 

 

 

HOST HOTELS & RESORTS, INC.
Meeting Date:  MAY 15, 2020
Record Date:  MAR 19, 2020
Meeting Type:  ANNUAL

Ticker:  HST
Security ID:  44107P104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mary L. Baglivo

Management

For

For

1.2

Elect Director Sheila C. Bair

Management

For

For

1.3

Elect Director Richard E. Marriott

Management

For

For

1.4

Elect Director Sandeep L. Mathrani

Management

For

For

1.5

Elect Director John B. Morse, Jr.

Management

For

For

1.6

Elect Director Mary Hogan Preusse

Management

For

For

1.7

Elect Director Walter C. Rakowich

Management

For

For

1.8

Elect Director James F. Risoleo

Management

For

For

1.9

Elect Director Gordon H. Smith

Management

For

For

1.10

Elect Director A. William Stein

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

INTEL CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  INTC
Security ID:  458140100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James J. Goetz

Management

For

For

1b

Elect Director Alyssa Henry

Management

For

For

1c

Elect Director Omar Ishrak

Management

For

For

1d

Elect Director Risa Lavizzo-Mourey

Management

For

For

1e

Elect Director Tsu-Jae King Liu

Management

For

For

1f

Elect Director Gregory D. Smith

Management

For

For

1g

Elect Director Robert 'Bob' H. Swan

Management

For

For

1h

Elect Director Andrew Wilson

Management

For

For

1i

Elect Director Frank D. Yeary

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Provide Right to Act by Written Consent

Shareholder

Against

Against

6

Report on Global Median Gender/Racial Pay Gap

Shareholder

Against

Against
 

 

 

INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date:  APR 28, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  IBM
Security ID:  459200101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas Buberl

Management

For

For

1.2

Elect Director Michael L. Eskew

Management

For

Against

1.3

Elect Director David N. Farr

Management

For

For

1.4

Elect Director Alex Gorsky

Management

For

For

1.5

Elect Director Michelle J. Howard

Management

For

For

1.6

Elect Director Arvind Krishna

Management

For

For

1.7

Elect Director Andrew N. Liveris

Management

For

For

1.8

Elect Director Frederick William McNabb, III

Management

For

For

1.9

Elect Director Martha E. Pollack

Management

For

For

1.10

Elect Director Virginia M. Rometty

Management

For

For

1.11

Elect Director Joseph R. Swedish

Management

For

For

1.12

Elect Director Sidney Taurel

Management

For

For

1.13

Elect Director Peter R. Voser

Management

For

For

1.14

Elect Director Frederick H. Waddell

Management

For

Against

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Governing Documents to allow Removal of Directors

Shareholder

Against

For

5

Provide Right to Act by Written Consent

Shareholder

Against

For

6

Require Independent Board Chairman

Shareholder

Against

For
 

 

 

JOHNSON & JOHNSON
Meeting Date:  APR 23, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL

Ticker:  JNJ
Security ID:  478160104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mary C. Beckerle

Management

For

For

1b

Elect Director D. Scott Davis

Management

For

For

1c

Elect Director Ian E. L. Davis

Management

For

For

1d

Elect Director Jennifer A. Doudna

Management

For

For

1e

Elect Director Alex Gorsky

Management

For

For

1f

Elect Director Marillyn A. Hewson

Management

For

For

1g

Elect Director Hubert Joly

Management

For

For

1h

Elect Director Mark B. McClellan

Management

For

For

1i

Elect Director Anne M. Mulcahy

Management

For

For

1j

Elect Director Charles Prince

Management

For

For

1k

Elect Director A. Eugene Washington

Management

For

For

1l

Elect Director Mark A. Weinberger

Management

For

For

1m

Elect Director Ronald A. Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause

Management

For

For

5

Require Independent Board Chair

Shareholder

Against

Against

6

Report on Governance Measures Implemented Related to Opioids

Shareholder

Against

For
 

 

 

JPMORGAN CHASE & CO.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  JPM
Security ID:  46625H100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Linda B. Bammann

Management

For

For

1b

Elect Director Stephen B. Burke

Management

For

For

1c

Elect Director Todd A. Combs

Management

For

For

1d

Elect Director James S. Crown

Management

For

For

1e

Elect Director James Dimon

Management

For

For

1f

Elect Director Timothy P. Flynn

Management

For

For

1g

Elect Director Mellody Hobson

Management

For

For

1h

Elect Director Michael A. Neal

Management

For

For

1i

Elect Director Lee R. Raymond

Management

For

For

1j

Elect Director Virginia M. Rometty

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

Against

5

Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production.

Shareholder

Against

Against

6

Report on Climate Change

Shareholder

Against

For

7

Amend Shareholder Written Consent Provisions

Shareholder

Against

Against

8

Report on Charitable Contributions

Shareholder

Against

Against

9

Report on Gender/Racial Pay Gap

Shareholder

Against

Against

 

 

MORGAN STANLEY
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  MS
Security ID:  617446448

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Elizabeth Corley

Management

For

For

1b

Elect Director Alistair Darling

Management

For

For

1c

Elect Director Thomas H. Glocer

Management

For

For

1d

Elect Director James P. Gorman

Management

For

For

1e

Elect Director Robert H. Herz

Management

For

For

1f

Elect Director Nobuyuki Hirano

Management

For

For

1g

Elect Director Stephen J. Luczo

Management

For

For

1h

Elect Director Jami Miscik

Management

For

For

1i

Elect Director Dennis M. Nally

Management

For

For

1j

Elect Director Takeshi Ogasawara

Management

For

For

1k

Elect Director Hutham S. Olayan

Management

For

For

1l

Elect Director Mary L. Schapiro

Management

For

For

1m

Elect Director Perry M. Traquina

Management

For

For

1n

Elect Director Rayford Wilkins, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

NESTLE SA
Meeting Date:  APR 23, 2020
Record Date:  
Meeting Type:  ANNUAL

Ticker:  NESN
Security ID:  H57312649

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Accept Financial Statements and Statutory Reports

Management

For

For

1.2

Approve Remuneration Report

Management

For

For

2

Approve Discharge of Board and Senior Management

Management

For

For

3

Approve Allocation of Income and Dividends of CHF 2.70 per Share

Management

For

For

4.1.a

Reelect Paul Bulcke as Director and Board Chairman

Management

For

For

4.1.b

Reelect Ulf Schneider as Director

Management

For

For

4.1.c

Reelect Henri de Castries as Director

Management

For

For

4.1.d

Reelect Renato Fassbind as Director

Management

For

For

4.1.e

Reelect Ann Veneman as Director

Management

For

For

4.1.f

Reelect Eva Cheng as Director

Management

For

For

4.1.g

Reelect Patrick Aebischer as Director

Management

For

For

4.1.h

Reelect Ursula Burns as Director

Management

For

For

4.1.i

Reelect Kasper Rorsted as Director

Management

For

For

4.1.j

Reelect Pablo Isla as Director

Management

For

For

4.1.k

Reelect Kimberly Ross as Director

Management

For

For

4.1.l

Reelect Dick Boer as Director

Management

For

For

4.1.m

Reelect Dinesh Paliwal as Director

Management

For

For

4.2

Elect Hanne Jimenez de Mora as Director

Management

For

For

4.3.1

Appoint Patrick Aebischer as Member of the Compensation Committee

Management

For

For

4.3.2

Appoint Ursula Burns as Member of the Compensation Committee

Management

For

For

4.3.3

Appoint Pablo Isla as Member of the Compensation Committee

Management

For

For

4.3.4

Appoint Dick Boer as Member of the Compensation Committee

Management

For

For

4.4

Ratify Ernst & Young AG as Auditors

Management

For

For

4.5

Designate Hartmann Dreyer as Independent Proxy

Management

For

For

5.1

Approve Remuneration of Directors in the Amount of CHF 10 Million

Management

For

For

5.2

Approve Remuneration of Executive Committee in the Amount of CHF 55 Million

Management

For

For

6

Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares

Management

For

For

7

Transact Other Business (Voting)

Management

Against

Against
 

 

 

NORTHROP GRUMMAN CORPORATION
Meeting Date:  MAY 20, 2020
Record Date:  MAR 24, 2020
Meeting Type:  ANNUAL

Ticker:  NOC
Security ID:  666807102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kathy J. Warden

Management

For

For

1.2

Elect Director Marianne C. Brown

Management

For

For

1.3

Elect Director Donald E. Felsinger

Management

For

For

1.4

Elect Director Ann M. Fudge

Management

For

For

1.5

Elect Director Bruce S. Gordon

Management

For

For

1.6

Elect Director William H. Hernandez

Management

For

For

1.7

Elect Director Madeleine A. Kleiner

Management

For

For

1.8

Elect Director Karl J. Krapek

Management

For

For

1.9

Elect Director Gary Roughead

Management

For

For

1.10

Elect Director Thomas M. Schoewe

Management

For

For

1.11

Elect Director James S. Turley

Management

For

For

1.12

Elect Director Mark A. Welsh, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Human Rights Impact Assessment

Shareholder

Against

Against

5

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

Shareholder

Against

Against
 

 

 

OCCIDENTAL PETROLEUM CORPORATION
Meeting Date:  DEC 31, 2019
Record Date:  JUL 11, 2019
Meeting Type:  PROXY CONTEST

Ticker:  OXY
Security ID:  674599105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (White Proxy Card)

1

Revoke Consent to Request to Fix a Record Date

Shareholder

For

Did Not Vote

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Card

1

Consent to Request to Fix a Record Date

Shareholder

For

Did Not Vote

 

 

PEPSICO, INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  PEP
Security ID:  713448108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Shona L. Brown

Management

For

For

1b

Elect Director Cesar Conde

Management

For

For

1c

Elect Director Ian Cook

Management

For

For

1d

Elect Director Dina Dublon

Management

For

For

1e

Elect Director Richard W. Fisher

Management

For

For

1f

Elect Director Michelle Gass

Management

For

For

1g

Elect Director Ramon L. Laguarta

Management

For

For

1h

Elect Director David C. Page

Management

For

For

1i

Elect Director Robert C. Pohlad

Management

For

For

1j

Elect Director Daniel Vasella

Management

For

For

1k

Elect Director Darren Walker

Management

For

For

1l

Elect Director Alberto Weisser

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

5

Report on Sugar and Public Health

Shareholder

Against

Against
 

 

 

PFIZER INC.
Meeting Date:  APR 23, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL

Ticker:  PFE
Security ID:  717081103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronald E. Blaylock

Management

For

For

1.2

Elect Director Albert Bourla

Management

For

For

1.3

Elect Director W. Don Cornwell

Management

For

For

1.4

Elect Director Joseph J. Echevarria

Management

For

For

1.5

Elect Director Scott Gottlieb

Management

For

For

1.6

Elect Director Helen H. Hobbs

Management

For

For

1.7

Elect Director Susan Hockfield

Management

For

For

1.8

Elect Director James M. Kilts

Management

For

For

1.9

Elect Director Dan R. Littman

Management

For

For

1.10

Elect Director Shantanu Narayen

Management

For

For

1.11

Elect Director Suzanne Nora Johnson

Management

For

For

1.12

Elect Director James Quincey

Management

For

For

1.13

Elect Director James C. Smith

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Amend Proxy Access Right

Shareholder

Against

Against

6

Report on Lobbying Payments and Policy

Shareholder

Against

Against

7

Require Independent Board Chair

Shareholder

Against

For

8

Report on Gender Pay Gap

Shareholder

Against

Against

9

Elect Director Susan Desmond-Hellmann

Management

For

For
 

 

 

RAYTHEON COMPANY
Meeting Date:  OCT 11, 2019
Record Date:  SEP 10, 2019
Meeting Type:  SPECIAL

Ticker:  RTN
Security ID:  755111507

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

ROYAL DUTCH SHELL PLC
Meeting Date:  MAY 19, 2020
Record Date:  APR 08, 2020
Meeting Type:  ANNUAL

Ticker:  RDSB
Security ID:  780259206

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Policy

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Elect Dick Boer as Director

Management

For

For

5

Elect Andrew Mackenzie as Director

Management

For

For

6

Elect Martina Hund-Mejean as Director

Management

For

For

7

Re-elect Ben van Beurden as Director

Management

For

For

8

Re-elect Neil Carson as Director

Management

For

For

9

Re-elect Ann Godbehere as Director

Management

For

For

10

Re-elect Euleen Goh as Director

Management

For

For

11

Re-elect Charles Holliday as Director

Management

For

For

12

Re-elect Catherine Hughes as Director

Management

For

For

13

Re-elect Sir Nigel Sheinwald as Director

Management

For

For

14

Re-elect Jessica Uhl as Director

Management

For

For

15

Re-elect Gerrit Zalm as Director

Management

For

For

16

Reappoint Ernst & Young LLP as Auditors

Management

For

For

17

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

18

Authorise Issue of Equity

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Market Purchase of Ordinary Shares

Management

For

For

21

Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions

Shareholder

Against

Against
 

 

 

SEMPRA ENERGY
Meeting Date:  MAY 05, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  SRE
Security ID:  816851109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan L. Boeckmann

Management

For

For

1.2

Elect Director Kathleen L. Brown

Management

For

For

1.3

Elect Director Andres Conesa

Management

For

For

1.4

Elect Director Maria Contreras-Sweet

Management

For

For

1.5

Elect Director Pablo A. Ferrero

Management

For

For

1.6

Elect Director William D. Jones

Management

For

For

1.7

Elect Director Jeffrey W. Martin

Management

For

For

1.8

Elect Director Bethany J. Mayer

Management

For

For

1.9

Elect Director Michael N. Mears

Management

For

For

1.10

Elect Director Jack T. Taylor

Management

For

For

1.11

Elect Director Cynthia L. Walker

Management

For

For

1.12

Elect Director Cynthia J. Warner

Management

For

For

1.13

Elect Director James C. Yardley

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

Against
 

 

 

TARGET CORPORATION
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  TGT
Security ID:  87612E106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Douglas M. Baker, Jr.

Management

For

For

1b

Elect Director George S. Barrett

Management

For

For

1c

Elect Director Brian C. Cornell

Management

For

For

1d

Elect Director Calvin Darden

Management

For

For

1e

Elect Director Robert L. Edwards

Management

For

For

1f

Elect Director Melanie L. Healey

Management

For

For

1g

Elect Director Donald R. Knauss

Management

For

For

1h

Elect Director Monica C. Lozano

Management

For

For

1i

Elect Director Mary E. Minnick

Management

For

For

1j

Elect Director Kenneth L. Salazar

Management

For

For

1k

Elect Director Dmitri L. Stockton

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

 

 

TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  TXN
Security ID:  882508104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark A. Blinn

Management

For

For

1b

Elect Director Todd M. Bluedorn

Management

For

For

1c

Elect Director Janet F. Clark

Management

For

For

1d

Elect Director Carrie S. Cox

Management

For

For

1e

Elect Director Martin S. Craighead

Management

For

For

1f

Elect Director Jean M. Hobby

Management

For

For

1g

Elect Director Michael D. Hsu

Management

For

For

1h

Elect Director Ronald Kirk

Management

For

For

1i

Elect Director Pamela H. Patsley

Management

For

For

1j

Elect Director Robert E. Sanchez

Management

For

For

1k

Elect Director Richard k. Templeton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

THE BOEING COMPANY
Meeting Date:  APR 27, 2020
Record Date:  FEB 27, 2020
Meeting Type:  ANNUAL

Ticker:  BA
Security ID:  097023105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert A. Bradway

Management

For

For

1b

Elect Director David L. Calhoun

Management

For

For

1c

Elect Director Arthur D. Collins, Jr.

Management

For

For

1d

Elect Director Edmund P. Giambastiani, Jr.

Management

For

For

1e

Elect Director Lynn J. Good

Management

For

For

1f

Elect Director Nikki R. Haley - Withdrawn Resolution

Management

None

None

1g

Elect Director Akhil Johri

Management

For

For

1h

Elect Director Lawrence W. Kellner

Management

For

Against

1i

Elect Director Caroline B. Kennedy

Management

For

For

1j

Elect Director Steven M. Mollenkopf

Management

For

For

1k

Elect Director John M. Richardson

Management

For

For

1l

Elect Director Susan C. Schwab

Management

For

For

1m

Elect Director Ronald A. Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Require Director Nominee Qualifications

Shareholder

Against

Against

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Require Independent Board Chairman

Shareholder

Against

Against

7

Provide Right to Act by Written Consent

Shareholder

Against

For

8

Adopt Share Retention Policy For Senior Executives

Shareholder

Against

Against

9

Increase Disclosure of Compensation Adjustments

Shareholder

Against

Against
 

 

 

THE CHARLES SCHWAB CORPORATION
Meeting Date:  MAY 12, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  SCHW
Security ID:  808513105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William S. Haraf

Management

For

For

1b

Elect Director Frank C. Herringer

Management

For

For

1c

Elect Director Roger O. Walther

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Provide Proxy Access Right

Management

For

For

6

Adopt Policy to Annually Disclose EEO-1 Data

Shareholder

Against

For

7

Report on Lobbying Payments and Policy

Shareholder

Against

For

 

 

THE CHARLES SCHWAB CORPORATION
Meeting Date:  JUN 04, 2020
Record Date:  APR 27, 2020
Meeting Type:  SPECIAL

Ticker:  SCHW
Security ID:  808513105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For

2

Amend Charter

Management

For

For

3

Adjourn Meeting

Management

For

For
 

 

 

THE COCA-COLA COMPANY
Meeting Date:  APR 22, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  KO
Security ID:  191216100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Herbert A. Allen

Management

For

For

1.2

Elect Director Marc Bolland

Management

For

For

1.3

Elect Director Ana Botin

Management

For

For

1.4

Elect Director Christopher C. Davis

Management

For

For

1.5

Elect Director Barry Diller

Management

For

For

1.6

Elect Director Helene D. Gayle

Management

For

For

1.7

Elect Director Alexis M. Herman

Management

For

For

1.8

Elect Director Robert A. Kotick

Management

For

For

1.9

Elect Director Maria Elena Lagomasino

Management

For

For

1.10

Elect Director James Quincey

Management

For

For

1.11

Elect Director Caroline J. Tsay

Management

For

For

1.12

Elect Director David B. Weinberg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditor

Management

For

For

4

Report on the Health Impacts and Risks of Sugar in the Company's Products

Shareholder

Against

Against

 

 

THE HOME DEPOT, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  HD
Security ID:  437076102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gerard J. Arpey

Management

For

For

1b

Elect Director Ari Bousbib

Management

For

For

1c

Elect Director Jeffery H. Boyd

Management

For

For

1d

Elect Director Gregory D. Brenneman

Management

For

For

1e

Elect Director J. Frank Brown

Management

For

For

1f

Elect Director Albert P. Carey

Management

For

For

1g

Elect Director Helena B. Foulkes

Management

For

For

1h

Elect Director Linda R. Gooden

Management

For

For

1i

Elect Director Wayne M. Hewett

Management

For

For

1j

Elect Director Manuel Kadre

Management

For

For

1k

Elect Director Stephanie C. Linnartz

Management

For

For

1l

Elect Director Craig A. Menear

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Shareholder Written Consent Provisions

Shareholder

Against

Against

5

Prepare Employment Diversity Report and Report on Diversity Policies

Shareholder

Against

Against

6

Adopt Share Retention Policy For Senior Executives

Shareholder

Against

Against

7

Report on Congruency Political Analysis and Electioneering Expenditures

Shareholder

Against

Against
 

 

 

THE TORONTO-DOMINION BANK
Meeting Date:  APR 02, 2020
Record Date:  FEB 07, 2020
Meeting Type:  ANNUAL

Ticker:  TD
Security ID:  891160509

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Amy W. Brinkley

Management

For

For

1.2

Elect Director Brian C. Ferguson

Management

For

For

1.3

Elect Director Colleen A. Goggins

Management

For

For

1.4

Elect Director Jean-Rene Halde

Management

For

For

1.5

Elect Director David E. Kepler

Management

For

For

1.6

Elect Director Brian M. Levitt

Management

For

For

1.7

Elect Director Alan N. MacGibbon

Management

For

For

1.8

Elect Director Karen E. Maidment

Management

For

For

1.9

Elect Director Bharat B. Masrani

Management

For

For

1.10

Elect Director Irene R. Miller

Management

For

For

1.11

Elect Director Nadir H. Mohamed

Management

For

For

1.12

Elect Director Claude Mongeau

Management

For

For

1.13

Elect Director S. Jane Rowe

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

4

SP A: Disclose Equity Ratio Used By the Compensation Committee In Determining Compensation

Shareholder

Against

Against

5

SP B: Set a Diversity Target of More than 40% for the Composition of its Board of Directors for the Next Five Years

Shareholder

Against

Against

6

SP C: Request to Adopt Targets for Reducing Greenhouse Gas (GHG) Emissions Associated with the Company's Underwriting and Lending Activities

Shareholder

Against

Against
 

 

 

THE WILLIAMS COMPANIES, INC.
Meeting Date:  APR 28, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  WMB
Security ID:  969457100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan S. Armstrong

Management

For

For

1.2

Elect Director Stephen W. Bergstrom

Management

For

For

1.3

Elect Director Nancy K. Buese

Management

For

For

1.4

Elect Director Stephen I. Chazen

Management

For

For

1.5

Elect Director Charles I. Cogut

Management

For

For

1.6

Elect Director Michael A. Creel

Management

For

For

1.7

Elect Director Vicki L. Fuller

Management

For

For

1.8

Elect Director Peter A. Ragauss

Management

For

For

1.9

Elect Director Scott D. Sheffield

Management

For

For

1.10

Elect Director Murray D. Smith

Management

For

For

1.11

Elect Director William H. Spence

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  VZ
Security ID:  92343V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Shellye L. Archambeau

Management

For

For

1.2

Elect Director Mark T. Bertolini

Management

For

For

1.3

Elect Director Vittorio Colao

Management

For

For

1.4

Elect Director Melanie L. Healey

Management

For

For

1.5

Elect Director Clarence Otis, Jr.

Management

For

For

1.6

Elect Director Daniel H. Schulman

Management

For

For

1.7

Elect Director Rodney E. Slater

Management

For

For

1.8

Elect Director Hans E. Vestberg

Management

For

For

1.9

Elect Director Gregory G. Weaver

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Eliminate Above-Market Earnings in Executive Retirement Plans

Shareholder

Against

Against

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

For

7

Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

8

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

Shareholder

Against

Against

 

 

VODAFONE GROUP PLC
Meeting Date:  JUL 23, 2019
Record Date:  JUL 19, 2019
Meeting Type:  ANNUAL

Ticker:  VOD
Security ID:  G93882192

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Elect Sanjiv Ahuja as Director

Management

For

For

3

Elect David Thodey as Director

Management

For

For

4

Re-elect Gerard Kleisterlee as Director

Management

For

For

5

Re-elect Nick Read as Director

Management

For

For

6

Re-elect Margherita Della Valle as Director

Management

For

For

7

Re-elect Sir Crispin Davis as Director

Management

For

For

8

Re-elect Michel Demare as Director

Management

For

For

9

Re-elect Dame Clara Furse as Director

Management

For

For

10

Re-elect Valerie Gooding as Director

Management

For

For

11

Re-elect Renee James as Director

Management

For

For

12

Re-elect Maria Amparo Moraleda Martinez as Director

Management

For

For

13

Re-elect David Nish as Director

Management

For

For

14

Approve Final Dividend

Management

For

For

15

Approve Remuneration Report

Management

For

For

16

Appoint Ernst & Young LLP as Auditors

Management

For

For

17

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

Management

For

For

18

Authorise Issue of Equity

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

21

Authorise Market Purchase of Ordinary Shares

Management

For

For

22

Authorise EU Political Donations and Expenditure

Management

For

For

23

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For
 

 

 

WELLS FARGO & COMPANY
Meeting Date:  APR 28, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  WFC
Security ID:  949746101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Steven D. Black

Management

For

For

1b

Elect Director Celeste A. Clark

Management

For

For

1c

Elect Director Theodore F. Craver, Jr.

Management

For

For

1d

Elect Director Wayne M. Hewett

Management

For

For

1e

Elect Director Donald M. James

Management

For

For

1f

Elect Director Maria R. Morris

Management

For

For

1g

Elect Director Charles H. Noski

Management

For

For

1h

Elect Director Richard B. Payne, Jr.

Management

For

For

1i

Elect Director Juan A. Pujadas

Management

For

For

1j

Elect Director Ronald L. Sargent

Management

For

For

1k

Elect Director Charles W. Scharf

Management

For

For

1l

Elect Director Suzanne M. Vautrinot

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

Against

4

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

Shareholder

Against

Against

5

Report on Incentive-Based Compensation and Risks of Material Losses

Shareholder

Against

Against

6

Report on Global Median Gender Pay Gap

Shareholder

Against

Against
 



 

Franklin Real Return Fund

Votes for the Franklin Real Return Fund are prior to the reorganization into Franklin Total Return Fund effective January 31, 2020.

 

 

ANADARKO PETROLEUM CORPORATION
Meeting Date:  AUG 08, 2019
Record Date:  JUL 11, 2019
Meeting Type:  SPECIAL

Ticker:  APC
Security ID:  032511107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

Against

 

 

BHP GROUP PLC
Meeting Date:  OCT 17, 2019
Record Date:  SEP 13, 2019
Meeting Type:  ANNUAL

Ticker:  BHP
Security ID:  05545E209

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Appoint Ernst & Young LLP as Auditors

Management

For

For

3

Authorise the Risk and Audit Committee to Fix Remuneration of Auditors

Management

For

For

4

Authorise Issue of Equity

Management

For

For

5

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

6

Authorise Market Purchase of Ordinary Shares

Management

For

For

7

Approve Remuneration Policy

Management

For

For

8

Approve Remuneration Report for UK Law Purposes

Management

For

For

9

Approve Remuneration Report for Australian Law Purposes

Management

For

For

10

Approve Grant of Awards under the Group's Incentive Plans to Andrew Mackenzie

Management

For

For

11

Elect Ian Cockerill as Director

Management

For

For

12

Elect Susan Kilsby as Director

Management

For

For

13

Re-elect Terry Bowen as Director

Management

For

For

14

Re-elect Malcolm Broomhead as Director

Management

For

For

15

Re-elect Anita Frew as Director

Management

For

For

16

Re-elect Andrew Mackenzie as Director

Management

For

For

17

Re-elect Lindsay Maxsted as Director

Management

For

For

18

Re-elect John Mogford as Director

Management

For

For

19

Re-elect Shriti Vadera as Director

Management

For

For

20

Re-elect Ken MacKenzie as Director

Management

For

For

21

Amend Constitution of BHP Group Limited

Shareholder

Against

Against

22

Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement

Shareholder

Against

Against
 

 

OCCIDENTAL PETROLEUM CORPORATION
Meeting Date:  DEC 31, 2019
Record Date:  JUL 11, 2019
Meeting Type:  PROXY CONTEST

Ticker:  OXY
Security ID:  674599105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (White Proxy Card)

1

Revoke Consent to Request to Fix a Record Date

Shareholder

For

Did Not Vote

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Card

1

Consent to Request to Fix a Record Date

Shareholder

For

Did Not Vote



 

Franklin Total Return Fund

 

BATTALION OIL CORPORATION
Meeting Date:  MAY 18, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  BATL
Security ID:  07134L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott H. Germann

Management

For

For

1.2

Elect Director Gregory S. Hinds

Management

For

For

1.3

Elect Director Richard H. Little

Management

For

For

1.4

Elect Director William L. Transier

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

Against

 

 

INVESCO EXCHANGE-TRADED FUND TRUST II
Meeting Date:  AUG 19, 2019
Record Date:  JUN 25, 2019
Meeting Type:  SPECIAL

Ticker:  PTRP
Security ID:  46138G508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronn R. Bagge

Management

For

Withhold

1.2

Elect Director Todd J. Barre

Management

For

Withhold

1.3

Elect Director Kevin M. Carome

Management

For

Withhold

1.4

Elect Director Edmund P. Giambastiani, Jr.

Management

For

Withhold

1.5

Elect Director Victoria J. Herget

Management

For

Withhold

1.6

Elect Director Marc M. Kole

Management

For

Withhold

1.7

Elect Director Yung Bong Lim

Management

For

Withhold

1.8

Elect Director Joanne Pace

Management

For

Withhold

1.9

Elect Director Gary R. Wicker

Management

For

Withhold

1.10

Elect Director Donald H. Wilson

Management

For

Withhold
 

 

 

INVESCO EXCHANGE-TRADED FUND TRUST II
Meeting Date:  AUG 19, 2019
Record Date:  JUN 25, 2019
Meeting Type:  SPECIAL

Ticker:  PTRP
Security ID:  46138G508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronn R. Bagge

Management

For

Withhold

1.2

Elect Director Todd J. Barre

Management

For

For

1.3

Elect Director Kevin M. Carome

Management

For

Withhold

1.4

Elect Director Edmund P. Giambastiani, Jr.

Management

For

Withhold

1.5

Elect Director Victoria J. Herget

Management

For

Withhold

1.6

Elect Director Marc M. Kole

Management

For

Withhold

1.7

Elect Director Yung Bong Lim

Management

For

Withhold

1.8

Elect Director Joanne Pace

Management

For

Withhold

1.9

Elect Director Gary R. Wicker

Management

For

Withhold

1.10

Elect Director Donald H. Wilson

Management

For

Withhold

 

 

INVESCO EXCHANGE-TRADED FUND TRUST II
Meeting Date:  AUG 19, 2019
Record Date:  JUN 25, 2019
Meeting Type:  SPECIAL

Ticker:  PTRP
Security ID:  46138G508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronn R. Bagge

Management

For

Withhold

1.2

Elect Director Todd J. Barre

Management

For

For

1.3

Elect Director Kevin M. Carome

Management

For

For

1.4

Elect Director Edmund P. Giambastiani, Jr.

Management

For

Withhold

1.5

Elect Director Victoria J. Herget

Management

For

Withhold

1.6

Elect Director Marc M. Kole

Management

For

Withhold

1.7

Elect Director Yung Bong Lim

Management

For

Withhold

1.8

Elect Director Joanne Pace

Management

For

Withhold

1.9

Elect Director Gary R. Wicker

Management

For

Withhold

1.10

Elect Director Donald H. Wilson

Management

For

Withhold
 

 

 

INVESCO EXCHANGE-TRADED FUND TRUST II
Meeting Date:  AUG 19, 2019
Record Date:  JUN 25, 2019
Meeting Type:  SPECIAL

Ticker:  PTRP
Security ID:  46138G508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronn R. Bagge

Management

For

Withhold

1.2

Elect Director Todd J. Barre

Management

For

For

1.3

Elect Director Kevin M. Carome

Management

For

For

1.4

Elect Director Edmund P. Giambastiani, Jr.

Management

For

Withhold

1.5

Elect Director Victoria J. Herget

Management

For

Withhold

1.6

Elect Director Marc M. Kole

Management

For

Withhold

1.7

Elect Director Yung Bong Lim

Management

For

For

1.8

Elect Director Joanne Pace

Management

For

Withhold

1.9

Elect Director Gary R. Wicker

Management

For

Withhold

1.10

Elect Director Donald H. Wilson

Management

For

Withhold

 

 

INVESCO EXCHANGE-TRADED FUND TRUST II
Meeting Date:  AUG 19, 2019
Record Date:  JUN 25, 2019
Meeting Type:  SPECIAL

Ticker:  PTRP
Security ID:  46138G508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronn R. Bagge

Management

For

Withhold

1.2

Elect Director Todd J. Barre

Management

For

For

1.3

Elect Director Kevin M. Carome

Management

For

For

1.4

Elect Director Edmund P. Giambastiani, Jr.

Management

For

Withhold

1.5

Elect Director Victoria J. Herget

Management

For

For

1.6

Elect Director Marc M. Kole

Management

For

Withhold

1.7

Elect Director Yung Bong Lim

Management

For

For

1.8

Elect Director Joanne Pace

Management

For

Withhold

1.9

Elect Director Gary R. Wicker

Management

For

Withhold

1.10

Elect Director Donald H. Wilson

Management

For

Withhold
 

 

 

INVESCO EXCHANGE-TRADED FUND TRUST II
Meeting Date:  AUG 19, 2019
Record Date:  JUN 25, 2019
Meeting Type:  SPECIAL

Ticker:  PTRP
Security ID:  46138G508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronn R. Bagge

Management

For

Withhold

1.2

Elect Director Todd J. Barre

Management

For

For

1.3

Elect Director Kevin M. Carome

Management

For

For

1.4

Elect Director Edmund P. Giambastiani, Jr.

Management

For

Withhold

1.5

Elect Director Victoria J. Herget

Management

For

For

1.6

Elect Director Marc M. Kole

Management

For

Withhold

1.7

Elect Director Yung Bong Lim

Management

For

For

1.8

Elect Director Joanne Pace

Management

For

For

1.9

Elect Director Gary R. Wicker

Management

For

For

1.10

Elect Director Donald H. Wilson

Management

For

Withhold

 

 

INVESCO EXCHANGE-TRADED FUND TRUST II
Meeting Date:  AUG 19, 2019
Record Date:  JUN 25, 2019
Meeting Type:  SPECIAL

Ticker:  PTRP
Security ID:  46138G508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronn R. Bagge

Management

For

Withhold

1.2

Elect Director Todd J. Barre

Management

For

For

1.3

Elect Director Kevin M. Carome

Management

For

For

1.4

Elect Director Edmund P. Giambastiani, Jr.

Management

For

For

1.5

Elect Director Victoria J. Herget

Management

For

For

1.6

Elect Director Marc M. Kole

Management

For

Withhold

1.7

Elect Director Yung Bong Lim

Management

For

For

1.8

Elect Director Joanne Pace

Management

For

For

1.9

Elect Director Gary R. Wicker

Management

For

For

1.10

Elect Director Donald H. Wilson

Management

For

Withhold
 

 

 

INVESCO EXCHANGE-TRADED FUND TRUST II
Meeting Date:  AUG 19, 2019
Record Date:  JUN 25, 2019
Meeting Type:  SPECIAL

Ticker:  PTRP
Security ID:  46138G508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronn R. Bagge

Management

For

For

1.2

Elect Director Todd J. Barre

Management

For

For

1.3

Elect Director Kevin M. Carome

Management

For

For

1.4

Elect Director Edmund P. Giambastiani, Jr.

Management

For

For

1.5

Elect Director Victoria J. Herget

Management

For

For

1.6

Elect Director Marc M. Kole

Management

For

Withhold

1.7

Elect Director Yung Bong Lim

Management

For

For

1.8

Elect Director Joanne Pace

Management

For

For

1.9

Elect Director Gary R. Wicker

Management

For

For

1.10

Elect Director Donald H. Wilson

Management

For

Withhold

 

 

INVESCO EXCHANGE-TRADED FUND TRUST II
Meeting Date:  AUG 19, 2019
Record Date:  JUN 25, 2019
Meeting Type:  SPECIAL

Ticker:  PTRP
Security ID:  46138G508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronn R. Bagge

Management

For

For

1.2

Elect Director Todd J. Barre

Management

For

For

1.3

Elect Director Kevin M. Carome

Management

For

For

1.4

Elect Director Edmund P. Giambastiani, Jr.

Management

For

For

1.5

Elect Director Victoria J. Herget

Management

For

For

1.6

Elect Director Marc M. Kole

Management

For

Withhold

1.7

Elect Director Yung Bong Lim

Management

For

For

1.8

Elect Director Joanne Pace

Management

For

For

1.9

Elect Director Gary R. Wicker

Management

For

For

1.10

Elect Director Donald H. Wilson

Management

For

For
 

 

 

INVESCO EXCHANGE-TRADED FUND TRUST II
Meeting Date:  AUG 19, 2019
Record Date:  JUN 25, 2019
Meeting Type:  SPECIAL

Ticker:  PTRP
Security ID:  46138G508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronn R. Bagge

Management

For

For

1.2

Elect Director Todd J. Barre

Management

For

For

1.3

Elect Director Kevin M. Carome

Management

For

For

1.4

Elect Director Edmund P. Giambastiani, Jr.

Management

For

For

1.5

Elect Director Victoria J. Herget

Management

For

For

1.6

Elect Director Marc M. Kole

Management

For

For

1.7

Elect Director Yung Bong Lim

Management

For

For

1.8

Elect Director Joanne Pace

Management

For

For

1.9

Elect Director Gary R. Wicker

Management

For

For

1.10

Elect Director Donald H. Wilson

Management

For

For

 

 

RIVIERA RESOURCES, INC.
Meeting Date:  JUN 24, 2020
Record Date:  APR 27, 2020
Meeting Type:  ANNUAL

Ticker:  RVRA
Security ID:  76964R104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David B. Rottino

Management

For

For

1.2

Elect Director Evan Lederman

Management

For

For

1.3

Elect Director Joseph A. Mills

Management

For

For

1.4

Elect Director Win Rollins

Management

For

For

1.5

Elect Director Thanasi Skafidas

Management

For

For

2

Ratify KPMG LLP as Auditors - withdrawn

Management

None

None
 

 

 

ROAN RESOURCES, INC.
Meeting Date:  DEC 04, 2019
Record Date:  OCT 28, 2019
Meeting Type:  SPECIAL

Ticker:  ROAN
Security ID:  769755109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

VERSO CORPORATION
Meeting Date:  JAN 31, 2020
Record Date:  DEC 16, 2019
Meeting Type:  PROXY CONTEST

Ticker:  VRS
Security ID:  92531L207

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (White Proxy Card)

1a

Elect Director Robert K. Beckler

Management

For

Did Not Vote

1b

Elect Director Paula H.J. Cholmondeley

Management

For

Did Not Vote

1c

Elect Director Randy J. Nebel

Management

For

Did Not Vote

1d

Elect Director Steven D. Scheiwe

Management

For

Did Not Vote

1e

Elect Director Jay Shuster

Management

For

Did Not Vote

1f

Elect Director Adam St. John

Management

For

Did Not Vote

1g

Elect Director Nancy M. Taylor

Management

For

Did Not Vote

2

Approve Sale of Androscoggin Mill

Management

For

Did Not Vote

3

Adjourn Meeting

Management

For

Did Not Vote

4a

Reduce Supermajority Vote Requirement for Removal of Directors

Management

For

Did Not Vote

4b

Reduce Supermajority Vote Requirement to Amend Bylaws

Management

For

Did Not Vote

4c

Reduce Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation

Management

For

Did Not Vote

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Did Not Vote

6

Ratify Deloitte & Touche LLP as Auditors

Management

For

Did Not Vote

7

Adopt Stockholder Rights Plan

Management

For

Did Not Vote

8

Adopt Majority Vote for Election of Directors

Management

None

Did Not Vote

9

Repeal Amendments to Verso's Amended and Restated Bylaws Adopted After June 26, 2019

Shareholder

Against

Did Not Vote

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Proxy (Blue Proxy Card)

1.1

Elect Director Sean T. Erwin

Shareholder

For

For

1.2

Elect Director Jeffrey E. Kirt

Shareholder

For

Withhold

1.3

Elect Director Timothy Lowe

Shareholder

For

Withhold

1.4

Management Nominee Robert K. Beckler

Shareholder

For

For

1.5

Management Nominee Paula H.J. Cholmondeley

Shareholder

For

For

1.6

Management Nominee Randy J. Nebel

Shareholder

For

For

1.7

Management Nominee Adam St. John

Shareholder

For

For

2

Approve Sale of Androscoggin Mill

Management

None

For

3

Adjourn Meeting

Management

None

For

4a

Reduce Supermajority Vote Requirement for Removal of Directors

Management

For

For

4b

Reduce Supermajority Vote Requirement to Amend Bylaws

Management

For

For

4c

Reduce Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

None

For

6

Ratify Deloitte & Touche LLP as Auditors

Management

None

For

7

Adopt Stockholder Rights Plan

Management

None

For

8

Adopt Majority Vote for Election of Directors

Management

For

For

9

Repeal Amendments to Verso's Amended and Restated Bylaws Adopted After June 26, 2019

Shareholder

For

For
 

 

 

WEATHERFORD INTERNATIONAL PLC
Meeting Date:  JUN 12, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  WFTLF
Security ID:  G48833118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas R. Bates, Jr.

Management

For

Against

1b

Elect Director John F. Glick

Management

For

Against

1c

Elect Director Neal P. Goldman

Management

For

For

1d

Elect Director Gordon T. Hall

Management

For

Against

1e

Elect Director Mark A. McCollum

Management

For

For

1f

Elect Director Jacqueline C. Mutschler

Management

For

For

1g

Elect Director Charles M. Sledge

Management

For

For

2

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

(Registrant)  Franklin Investors Securities Trust          

 

 

 

By (Signature and Title)* /s/ Matthew T. Hinkle                   _____      

Matthew T. Hinkle,

Chief Executive Officer – Finance and Administration

 

 

Date August 26, 2020   

 

 

* Print the name and title of each signing officer under his or her signature.