0001752724-20-048988.txt : 20200313
0001752724-20-048988.hdr.sgml : 20200313
20200313111022
ACCESSION NUMBER: 0001752724-20-048988
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200313
DATE AS OF CHANGE: 20200313
EFFECTIVENESS DATE: 20200313
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN BEACON FUNDS
CENTRAL INDEX KEY: 0000809593
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04984
FILM NUMBER: 20711282
BUSINESS ADDRESS:
STREET 1: 220 EAST LAS COLINAS BOULEVARD
STREET 2: SUITE 1200
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 8173916100
MAIL ADDRESS:
STREET 1: 220 EAST LAS COLINAS BOULEVARD
STREET 2: SUITE 1200
CITY: IRVING
STATE: TX
ZIP: 75039
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN AADVANTAGE FUNDS
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EAGLE FUNDS
DATE OF NAME CHANGE: 19890813
0000809593
S000035895
American Beacon Stephens Small Cap Growth Fund
C000110026
A Class
SPWAX
C000110027
C Class
SPWCX
C000110028
R5 Class
STSIX
C000110029
Y Class
SPWYX
C000110030
Investor Class
STSGX
C000213181
R6 Class
STSRX
0000809593
S000035896
American Beacon Stephens Mid-Cap Growth Fund
C000110031
Investor Class
STMGX
C000110032
A Class
SMFAX
C000110033
C Class
SMFCX
C000110034
R5 Class
SFMIX
C000110035
Y Class
SMFYX
C000210485
Class R6
SFMRX
0000809593
S000035897
American Beacon Bridgeway Large Cap Value Fund
C000110036
A Class
BWLAX
C000110037
C Class
BWLCX
C000110038
R5 Class
BRLVX
C000110039
Y Class
BWLYX
C000110040
Investor Class
BWLIX
C000190448
R6 Class
BWLRX
0000809593
S000046078
American Beacon AHL Managed Futures Strategy Fund
C000144085
A CLASS
AHLAX
C000144086
C CLASS
AHLCX
C000144087
Y CLASS
AHLYX
C000144088
R5 Class
AHLIX
C000144089
INVESTOR CLASS
AHLPX
0000809593
S000046098
American Beacon Bahl & Gaynor Small Cap Growth Fund
C000144220
A Class
GBSAX
C000144221
C Class
GBSCX
C000144222
Y Class
GBSYX
C000144223
R5 Class
GBSIX
C000144224
Investor Class
GBSPX
0000809593
S000051599
American Beacon Bridgeway Large Cap Growth Fund
C000162332
A Class
BLYAX
C000162333
C Class
BLYCX
C000162334
R5 Class
BRLGX
C000162335
Investor Class
BLYPX
C000162336
Y Class
BLYYX
C000202403
Class R6
BLYRX
0000809593
S000064066
American Beacon AHL TargetRisk Fund
C000207200
R5 Class
AHTIX
C000207201
Y Class
AHTYX
C000207202
Investor Class
AHTPX
C000213182
C Class
AHACX
C000213183
A Class
AHTAX
N-CEN
1
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AMERICAN BEACON FUNDS
811-04984
0000809593
549300EXCES9V5RWB620
220 EAST LAS COLINAS BOULEVARD
SUITE 1200
IRVING
75039
US-TX
US
817-391-6100
Bahl & Gaynor, Inc.
255 East Fifth Street
Suite 2700
Cincinnati
45202
N-A
Records related to its function as sub-advisor
Resolute Investment Distributors, Inc.
220 East Las Colinas Boulevard
Suite 1200
Irving
75039
N-A
Record related to its function as underwriter
Bridgeway Capital Management, Inc.
20 Greenway Plaza
Suite 450
Houston
77046
N-A
Records related to its function as sub-advisor
State Street Bank and Trust Company
1 Lincoln Street
Boston
02111
617-786-3000
Custody and Accounting Records.
DST Asset Manager Solutions, Inc
2000 Crown Colony Drive
Quincy
02169
800-407-0256
Records related to its functions as transfer agent
AHL Partners LLP
2 Swan Lane
London
GB
EC4R 3AD
N-A
Records related to its function as sub-advisor
Stephens Investment Management Group, LLC
9 Greenway Plaza
Suite 1900
Houston
77046
N-A
Records related to its function as sub-advisor
American Beacon Advisors, Inc
220 East Las Colinas Boulevard
Suite 1200
Irving
75039-5500
817-391-6100
Records relating to its function as sub-advisor
N
N
N-1A
32
Y
Gerard J. Arpey
000000000
N
Douglas A. Lindgren
001258979
N
Gilbert G. Alvarado
000000000
N
Eugene J. Duffy
000000000
N
Brenda A. Cline
000000000
N
R. Gerald Turner
000000000
N
Claudia A. Holz
000000000
N
Alan D. Feld
000000000
Y
Barbara J. McKenna
000000000
N
Richard A. Massman
000000000
N
Joseph B. Armes
000000000
N
Christina E. Sears
002708589
220 East Las Colinas Boulevard
Suite 1200
Irving
75039
XXXXXX
N
N
N
N
N
N
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
Y
N
Ernst & Young U.S. LLP
42
254900H1VLSDPE6LJK37
N
N
N
N
N
N
American Beacon Stephens Mid-Cap Growth Fund
S000035896
549300Q6TXU0EHTD1P73
N
6
0
0
N/A
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
6488827.87000000
10019.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 22d-1 (17 CFR 270.22d-1)
Y
Y
Y
Y
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
N
Stephens Investment Management Group, LLC
801-64675
000136369
00000000000000000000
N
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
N
Stephens Inc.
8-1927
000003496
213800LH6T9XDYZCA534
0.00000000
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
3226.26000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
11609.26000000
Robert W. Baird & Co. Incorporated
8-497
000008158
549300772UJAHRD6LO53
11880.68000000
Piper Jaffray & Co.
8-15204
000000665
549300GRQCWQ3XGH0H10
2072.64000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
6997.91000000
Raymond James & Associates, Inc.
8-10999
000000705
U4ONQX15J3RO8XCKE979
7154.88000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
3431.38000000
Evercore Group L.L.C.
8-49830
000042405
5493008F0LRLS5N8LZ81
4164.06000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
2359.96000000
Stifel, Nicolaus & Company, Incorporated
8-1447
000000793
5WUVMA08EYG4KEUPW589
23093.97000000
86200.14000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
267201.00000000
267201.00000000
Y
244121056.42000000
Committed
250000000.00000000
N
Uncommitted
50000000.00000000
N
N
N
N
American Beacon Bridgeway Large Cap Value Fund
S000035897
549300R8CTMWZ1KUIU75
N
6
0
0
N/A
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
25223794.83000000
206836.00000000
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
N
Bridgeway Capital Management, Inc.
801-44394
000111441
549300LRKHF4Y7D41I50
N
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
N
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
Capital Institutional Services, Inc.
8-22273
000007551
54930061X8RDWFDJIS05
23026.81000000
Cowen and Company, LLC
8-22522
000007616
549300WR155U7DVMIW58
10992.00000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
10190.28000000
JonesTrading Institutional Services LLC
8-26089
000006888
2138008JJ5PA8H5UIL69
10748.24000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
21486.48000000
Guzman & Company
8-38646
000021013
549300E7R8O8EHE8SN83
8852.47000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
56081.71000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
290946.10000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
91366.53000000
Luminex Trading & Analytics LLC
8-69476
000171752
254900ZBK50B4Y36MJ33
6416.83000000
543891.45000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
2182665.83000000
2182665.83000000
N
4048143959.05000000
Uncommitted
50000000.00000000
N
Committed
250000000.00000000
N
N
N
American Beacon Stephens Small Cap Growth Fund
S000035895
549300BNC1NLBPSR1U69
N
6
1
0
N/A
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
19545633.50000000
35027.00000000
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
N
Stephens Investment Management Group, LLC
801-64675
000136369
00000000000000000000
N
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
N
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
Stephens Inc.
8-1927
000003496
213800LH6T9XDYZCA534
0.00000000
Piper Jaffray & Co.
8-15204
000000665
549300GRQCWQ3XGH0H10
10007.44000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
9438.42000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
6804.34000000
Oppenheimer & Co. Inc.
8-4077
000000249
254900VH02JQR2L8XD64
6717.28000000
Stifel, Nicolaus & Company, Incorporated
8-1447
000000793
5WUVMA08EYG4KEUPW589
15446.48000000
Wedbush Securities Inc.
8-12987
000000877
549300CSX55MXZ47EI78
8079.04000000
Robert W. Baird & Co. Incorporated
8-497
000008158
549300772UJAHRD6LO53
14124.76000000
Raymond James Financial, Inc.
8-17983
000006694
RGUZHJ05YTITL6D76949
11484.80000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
8826.83000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
25646.16000000
163309.43000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
795846.00000000
795846.00000000
Y
407648366.61000000
Uncommitted
50000000.00000000
N
Committed
250000000.00000000
N
N
N
American Beacon Bridgeway Large Cap Growth Fund
S000051599
549300QC3U0GY75VH650
N
6
0
0
N/A
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
2436147.70000000
17669.00000000
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
N
Bridgeway Capital Management, Inc.
801-44394
000111441
549300LRKHF4Y7D41I50
N
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
N
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
451.50000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
2908.00000000
JonesTrading Institutional Services LLC
8-26089
000006888
2138008JJ5PA8H5UIL69
84.00000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
18263.70000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
3813.35000000
Guzman & Company
8-38646
000021013
549300E7R8O8EHE8SN83
125.00000000
Capital Institutional Services, Inc.
8-22273
000007551
54930061X8RDWFDJIS05
193.00000000
Cantor Fitzgerald & Co.
8-201
000000134
5493004J7H4GCPG6OB62
2358.00000000
28196.55000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
168660.54000000
168660.54000000
N
199119086.60000000
Uncommitted
50000000.00000000
N
Committed
250000000.00000000
N
N
N
American Beacon Bahl & Gaynor Small Cap Growth Fund
S000046098
549300L9M6X9TB3KY583
N
5
0
0
N/A
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
673462.69000000
528.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 22d-1 (17 CFR 270.22d-1)
Y
Y
Y
N
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
N
Bahl & Gaynor, Inc.
801-36951
000106139
00000000000000000000
N
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
N
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
Sidoti & Company, LLC
8-52141
000102860
254900FHBEGNA4NAO961
9091.72000000
Evercore Group L.L.C.
8-49830
000042405
5493008F0LRLS5N8LZ81
979.40000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
1706.76000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
3574.16000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1601.15000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
1724.88000000
KeyBanc Capital Markets Inc.
8-30177
000000566
2EQWV0180Z211YVAD813
632.56000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2237.44000000
Cowen and Company, LLC
8-22522
000007616
549300WR155U7DVMIW58
1314.68000000
Hilltop Securities Inc.
8-45123
000006220
549300IXU82PMU6XZT45
666.92000000
26057.51000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
49606.04000000
49606.04000000
Y
43735984.69000000
Committed
250000000.00000000
N
Uncommitted
50000000.00000000
N
N
N
American Beacon AHL Managed Futures Strategy Fund
S000046078
549300WR54AL1HDJ8J03
N
5
0
0
N/A
Y
N
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
N
AHL Partners LLP
801-79565
000167882
549300LPS48DJ96NXT15
N
GB
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
N
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
Man Investments Inc.
8-32575
000015770
00000000000000000000
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
308640.41000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
87887.21000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
442482.27000000
839009.89000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
49373806.25000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
158401613.26000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
44690857.22000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
79120946.95000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
538895679.90000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
89344411.54000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
148586475.41000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
222844841.12000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
332317992.42000000
HSBC Securities (USA) Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
49761226.02000000
1737008603.73000000
N
1025347347.30000000
Committed
250000000.00000000
N
Uncommitted
50000000.00000000
N
N
N
N
American Beacon AHL TargetRisk Fund
S000064066
549300OTXTODXR10Y134
N
5
2
0
N/A
Y
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 22d-1 (17 CFR 270.22d-1)
Y
Y
Y
Y
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
N
AHL Partners LLP
801-79565
000167882
549300LPS48DJ96NXT15
N
GB
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Frankfurt am Main, Hessen, DE, Branch)
7LTWFZYICNSX8D621K86
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
N
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
5930.06000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
2683.43000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
6242.01000000
14855.50000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
13386427.77000000
BNP Paribas Securities Corp.
8-32682
000015794
RCNB6OTYUAMMP879YW96
12102792.76000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
19041765.68000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
32802693.04000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
31367432.12000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
9963545.83000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
73661310.59000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
9514670.29000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
38923365.92000000
Natwest Markets Securities Inc.
8-37135
000011707
ZE2ZWJ5BTIQJ8M0C6K34
32818756.41000000
299401703.59000000
N
60584654.40000000
Uncommitted
50000000.00000000
N
Committed
250000000.00000000
N
N
N
N
true
INTERNAL CONTROL RPT
2
NCEN_9951291106472122.txt
In planning and performing our audits of the financial
statements of American Beacon Funds (comprised of
American Beacon AHL Managed Futures Strategy Fund,
American Beacon AHL Target Risk Fund, American
Beacon Bahl & Gaynor Small Cap Growth Fund,
American Beacon Bridgeway Large Cap Growth Fund,
American Beacon Bridgeway Large Cap Value Fund,
American Beacon Stephens Mid-Cap Growth Fund, and
American Beacon Stephens Small Cap Growth Fund)
(the Trust) as of and for the periods ended December
31, 2019, in accordance with the standards of the Public
Company Accounting Oversight Board (United States),
we considered the Trust's internal control over financial
reporting, including controls over safeguarding
securities, as a basis for designing our auditing
procedures for the purpose of expressing our opinion
on the financial statements and to comply with the
requirements of Form N-CEN, but not for the purpose of
expressing an opinion on the effectiveness of the Trust's
internal control over financial reporting. Accordingly,
we express no such opinion.
The management of the Trust is responsible for
establishing and maintaining effective internal control
over financial reporting. In fulfilling this responsibility,
estimates and judgments by management are required
to assess the expected benefits and related costs of
controls. A trust's internal control over financial
reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting
and the preparation of financial statements for external
purposes in accordance with U.S. generally accepted
accounting principles. A trust's internal control over
financial reporting includes those policies and
procedures that (1) pertain to the maintenance of
records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of
the trust; (2) provide reasonable assurance that
transactions are recorded as necessary to permit
preparation of financial statements in accordance with
U.S. generally accepted accounting principles, and that
receipts and expenditures of the trust are being made
only in accordance with authorizations of management
and trustees of the trust; and (3) provide reasonable
assurance regarding prevention or timely detection of
unauthorized acquisition, use or disposition of a trust's
assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk
that controls may become inadequate because of
changes in conditions, or that the degree of compliance
with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does
not allow management or employees, in the normal
course of performing their assigned functions, to
prevent or detect misstatements on a timely basis. A
material weakness is a deficiency, or a combination of
deficiencies, in internal control over financial reporting,
such that there is a reasonable possibility that a
material misstatement of the Trust's annual or interim
financial statements will not be prevented or detected
on a timely basis.
Our consideration of the Trust's internal control over
financial reporting was for the limited purpose
described in the first paragraph and would not
necessarily disclose all deficiencies in internal control
that might be material weaknesses under standards
established by the Public Company Accounting
Oversight Board (United States). However, we noted no
deficiencies in the Trust's internal control over financial
reporting and its operation, including controls over
safeguarding securities, that we consider to be a
material weakness as defined above as of December 31,
2019.
This report is intended solely for the information and
use of management and the Board of Trustees of the
Trust and the Securities and Exchange Commission and
is not intended to be and should not be used by anyone
other than these specified parties.
/s/ Ernst & Young LLP
Information Classification: General
Information Classification: General