0001752724-19-157061.txt : 20191104
0001752724-19-157061.hdr.sgml : 20191104
20191104092353
ACCESSION NUMBER: 0001752724-19-157061
CONFORMED SUBMISSION TYPE: N-CEN/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20191104
DATE AS OF CHANGE: 20191104
EFFECTIVENESS DATE: 20191104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN BEACON FUNDS
CENTRAL INDEX KEY: 0000809593
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-CEN/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04984
FILM NUMBER: 191188411
BUSINESS ADDRESS:
STREET 1: 220 EAST LAS COLINAS BOULEVARD
STREET 2: SUITE 1200
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 8173916100
MAIL ADDRESS:
STREET 1: 220 EAST LAS COLINAS BOULEVARD
STREET 2: SUITE 1200
CITY: IRVING
STATE: TX
ZIP: 75039
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN AADVANTAGE FUNDS
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EAGLE FUNDS
DATE OF NAME CHANGE: 19890813
0000809593
S000035895
American Beacon Stephens Small Cap Growth Fund
C000110026
A Class
SPWAX
C000110027
C Class
SPWCX
C000110028
Institutional Class
STSIX
C000110029
Y Class
SPWYX
C000110030
Investor Class
STSGX
C000213181
R6 Class
STSRX
0000809593
S000035896
American Beacon Stephens Mid-Cap Growth Fund
C000110031
Investor Class
STMGX
C000110032
A Class
SMFAX
C000110033
C Class
SMFCX
C000110034
Institutional Class
SFMIX
C000110035
Y Class
SMFYX
C000210485
Class R6
SFMRX
0000809593
S000035897
American Beacon Bridgeway Large Cap Value Fund
C000110036
A Class
BWLAX
C000110037
C Class
BWLCX
C000110038
Institutional Class
BRLVX
C000110039
Y Class
BWLYX
C000110040
Investor Class
BWLIX
C000190448
R6 Class
BWLRX
0000809593
S000046078
American Beacon AHL Managed Futures Strategy Fund
C000144085
A CLASS
AHLAX
C000144086
C CLASS
AHLCX
C000144087
Y CLASS
AHLYX
C000144088
INSTITUTIONAL CLASS
AHLIX
C000144089
INVESTOR CLASS
AHLPX
0000809593
S000046098
American Beacon Bahl & Gaynor Small Cap Growth Fund
C000144220
A Class
GBSAX
C000144221
C Class
GBSCX
C000144222
Y Class
GBSYX
C000144223
Institutional Class
GBSIX
C000144224
Investor Class
GBSPX
0000809593
S000051599
American Beacon Bridgeway Large Cap Growth Fund
C000162332
A Class
BLYAX
C000162333
C Class
BLYCX
C000162334
Institutional Class
BRLGX
C000162335
Investor Class
BLYPX
C000162336
Y Class
BLYYX
C000202403
Class R6
BLYRX
0000809593
S000064066
American Beacon AHL TargetRisk Fund
C000207200
Institutional Class
AHTIX
C000207201
Y Class
AHTYX
C000207202
Investor Class
AHTPX
C000213182
C Class
AHACX
C000213183
A Class
AHTAX
N-CEN/A
1
primary_doc.xml
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S000035897
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S000046078
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AMERICAN BEACON FUNDS
811-04984
0000809593
549300EXCES9V5RWB620
220 EAST LAS COLINAS BOULEVARD
SUITE 1200
IRVING
75039
US-TX
US
(817) 391-6100
American Beacon Advisors, Inc
220 E. Las Colinas Boulevard
Suite 1200
Irving
75039-500
817-391-6100
Records relating to its function as advisor
State Street Bank and Trust Company
1 Lincoln Street
Boston
02111
617-786-3000
Custody and Accounting Records.
DST Asset Manager Solutions, Inc
2000 Crown Colony Drive
Quincy
02169
800-407-0256
Records related to its functions as transfer agents
Stephens Investment Management Group, LLC
111 Center Street
Little Rock
72201
800-378-3413
Records related to its function as sub-advisor
AHL Partners LLP
2 Swan Lake
London
GB
EC4R 3AD
44-20-7144-1000
Records related to its function as sub-advisor
Bahl & Gaynor, Inc., D/B/A Bahl & Gaynor Investment Counsel, Inc.
255 East Fifth Street
Suite 2700
Cincinnati
45202
800-341-1810
Records related to its function as sub-advisor
Bridgeway Capital Management, Inc.
20 Greenway Plaza
Suite 450
Houston
77046
713-661-3500
Records related to its function as sub-advisor
Ionic Capital Management LLC
475 Fifth Avenue
9th Floor
New York
10017
212-294-8500
Records related to its function as sub-advisor
N
N
N-1A
33
Y
Claudia A. Holz
000000000
N
Barbara J. McKenna
000000000
N
Alan D. Feld
000000000
Y
Joseph B. Armes
000000000
N
Eugene J. Duffy
000000000
N
Gilbert G. Alvarado
000000000
N
Douglas A. Lindgren
001258979
N
Gerard J. Arpey
000000000
N
Brenda A. Cline
000000000
N
R. Gerald Turner
000000000
N
Richard A. Massman
000000000
N
Christina E. Sears
002708589
220 East Las Colinas Boulevard
Suite 1200
Irving
75039
XXXXXX
N
N
N
N
N
N
Foreside Fund Services, LLC
8-51293
000046106
00000000000000000000
N
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
Y
Y
Ernst & Young U.S. LLP
42
254900H1VLSDPE6LJK37
N
N
N
2018-03-28
Preferred USD equities moved to a primary vendor of ICE along with methodology changed to evaluated bid
Equity-preferred
Preferred Stocks
N/A
N
American Beacon Stephens Mid-Cap Growth Fund
S000035896
549300Q6TXU0EHTD1P73
Y
5
0
0
N/A
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
1363622.46000000
12146.00000000
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
N
Stephens Investment Management Group, LLC
801-64675
000136369
00000000000000000000
N
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
N
Stephens Inc.
8-1927
000003496
213800LH6T9XDYZCA534
0.00000000
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
898.94000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
2744.46000000
ISI Group, Inc
8-43515
000028195
0000000000
7829.60000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
4003.68000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
1316.56000000
Raymond James & Associates, Inc.
8-10999
000000705
U4ONQX15J3RO8XCKE979
1979.32000000
ROBERT W. BAIRD & CO., INCORPORATED
8-00497
000008158
549300772UJAHRD6LO53
4077.04000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
9611.02000000
Oppenheimer & Co. Inc.
8-4077
000000249
254900VH02JQR2L8XD64
1548.32000000
STIFEL NICOLAUS & CO INC.
8-1447
000000793
5WUVMA08EYG4KEUPW589
2602.97000000
41442.82000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
339647.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
37590.00000000
377237.00000000
Y
127400712.26000000
Uncommitted
50000000.00000000
N
Committed
250000000.00000000
N
N
N
American Beacon AHL TargetRisk Fund
S000064066
549300OTXTODXR10Y134
Y
3
3
0
N/A
Y
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
2018-12-31
AHL Partners LLP
801-79565
000167882
549300LPS48DJ96NXT15
N
GB
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
Y
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
Y
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
Y
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
0.00000000
0.00000000
N
5500000.00
N
N
N
N
American Beacon Ionic Strategic Arbitrage Fund
S000049467
549300B628G74H51OC85
Y
5
0
0
N/A
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 22d-1 (17 CFR 270.22d-1)
Y
Y
Y
N
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
N
Ionic Capital Management LLC
801-72188
000156400
4UJF10TOKE4E4R4DA778
N
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
Credit Suisse Funds AG
549300UY5YPGQ600JV78
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (London, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Stockholm, Stockholm, SE, Branch)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
N
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
4236.53000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
1906.68000000
National Financial Services Corporation
8-26740
000013041
549300EJM5SBRQSYKC50
24770.85
Wolverine Trading, LLC
8-47484
000036848
549300J0EHU6M88PZ560
59099.44000000
Merrill, Lynch, Pierce, Fenner & Smith Inc.
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
14632.31000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
2001.39000000
BNP Paribas Securities Corp.
8-32682
000015794
RCNB6OTYUAMMP879YW96
2694.89000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
3123.69000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
3298.09
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
168885.22000000
283277.07000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
49375023.47000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
26362815.69000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
16642822.76000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
19561359.70000000
Merrill, Lynch, Pierce, Fenner & Smith Inc.
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
126597369.80000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
33509987.58000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
21304319.54000000
MUFG Securities Americas Inc.
8-43026
000019685
K5HU16E3LMSVCCJJJ255
50642329.36000000
Wells Fargo Brokerage Services, LLC
8-33283
000016100
00000000000000000000
26904118.54000000
Deutsche Bank Capital Corporation
8-15774
000005323
529900NZEAS6DR7N9T89
20167478.34000000
508351225.69000000
N
82868115.92000000
Uncommitted
50000000.00000000
N
Committed
250000000.00000000
N
N
N
N
American Beacon AHL Managed Futures Strategy Fund
S000046078
549300WR54AL1HDJ8J03
Y
5
0
0
N/A
Y
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 22d-1 (17 CFR 270.22d-1)
Y
Y
Y
N
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
N
AHL Partners LLP
801-79565
000167882
549300LPS48DJ96NXT15
N
GB
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
N
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
Man Investments Inc.
N/A
000015770
00000000000000000000
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
25761.70000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
13595.04000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
90007.65000000
129364.39000000
Deutsche Bank Capital Corporation
8-15774
000005323
529900NZEAS6DR7N9T89
25906936.71000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
183629138.40000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
65595223.72000000
HSBC Securities (USA) Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
8678872.35000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
228621807.20000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
19858553.33000000
532290531.71000000
N
127400712.26000000
Uncommitted
50000000.00000000
N
Committed
250000000.00000000
N
N
N
N
American Beacon Bridgeway Large Cap Value Fund
S000035897
549300R8CTMWZ1KUIU75
Y
6
0
0
N/A
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
N/A
21.00000000
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
Y
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
N
Bridgeway Capital Management, Inc.
801-44394
000111441
00000000000000000000
N
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
N
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
Capital Institutional Services, Inc.
8-22273
000007551
54930061X8RDWFDJIS05
62661.87000000
JonesTrading Institutional Services LLC
8-26089
000006888
2138008JJ5PA8H5UIL69
8919.18000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
29518.94000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
63021.95000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
34266.28000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
63243.19000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
154130.35000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
149817.72000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
96978.19000000
SunTrust Capital Markets, Inc.
8-47518
000036888
CSVTK36R0PNGXEM7NS14
23916.00000000
701267.45000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
3873061.33000000
3873061.33000000
N
4931514669.65000000
Committed
250000000.00000000
N
Uncommitted
50000000.00000000
N
N
N
American Beacon Bridgeway Large Cap Growth Fund
S000051599
549300QC3U0GY75VH650
Y
6
1
0
N/A
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
1664857.26000000
12402.64
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
N
Bridgeway Capital Management, Inc.
801-44394
000111441
00000000000000000000
N
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
N
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
Capital Institutional Services, Inc.
8-22273
000007551
54930061X8RDWFDJIS05
2568.00000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
1769.70000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
388.78000000
SunTrust Capital Markets, Inc.
8-47518
000036888
CSVTK36R0PNGXEM7NS14
555.20000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
2808.00000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
12239.14000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
3827.88000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
1348.00000000
ITG Inc.
8-44218
000029299
549300S41SMIODVIT266
4687.70000000
Cantor Fitzgerald & Co.
8-201
000000134
5493004J7H4GCPG6OB62
534.00000000
31433.26000000
0.00
N
259711634.31000000
Uncommitted
50000000.00000000
N
Committed
250000000.00000000
N
N
N
American Beacon Bahl & Gaynor Small Cap Growth Fund
S000046098
549300L9M6X9TB3KY583
Y
5
0
0
N/A
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
1008420.25000000
4119.79
Rule 32a-4 (17 CFR 270.32a-4)
Rule 22d-1 (17 CFR 270.22d-1)
Y
Y
Y
N
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
N
Bahl & Gaynor, Inc.
801-36951
000106139
00000000000000000000
N
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
N
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
KeyBank National Association
N/A
000000000
HUX2X73FUCYHUVH1BK78
752.76000000
Capital Institutional Services, Inc.
8-22273
000007551
54930061X8RDWFDJIS05
5888.00000000
Wells Fargo Brokerage Services, LLC
8-33283
000016100
00000000000000000000
765.60000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
2214.36000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1939.44000000
ISI Group, Inc
8-43515
000028195
0000000000
2874.60000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1994.04000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
3196.36000000
Sidoti & Company, LLC
8-52141
000102860
254900FHBEGNA4NAO961
8550.40000000
Sandler, O'Neill & Partners, L.P.
N/A
000000000
254900L3FGOOS5VBCH09
1728.56000000
32309.00000000
0.00
Y
45682832.28000000
Committed
250000000.00000000
N
Uncommitted
50000000.00000000
N
N
N
American Beacon Stephens Small Cap Growth Fund
S000035895
549300BNC1NLBPSR1U69
Y
5
0
0
N/A
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
Cash collateral reinvestment fee
26897629.37000000
389016.00000000
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
Y
American Beacon Advisors, Inc.
801-29198
000105552
549300AJADEWUE8OXQ32
N
Stephens Investment Management Group, LLC
801-64675
000136369
00000000000000000000
N
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
American Beacon Advisors, Inc.
549300AJADEWUE8OXQ32
Y
N
N
Stephens Inc.
8-1927
000003496
213800LH6T9XDYZCA534
0.00000000
Resolute Investment Distributors, Inc.
8-69912
000287788
00000000000000000000
0.00000000
STIFEL NICOLAUS & CO INC.
8-1447
000000793
5WUVMA08EYG4KEUPW589
44778.42000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
19914.12000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
21835.38000000
ROBERT W. BAIRD & CO., INCORPORATED
8-00497
000008158
549300772UJAHRD6LO53
26847.04000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
11398.92000000
Raymond James & Associates, Inc.
8-10999
000000705
U4ONQX15J3RO8XCKE979
31878.51000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
35202.44000000
Piper Jaffray & Co.
8-15204
000000665
549300GRQCWQ3XGH0H10
15281.28000000
Oppenheimer & Co. Inc.
8-4077
000000249
254900VH02JQR2L8XD64
15218.76000000
ISI Group, Inc
8-43515
000028195
0000000000
15627.82000000
325386.79000000
Raymond James & Associates, Inc.
8-10999
000000705
U4ONQX15J3RO8XCKE979
718680.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
142948.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
14915.20000000
876543.20000000
Y
533559858.67000000
Committed
250000000.00000000
N
Uncommitted
50000000.00000000
N
N
N
true
INTERNAL CONTROL RPT
2
ambeacind_reg_acct.txt
Report of Independent Registered Public
Accounting Firm
To the Shareholders and
Board of Trustees of American Beacon Funds
In planning and performing our audits of the
financial statements of American Beacon Funds
(comprised of American Beacon AHL Managed
Futures Strategy Fund, American Beacon AHL
Target Risk Fund, American Beacon Bahl & Gaynor
Small Cap Growth Fund, American Beacon
Bridgeway Large Cap Growth Fund, American
Beacon Bridgeway Large Cap Value Fund,
American Beacon Ionic Strategic Arbitrage Fund,
American Beacon Stephens Mid-Cap Growth Fund,
and American Beacon Stephens Small Cap Growth
Fund) (the Trust) as of and for the periods ended
December 31, 2018, in accordance with the
standards of the Public Company Accounting
Oversight Board (United States), we considered the
Trust's internal control over financial reporting,
including controls over safeguarding securities, as
a basis for designing our auditing procedures for
the purpose of expressing our opinion on the
financial statements and to comply with the
requirements of Form N-CEN, but not for the
purpose of expressing an opinion on the
effectiveness of the Trust's internal control over
financial reporting. Accordingly, we express no
such opinion.
The management of the Trust is responsible for
establishing and maintaining effective internal
control over financial reporting. In fulfilling this
responsibility, estimates and judgments by
management are required to assess the expected
benefits and related costs of controls. A trust's
internal control over financial reporting is a process
designed to provide reasonable assurance
regarding the reliability of financial reporting and
the preparation of financial statements for external
purposes in accordance with generally accepted
accounting principles. A trust's internal control over
financial reporting includes those policies and
procedures that (1) pertain to the maintenance of
records that, in reasonable detail, accurately and
fairly reflect the transactions and dispositions of the
assets of the trust; (2) provide reasonable
assurance that transactions are recorded as
necessary to permit preparation of financial
statements in accordance with U.S. generally
accepted accounting principles, and that receipts
and expenditures of the trust are being made only
in accordance with authorizations of management
and trustees of the trust; and (3) provide
reasonable assurance regarding prevention or
timely detection of unauthorized acquisition, use or
disposition of a trust's assets that could have a
material effect on the financial statements.
Because of its inherent limitations, internal control
over financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation
of effectiveness to future periods are subject to the
risk that controls may become inadequate because
of changes in conditions, or that the degree of
compliance with the policies or procedures may
deteriorate.
A deficiency in internal control over financial
reporting exists when the design or operation of a
control does not allow management or employees,
in the normal course of performing their assigned
functions, to prevent or detect misstatements on a
timely basis. A material weakness is a deficiency,
or a combination of deficiencies, in internal control
over financial reporting, such that
there is a reasonable possibility that a material
misstatement of the Trust's annual or interim
financial statements will not be prevented or
detected on a timely basis.
Our consideration of the Trust's internal control
over financial reporting was for the limited purpose
described in the first paragraph and would not
necessarily disclose all deficiencies in internal
control that might be material weaknesses under
standards established by the Public Company
Accounting Oversight Board (United States).
However, we noted no deficiencies in the Trust's
internal control over financial reporting and its
operation, including controls over safeguarding
securities, that we consider to be a material
weakness as defined above as of December 31,
2018.
This report is intended solely for the information
and use of management and the Board of Trustees
of the Trust and the Securities and Exchange
Commission and is not intended to be and should
not be used by anyone other than these specified
parties.
/s/ Ernst & Young LLP
Dallas, Texas
February 26, 2019
Information Classification: Limited Access
Information Classification: Limited Access