0001752724-18-001874.txt : 20181114 0001752724-18-001874.hdr.sgml : 20181114 20181114103720 ACCESSION NUMBER: 0001752724-18-001874 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180831 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN BEACON FUNDS CENTRAL INDEX KEY: 0000809593 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-04984 FILM NUMBER: 181181237 BUSINESS ADDRESS: STREET 1: 220 EAST LAS COLINAS BOULEVARD STREET 2: SUITE 1200 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 8173916100 MAIL ADDRESS: STREET 1: 220 EAST LAS COLINAS BOULEVARD STREET 2: SUITE 1200 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN AADVANTAGE FUNDS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EAGLE FUNDS DATE OF NAME CHANGE: 19890813 0000809593 S000029125 American Beacon Zebra Small Cap Equity Fund 0000809593 S000031209 American Beacon SiM High Yield Opportunities Fund 0000809593 S000032923 American Beacon Flexible Bond Fund 0000809593 S000037191 American Beacon The London Company Income Equity Fund 0000809593 S000052009 American Beacon Sound Point Floating Rate Income Fund N-CEN 1 primary_doc.xml X0101 N-CEN LIVE 0000809593 XXXXXXXX 811-04984 false false false N-1A S000052009 true S000032923 true S000037191 true S000031209 true S000029125 true AMERICAN BEACON FUNDS 811-04984 0000809593 549300EXCES9V5RWB620 220 EAST LAS COLINAS BOULEVARD SUITE 1200 IRVING 75039 US-TX US (817) 391-6100 American Beacon Advisors, Inc. 220 Las Colinas Boulevard Irving 75039-5500 N-A Records relating to its function as advisor State Street Bank and Trust Company 1 Lincoln Street Boston 02111 617-786-3000 Custody and Accounting Records. DST Asset Manager Solutions, Inc. 2000 Crown Colony Drive Quincy 02169 800-407-0256 Records related to its functions as transfer agents N N N-1A 33 Y Douglas A. Lindgren 000000000 N Joseph B. Armes 000000000 N Alan D. Feld 000000000 Y Claudia A. Holz 000000000 N Richard A. Massman 000000000 N R. Gerald Turner 000000000 N Eugene J. Duffy 000000000 N Barbara J. McKenna 000000000 N Brenda A. Cline 000000000 N Gilbert G. Alvarado 000000000 N Gerard J. Arpey 000000000 N Christina E. Sears 002708589 220 East Las Colinas Boulevard Suite 1200 Irving 75039 XXXXXX N N N N N N N N Resolute Investment Distributors, Inc. 8-69912 000287788 00000000000000000000 Y Y Ernst & Young LLP 42 00000000000000000000 N N N N N N N American Beacon The London Company Income Equity Fund S000037191 549300POLGA2XPGZPT36 N 5 0 0 N/A N N Y N N Revenue sharing split N/A 2770.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) N N N N American Beacon Advisors, Inc. 000-00000 000000000 549300AJADEWUE8OXQ32 N DST Asset Manager Solutions, Inc. 84-00896 0000000000 N N N Ice Data Services, Inc. 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N N State Street Bank and Trust Company 00000000000000000000 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 0000000000 N N N American Beacon Advisors, Inc. 549300AJADEWUE8OXQ32 Y N N Cowen and Company, LLC 8-04125 000007616 549300WR155U7DVMIW58 48792.36000000 UBS AG N/A 000000000 BFM8T61CT2L1QCEMIK50 CH 21399.03000000 Raymond James & Associates, Inc. 8-10999 000000705 U4ONQX15J3RO8XCKE979 12565.77000000 Jefferies Group LLC N/A 000000000 NY9Q8VBNB6D1L6YV0J84 6938.40000000 Deutsche Bank Aktiengesellschaft 8-17822 000002525 7LTWFZYICNSX8D621K86 DE 7826.10000000 Stephens Inc. 8-1927 000003496 213800LH6T9XDYZCA534 6547.74000000 JonesTrading Institutional Services LLC N/A 000000000 2138008JJ5PA8H5UIL69 76829.46000000 The Goldman Sachs Group, Inc. 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A., Integrante del Grupo Financiero Banamex. 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 00000000000000000000 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 0000000000 N N N American Beacon Advisors, Inc. 549300AJADEWUE8OXQ32 Y N N Fondsfinans AS N/A 000000000 5967007LIEEXZX92Z414 NO 8640.47000000 ADM Investor Services, Inc. N/A 000000000 I9O8MELCUVOTLJABOX92 13543.94000000 Cowen Execution Services LLC 8-46838 000035693 5493005RJDJD18OPUP27 9543.32000000 Oppenheimer & Co. Inc. 8-4077 000000249 254900VH02JQR2L8XD64 270.00000000 Cowen and Company, LLC 8-04125 000007616 549300WR155U7DVMIW58 5363.55000000 37361.28000000 Wells Fargo Securities, LLC 8-22947 000007665 VYVVCKR63DVZZN70PB21 133882808.75000000 Robert W. Baird & Co. Incorporated 8-00497 000008158 549300772UJAHRD6LO53 49181556.85000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 42316520.08000000 JPMorgan Chase & Co. 8-35008 000000079 8I5DZWZKVSZI1NUHU748 83190284.30000000 STIFEL NICOLAUS & CO INC. 8-1447 000000793 5WUVMA08EYG4KEUPW589 47146568.75000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 104690406.25000000 The Goldman Sachs Group, Inc. 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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 307.70000000 ITG Inc. 8-44218 000029299 549300S41SMIODVIT266 32161.56000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 4906.19000000 UBS AG N/A 000000000 BFM8T61CT2L1QCEMIK50 CH 7500.44000000 The Goldman Sachs Group, Inc. N/A 000000000 784F5XWPLTWKTBV3E584 10911.77000000 71934.58000000 0.00000000 N 61794654.25000000 N American Beacon Flexible Bond Fund S000032923 W3EQ4U0B0X5N6N0VKL17 N 5 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Y Y Y N American Beacon Advisors, Inc. 000-00000 000000000 549300AJADEWUE8OXQ32 N Brandywine Global Investment Management, LLC 801-27797 000110783 8GTBE30G9EQQ2JEJZ302 N N The Payden & Rygel Investment Group 801-19762 000000000 549300QJNYRKYZS3P282 N N Pacific Investment Management Company LLC 801-48187 000104559 549300KGPYQZXGMYYN38 N N DST Asset Manager Solutions, Inc. 84-00896 0000000000 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Ice Data Services, Inc. 5493000NQ9LYLDBCTL34 N N State Street Bank and Trust Company 00000000000000000000 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 0000000000 N N N American Beacon Advisors, Inc. 549300AJADEWUE8OXQ32 Y N N UBS AG N/A 000000000 BFM8T61CT2L1QCEMIK50 CH 234.50000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 751.00000000 The Goldman Sachs Group, Inc. 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N/A 000000000 784F5XWPLTWKTBV3E584 80272661.20000000 Credit Suisse Group AG 8-15869 000008209 549300506SI9CRFV9Z86 CH 384134478.06000000 1214927250.49000000 N 125092908.42000000 N American Beacon Sound Point Floating Rate Income Fund S000052009 549300QYOTL07RDZ7578 N 6 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y Y American Beacon Advisors, Inc. 000-00000 000000000 549300AJADEWUE8OXQ32 N Sound Point Capital Management, LP 801-71765 000151956 549300FZ417XL0BBLZ51 N N DST Asset Manager Solutions, Inc. 84-00896 0000000000 N N N Ice Data Services, Inc. 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg L.P. 549300B56MD0ZC402L06 N N State Street Bank and Trust Company 00000000000000000000 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 0000000000 N N N American Beacon Advisors, Inc. 549300AJADEWUE8OXQ32 Y N N 0.00000000 Credit Suisse Group AG 8-15869 000008209 549300506SI9CRFV9Z86 CH 308269872.48000000 Jefferies Group LLC N/A 000000000 NY9Q8VBNB6D1L6YV0J84 134195291.48000000 UBS AG N/A 000000000 BFM8T61CT2L1QCEMIK50 CH 161652147.86000000 Deutsche Bank Aktiengesellschaft 8-17822 000002525 7LTWFZYICNSX8D621K86 DE 194313241.23000000 Morgan Stanley & Co. 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N/A 000000000 784F5XWPLTWKTBV3E584 263348337.83000000 Bank of America Corporation 8-33359 000016139 9DJT3UXIJIZJI4WXO774 374918354.11000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 157326130.24000000 JPMorgan Chase & Co. 8-35008 000000079 8I5DZWZKVSZI1NUHU748 210431180.54000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 155559089.72000000 2544930416.91000100 N 1498922731.91000000 N true INTERNAL CONTROL RPT 2 americanbeaconintcrt.txt Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of American Beacon Funds In planning and performing our audits of the financial statements of American Beacon Funds (comprised of American Beacon Flexible Bond Fund, American Beacon The London Company Income Equity Fund, American Beacon SiM High Yield Opportunities Fund, American Beacon Sound Point Floating Rate Income Fund and American Beacon Zebra Small Cap Equity Fund) as of and for the year ended August 31, 2018, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered American Beacon Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of American Beacon Funds' internal control over financial reporting. Accordingly, we express no such opinion. The management of American Beacon Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with U.S. generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with U.S. generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of American Beacon Funds' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of American Beacon Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in American Beacon Funds' internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of August 31, 2018. This report is intended solely for the information and use of management and the Board of Trustees of American Beacon Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ Ernst & Young LLP Dallas, Texas October 25, 2018