Form 8-K

0001193125-24-186051.txt : 20240726 0001193125-24-186051.hdr.sgml : 20240726 20240726140059 ACCESSION NUMBER: 0001193125-24-186051 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20240726 ITEM INFORMATION: Other Events FILED AS OF DATE: 20240726 DATE AS OF CHANGE: 20240726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCW STRATEGIC INCOME FUND INC CENTRAL INDEX KEY: 0000809559 ORGANIZATION NAME: IRS NUMBER: 930939398 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 811-04980 FILM NUMBER: 241145467 BUSINESS ADDRESS: STREET 1: 865 S FIGUEROA ST STE 1800 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2132440000 MAIL ADDRESS: STREET 1: 865 S. FIGUEROA STREET, STREET 2: SUITE 1800 CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: TCW CONVERTIBLE SECURITIES FUND INC DATE OF NAME CHANGE: 19920703 8-K 1 d868297d8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 26, 2024

TCW Strategic Income Fund, Inc.

(Exact name of registrant as specified in its charter)


Maryland		811-04980		93-0939398
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

515 South Flower Street

Los Angeles, CA

90071

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code: (213) 244-0000

865 S. Figueroa, Suite 1800

Los Angeles, CA 90017

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which

registered

Common stock, $0.01 par value

TSI

NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company		☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.		☐

Item 8.01. Other Events.

To all current and prospective shareholders of the TCW Strategic Income Fund, Inc. (the “Fund”):

Effective December 31, 2024, Stephen M. Kane will no longer serve as a portfolio manager for the Fund.

Therefore, effective July 29, 2024, the portfolio managers for the Fund will be as follows:


Name		Experience with the Fund		Primary Title with Investment Adviser
Stephen M. Kane, CFA (until December 31, 2024)		Since December 2009		Founding Partner and Generalist Portfolio Manager

Bryan T. Whalen, CFA		Since December 2009		Generalist Portfolio Manager

Jerry Cudzil		Since September 2023		Generalist Portfolio Manager

Ruben Hovhannisyan, CFA		Since September 2023		Generalist Portfolio Manager

-1-

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

TCW Strategic Income Fund, Inc.

Date: July 26, 2024

By:

/s/ Peter Davidson

Name: Peter Davidson

Title: Vice President and Secretary

-2-

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Document and Entity Information	Jul. 26, 2024
Document And Entity Information [Line Items]
Document Type	8-K
Document Period End Date	Jul. 26, 2024
Entity Registrant Name	TCW STRATEGIC INCOME FUND INC
Entity Incorporation State Country Code	MD
Entity File Number	811-04980
Entity Tax Identification Number	93-0939398
Entity Address Address Line 1	515 South Flower Street
Entity Address City Or Town	Los Angeles
Entity Address State Or Province	CA
Entity Address Postal Zip Code	90071
City Area Code	213
Local Phone Number	244-0000
Written Communications	false
Soliciting Material	false
Pre Commencement Tender Offer	false
Pre Commencement Issuer Tender Offer	false
Security 12b Title	Common stock, $0.01 par value
Trading Symbol	TSI
Security Exchange Name	NYSE
Entity Emerging Growth Company	false
Entity Central Index Key	0000809559
Amendment Flag	false
Former Address [Member]
Document And Entity Information [Line Items]
Entity Address Address Line 1	865 S. Figueroa
Entity Address Address Line 2	Suite 1800
Entity Address City Or Town	Los Angeles
Entity Address State Or Province	CA
Entity Address Postal Zip Code	90017

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