0001179110-16-027624.txt : 20160713 0001179110-16-027624.hdr.sgml : 20160713 20160713133524 ACCESSION NUMBER: 0001179110-16-027624 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151208 FILED AS OF DATE: 20160713 DATE AS OF CHANGE: 20160713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TCW STRATEGIC INCOME FUND INC CENTRAL INDEX KEY: 0000809559 IRS NUMBER: 930939398 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 865 S FIGUEROA ST STE 1800 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2132440000 MAIL ADDRESS: STREET 1: 865 S. FIGUEROA STREET, STREET 2: SUITE 1800 CITY: LOSANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: TCW CONVERTIBLE SECURITIES FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rivelle Tad CENTRAL INDEX KEY: 0001487058 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-04980 FILM NUMBER: 161765356 MAIL ADDRESS: STREET 1: C/O TCW INVESTMENT MANAGEMENT COMPANY STREET 2: 865 S. FIGUEROA ST., SUITE 1800 CITY: LOS ANGELES STATE: CA ZIP: 90017 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2015-12-08 2016-02-18 0 0000809559 TCW STRATEGIC INCOME FUND INC TSI 0001487058 Rivelle Tad TCW STRATEGIC INCOME FUND, INC. 865 S. FIGUEROA STREET, STE. 1800 LOS ANGELES CA 90017 0 1 0 0 Portfolio Manager Common Stock 2015-10-26 4 P 0 0 0 A 107849 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2016-01-22 4 P 0 0 0 A 855854 D Common Stock 2015-12-11 4 P 0 15000 5.1999 A 204462.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2015-12-11 4 P 0 2600 5.2 A 207062.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2016-02-17 4 P 0 800 5.12 A 207862.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2016-02-17 4 P 0 9200 5.1288 A 217062.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2016-02-17 4 P 0 6500 5.13 A 223562.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2016-02-17 4 P 0 400 5.136 A 223962.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2016-02-17 4 P 0 1000 5.137 A 224962.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2016-02-17 4 P 0 100 5.1387 A 225062.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2016-02-17 4 P 0 100 5.1388 A 225162.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2016-02-17 4 P 0 1900 5.139 A 227062.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) No transaction occurred in Common Stock owned indirectly by Reporting Person. No transaction occurred in Common Stock owned directly by Reporting Person. Patrick Dennis for Tad Rivelle by POA dtd 7/22/13 2016-07-13