0001179110-15-014892.txt : 20151113 0001179110-15-014892.hdr.sgml : 20151113 20151113182637 ACCESSION NUMBER: 0001179110-15-014892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151026 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TCW STRATEGIC INCOME FUND INC CENTRAL INDEX KEY: 0000809559 IRS NUMBER: 930939398 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 865 S FIGUEROA ST STE 1800 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2132440000 MAIL ADDRESS: STREET 1: 865 S. FIGUEROA STREET, STREET 2: SUITE 1800 CITY: LOSANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: TCW CONVERTIBLE SECURITIES FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rivelle Tad CENTRAL INDEX KEY: 0001487058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04980 FILM NUMBER: 151230620 MAIL ADDRESS: STREET 1: C/O TCW INVESTMENT MANAGEMENT COMPANY STREET 2: 865 S. FIGUEROA ST., SUITE 1800 CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 edgar.xml FORM 4 - X0306 4 2015-10-26 0 0000809559 TCW STRATEGIC INCOME FUND INC TSI 0001487058 Rivelle Tad TCW STRATEGIC INCOME FUND, INC. 865 S. FIGUEROA STREET, STE. 1800 LOS ANGELES CA 90017 0 1 0 0 Portfolio Manager Common Stock 2015-11-12 4 P 0 2100 5.206 A 138109.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2015-11-12 4 P 0 600 5.2065 A 138710.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2015-11-12 4 P 0 800 5.209 A 139510.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2015-11-12 4 P 0 6500 5.2096 A 146010.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2015-11-12 4 P 0 1024 5.21 A 147034.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2015-11-12 4 P 0 2863 5.2179 A 149897.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2015-11-12 4 P 0 500 5.219 A 150397.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2015-11-12 4 P 0 6513 5.22 A 156909.7079 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common Stock 2015-10-26 4 P 0 0 0 A 107849 I Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Common stock 2015-11-03 4 P 0 0 0 A 855404 D No transaction occurred in Common Stock owned indirectly by Reporting Person No transaction occurred in Common Stock owned directly by Reporting Person Patrick Dennis for Tad Rivelle by POA dtd 7/22/13 2015-11-13