-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GQL/EjRRpZVmt9LAUiscA24HkSdG9YdNSnAXTnqbHnTWlFyA/0KA8tYF5UtapPxq echzLXUK5mrqiC8XwieztQ== 0001209191-04-029480.txt : 20040603 0001209191-04-029480.hdr.sgml : 20040603 20040603154349 ACCESSION NUMBER: 0001209191-04-029480 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040601 FILED AS OF DATE: 20040603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ERNEST CENTRAL INDEX KEY: 0001218359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09396 FILM NUMBER: 04847252 MAIL ADDRESS: STREET 1: 4050 CALLE REAL CITY: SANTA BARBARA STATE: CA ZIP: 93110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIDELITY NATIONAL FINANCIAL INC /DE/ CENTRAL INDEX KEY: 0000809398 STANDARD INDUSTRIAL CLASSIFICATION: TITLE INSURANCE [6361] IRS NUMBER: 860498599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 RIVERSIDE AVENUE STREET 2: , CITY: JACKSONVILLE STATE: FL ZIP: 32204 BUSINESS PHONE: 904-854-8100 MAIL ADDRESS: STREET 1: 601 RIVERSIDE AVENUE STREET 2: , CITY: JACKSONVILLE STATE: FL ZIP: 32204 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-06-01 0 0000809398 FIDELITY NATIONAL FINANCIAL INC /DE/ FNF 0001218359 SMITH ERNEST 601 RIVERSIDE AVENUE JACKSONVILLE FL 322404 0 1 0 0 Exec. VP; Co-COO Common Stock 2004-06-01 4 M 0 3046.0000 9.2990 A 30546.0000 D Common Stock 2004-06-01 4 M 0 4376.0000 11.7311 A 34922.0000 D Common Stock 2004-06-01 4 M 0 14010.0000 12.0992 A 48932.0000 D Common Stock 2004-06-01 4 M 0 22184.0000 14.0364 A 71116.0000 D Common Stock 2004-06-01 4 M 0 1484.0000 16.3636 A 72600.0000 D Common Stock 2004-06-01 4 M 0 8265.0000 12.0992 A 80865.0000 D Common Stock 2004-06-01 4 M 0 11123.0000 16.3636 A 91988.0000 D Common Stock 2004-06-01 4 M 0 11459.0000 24.1455 A 103447.0000 D Common Stock 2004-06-01 4 S 0 2700.0000 37.2000 D 100747.0000 D Common Stock 2004-06-01 4 S 0 100.0000 37.2500 D 100647.0000 D Common Stock 2004-06-01 4 S 0 800.0000 37.3000 D 99847.0000 D Common Stock 2004-06-01 4 S 0 400.0000 37.3100 D 99447.0000 D Common Stock 2004-06-01 4 S 0 1100.0000 37.3200 D 98347.0000 D Common Stock 2004-06-01 4 S 0 8000.0000 37.3400 D 90347.0000 D Common Stock 2004-06-01 4 S 0 13200.0000 37.3600 D 77147.0000 D Common Stock 2004-06-01 4 S 0 300.0000 37.4100 D 76847.0000 D Common Stock 2004-06-01 4 S 0 1700.0000 37.4300 D 75147.0000 D Common Stock 2004-06-01 4 S 0 3000.0000 37.4500 D 72147.0000 D Common Stock 2004-06-01 4 S 0 1000.0000 37.4900 D 71147.0000 D Common Stock 2004-06-01 4 S 0 3000.0000 37.5100 D 68147.0000 D Common Stock 2004-06-01 4 S 0 1600.0000 37.5200 D 66547.0000 D Common Stock 2004-06-01 4 S 0 8200.0000 37.5600 D 58347.0000 D Stock Option (right to purchase) 9.2990 2004-06-01 4 M 0 3046.0000 9.2990 D 2003-11-21 2011-11-21 Common Stock 9130.0000 0 D Stock Option (right to purchase) 11.7311 2004-06-01 4 M 0 4376.0000 11.7311 D 2011-04-25 Common Stock 17474.0000 4368.0000 D Stock Option (right to purchase) 12.0992 2004-06-01 4 M 0 14010.0000 12.0992 D 2003-10-17 2010-10-17 Common Stock 75026.0000 0 D Stock Option (right to purchase) 14.0364 2004-06-01 4 M 0 22184.0000 14.0364 D 2004-04-16 2011-04-16 Common Stock 66550.0000 0 D Stock Option (right to purchase) 16.3636 2004-06-01 4 M 0 1484.0000 16.3636 D 2004-02-21 2012-02-21 Common Stock 37812.0000 11123.0000 D Stock Option (right to purchase) 12.0992 2004-06-01 4 M 0 8265.0000 12.0992 D 2003-10-17 2010-10-17 Common Stock 24795.0000 0 D Stock Option (right to purchase) 16.3636 2004-06-01 4 M 0 11123.0000 16.3636 D 2004-02-21 2012-02-21 Common Stock 37812.0000 0 D Stock Option (right to purchase) 24.1455 2004-06-01 4 M 0 11459.0000 24.1455 D 2012-12-23 Common Stock 34375.0000 22916.0000 D Stock Option (right to purchase) Common Stock 31992.0000 31992.0000 D On February 26, 2004, the common stock of Fidelity National Financial, Inc. split eleven for ten, resulting in the reporting person's acquisition of additional shares of common stock. Options vest in four equal annual installments beginning on April 25, 2002. Options vest in three equal annual installments beginning December 23, 2003. Comprises options granted at various prices. Exercise dates vary for each of the various grants. Expiration dates vary for each of the various grants. Includes 1,663 options owned by Reporting Person's spouse. Reflects Reporting Person's total Derivative Securities ownership in Fidelity National Financial, Inc. as of June 1, 2004. Ernest D. Smith 2004-06-01 -----END PRIVACY-ENHANCED MESSAGE-----