-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M+JBc4B39l/FeRwtfUXLnf8mhsjhJTlCQZEV2VTF/pQlQBXpFRjVnlvITm2E9B/8 ANkip/P6dKihCAUc+YyY1g== 0000936815-98-000002.txt : 19980211 0000936815-98-000002.hdr.sgml : 19980211 ACCESSION NUMBER: 0000936815-98-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980131 FILED AS OF DATE: 19980210 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIDELITY NATIONAL FINANCIAL INC /DE/ CENTRAL INDEX KEY: 0000809398 STANDARD INDUSTRIAL CLASSIFICATION: TITLE INSURANCE [6361] IRS NUMBER: 860498599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-09396 FILM NUMBER: 98529662 BUSINESS ADDRESS: STREET 1: 17911 VON KARMAN AVE STREET 2: STE 300 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 7148529770 MAIL ADDRESS: STREET 1: MLISS JONES KANE STREET 2: 17911 VON KARMAN AVE STE 300 CITY: IRVINE STATE: CA ZIP: 92614 COMPANY DATA: COMPANY CONFORMED NAME: WILLEY FRANK P CENTRAL INDEX KEY: 0000936815 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 17911 VON KARMAN AVENUE #300 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 7146224326 MAIL ADDRESS: STREET 1: 17911 VON KARMAN AVE STREET 2: SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 4 1 FORM 4 - JANUARY 31, 1998 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Willey, Frank P. c/o Fidelity National Financial, Inc. 17922 Von Karman Avenue Suite 500 Irvine, CA 92614 U.S.A. 2. Issuer Name and Ticker or Trading Symbol Fidelity National Financial, Inc. FNF 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year January 31, 1998 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) President 7. Individual or Joint/Group Filing (Check Applicable Line) ( ) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |01/14/|J |V| | | |530,648.886* |D | | |98 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |01/10/|R |V|389.4157 |A |$24.07453 | |D |ESPP | |98 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |01/10/|R |V|194.7100 |A |$24.07453 | |D |ESPP | |98 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |01/14/|R |V|0.0806 |A |$24.07453 | |D |ESPP | |98 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |01/31/|B |V|17.2253 |A |$29.03 | |D |401(K) | |98 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |531,250.3180 | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option|$0.5940*|01/14|J | |35,937** |A |09/27|03/27|Common Stock|35,937*| |35,937** |D | | (right to buy) |* |/98 | | | | |/92 |/02 | |* | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$2.8130*|01/14|J | |17,153** |A |11/05|05/05|Common Stock|17,153*| |17,153** |D | | |* |/98 | | | | |/92 |/02 | |* | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$11.4580|01/14|J | |33,941** |A |04/13|04/12|Common Stock|33,941*| |33,941** |D | | |** |/98 | | | | |/94 |/03 | |* | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$7.2880*|01/14|J | |12,578** |A |05/24|03/14|Common Stock|12,578*| |12,578** |D | | |* |/98 | | | | |/93 |/05 | |* | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$10.4250|01/14|J | |22,627** |A |06/15|06/14|Common Stock|22,627*| |22,627** |D | | |** |/98 | | | | |/95 |/04 | |* | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$6.0480*|01/14|J | |9,317** |A |12/15|06/14|Common Stock|9,317**| |9,317** |D | | |* |/98 | | | | |/94 |/06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$3.4180*|01/14|J | |2,662** |A |10/07|04/07|Common Stock|2,662**| |2,662** |D | | |* |/98 | | | | |/95 |/07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$7.6070*|01/14|J | |53,240** |A |04/17|04/16|Common Stock|53,240*| |53,240** |D | | |* |/98 | | | | |/96 |/05 | |* | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$10.5370|01/14|J | |48,400** |A |04/11|04/10|Common Stock|48,400*| |48,400** |D | | |** |/98 | | | | |/97 |/06 | |* | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$5.9090*|01/14|J | |9,680** |A |11/14|05/14|Common Stock|9,680**| |9,680** |D | | |* |/98 | | | | |/96 |/06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$11.4770|01/14|J | |44,000** |A |03/06|03/06|Common Stock|44,000*| |44,000** |D | | |** |/98 | | | | |/98 |/07 | |* | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: *On December 17, 1997, FNFI declared a ten percent (10%) stock dividend to all common stock stockholders of record as of December 29, 1997, payable on January 14, 1998. As a result, the reporting person received an additional 47,428.908 shares of FNFI common stock on January 14, 1998. **The options listed above were adjusted to reflect the stock dividend declared by FNFI on December 17, 1997, payable on January 14, 1998. -----END PRIVACY-ENHANCED MESSAGE-----