-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SJvTR1903EB0R2xnzkSdewn4XoiW6ieZ2s7LM5e1Unr4tVLmLD6G56aoDfApiv9d 04fiRuOx1NyKHvjHG4JJpw== 0000903213-97-000010.txt : 19970221 0000903213-97-000010.hdr.sgml : 19970221 ACCESSION NUMBER: 0000903213-97-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970210 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIDELITY NATIONAL FINANCIAL INC /DE/ CENTRAL INDEX KEY: 0000809398 STANDARD INDUSTRIAL CLASSIFICATION: TITLE INSURANCE [6361] IRS NUMBER: 860498599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09396 FILM NUMBER: 97521249 BUSINESS ADDRESS: STREET 1: 17911 VON KARMAN AVE STREET 2: STE CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7148529770 MAIL ADDRESS: STREET 2: 17911 VON KARMAN AVE STE 500 CITY: IRVINE STATE: CA ZIP: 92714 COMPANY DATA: COMPANY CONFORMED NAME: FOLEY WILLIAM P II CENTRAL INDEX KEY: 0000903213 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 17911 VON KARMAN AVE STREET 2: SUITE 500 CITY: IRVINE STATE: CA ZIP: 92714 BUSINESS PHONE: 7146224326 MAIL ADDRESS: STREET 1: 17911 VON KARMAN AVE STREET 2: SUITE 500 CITY: IRVINE STATE: CA ZIP: 92714 4 1 FORM 4 - JANUARY 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Foley, William P., II c/o Fidelity National Financial, Inc. 17911 Von Karman Avenue Suite 500 Irvine, CA 92614 U.S.A. 2. Issuer Name and Ticker or Trading Symbol Fidelity National Financial, Inc. FNF 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year January 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director (X) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Chairman of the Board, Chief Executive Officer 7. Individual or Joint/Group Filing (Check Applicable Line) ( ) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |01/16/|R |V|2,002.5730 |A |$14.925 | | |ESPP | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |01/29/|R |V|675.5030 |A |$13.625 | | | | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |1,267,079.5527* |D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |1,559,050.0000* |I |Folco Development | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |2,826,129.5527* | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employe Stock Option (|$.7218**|01/07|J |V|108,900** |A |09/27|03/14|Common Stock|108,900| |108,900** |D | | right to buy) | |/97 | | | | |/92 |/03 | |** | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$3.2355*|01/07|J |V|51,973** |A |11/05|03/14| |51,973*| |51,973** |D | | |* |/97 | | | | |/92 |/04 | |* | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$12.6035|01/07|J |V|181,500** |A |04/13|04/12| |181,500| |181,500** |D | | |** |/97 | | | | |/94 |/03 | |** | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$8.1955*|01/07|J |V|38,115** |A |11/24|03/14| |38,115*| |38,115** |D | | |* |/97 | | | | |/93 |/05 | |* | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$11.4673|01/07|J |V|181,500** |A |06/15|06/14| |181,500| |181,500** |D | | |** |/97 | | | | |/95 |/04 | |** | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$6.8800*|01/07|J |V|25,410** |A |12/15|06/14| |25,410*| |25,410** |D | | |* |/97 | | | | |/94 |/06 | |* | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$4.0500*|01/07|J |V|7,260** |A |10/07|04/07| |7,260**| |7,260* |D | | |* |/97 | | | | |/95 |/07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$8.3682*|01/07|J |V|181,500** |A |04/17|04/16| |181,500| |181,500** |D | | |* |/97 | | | | |/96 |/05 | |** | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$11.5908|01/07|J |V|165,000** |A |04/11|04/10| |165,000| |165,000** |D | | |** |/97 | | | | |/96 |/06 | |** | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$6.8182*|01/07|J |V|23,100** |A |11/14|05/14| |23,100*| |23,100** |D | | |* |/97 | | | | |/96 |/08 | |* | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: *On December 11, 1996, FNFI declared a ten percent (10%) stock dividend to all common stock stockholders of record as of December 23, 1996, payable on January 7, 1997. As a result, the reporting person received an additional 575.9493 shares (401(k), 10.9670 shares (ESPP), 11,951 shares (Merrill Lynch) and 102,442 (direct), 141,730 (Folco) shares of FNFI common stock on January 7, 1997. ** The options listed above were adjusted to reflect the stock dividend declared by FNFI on December 11, 1996, payable on January 7, 1997, for previously reported options as follows: 99,000 shares, exercise price of $.7940; 47,249 shares, exercise price of $3.5590; 165,000 shares, exercise price of $13.8640; 34,650 shares, exercise price of $9.0150; 165,000 shares, exercise price of $12.6140; 23,100 shares, exercise price of $7.5680; 6,600 shares, exercise price of $4.4550; 165,000 shares, exercise price of $9.2050; 150,000 shares, exercise price of $12.7500 and 21,000 shares, exercise price of $7.500. -----END PRIVACY-ENHANCED MESSAGE-----