-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T0BK09EEJ2kLuFqnHAqDbL8sHAc9xdSQ9roXTm/0LJkxWi4bxXH2Wti5c3C9bd3i iWPuk0K8wEnr0vXcNS/1Yw== 0000892569-03-000043.txt : 20030107 0000892569-03-000043.hdr.sgml : 20030107 20030107164720 ACCESSION NUMBER: 0000892569-03-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030103 FILED AS OF DATE: 20030107 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIDELITY NATIONAL FINANCIAL INC /DE/ CENTRAL INDEX KEY: 0000809398 STANDARD INDUSTRIAL CLASSIFICATION: TITLE INSURANCE [6361] IRS NUMBER: 860498599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09396 FILM NUMBER: 03506774 BUSINESS ADDRESS: STREET 1: 17911 VON KARMAN AVE STREET 2: STE 300 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9496225000 MAIL ADDRESS: STREET 1: MLISS JONES KANE STREET 2: 17911 VON KARMAN AVE STE 300 CITY: IRVINE STATE: CA ZIP: 92614 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: STONE PATRICK F CENTRAL INDEX KEY: 0001016803 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] RELATIONSHIP: DIRECTOR STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 3916 STATE STREET STREET 2: SUITE 300 CITY: SANTA BARBARA STATE: CA ZIP: 93105 BUSINESS PHONE: 8055631566 MAIL ADDRESS: STREET 1: 3916 STATE STREET STREET 2: SUITE 300 CITY: SANTA BARBARA STATE: CA ZIP: 93105 4 1 a86827de4.htm FORM 4 - PATRICK F. STONE e4
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b)
1. Name and Address of Reporting
Person* (Last, First, Middle)		 2. Issuer Name and Ticker or
Trading Symbol		 3. I.R.S. Identification Number of Reporting
Person, if an entity (Voluntary)
  Stone, Patrick F.
  Fidelity National Financial, Inc. - FNF
 
  4050 Calle Real
4. Statement for (Month/Day/Year) 5. If Amendment, Date of Original (Month/Day/Year)
    January 3, 2003
 
  (Street) 6. Relationship of Reporting Person(s) to Issuer (Check All Applicable) 7. Individual or Joint/Group Filing
(Check Applicable Line)
  Santa Barbara, CA 93110
(City)                (State)           (Zip)		   x  Director o  10% Owner   x Form filed by One Reporting Person
    o  Officer (give title below)   o Form filed by More than One Reporting Person
    o  Other (specify below)  
       
     
Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see instruction 4(b)(v).
 

 

 
Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
(Instr. 3)		 2. Transaction Date
(Month/Day/Year)		 2a. Deemed Execution
Date, if any.
(Month/Day/Year)		 3. Transaction Code
(Instr. 8)		 4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)		 5. Amount of Securities
Beneficially Owned
Following Reported
Transactions(s)
(Instr. 3 and 4)		 6. Ownership
Form:
Direct (D) or
Indirect (I)
(Instr. 4)		 7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
              Code V   Amount (A)
or
(D)		 Price            
  Common Stock   1/3/03   S   4,500   D $33.28         D  
  Common Stock   1/3/03     S   6,000   D $33.29         D  
  Common Stock   1/3/03     S   4,000   D $33.30         D  
  Common Stock   1/3/03     S   2,400   D $33.31         D  
  Common Stock   1/3/03     S   2,800   D $33.32         D  
  Common Stock   1/3/03     S   8,800   D $33.33         D  
  Common Stock   1/3/03     S   300   D $33.44           D  
  Common Stock   1/3/03   S   1,200   D $33.46         D  
  Common Stock   1/6/03     M   2,250   A $20.0545         D  
  Common Stock   1/6/03     S   2,250   D $34.37         D  
  Common Stock   1/6/03     M   100   A $20.0545         D  
  Common Stock   1/6/03     S   100   D $34.40         D  
  Common Stock   1/6/03     M   890   A $20.0545         D  
  Common Stock   1/6/03     S   890   D $34.41         D  
  Common Stock   1/6/03   M   8,000   A $15.6818         D  
  Common Stock   1/6/03     S   8,000   D $34.00         D  
  Common Stock   1/6/03     M   3,000   A $15.6818         D  
  Common Stock   1/6/03     S   3,000   D $34.05         D  
  Common Stock   1/6/03     M   4,300   A $19.30         D  
  Common Stock   1/6/03     S   4,300   D $34.05         D  
  Common Stock   1/6/03     M   3,600   A $19.30         D  
  Common Stock   1/6/03   S   3,600   D $34.10         D  
  Common Stock   1/6/03     M   29,700   A $19.30         D  
  Common Stock   1/6/03     S   29,700   D $34.15         D  
  Common Stock   1/6/03     M   600   A $19.30         D  
  Common Stock   1/6/03     S   600   D $34.16         D  
  Common Stock   1/6/03     M   500   A $19.30         D  
  Common Stock   1/6/03     S   500   D $34.17         D  
  Common Stock   1/6/03   M   1,300   A $19.30         D  
  Common Stock   1/6/03     S   1,300   D $34.18         D  
  Common Stock   1/6/03     M   200   A $19.30         D  
  Common Stock   1/6/03     S   200   D $34.19         D  
  Common Stock   1/6/03     M   1,700   A $19.30         D  
  Common Stock   1/6/03     S   1,700   D $34.20         D  
  Common Stock   1/6/03     M   3,900   A $19.30         D  
  Common Stock   1/6/03   S   3,900   D $34.22         D  
  Common Stock   1/6/03     M   400   A $19.30         D  
  Common Stock   1/6/03     S   400   D $34.23         D  
  Common Stock   1/6/03     M   2,900   A $19.30         D  
  Common Stock   1/6/03     S   2,900   D $34.24         D  
  Common Stock   1/6/03     M   7,800   A $19.30         D  
  Common Stock   1/6/03     S   7,800   D $34.25         D  
  Common Stock   1/6/03   M   3,800   A $19.30         D  
  Common Stock   1/6/03     S   3,800   D $34.26         D  
  Common Stock   1/6/03     M   5,100   A $19.30         D  
  Common Stock   1/6/03     S   5,100   D $34.27         D  
  Common Stock   1/6/03     M   6,100   A $19.30         D  
  Common Stock   1/6/03     S   6,100   D $34.28         D  
  Common Stock   1/6/03     M   9,000   A $19.30         D  
  Common Stock   1/6/03   S   9,000   D $34.29         D  
  Common Stock   1/6/03     M   5,700   A $19.30         D  
  Common Stock   1/6/03     S   5,700   D $34.30         D  
  Common Stock   1/6/03     M   100   A $19.30         D  
  Common Stock   1/6/03     S   100   D $34.32         D  
  Common Stock   1/6/03     M   300   A $19.30         D  
  Common Stock   1/6/03     S   300   D $34.35         D  
  Common Stock   1/6/03   M   1,600   A $19.30         D  
  Common Stock   1/6/03     S   1,600   D $34.36         D  
  Common Stock   1/6/03     M   2,150   A $19.30         D  
  Common Stock   1/6/03     S   2,150   D $34.37     31,369     D  

2

 
Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative
Security
(Instr. 3)		 2. Conversion or Exercise
Price of Derivative
Security		 3. Transaction
Date
(Month/Day/Year)		 3a. Deemed Execution
Date, if any
(Month/Day/Year)		 4. Transaction
Code
(Instr. 8)		 5. Number of Derivative Securities
Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
                      Code V   (A) (D)
  Stock Option (right to buy)   $20.0545     1/6/03     M   3,240
  Stock Option (right to buy)   $15.6818     1/6/03     M   11,000
  Stock Option (right to buy)   $19.30     1/6/03     M   90,750
             
             
                       

3

 
Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)		 7. Title and Amount
of Underlying Securities
(Instr. 3 and 4)		 8. Price of Derivative
Security
(Instr. 5)		 9. Number of Derivative
Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 4)		 10. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)
(Instr. 4)		 11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
  Date
Exercisable		 Expiration
Date		   Title Amount or
Number of
Shares		                        
  1/12/99 1/12/08   Common Stock 53,240         50,000     D  
  2/21/02 2/21/12   Common Stock 11,000         0     D  
  4/16/01 4/16/11   Common Stock 90,750         0     D  
            128,033(1)     D  
                 
                 
                 

Explanation of Responses:

(1) Reflects a Reporting Person's total Derivative Securities of Fidelity National Financial, Inc. as of January 6, 2003.

/s/ Patrick F. Stone   1/6/03
**Signature of Reporting Person		  
Date

**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
 

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