0001193805-12-000410.txt : 20120307
0001193805-12-000410.hdr.sgml : 20120307
20120307214824
ACCESSION NUMBER: 0001193805-12-000410
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120305
FILED AS OF DATE: 20120307
DATE AS OF CHANGE: 20120307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilhite Clayton E
CENTRAL INDEX KEY: 0001383007
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33174
FILM NUMBER: 12675689
MAIL ADDRESS:
STREET 1: C/O CARROLS RESTAURANT GROUP, INC.
STREET 2: 968 JAMES STREET
CITY: SYRACUSE
STATE: NY
ZIP: 13203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARROLS RESTAURANT GROUP, INC.
CENTRAL INDEX KEY: 0000809248
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 161287774
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 968 JAMES STREET
CITY: SYRACUSE
STATE: NY
ZIP: 13203
BUSINESS PHONE: 315-424-0513
MAIL ADDRESS:
STREET 1: 968 JAMES STREET
CITY: SYRACUSE
STATE: NY
ZIP: 13203
FORMER COMPANY:
FORMER CONFORMED NAME: CARROLS HOLDINGS CORP
DATE OF NAME CHANGE: 19870113
4
1
e609447_ex.xml
X0304
4
2012-03-05
0
0000809248
CARROLS RESTAURANT GROUP, INC.
TAST
0001383007
Wilhite Clayton E
C/O CARROLS RESTAURANT GROUP, INC.
968 JAMES STREET
SYRACUSE
NY
13203
1
0
0
0
Common Stock, $0.01 par value
2012-03-05
4
A
0
5309
0
A
64765
D
Options (Right to Buy)
15.81
2012-03-05
4
J
0
3500
0
D
2017-05-31
Common Stock, par value $.01 per share
3500
0
D
Options (Right to Buy)
6.43
2012-03-05
4
J
0
3500
0
D
2018-06-09
Common Stock, par value $.01 per share
3500
0
D
Options (Right to Buy)
6.64
2012-03-05
4
J
0
5000
0
D
2016-06-03
Common Stock, par value $.01 per share
5000
0
D
In connection with the spin-off of Fiesta Restaurant Group, Inc. by Carrols Restaurant Group, Inc. (the "Issuer") and in accordance with the Issuer's 2006 Stock Incentive Plan, as amended (the "Plan"), on March 5, 2012, all (i) outstanding vested stock options held by the Reporting Person under the Plan were converted into unrestricted shares of the Issuer's common stock using a conversion formula to preserve the intrinsic value of each option to the holder and (ii) outstanding unvested stock options held by the Reporting Person under the Plan were converted into restricted shares of the Issuer's common stock using a conversion formula to preserve the intrinsic value of each option to the holder.
The Options were granted to the Reporting Person pursuant to the Plan and will vest and become exercisable over a period of five years, with one-fifth (1/5) of such Options vesting on each of May 31, 2008, May 31, 2009, May 31, 2010, May 31, 2011 and May 31, 2012, provided that the Reporting Person has continuously remained a director of the Issuer. Any unvested Options reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director.
The Options were granted to the Reporting Person pursuant to the Plan and will vest and become exercisable over a period of five years, with one-fifth (1/5) of such Options vesting on each of June 9, 2009, June 9, 2010, June 9, 2011, June 9, 2012 and June 9, 2013, provided that the Reporting Person has continuously remained a director of the Issuer. Any unvested Options reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director.
The Options were granted to the Reporting Person pursuant to the Plan and will vest and become exercisable over a period of five years, with one-fifth (1/5) of such Options vesting on each of June 3, 2010, June 3, 2011, June 3, 2012, June 3, 2013 and June 3, 2014, provided that the Reporting Person has continuously remained a director of the Issuer. Any unvested Options reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director.
/s/ Clayton E. Wilhite
2012-03-07