Delaware
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83-3804854
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(State or other jurisdiction of
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(I.R.S. Employer
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incorporation or organization)
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Identification No.)
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Large accelerated filer
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☐ |
Accelerated filer
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☒ |
Non-accelerated filer
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☐ |
Smaller Reporting Company
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☒ |
Emerging growth company
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☐ |
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The Registration Statement on Form S-8 (Registration Statement No. 333-143622), filed with the Securities and Exchange Commission (“SEC”) on June 8, 2007, registering 3,300,000 of the Company’s common stock, $0.01 par value (the “Common Stock”) (the “2006 Plan Shares”) to be issued to participants under the Company’s 2006 Stock Incentive Plan (the “2006 Plan”).
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•
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The Registration Statement on Form S-8 (Registration No. 333-179164), filed with the SEC on January
25, 2012, registering an additional 1,000,000 shares of the Company’s Common Stock (the “January 2012 Additional 2006 Plan Shares”) to be issued to participants under the 2006 Plan, as amended.
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•
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The Registration Statement on Form S-8 (Registration Statement No. 333-213325), filed with the SEC on August 25, 2016, registering 4,000,000 of the Company’s Common Stock (the “2016 Plan Shares”) to be issued to
participants under the Company’s 2016 Stock Incentive Plan (the “2016 Plan”).
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•
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The Registration Statement on Form S-8 (Registration Statement No. 333-254194), filed with the SEC on March 12, 2021, registering 250,000 of the Company’s Common Stock (the “Restricted Stock Inducement Shares”)
to be issued to Carl Hauch pursuant to the Restricted Stock Inducement Award Agreement by and between the Company and Carl Hauch (the “Restricted Stock Inducement Award Agreement”).
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•
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The Registration Statement on Form S-8 (Registration No. 333-260117), filed with the SEC on October 7, 2021, registering an additional 3,500,000 shares of the Company’s Common Stock (the “October
2021 Additional 2016 Plan Shares”) to be issued to participants under the 2016 Plan, as amended.
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•
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The Registration Statement on Form S-8 (Registration No. 333-272839), filed with the SEC on June 22, 2023, registering an additional 4,500,000 shares of the Company’s Common Stock (the “June
2023 Additional 2016 Plan Shares”) to be issued to participants under the 2016 Plan, as amended.
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CARROLS RESTAURANT GROUP, INC.
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By:
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/s/ Jared L. Landaw
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Name:
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Jared L. Landaw
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Title:
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Senior Vice President, General Counsel and Secretary
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