0000809248-16-000150.txt : 20160614 0000809248-16-000150.hdr.sgml : 20160614 20160614162411 ACCESSION NUMBER: 0000809248-16-000150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160610 FILED AS OF DATE: 20160614 DATE AS OF CHANGE: 20160614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARROLS RESTAURANT GROUP, INC. CENTRAL INDEX KEY: 0000809248 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 161287774 FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 968 JAMES STREET CITY: SYRACUSE STATE: NY ZIP: 13203 BUSINESS PHONE: 315-424-0513 MAIL ADDRESS: STREET 1: 968 JAMES STREET CITY: SYRACUSE STATE: NY ZIP: 13203 FORMER COMPANY: FORMER CONFORMED NAME: CARROLS HOLDINGS CORP DATE OF NAME CHANGE: 19870113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Craven Hannah Stone CENTRAL INDEX KEY: 0001637280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33174 FILM NUMBER: 161713296 MAIL ADDRESS: STREET 1: 968 JAMES ST. CITY: SYRACUSE STATE: NY ZIP: 13203 4 1 wf-form4_146593583797197.xml FORM 4 X0306 4 2016-06-10 0 0000809248 CARROLS RESTAURANT GROUP, INC. TAST 0001637280 Craven Hannah Stone 10 EAST 53RD STREET 24TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock, $0.01 par value 2016-06-10 4 A 0 2035 0 A 16349 D The shares were granted to the Reporting Person pursuant to the Issuer's 2006 Stock Incentive Plan, as amended, and are subject to restrictions on transfer. The stock award reported herein shall vest and the restrictions shall lapse as follows: one-fifth(1/5) of the Shares reported herein shall vest and the restrictions shall lapse on each of June 10, 2017, June 10, 2018, June 10, 2019, June 10, 2020 and June 10, 2021, provided that the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. /s/ Hannah Stone Craven 2016-06-14