0000809248-14-000049.txt : 20140624 0000809248-14-000049.hdr.sgml : 20140624 20140616125751 ACCESSION NUMBER: 0000809248-14-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140612 FILED AS OF DATE: 20140616 DATE AS OF CHANGE: 20140616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARROLS RESTAURANT GROUP, INC. CENTRAL INDEX KEY: 0000809248 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 161287774 FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 968 JAMES STREET CITY: SYRACUSE STATE: NY ZIP: 13203 BUSINESS PHONE: 315-424-0513 MAIL ADDRESS: STREET 1: 968 JAMES STREET CITY: SYRACUSE STATE: NY ZIP: 13203 FORMER COMPANY: FORMER CONFORMED NAME: CARROLS HOLDINGS CORP DATE OF NAME CHANGE: 19870113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilhite Clayton E CENTRAL INDEX KEY: 0001383007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33174 FILM NUMBER: 14922279 MAIL ADDRESS: STREET 1: C/O CARROLS RESTAURANT GROUP, INC. STREET 2: 968 JAMES STREET CITY: SYRACUSE STATE: NY ZIP: 13203 4 1 wf-form4_140293786109450.xml FORM 4 X0306 4 2014-06-12 0 0000809248 CARROLS RESTAURANT GROUP, INC. TAST 0001383007 Wilhite Clayton E C/O CARROLS RESTAURANT GROUP, INC. 968 JAMES STREET SYRACUSE NY 13203 1 0 0 0 Common Stock, $0.01 par value 2014-06-12 4 A 0 3512 0 A 77171 D The shares were granted to the Reporting Person pursuant to the Issuer's 2006 Stock Incentive Plan, as amended, and are subject to restrictions on transfer. The stock award reported herein shall vest and the restrictions shall lapse as follows: one-fifth (1/5) of the Shares reported herein shall vest and the restrictions shall lapse on each of June 12, 2015, June 12, 2016, June 12, 2017, June 12, 2018 and June 12, 2019, provided that the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. /s/ Clayton E. Wilhite 2014-06-16