-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E8O9NIAYH/E8CUGUFOoyAvFB/QSjL3CxmjSrPdNEu+KvHDd9S3sie6xNj2z3Iz5D lk/vToOXvSJx9ZxdXaAHrg== 0001179110-06-015979.txt : 20060802 0001179110-06-015979.hdr.sgml : 20060802 20060802165744 ACCESSION NUMBER: 0001179110-06-015979 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060801 FILED AS OF DATE: 20060802 DATE AS OF CHANGE: 20060802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rand Logistics, Inc. CENTRAL INDEX KEY: 0001294250 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 201195343 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 595 MADISON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-644-3450 MAIL ADDRESS: STREET 1: 595 MADISON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Rand Acquisition CORP DATE OF NAME CHANGE: 20040618 FORMER COMPANY: FORMER CONFORMED NAME: Grand Slam Acquisition CORP DATE OF NAME CHANGE: 20040617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50908 FILM NUMBER: 06998708 MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 4 1 edgar.xml FORM 4 - X0202 4 2006-08-01 0 0001294250 Rand Logistics, Inc. RAQC.OB 0000808722 KNOTT DAVID M 485 UNDERHILL BLVD SUITE 205 SYOSSET NY 11791 0 0 1 0 Common stock, par value $.0001 per share 2006-08-01 4 P 0 1400 5.41 A 45700 I By Commonfund Hedged Equity Company Common stock, par value $.0001 per share 2006-08-01 4 P 0 173089 5.41 A 393889 I By Shoshone Partners, LP Common stock, par value $.0001 per share 2006-08-01 4 P 0 106600 5.41 A 406600 I By Matterhorn Offshore Fund Ltd. Common stock, par value $.0001 per share 2006-08-01 4 P 0 1700 5.41 A 10600 I By Good Steward Trading Company SPC Common stock, par value $.0001 per share 2006-08-01 4 P 0 178000 5.41 A 350600 I By Knott Partners, L.P. Common stock, par value $.0001 per share 2006-08-01 4 P 0 9500 5.41 A 14600 I By Finderne LLC Common stock, $.0001 par value per share 2006-08-01 4 P 0 7100 5.41 A 7100 I By Mulsanne Partners LP The Reporting Person is the managing member of Knott Partners Management, LLC, which is the general partner of Shoshone Partners, LP and Knott Partners, L.P. In addition, the Reporting Person is the sole shareholder, director and president of Dorset Management Corporation, which provides investment management services to those entities listed in Table I(7). As a result of the Reporting Person's interests in Knott Partners Management, LLC and Dorset Management Corporation, the Reporting Person has investment discretion and control in the securities in Table I. The Reporting Person may be deemed to beneficially own indirect pecuniary interest in securities in Table I as a result of a performance related fee. The Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. David M. Knott 2006-08-02 -----END PRIVACY-ENHANCED MESSAGE-----