-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VX8WP+F8540+wm293kvVvFn7ZLAw9XCAcdLSvKHwC2Ny/mhAV4V91KsN4O7EkhN8 MQhZopJ06j+qj7kdKEJIqg== 0001179110-06-006622.txt : 20060317 0001179110-06-006622.hdr.sgml : 20060317 20060317184414 ACCESSION NUMBER: 0001179110-06-006622 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060313 FILED AS OF DATE: 20060317 DATE AS OF CHANGE: 20060317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA LABORATORIES INC CENTRAL INDEX KEY: 0000821995 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592758596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 354 EISENHOWER PARKWAY CITY: LIVINGSTON STATE: NJ ZIP: 07039 BUSINESS PHONE: 9739943999 MAIL ADDRESS: STREET 1: 354 EISENHOWER PARKWAY CITY: LIVINGSTON STATE: NJ ZIP: 07039 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10352 FILM NUMBER: 06697175 MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 3 1 edgar.xml FORM 3 - X0202 3 2006-03-13 0 0000821995 COLUMBIA LABORATORIES INC CBRX 0000808722 KNOTT DAVID M 485 UNDERHILL BLVD SUITE 205 SYOSSET NY 11791 0 0 1 0 Common Stock, $.01 par value per share 53800 I By Finderne, LLC Common Stock, $.01 par value per share 161200 I By Commonfund Hedged Equity Company Common Stock, $.01 par value per share 1600 I By Client Common Stock, $.01 par value per share 995780 I By Knott Partners, L.P. Common Stock, $.01 par value per share 1754270 I By Matterhorn Offshore Fund Limited Common Stock, $.01 par value per share 747200 I By Shoshone Partners, L.P. Common Stock, $.01 par value per share 3920 D Common Stock, $.01 par value per share 600 I By Wife Warrant to purchase Common Stock, $.01 par value per share 5.39 2006-09-13 2011-09-13 Common Stock, $.01 par value per share 5725 I By Finderne, LLC Warrant to purchase Common Stock, $.01 par value per share 5.39 2006-09-13 2011-09-13 Common Stock, $.01 par value per share 7450 I By Commonfund Hedged Equity Company Warrant to purchase Common Stock, $.01 par value per share 5.39 2006-09-13 2011-09-13 Common Stock, $.01 par value per share 75120 I By Knott Partners, L.P. Warrant to purchase Common Stock, $.01 par value per share 5.39 2006-09-13 2006-09-13 Common Stock, $.01 par value per share 202212 I By Matterhorn Offshore Fund Limited Warrant to purchase Common Stock, $.01 par value per share 5.39 2006-09-13 2011-09-13 Common Stock, $.01 par value per share 80750 I By Shoshone Partners, L.P. Series C Preferred Stock 3.50 Common Stock, $.01 par value per share 339428 I By Knott Partners, L.P. Series C Preferred Stock 3.5 Common Stock, $.01 par value per share 32000 D Series E Preferred Stock 2.00 Common Stock, $.01 par value per share 14000 I By Finderne, LLC Series E Preferred Stock 2.00 Common Stock, $.01 par value per share 49000 I By Commonfund Hedged Equity Company Series E Preferred Stock 2.00 Common Stock, $.01 par value per share 399000 I By Knott Partners, L.P. Series E Preferred Stock 2.00 Common Stock, $.01 par value per share 479000 I By Matterhorn Offshore Fund Limited Series E Preferred Stock 2.00 Common Stock, $.01 par value per share 259000 I By Shoshone Partners, L.P. The Reporting Person is the managing member of Knott Partners Management, LLC, which is the sole General Partner of Shoshone Partners, L.P. and managing general partner of Knott Partners, L.P. In addition, the Reporting Person is the sole shareholder, director and president of Dorset Management Corporation, which provides investment management services to those entities listed in Table I(4). As a result of the Reporting Person's interests in Knott Partners Management, LLC and Dorset Management Corporation, the Reporting Person has investment discretion and control in the securities in Table I(2). The Reporting Person may be deemed to beneficially own indirect pecuniary interest in securities in Table I(2) as a result of a performance related fee. The Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. These shares are currently convertible. These shares do not expire. David M. Knott 2006-03-17 -----END PRIVACY-ENHANCED MESSAGE-----