0001104659-15-085090.txt : 20151216
0001104659-15-085090.hdr.sgml : 20151216
20151216121730
ACCESSION NUMBER: 0001104659-15-085090
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151214
FILED AS OF DATE: 20151216
DATE AS OF CHANGE: 20151216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rand Logistics, Inc.
CENTRAL INDEX KEY: 0001294250
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 201195343
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10110
BUSINESS PHONE: 212-644-3450
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10110
FORMER COMPANY:
FORMER CONFORMED NAME: Rand Acquisition CORP
DATE OF NAME CHANGE: 20040618
FORMER COMPANY:
FORMER CONFORMED NAME: Grand Slam Acquisition CORP
DATE OF NAME CHANGE: 20040617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNOTT DAVID M
CENTRAL INDEX KEY: 0000808722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33345
FILM NUMBER: 151290388
MAIL ADDRESS:
STREET 1: 485 UNDERHILL BLVD
STREET 2: STE 205
CITY: SYOSSET
STATE: NY
ZIP: 11791-3419
4
1
a4.xml
4
X0306
4
2015-12-14
0
0001294250
Rand Logistics, Inc.
RLOG
0000808722
KNOTT DAVID M
485 UNDERHILL BLVD
STE 205
SYOSSET
NY
11791-3419
0
0
1
0
Common Stock
2015-12-14
4
S
0
20200
1.9005
D
757000
I
By Knott Partners, L.P.
Common Stock
2015-12-14
4
S
0
5769
1.9005
D
334366
I
By Shoshone Partners, L.P.
Common Stock
2015-12-15
4
S
0
31900
1.8308
D
725100
I
By Knott Partners, L.P.
Common Stock
2015-12-15
4
S
0
6401
1.8308
D
327965
I
By Shoshone Partners, L.P.
Common Stock
7100
I
By Mulsanne Partners, L.P.
Common Stock
900
I
By Managed Account
The Reporting Person is: (a) the managing member of Knott Partners Management, LLC, which is (i) the sole general partner of Shoshone Partners, L.P., and (ii) the managing general partner of Knott Partners, L.P.; and (b) the sole member of Mabon Capital Management, LLC, which is the sole general partner of Mulsanne Partners, L.P. The Reporting Person is also a general partner of Knott Partners, L.P.
The Reporting Person is the sole director and the president of Dorset Management Corporation, which provides investment management services to separate institutional managed accounts (each, a "Managed Account").
As a result of the Reporting Person's interests in Knott Partners Management, LLC and in Dorset Management Corporation, the Reporting Person has investment discretion and control of the securities represented in this entry. The Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities represented in this entry as a result of its performance-related fee. Except with respect to Knott Partners, L.P., Shoshone Partners, L.P., and Mulsanne Partners, L.P., in which the Reporting Person owns a beneficial interest, the Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. Each of Knott Partners, L.P., Shoshone Partners, L.P., Mulsanne Partners, L.P.,, and the Managed Account disclaim beneficial ownership of securities reported as owned by any other party.
By: /s/David M. Knott
2015-12-16