0001104659-13-013759.txt : 20130225
0001104659-13-013759.hdr.sgml : 20130225
20130225134406
ACCESSION NUMBER: 0001104659-13-013759
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130221
FILED AS OF DATE: 20130225
DATE AS OF CHANGE: 20130225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNOTT DAVID M
CENTRAL INDEX KEY: 0000808722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33345
FILM NUMBER: 13637951
MAIL ADDRESS:
STREET 1: 485 UNDERHILL BLVD
STREET 2: STE 205
CITY: SYOSSET
STATE: NY
ZIP: 11791-3419
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rand Logistics, Inc.
CENTRAL INDEX KEY: 0001294250
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 201195343
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10110
BUSINESS PHONE: 212-644-3450
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10110
FORMER COMPANY:
FORMER CONFORMED NAME: Rand Acquisition CORP
DATE OF NAME CHANGE: 20040618
FORMER COMPANY:
FORMER CONFORMED NAME: Grand Slam Acquisition CORP
DATE OF NAME CHANGE: 20040617
4
1
a4.xml
4
X0306
4
2013-02-21
0
0001294250
Rand Logistics, Inc.
RLOG
0000808722
KNOTT DAVID M
485 UNDERHILL BLVD
STE 205
SYOSSET
NY
11791-3419
0
0
1
0
Common Stock
690608
I
By Shoshone Partners, L.P.
Common Stock
2013-02-21
4
S
0
5040
6.0036
D
268983
I
By Knott Partners Offshore Master Fund, L.P.
Common Stock
2013-02-22
4
S
0
7834
6.00
D
261149
I
By Knott Partners Offshore Master Fund, L.P.
Common Stock
832900
I
By Knott Partners, L.P.
Common Stock
7100
I
By Mulsanne Partners, L.P.
Common Stock
900
I
By Managed Account D
The Reporting Person is the managing member of Knott Partners Management, LLC, which is (i) the sole general partner of Shoshone Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Mulsanne Partners, L.P. and (ii) the managing general partner of Knott Partners, L.P. The Reporting Person is also a general partner of Knott Partners, L.P.
The Reporting Person is the sole director and the president of Dorset Management Corporation, which provides investment management services to separate institutional managed accounts (each, a "Managed Account").
As a result of the Reporting Person's interests in Knott Partners Management, LLC and in Dorset Management Corporation, the Reporting Person has investment discretion and control of the securities represented in this entry. The Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities represented in this entry as a result of its performance-related fee. Except with respect to Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Shoshone Partners, L.P., in which the Reporting Person owns a beneficial interest, the Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. Each of Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., Shoshone Partners, L.P., Mulsanne Partners, L.P., and the Managed Accounts disclaims beneficial ownership of securities reported as owned by any other party.
By: /s/David M. Knott
2013-02-25