-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OhJPJxgElan/r7hfDD6NVPbfHHa/obLWR1zi5JkwAP4co4QS+VgM1KIG99sbSBtV 0NBflBHlRTYl1MDOsOKCQw== 0001104659-11-005953.txt : 20110209 0001104659-11-005953.hdr.sgml : 20110209 20110209170600 ACCESSION NUMBER: 0001104659-11-005953 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110208 FILED AS OF DATE: 20110209 DATE AS OF CHANGE: 20110209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34601 FILM NUMBER: 11587942 MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Rental Corp. CENTRAL INDEX KEY: 0001373988 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS EQUIPMENT RENTAL & LEASING [7350] IRS NUMBER: 205415048 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 461 FIFTH AVENUE, STREET 2: 25THFLOOR, CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-644-3450 MAIL ADDRESS: STREET 1: 461 FIFTH AVENUE, STREET 2: 25THFLOOR, CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Hyde Park Acquisition CORP DATE OF NAME CHANGE: 20070216 FORMER COMPANY: FORMER CONFORMED NAME: Rand Acquisition Corp. II DATE OF NAME CHANGE: 20060828 4 1 a4.xml 4 X0303 4 2011-02-08 1 0001373988 Essex Rental Corp. ESSXW 0000808722 KNOTT DAVID M 485 UNDERHILL BLVD STE 205 SYOSSET NY 11791-3419 0 0 1 0 Common Stock Warrants (right to buy) 5.00 2011-02-08 4 S 0 467300 0.60 D 2008-10-31 2011-03-04 Common Stock 467300 478500 I By Knott Partners, L.P. Common Stock Warrants (right to buy) 5.00 2011-02-08 4 S 0 136700 0.60 D 2008-10-31 2011-03-04 Common Stock 136700 140100 I By Shoshone Partners, L.P. Common Stock Warrants (right to buy) 5.00 2011-02-08 4 S 0 370198 0.60 D 2008-10-31 2011-03-04 Common Stock 370198 378902 I By Knott Partners Offshore Master Fund, L.P. Common Stock Warrants (right to buy) 5.00 2011-02-08 4 S 0 2 0.60 D 2008-10-31 2011-03-04 Common Stock 2 0 I By Mulsanne Partners, L.P. Common Stock Warrants (right to buy) 5.00 2011-02-08 4 S 0 25800 0.60 D 2008-10-31 2011-03-04 Common Stock 25800 26500 I By Managed Account A The reported securities identified in Columns 5 and 9 of Table II include components originally acquired as Units. Each Unit consists of one (1) share of common stock and one warrant to purchase one (1) share of common stock. The securities listed in column 9 of Table II include warrant components of such Units, as well as warrants separately acquired in open market or private transactions. Mr. Knott is the managing member of Knott Partners Management, LLC, which is (i) the sole general partner of Shoshone Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Mulsanne Partners, L.P. and (ii) the managing general partner of Knott Partners, L.P. Mr. Knott is also a general partner of Knott Partners, L.P. The Reporting Person is the sole director and the president of Dorset Management Corporation, which provides investment management services to the institutional managed account set forth in column 11 of Table II (the "Managed Account"). As a result of Mr. Knott's interests in Knott Partners Management, LLC and in Dorset Management Corporation, Mr. Knott has investment discretion and control of the securities represented in this entry. Mr. Knott may be deemed to beneficially own an indirect pecuniary interest in the securities represented in this entry as a result of a performance-related fee. Except with respect to Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., Shoshone Partners, L.P. and Mulsanne Partners, L.P., in which Mr. Knott owns a beneficial interest, Mr. Knott disclaims beneficial ownership therein except to the extent ultimately realized. Each of Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., Shoshone Partners, L.P., and Mulsanne Partners, L.P., and the Managed Account disclaims beneficial ownership of securities reported as owned by any other party. By: /s/David M. Knott 2011-02-09 KNOTT PARTNERS, L.P., by Knott Partners Management, LLC, as Managing General Partner, /s/David M. Knott, Managing Member 2011-02-09 -----END PRIVACY-ENHANCED MESSAGE-----