-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gxr/5E+yDXm1AyRZmC3CoiSK77afk+uCThR+VI0+UUfz9j3ooCQIfvVX0p933bSJ oacAVKHu7xNYKmQQA60hHw== 0001104659-10-020969.txt : 20100421 0001104659-10-020969.hdr.sgml : 20100421 20100421143142 ACCESSION NUMBER: 0001104659-10-020969 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100419 FILED AS OF DATE: 20100421 DATE AS OF CHANGE: 20100421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34085 FILM NUMBER: 10761471 MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pet DRx CORP CENTRAL INDEX KEY: 0001331931 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 562517815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 215 CENTERVIEW DRIVE STREET 2: SUITE 360 CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: 703-448-7688 MAIL ADDRESS: STREET 1: 215 CENTERVIEW DRIVE STREET 2: SUITE 360 CITY: BRENTWOOD STATE: TN ZIP: 37027 FORMER COMPANY: FORMER CONFORMED NAME: Echo Healthcare Acquisition Corp. DATE OF NAME CHANGE: 20050630 4 1 a4.xml 4 X0303 4 2010-04-19 0 0001331931 Pet DRx CORP VETS 0000808722 KNOTT DAVID M 485 UNDERHILL BLVD STE 205 SYOSSET NY 11791-3419 0 0 1 0 Common Stock, $.0001 par value per share 2010-04-19 4 X 0 57687 0.0001 A 649766 I By Knott Partners, L.P. Common Stock, $.0001 par value per share 2010-04-19 4 X 0 47752 0.0001 A 279055 I By Shoshone Partners, L.P. Common Stock, $.0001 par value per share 2010-04-19 4 X 0 1048 0.0001 A 226260 I By Mulsanne Partners, L.P. Common Stock, $.0001 par value per share 2010-04-19 4 X 0 97621 0.0001 A 697307 I By Knott Partners Offshore Master Fund , L.P. Common Stock, $.0001 par value per share 2010-04-19 4 X 0 2991 0.0001 A 27352 I By Knott Partners Offshore (SRI) Fund Limited Common Stock, $.0001 par value per share 2010-04-19 4 X 0 8996 0.0001 A 67890 I By Managed Account A Common Stock, $.0001 par value per share 2010-04-19 4 X 0 5480 0.0001 A 11980 I By Managed Account B Option to purchase Common Stock 0.0001 2010-04-19 4 X 0 57687 0 D 2009-07-28 2010-03-22 Common Stock 57687 0 I By Knott Partners, L.P. Option to purchase Common Stock 0.0001 2010-04-19 4 X 0 47752 0 D 2009-07-28 2010-03-22 Common Stock 47752 0 I By Shoshone Partners, L.P. Option to purchase Common Stock 0.0001 2010-04-19 4 X 0 1048 0 D 2009-07-28 2010-03-22 Common Stock 1048 0 I By Mulsanne Partners, L.P. Option to purchase Common Stock 0.0001 2010-04-19 4 X 0 97621 0 D 2009-07-28 2010-03-22 Common Stock 97621 0 I By Knott Partners Offshore Master Fund , L.P. Option to purchase Common Stock 0.0001 2010-04-19 4 X 0 2991 0 D 2009-07-28 2010-03-22 Common Stock 2991 0 I By Knott Partners Offshore (SRI) Fund Limited Option to purchase Common Stock 0.0001 2010-04-19 4 X 0 8996 0 D 2009-07-28 2010-03-22 Common Stock 8996 0 I By Managed Account A Option to purchase Common Stock 0.0001 2010-04-19 4 X 0 5480 0 D 2009-07-28 2010-03-22 Common Stock 5480 0 I By Managed Account B The Reporting Person is the managing member of Knott Partners Management, LLC, which is (i) the sole general partner of Shoshone Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Mulsanne Partners, L.P. and (ii) the managing general partner of Knott Partners, L.P. The Reporting Person is the sole director and the president of Dorset Management Corporation, which (i) provides investment management services to Knott Partners Offshore (SRI) Fund Limited and (ii) separate institutional managed accounts (each, a "Managed Account"). As a result of the Reporting Person's interests in Knott Partners Management, LLC and in Dorset Management Corporation, the Reporting Person has investment discretion and control of the securities in this entry. The Reporting Person may be deemed to beneficially own an indirect pecuniary interest in securities in this entry as a result of a performance related fee. Except with respect to Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Shoshone Partners, L.P., in which the Reporting Person owns a beneficial interest, the Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. Each of Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., Shoshone Partners, L.P., Mulsanne Partners, L.P., Knott Partners Offshore (SRI) Fund Limited and each of the Managed Accounts disclaims beneficial ownership of securities reported as owned by any other party. /s/David M. Knott 2010-04-21 -----END PRIVACY-ENHANCED MESSAGE-----