-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N7jZg+4ATW+G7ttObWwK7y/l0NyLoacaN8lBTgNXi5M4bcmNy8cq1VDMJ82XEYQ0 NMFKeELrYyadyX9bjKFo1w== 0001104659-09-042976.txt : 20090713 0001104659-09-042976.hdr.sgml : 20090713 20090713170552 ACCESSION NUMBER: 0001104659-09-042976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090709 FILED AS OF DATE: 20090713 DATE AS OF CHANGE: 20090713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52577 FILM NUMBER: 09942369 MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FutureFuel Corp. CENTRAL INDEX KEY: 0001337298 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 203340900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8235 FORSYTH BOULEVARD SUITE 400 CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 314-854-8520 MAIL ADDRESS: STREET 1: 8235 FORSYTH BOULEVARD SUITE 400 CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: Viceroy Acquisition CORP DATE OF NAME CHANGE: 20050829 4 1 a4.xml 4 X0303 4 2009-07-09 0 0001337298 FutureFuel Corp. FTFL 0000808722 KNOTT DAVID M 485 UNDERHILL BLVD STE 205 SYOSSET NY 11791-3419 0 0 1 0 Common Stock 2009-07-09 4 P 0 120500 5.50 A 907500 I By Knott Partners, L.P. Common Stock 2009-07-09 4 P 0 31300 5.50 A 264730 I By Shoshone Partners, L.P. Common Stock 2009-07-09 4 P 0 16600 5.50 A 774950 I By Knott Partners Offshore Master Fund, L.P. Common Stock 2009-07-09 4 S 0 177700 5.50 D 164100 I By Mulsanne Partners, L.P. Common Stock 2009-07-09 4 P 0 6500 5.50 A 29100 I By Managed Account A Common Stock 2009-07-09 4 P 0 2800 5.50 A 63000 I By Managed Account B Common Stock 1000 I By Managed Account C The reported securities identified in Column 5 of Table I represent components of Units, as well as common stock acquired in open market transactions. Each Unit consists of one (1) share of common stock and one warrant to purchase one (1) share of common stock. The Reporting Person is the managing member of Knott Partners Management, LLC, which is (i) the sole general partner of Shoshone Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Mulsanne Partners, L.P. and (ii) the managing general partner of Knott Partners, L.P. The Reporting Person is also a general partner of Knott Partners, L.P. The securities identified in this row are held by a managed account (a "Managed Account") for which Dorset Management Corporation provides portfolio management services. The Reporting Person is the President and sole director of Dorset Management Corporation. As a result of the Reporting Person's interests in Knott Partners Management, LLC and in Dorset Management Corporation, the Reporting Person has investment discretion and control of the securities represented in this entry. The Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities represented in this entry as a result of its performance-related fee. Except with respect to Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Shoshone Partners, L.P., in which the Reporting Person owns a beneficial interest, the Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. Each of Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., Shoshone Partners, L.P., Mulsanne Partners, L.P., and each of the Managed Accounts disclaims beneficial ownership of securities reported as owned by any other party. Each entry reports a component of a cross transaction in the shares set forth in column 1 of Table I among the accounts identified in Column 7 of Table I that are coded P or S in Column 3. The cross transactions reported reflect a reallocation of shares among the Reporting Person's managed clients, and the accounts that disposed of shares in the cross transaction did not acquire any shares in the cross transaction. The Reporting Person has historically disclosed on his Section 16 filings all of the securities beneficially owned by him pursuant to Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), for full disclosure purposes. However, for purposes of Section 16 of the Exchange Act, the Reporting Person effectively has no direct or indirect pecuniary interest (pursuant to Rule 16a-1(a)(2) of the Exchange Act) in any of the securities owned by Mulsanne Partners, L.P. /s/David M. Knott 2009-07-13 -----END PRIVACY-ENHANCED MESSAGE-----