-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GK9RTqTmemiWwoaVOyrU0dihPpKU3WPdaGvjPhW3Z8WX53wq3DQoSb2+y+zbQBUO ph+/06DP5WXEQb6tOkoZ8w== 0001104659-08-073831.txt : 20081128 0001104659-08-073831.hdr.sgml : 20081127 20081128211622 ACCESSION NUMBER: 0001104659-08-073831 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081031 FILED AS OF DATE: 20081128 DATE AS OF CHANGE: 20081128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52459 FILM NUMBER: 081220713 MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Rental Corp. CENTRAL INDEX KEY: 0001373988 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS EQUIPMENT RENTAL & LEASING [7350] IRS NUMBER: 205415048 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 461 FIFTH AVENUE, STREET 2: 25THFLOOR, CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-644-3450 MAIL ADDRESS: STREET 1: 461 FIFTH AVENUE, STREET 2: 25THFLOOR, CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Hyde Park Acquisition CORP DATE OF NAME CHANGE: 20070216 FORMER COMPANY: FORMER CONFORMED NAME: Rand Acquisition Corp. II DATE OF NAME CHANGE: 20060828 4 1 a4.xml 4 X0303 4 2008-10-31 0 0001373988 Essex Rental Corp. HYDQW 0000808722 KNOTT DAVID M 485 UNDERHILL BLVD STE 205 SYOSSET NY 11791-3419 0 0 1 0 Common Stock Warrants (right to buy) 5.00 2008-10-31 4 J 0 808300 A 2008-10-31 2011-03-04 Common Stock 808300 808300 I By Knott Partners, L.P. Common Stock Warrants (right to buy) 5.00 2008-10-31 4 J 0 496300 A 2008-10-31 2011-03-04 Common Stock 496300 496300 I By Shoshone Partners, L.P. Common Stock Warrants (right to buy) 5.00 2008-10-31 4 J 0 768500 A 2008-10-31 2011-03-04 Common Stock 768500 768500 I By Knott Partners Offshore Master Fund, L.P. Common Stock Warrants (right to buy) 5.00 2008-10-31 4 J 0 4900 A 2008-10-31 2011-03-04 Common Stock 4900 4900 I By Mulsanne Partners, L.P. Common Stock Warrants (right to buy) 5.00 2008-10-31 4 J 0 62000 A 2008-10-31 2011-03-04 Common Stock 62000 62000 I By Managed Accounts The reported securities identified in Columns 5 and 9 of Table II represent components of Units. Each Unit consists of one (1) share of common stock and one warrant to purchase one (1) share of common stock. The securities listed in column 5 and column 9 of Table II include warrant components of such Units, as well as warrants acquired in open market transactions. The Reporting Person is the managing member of Knott Partners Management, LLC, which is (i) the sole general partner of Shoshone Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Mulsanne Partners, L.P. and (ii) the managing general partner of Knott Partners, L.P. The Reporting Person is also a general partner of Knott Partners, L.P. The securities identified in this row are held by managed accounts for which Dorset Management Corporation provides portfolio management services (the "Managed Accounts"). The Reporting Person is the President and sole director of Dorset Management Corporation. As a result of the Reporting Person's interests in Knott Partners Management, LLC and in Dorset Management Corporation, the Reporting Person has investment discretion and control of the securities represented in this entry. The Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities represented in this entry as a result of its performance-related fee. Except with respect to Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Shoshone Partners, L.P., in which the Reporting Person owns a beneficial interest, the Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. Each of Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., Shoshone Partners, L.P., Mulsanne Partners, L.P., and the Managed Accounts disclaims beneficial ownership of securities reported as owned by any other party. The securities reported in this Statement do not reflect an acquisition or a disposition of any warrants, but are reported only to reflect the transaction coded J in Column 4 of Table II, described in "Remarks". On October 31, 2008, the Issuer completed its acquisition of Essex Holdings LLC and its subsidiary, Essex Crane Rental Corp. ("Essex"). As a result, the warrants reflected on Table II became exerciseable in accordance with their terms. /s/ David M. Knott 2008-11-28 -----END PRIVACY-ENHANCED MESSAGE-----