-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nnu9UG/lpmronBQNunTqWaTqWZ779Bu50ix/dIGUlAyWuu6EGv/KEVvJB3Zul5og yHHJ2XGL2yELUPD5fvry+Q== 0001104659-08-001385.txt : 20080108 0001104659-08-001385.hdr.sgml : 20080108 20080108204942 ACCESSION NUMBER: 0001104659-08-001385 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080104 FILED AS OF DATE: 20080108 DATE AS OF CHANGE: 20080108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pet DRx CORP CENTRAL INDEX KEY: 0001331931 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 562517815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8000 TOWERS CRESCENT DRIVE, SUITE 1300 CITY: VIENNA STATE: VA ZIP: 22182 BUSINESS PHONE: 703-448-7688 MAIL ADDRESS: STREET 1: 8000 TOWERS CRESCENT DRIVE, SUITE 1300 CITY: VIENNA STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: Echo Healthcare Acquisition Corp. DATE OF NAME CHANGE: 20050630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-51596 FILM NUMBER: 08518929 MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 4/A 1 a4a.xml 4/A X0202 4/A 2008-01-04 2008-01-07 0 0001331931 Pet DRx CORP EHHA 0000808722 KNOTT DAVID M 485 UNDERHILL BLVD STE 205 SYOSSET NY 11791-3419 0 0 1 0 Common Stock 2008-01-04 4 P 0 28179 A 733179 I By Knott Partners, L.P. Common Stock 2008-01-04 4 P 0 23326 A 462026 I By Shoshone Partners, L.P. Common Stock 2008-01-04 4 P 0 512 A 7312 I By Mulsanne Partners, L.P. Common Stock 2008-01-04 4 P 0 47686 A 998586 I By Knott Partners Offshore Master Fund , L.P. Common Stock 2008-01-04 4 P 0 8532 A 151932 I By Managed Accounts Warrants to purchase one share of Common Stock 6.00 2008-01-04 2010-03-17 Common Stock 220400 220400 I By Knott Partners, L.P. Warrants to purchase one share of Common Stock 6.00 2008-01-04 2010-03-17 Common Stock 110000 110000 I By Shoshone Partners, L.P. Warrants to purchase one share of Common Stock 6.00 2008-01-04 2010-03-17 Common Stock 1000 1000 I By Mulsanne Partners, L.P. Warrants to purchase one share of Common Stock 6.00 2008-01-04 2010-03-17 Common Stock 251900 251900 I By Knott Partners Offshore Master Fund, L.P. Warrants to purchase one share of Common Stock 6.00 2008-01-04 2010-03-17 Common Stock 31700 31700 I By Managed Accounts Option to purchase Common Stock 0.0001 2008-01-04 4 P 0 57687 A Common Stock 57687 57687 I By Knott Partners, L.P. Option to purchase Common Stock 0.0001 2008-01-04 4 P 0 47752 A Common Stock 47752 47752 I By Shoshone Partners, L.P. Option to purchase Common Stock 0.0001 2008-01-04 4 P 0 1048 A Common Stock 1048 1048 I By Mulsanne Partners, L.P. Option to purchase Common Stock 0.0001 2008-01-04 4 P 0 97621 A Common Stock 97621 97621 I By Knott Partners Offshore Master Fund, L.P. Option to purchase Common Stock 0.0001 2008-01-04 4 P 0 17467 A Common Stock 17467 17467 I By Managed Accounts These securities were acquired from the issuer's founders and as shares of XLNT Veterinary Care, Inc. ("XLNT") common stock from XLNT, which were exchanged for additional shares of the issuer's common stock upon completion of the merger with XLNT. The Reporting Person is the managing member of Knott Partners Management, LLC, which is (i) the sole general partner of Shoshone Partners, L.P. , Knott Partners Offshore Master Fund, L.P., and Mulsanne Partners, L.P. and (ii) the managing general partner of Knott Partners, L.P. This entry represents securities of the issuer held by institutional managed accounts for which Dorset Management Corporation provides investment management services (the "Managed Accounts"). As a result of the Reporting Person's interests in Knott Partners Management, LLC and in Dorset Management Corporation, the Reporting Person has investment discretion and control of the securities in this entry. The Reporting Person may be deemed to beneficially own an indirect pecuniary interest in securities in this entry as a result of a performance related fee. Except with respect to Knott Partners, L.P. , Knott Partners Offshore Master Fund, L.P., and Shoshone Partners, L.P., in which the Reporting Person owns a beneficial interest, the Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. Each of Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., Shoshone Partners, L.P., Mulsanne Partners, L.P. and the Managed Accounts disclaims beneficial ownership of securities reported as owned by any other party. Knott Partners Offshore Master Fund, L.P., is a Cayman Islands limited partnership whose sole limited partner is Matterhorn Offshore Fund Limited, a British Virgin Islands business company, and whose sole general partner is Knott Partners Management, LLC. The Option is exercisable for a period of one year following the earlier of March 17, 2009 or at such time as the last sale price of Common Stock equals or exceeds $11.50 for 20 trading days in any 30 trading day period. /s/ David M. Knott 2008-01-08 -----END PRIVACY-ENHANCED MESSAGE-----