0001209191-13-008701.txt : 20130214 0001209191-13-008701.hdr.sgml : 20130214 20130214122044 ACCESSION NUMBER: 0001209191-13-008701 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUNCAN RONALD A CENTRAL INDEX KEY: 0000905853 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15279 FILM NUMBER: 13609043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL COMMUNICATION INC CENTRAL INDEX KEY: 0000808461 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 920072737 STATE OF INCORPORATION: AK FISCAL YEAR END: 0419 BUSINESS ADDRESS: STREET 1: 2550 DENALI ST STE 1000 CITY: ANCHORAGE STATE: AK ZIP: 99503 BUSINESS PHONE: 9072655600 MAIL ADDRESS: STREET 1: 2550 DENALI STREET STREET 2: SUITE 1000 CITY: ANCHORAGE STATE: AK ZIP: 99503 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2012-12-31 0 0 0 0000808461 GENERAL COMMUNICATION INC GNCMA 0000905853 DUNCAN RONALD A 2550 DENALI STREET SUITE 1000 ANCHORAGE AK 99503 1 1 0 0 President Class A Common Stock 2012-03-13 5 P 0 254 10.19 D 157143 I by Trust Class A Common Stock 2012-12-31 5 P 0 3736 10.57 A 160879 I by Trust Class A Common Stock 2011-01-15 5 W 0 70 13.17 A 1012480 D Class A Common Stock 5000 I by Missy, LLC/Spouse Class A Common Stock 55560 I by Daughter Class A Common Stock 5000 I by Missy, LLC/Trust/Daughter Class A Common Stock 5000 I by Missy, LLC Class A Common Stock 63186 I by Spouse Class A Common Stock 7500 I by Daughter Class B Common Stock 6165 I by Trust Class B Common Stock 655644 D Class B Common Stock 8242 I by Daughter Class B Common Stock 27020 I by Spouse Required corrective distribution and associated forfeiture of excess aggregate contributions and income allocable to those contributions for the 2011 plan year. All shares owned by virtue of participation in the Company's Employee Stock Purchase Plan as of December 31, 2012. Purchases made on behalf of the reporting person by the Company's Employee Stock Purchase Plan during the period January 1, 2012 to December 31, 2012. Shares owned by Missy, LLC. Mr. Duncan's spouse has a 25% ownership interest in Missy, LLC. Mr. Duncan disclaims beneficial ownership of the shares owned indirectly by his spouse through Missy, LLC. Shares owned by the Amanda Miller Trust, where Amanda Miller is the daughter of Mr. Duncan, and Mr. Duncan has no voting or investment power with respect to the Trust. Shares owned by Missy, LLC. Mr. Duncan's daughter is the 50% beneficiary of the Neoma Lowndes Trust, which Trust has a 50% ownership interest in Missy, LLC. Mr. Duncan disclaims beneficial ownership of the shares owned indirectly by his daughter through the Trust and Missy, LLC. Shares owned by Missy, LLC. Mr. Duncan has a 25% ownership interest in Missy, LLC. Shares owned by the spouse of Mr. Duncan. Mr. Duncan disclaims beneficial ownership of the shares owned by his spouse. Shares owned by Neoma Lowndes Trust. Mr. Duncan's daughter is the 50% beneficiary of the Trust. Mr. Duncan disclaims beneficial ownership of the shares owned indirectly by his daughter through the Trust. By:Lynda L. Tarbath For:Ronald A. Duncan 2013-02-14