0000808461-14-000008.txt : 20140106 0000808461-14-000008.hdr.sgml : 20140106 20140106205056 ACCESSION NUMBER: 0000808461-14-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140106 DATE AS OF CHANGE: 20140106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL COMMUNICATION INC CENTRAL INDEX KEY: 0000808461 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 920072737 STATE OF INCORPORATION: AK FISCAL YEAR END: 0419 BUSINESS ADDRESS: STREET 1: 2550 DENALI ST STE 1000 CITY: ANCHORAGE STATE: AK ZIP: 99503 BUSINESS PHONE: 9072655600 MAIL ADDRESS: STREET 1: 2550 DENALI STREET STREET 2: SUITE 1000 CITY: ANCHORAGE STATE: AK ZIP: 99503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUNCAN RONALD A CENTRAL INDEX KEY: 0000905853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15279 FILM NUMBER: 14511796 4 1 wf-form4_138905944485935.xml FORM 4 X0306 4 2014-01-02 0 0000808461 GENERAL COMMUNICATION INC GNCMA 0000905853 DUNCAN RONALD A 2550 DENALI STREET SUITE 1000 ANCHORAGE AK 99503 1 1 0 0 President Class A Common Stock 2014-01-02 4 M 0 250000 8.40 A 1301044 D Class A Common Stock 2014-01-02 4 F 0 205417 11.19 D 1095627 D Class A Common Stock 165572 I by 401(k) Class A Common Stock 15000 I by Missy, LLC Class A Common Stock 7500 I by Neoma Lowndes Trust Class A Common Stock 63186 I by Spouse Class A Common Stock 55560 I by Amanda Miller Trust Non-Qualified Stock Option (right to buy) 8.4 2014-01-02 4 M 0 250000 0 D 2014-06-24 Class A Common Stock 250000.0 0 D Shares allocated to Mr. Duncan under the Company's 401(k) Plan as of December 31, 2013. Mr. Duncan has a 25% ownership interest in Missy, LLC, and claims beneficial ownership of 5,000 of these shares held by Missy, LLC. His spouse has a 25% ownership interest in Missy, LLC, and Mr. Duncan disclaims beneficial ownership of the 5,000 shares held indirectly by his spouse. The Neoma Lowndes Trust holds the remaining 50% interest in Missy, LLC. Mr. Duncan's daughter is the 50% beneficiary of this trust, and Mr. Duncan disclaims beneficial ownership of the 5,000 shares held indirectly by his daughter. Mr. Duncan's daughter is the 50% beneficiary of this trust, and Mr. Duncan disclaims beneficial ownership of these shares. Mr. Duncan disclaims beneficial ownership of these shares. Mr. Duncan's daughter is the beneficiary of this trust. Mr. Duncan has no voting or investment power with respect to the trust and disclaims beneficial ownership of these shares. These options became exercisable in five equal annual installments beginning 12/04/04 and ending 12/04/08 Ronald A. Duncan 2014-01-06