0000950103-17-006929.txt : 20170720 0000950103-17-006929.hdr.sgml : 20170720 20170720194550 ACCESSION NUMBER: 0000950103-17-006929 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170717 FILED AS OF DATE: 20170720 DATE AS OF CHANGE: 20170720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOLKSWAGEN AG CENTRAL INDEX KEY: 0001111708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 17975326 BUSINESS ADDRESS: STREET 1: 38436 WOLFSBURG GERMANY STREET 2: 38436 WOLFSBURG GERMANY CITY: GERMANY MAIL ADDRESS: STREET 1: VOLKSWAGEN AG STREET 2: 38436 WOLFSBURG GERAMY REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Volkswagen Truck & Bus GmbH CENTRAL INDEX KEY: 0001697835 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 17975327 BUSINESS ADDRESS: STREET 1: BRAWO PARK STREET 2: WILLY-BRANDT-PLATZ 19 CITY: BRAUNSCHWEIG STATE: 2M ZIP: 38102 BUSINESS PHONE: 49 5361 8978500 MAIL ADDRESS: STREET 1: BRAWO PARK STREET 2: WILLY-BRANDT-PLATZ 19 CITY: BRAUNSCHWEIG STATE: 2M ZIP: 38102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 331-332-5000 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 4 1 dp78535_4-volks.xml FORM 4 X0306 4 2017-07-17 0 0000808450 NAVISTAR INTERNATIONAL CORP NAV 0001697835 Volkswagen Truck & Bus GmbH BRAWO PARK WILLY-BRANDT-PLATZ 19 BRAUNSCHWEIG 2M 38102 GERMANY 0 0 1 0 0001111708 VOLKSWAGEN AG VOLKSWAGEN AG BERLINER RING 2 WOLFSBURG, LOWER SAXONY 2M 38440 GERMANY 0 0 1 0 Common Stock, par value $0.10 per share 2017-07-17 2017-07-18 4 P 0 43501 29.25 A 16285513 D Common Stock, par value $0.10 per share 2017-07-18 2017-07-19 4 P 0 52625 29.13 A 16338138 D Common Stock, par value $0.10 per share 2017-07-19 2017-07-20 4 P 0 61900 29.18 A 16400038 D This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement. Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions. The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017. Andreea Costa, Attorney in fact for Volkswagen Truck & Bus GmbH /s/ Andreea Costa 2017-07-20 Frederik Fragemann, Attorney in fact for Volkswagen Truck & Bus GmbH /s/ Frederik Fragemann 2017-07-20 Andreea Costa, Attorney in fact for Volkswagen AG /s/ Andreea Costa 2017-07-20 Frederik Fragemann, Attorney in fact for Volkswagen AG /s/ Frederik Fragemann 2017-07-20 EX-24 2 dp78535_ex2401.htm EXHIBIT 24

 

Power of Attorney
 

Volkswagen Aktiengesellschaft

(the "Principal") 

 
a stock corporation incorporated pursuant to the laws of Germany, with its business address at Berliner Ring 2, 38440 Wolfsburg, Germany and registered with the commercial register of the local court of Braunschweig under no. HRB100484
 
hereby grants power of attorney to
 

Mr Matthias Gruendler, 

Mr Christian Nicklis, 

Mr Wolfgang Betz,

Ms Andreea Costa,

Mr. Hardy Brennecke and

Mr Frederik Fragemann

 

(each an "Attorney in Fact" and jointly the "Attorneys in Fact")

 

 
- in each case two of them acting jointly -
 
to execute for and on behalf of the Principal any and all regulatory and/or securities filings in connection with the acquisition by Volkswagen Truck & Bus GmbH of shares of common stock, par value $0.10 per share, of Navistar International Corporation (the “Company”), including (i) Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Act”), and the rules and regulations thereunder, and any amendments, supplements or modifications thereto and (ii) Schedule 13D in accordance with the Act, and the rules and regulations thereunder, and any amendments, supplements or modifications thereto; and
to do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable in connection with the foregoing.
 
The Attorneys in Fact are authorised to make all necessary or expedient declarations and carry out all such legal actions in connection with the above.
 
This power of attorney is subject to substantive German law under exclusion of the international conflict of law rules.
 
This power of attorney expires on 31 December 2017, 24:00 hrs.

[Signature Page Follows]

 

 

Wolfsburg, July 19, 2017
     
     
ppa.   ppa.
     

/s/ Alfred Ströhlein

 /s/ Jesko Rosenmüller

Alfred Ströhlein

for Volkswagen Aktiengesellschaft

  

Dr. Jesko Rosenmüller

for Volkswagen Aktiengesellschaft

 

 EX-24 3 dp78535_ex2402.htm EXHIBIT 24

 

Power of Attorney
 

Volkswagen Truck & Bus GmbH

(the "Principal")

 
a company organized under the laws of Germany, with its business address at Willy-Brandt-Platz 19, 38102 Braunschweig, Germany and entered on the Trade and Companies Register of Brunswick under no. HRB100261
 
hereby grants power of attorney to
 

Ms Andreea Costa

and

Mr Frederik Fragemann

 

(each an "Attorney in Fact" and jointly the "Attorneys in Fact")

 
- in each case two of them acting jointly -
 
to execute for and on behalf of the Principal any and all regulatory and/or securities filings in connection with the acquisition by the Principal of shares of common stock, par value $0.10 per share, of Navistar International Corporation (the “Company”), including (i) Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Act”), and the rules and regulations thereunder, and any amendments, supplements or modifications thereto and (ii) Schedule 13D in accordance with the Act, and the rules and regulations thereunder, and any amendments, supplements or modifications thereto; and
to do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable in connection with the foregoing.
 
The Attorneys in Fact are authorised to make all necessary or expedient declarations and carry out all such legal actions in connection with the above.
 
This power of attorney is subject to substantive German law under exclusion of the international conflict of law rules.
 
This power of attorney expires on 31 December 2017, 24:00 hrs.

[Signature Page Follows]

 

 

Wolfsburg, July 19, 2017
     
     
ppa.   ppa.
     

/s/ Wolfgang Betz

   /s/ Christian Nicklis

Wolfgang Betz, General Counsel,

for Volkswagen Truck & Bus GmbH

  

Christian Nicklis, Head of Finance,

for Volkswagen Truck & Bus GmbH