0000808450-19-000034.txt : 20190215 0000808450-19-000034.hdr.sgml : 20190215 20190215180442 ACCESSION NUMBER: 0000808450-19-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190213 FILED AS OF DATE: 20190215 DATE AS OF CHANGE: 20190215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kramer Curt A CENTRAL INDEX KEY: 0001421215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 19612726 MAIL ADDRESS: STREET 1: 4201 WINFIELD ROAD CITY: WARRENVILLE STATE: IL ZIP: 60555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 331-332-5000 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 4 1 wf-form4_155027186832939.xml FORM 4 X0306 4 2019-02-13 0 0000808450 NAVISTAR INTERNATIONAL CORP NAV 0001421215 Kramer Curt A NAVISTAR INTERNATIONAL CORPORATION 2701 NAVISTAR DRIVE LISLE IL 60532 0 1 0 0 SVP & General Counsel Common Stock 2019-02-13 4 A 0 6413 0 A 14805 D Common Stock 2019-02-14 4 M 0 606 0 A 15411 D Common Stock 2019-02-14 4 D 0 606 35.50 D 14805 D Common Stock 163.8942 I By Navistar 401(k) Savings Plan Employee Stock Option (right to buy) 35.08 2019-02-13 4 A 0 11035 0 A 2029-02-13 Common Stock 11035.0 11035 D Restricted Stock Units 2019-02-14 4 M 0 606 0 D Common Stock 606.0 606 D Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless Navistar otherwise elects to settle the RSUs in Navistar common stock on a 1 to 1 basis. The option is exercisable in three annual installments as follows: 3,679 shares on 2/13/2020; 3,678 shares on 2/13/2021; and 3,678 shares on 2/13/2022. The RSUs disposed were from an award of 1,819 RSUs granted on 2/14/2017 that has been paid in cash as to 607 shares on 2/14/2018; as to 606 shares on 2/14/2019; and will become payable in cash, unless the Corporation elects to settle the RSUs in common stock, as to 606 shares on 2/14/2020. Richard E. Bond, Attorney in fact 2019-02-15