0000808450-18-000170.txt : 20180927 0000808450-18-000170.hdr.sgml : 20180927 20180927172536 ACCESSION NUMBER: 0000808450-18-000170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180926 FILED AS OF DATE: 20180927 DATE AS OF CHANGE: 20180927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lisboa Persio V CENTRAL INDEX KEY: 0001624583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 181091873 MAIL ADDRESS: STREET 1: C/O NAVISTAR INTERNATIONAL CORPORATION STREET 2: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 331-332-5000 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 4 1 wf-form4_153808351878204.xml FORM 4 X0306 4 2018-09-26 0 0000808450 NAVISTAR INTERNATIONAL CORP NAV 0001624583 Lisboa Persio V NAVISTAR INTERNATIONAL CORPORATION 2701 NAVISTAR DRIVE LISLE IL 60532 0 1 0 0 EVP & Chief Operating Officer Common Stock 2018-09-26 4 M 0 3255 22.655 A 73550 D Common Stock 2018-09-26 4 F 0 2151 38.58 D 71399 D Common Stock 2018-09-26 4 M 0 5200 37.20 A 76599 D Common Stock 2018-09-26 4 F 0 5074 38.58 D 71525 D Deferred Share Units 2365 D Premium Shares Units 425 D Employee Stock Option (right to buy) 22.655 2018-09-26 4 M 0 3255 0 D 2018-12-16 Common Stock 3255.0 0 D Employee Stock Option (right to buy) 37.2 2018-09-26 4 M 0 5200 0 D 2018-12-19 Common Stock 5200.0 0 D The deferred share units were acquired under Navistar's Executive Stock Ownership Program. Each deferred share unit represents one share of Navistar common stock. The premium share units were acquired under Navistar's Executive Stock Ownership Program. Each premium share unit represents one share of Navistar common stock. The number of stock options reported is from an award of 4,422 options granted on 12/16/2008 that became exercisable as to 1,474 shares on 12/16/2009; as to 1,474 shares on 12/16/2010 and as to 1,474 shares on 12/16/2011. The option was exercised as to 1,167 of the shares on 3/30/2012. The option became exercisable as to 1,734 shares on 12/19/2012; as to 1,733 shares on 12/19/2013; and as to 1,733 shares on 12/19/2014. Richard E. Bond Attorney in fact 2018-09-27