0000808450-18-000019.txt : 20180215 0000808450-18-000019.hdr.sgml : 20180215 20180215185340 ACCESSION NUMBER: 0000808450-18-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kramer Curt A CENTRAL INDEX KEY: 0001421215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 18619188 MAIL ADDRESS: STREET 1: 4201 WINFIELD ROAD CITY: WARRENVILLE STATE: IL ZIP: 60555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 331-332-5000 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 4 1 wf-form4_151873880587865.xml FORM 4 X0306 4 2018-02-13 0 0000808450 NAVISTAR INTERNATIONAL CORP NAV 0001421215 Kramer Curt A NAVISTAR INTERNATIONAL CORPORATION 2701 NAVISTAR DRIVE LISLE IL 60532 0 1 0 0 SVP & General Counsel Common Stock 2018-02-13 4 A 0 3733 0 A 7786 D Common Stock 2018-02-14 4 M 0 607 0 A 8393 D Common Stock 2018-02-14 4 D 0 607 40.35 D 7786 D Common Stock 163.8942 I By Navistar 401(k) Savings Plan Employee Stock Option (right to buy) 40.18 2018-02-13 4 A 0 5385 0 A 2028-02-13 Common Stock 5385.0 5385 D Restricted Stock Units 2018-02-14 4 M 0 607 0 D Common Stock 607.0 1212 D Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis. The option is exercisable in three annual installments as follows: 1,795 shares on 2/13/2019; 1,795 shares on 2/13/2020; and 1,795 shares on 2/13/2021. The RSUs disposed were from an award of 1,819 RSUs that became or will become payable in cash, unless the Corporation elects to settle the RSUs in common stock, in three annual installments as follows: 607 shares on 2/14/2018; 606 shares on 2/14/2019; and 606 shares on 2/14/2020. Curt A. Kramer 2018-02-15